COUNCIL REGULATION (EC) No 338/97

of 9 December 1996

on the protection of species of wild fauna and flora by regulating trade therein

Article 1

Object

The object of this Regulation is to protect species of wild fauna and flora and to guarantee their conservation by regulating trade therein in accordance with the following Articles.

This Regulation shall apply in compliance with the objectives, principles and provisions of the Convention defined in Article 2.

Article 2

Definitions

For the purposes of this Regulation:

(a) ‘committee’ shall mean the Committee on Trade in Wild Fauna and Flora, established under Article 18;

(b) ‘convention’ shall mean the Convention on International Trade in Endangered Species of Wild Fauna and Flora (Cites);

(c) ‘country of origin’ shall mean the country in which a specimen was taken from the wild, captive-bred or artificially propagated;

(d) ‘import notification’ shall mean the notification given by the importer or his agent or representative, at the time of the introduction into the Community of a specimen of a species included in Annexes C or D, on a form prescribed by the Commission in accordance with the procedure laid down in Article 18;

(e) ‘introduction from the sea’ shall mean the introduction into the Community of any specimen which was taken in, and is being introduced directly from, the marine environment not under the jurisdiction of any State, including the air-space above the sea and the sea-bed and subsoil beneath the sea;

(f) ‘issuance’ shall mean the completion of all procedures involved in preparing and validating a permit or certificate and its delivery to the applicant;

(g) ‘management authority’ shall mean a national administrative authority designated, in the case of a Member State, in accordance with Article 13(1)(a) or, in the case of a third country party to the Convention, in accordance with Article IX of the Convention;

(h) ‘member state of destination’ shall mean the Member State of destination mentioned in the document used to export or re-export a specimen; in the event of introduction from the sea, it shall mean the Member State within whose jurisdiction the place of destination of a specimen lies;

(i) ‘offering for sale’ shall mean offering for sale and any action that may reasonably be construed as such, including advertising or causing to be advertised for sale and invitation to treat;

(j) ‘personal or household effects’ shall mean dead specimens, parts and derivatives thereof, that are the belongings of a private individual and that form, or are intended to form, part of his normal goods and chattels;

(k) ‘place of destination’ shall mean the place at which at the time of introduction into the Community, it is intended that specimens will normally be kept; in the case of live specimens, this shall be the first place where specimens are intended to be kept following any period of quarantine or other confinement for the purposes of sanitary checks and controls;

(l) ‘population’ shall mean a biologically or geographically distinct total number of individuals;

(m) ‘primarily commercial purposes’ shall mean all purposes the non-commercial aspects of which do not clearly predominate;

(n) ‘re-export from the Community’ shall mean export from the Community of any specimen that has previously been introduced;

(o) ‘reintroduction into the Community’ shall mean introduction into the Community of any specimen that has previously been exported or re-exported;

(p) ‘sale’ shall mean any form of sale. For the purposes of this Regulation, hire, barter or exchange shall be regarded as sale; cognate expressions shall be similarly construed;

(q) ‘scientific authority’ shall mean a scientific authority designated, in the case of a Member State, in accordance with Article 13(1)(b) or, in the case of a third country party to the Convention, in accordance with Article IX of the Convention;

(r) ‘scientific review group’ shall mean the consultative body established under Article 17;

(s) ‘species’ shall mean a species, subspecies or population thereof;

(t) ‘specimen’ shall mean any animal or plant, whether alive or dead, of the species listed in Annexes A to D, any part or derivative thereof, whether or not contained in other goods, as well as any other goods which appear from an accompanying document, the packaging or a mark or label, or from any other circumstances, to be or to contain parts or derivatives of animals or plants of those species, unless such parts or derivatives are specifically exempted from the provisions of this Regulation or from the provisions relating to the Annex in which the species concerned is listed by means of an indication to that effect in the Annexes concerned. A specimen will be considered to be a specimen of a species listed in Annexes A to D if it is, or is part of or derived from, an animal or plant at least one of whose ‘parents’ is of a species so listed. In cases where the ‘parents’ of such an animal or plant are of species listed in different Annexes, or of species only one of which is listed, the provisions of the more restrictive Annex shall apply. However, in the case of specimens of hybrid plants, if one of the ‘parents’ is of a species listed in Annex A, the provisions of the more restrictive Annex shall apply only if that species is annotated to that effect in the Annex;

(u) ‘trade’ shall mean the introduction into the Community, including introduction from the sea, and the export and re-export therefrom, as well as the use, movement and transfer of possession within the Community, including within a Member State, of specimens subject to the provisions of this Regulation;

(v) ‘transit’ shall mean the transport of specimens between two points outside the Community through the territory of the Community which are shipped to a named consignee and during which any interruption in the movement arises only from the arrangements necessitated by this form of traffic;

(w) ‘worked specimens that were acquired more than 50 years previously’ shall mean specimens that were significantly altered from their natural raw state for jewellery, adornment, art, utility, or musical instruments, more than 50 years before the entry into force of this Regulation and that have been, to the satisfaction of the management authority of the Member State concerned, acquired in such conditions. Such specimens shall be considered as worked only if they are clearly in one of the aforementioned categories and require no further carving, crafting or manufacture to effect their purpose;

(x) ‘checks at the time of introduction, export, re-export and transit’ shall mean documentary checks on the certificates, permits and notifications provided for in this Regulation and — in cases where Community provisions so provide or in other cases by representative sampling of the consignments — examination of the specimens, where appropriate accompanied by the taking of samples with a view to analysis or more detailed checks.

Article 3

Scope

(a) the species listed in Appendix I to the Convention for which the Member States have not entered a reservation;

(b) any species: (i) which is, or may be, in demand for utilization in the Community or for international trade and which is either threatened with extinction or so rare that any level of trade would imperil the survival of the species; or (ii) which is in a genus of which most of the species or which is a species of which most of the subspecies are listed in Annex A in accordance with the criteria in subparagraphs (a) or (b)(i) and whose listing in the Annex is essential for the effective protection of those taxa.

(a) the species listed in Appendix II to the Convention, other than those listed in Annex A, for which the Member States have not entered a reservation;

(b) the species listed in Appendix I to the Convention for which a reservation has been entered;

(c) any other species not listed in Appendices I or II to the Convention: (i) which is subject to levels of international trade that might not be compatible: — with its survival or with the survival of populations in certain countries, or — with the maintenance of the total population at a level consistent with the role of the species in the ecosystems in which it occurs: or (ii) whose listing in the Annex for reasons of similarity in appearance to other species listed in Annex A or Annex B, is essential in order to ensure the effectiveness of controls on trade in specimens of such species;

(d) species in relation to which it has been established that the introduction of live specimens into the natural habitat of the Community would constitute an ecological threat to wild species of fauna and flora indigenous to the Community.

(a) the species listed in Appendix III to the Convention, other than those listed in Annexes A or B, for which the Member States have not entered a reservation;

(b) the species listed in Appendix II to the Convention for which a reservation has been entered.

(a) species not listed in Annexes A to C which are imported into the Community in such numbers as to warrant monitoring;

(b) the species listed in Appendix III to the Convention for which a reservation has been entered.

Article 4

Introduction into the Community

The import permit may be issued only in accordance with the restrictions established pursuant to paragraph 6 and when the following conditions have been met:

(a) the competent scientific authority, after considering any opinion by the Scientific Review Group, has advised that the introduction into the Community: (i) would not have a harmful effect on the conservation status of the species or on the extent of the territory occupied by the relevant population of the species; (ii) is taking place: — for one of the purposes referred to in Article 8(3)(e), (f) and (g), or — for other purposes which are not detrimental to the survival of the species concerned;

(b) (i) the applicant provides documentary evidence that the specimens have been obtained in accordance with the legislation on the protection of the species concerned which, in the case of import from a third country of specimens of a species listed in the Appendices to the Convention, shall be an export permit or re-export certificate, or copy thereof, issued in accordance with the Convention by a competent authority of the country of export or re-export; (ii) however, the issuance of import permits for species listed in Annex A in accordance with Article 3(1)(a) shall not require such documentary evidence, but the original of any such import permit shall be withheld from the applicant pending presentation of the export permit or re-export certificate;

(c) the competent scientific authority is satisfied that the intended accommodation for a live specimen at the place of destination is adequately equipped to conserve and care for it properly;

(d) the management authority is satisfied that the specimen is not to be used for primarily commercial purposes;

(e) the management authority is satisfied, following consultation with the competent scientific authority, that there are no other factors relating to the conservation of the species which militate against issuance of the import permit; and

(f) in the case of introduction from the sea, the management authority is satisfied that any live specimen will be so prepared and shipped as to minimize the risk of injury, damage to health or cruel treatment.

The import permit may be issued only in accordance with the restrictions established pursuant to paragraph 6 and when:

(a) the competent scientific authority, after examining available data and considering any opinion from the Scientific Review Group, is of the opinion that the introduction into the Community would not have a harmful effect on the conservation status of the species or on the extent of the territory occupied by the relevant population of the species, taking account of the current or anticipated level of trade. This opinion shall be valid for subsequent imports as long as the abovementioned aspects have not changed significantly;

(b) the applicant provides documentary evidence that the intended accommodation for a live specimen at the place of destination is adequately equipped to conserve and care for it properly;

(c) the conditions referred to in paragraph 1(b)(i), (e) and (f) have been met.

(a) in the case of export from a country mentioned in relation to the species concerned in Annex C, the applicant shall provide documentary evidence, by means of an export permit issued in accordance with the Convention by an authority of that country competent for the purpose, that the specimens have been obtained in accordance with the national legislation on the conservation of the species concerned; or

(b) in the case of export from a country not mentioned in relation to the species concerned in Annex C or re-export from any country, the applicant shall present an export permit, a re-export certificate or a certificate of origin issued in accordance with the Convention by an authority of the exporting or re-exporting country competent for the purpose.

(a) that they had previously been legally introduced into or acquired in the Community and that they are, modified or not, being reintroduced into the Community; or

(b) that they are worked specimens that were acquired more than 50 years previously.

(a) on the basis of the conditions referred to in paragraph 1(a)(i) or (e), of specimens of species listed in Annex A;

(b) on the basis of the conditions referred to in paragraph 1(e) or paragraph 2(a), of specimens of species listed in Annex B; and

(c) of live specimens of species listed in Annex B which have a high mortality rate during shipment or for which it has been established that they are unlikely to survive in captivity for a considerable proportion of their potential life span; or

(d) of live specimens of species for which it has been established that their introduction into the natural environment of the Community presents an ecological threat to wild species of fauna and flora indigenous to the Community.

The Commission shall on a quarterly basis publish a list of such restrictions, if any, in the Official Journal of the European Communities.

Those measures, designed to amend non-essential elements of this Regulation, by supplementing it, shall be adopted in accordance with the regulatory procedure with scrutiny referred to in Article 18(3).

Article 5

Export or re-export from the Community

(a) the competent scientific authority has advised in writing that the capture or collection of the specimens in the wild or their export will not have a harmful effect on the conservation status of the species or on the extent of the territory occupied by the relevant population of the species;

(b) the applicant provides documentary evidence that the specimens have been obtained in accordance with the legislation in force on the protection of the species in question; where the application is made to a Member State other than the Member State of origin, such documentary evidence shall be furnished by means of a certificate stating that the specimen was taken from the wild in accordance with the legislation in force on its territory;

(c) the management authority is satisfied that: (i) any live specimen will be so prepared and shipped as to minimize the risk of injury, damage to health or cruel treatment; and (ii) — the specimens of species not listed in Annex I to the Convention will not be used for primarily commercial purposes, or — in the case of export to a State party to the Convention of specimens of the species referred to in Article 3(1)(a) of this Regulation, an import permit has been issued; and

(d) the management authority of the Member State is satisfied, following consultation with the competent scientific authority, that there are no other factors relating to the conservation of the species which militate against issuance of the export permit.

(a) were introduced into the Community in accordance with the provisions of this Regulation;

(b) if introduced into the Community before the entry into force of this Regulation, were introduced in accordance with the provisions of Regulation (EEC) No 3626/82; or

(c) if introduced into the Community before 1984, entered international trade in accordance with the provisions of the Convention; or

(d) were legally introduced into the territory of a Member State before the provisions of the Regulations referred to in (a) and (b) or of the Convention became applicable to them, or became applicable in that Member State.

An export permit may be issued only when the conditions referred to in paragraph 2 (a), (b), (c) (i) and (d) have been met.

A re-export certificate may be issued only when the conditions referred to in paragraph 2 (c) (i) and (d) and in paragraph 3 (a) to (d) have been met.

(i) worked specimens that were acquired more than 50 years previously; or

(ii) dead specimens and parts and derivatives thereof for which the applicant provides documentary evidence that they were legally acquired before the provisions of this Regulation, or of Regulation (EEC) No 3626/82 or of the Convention became applicable to them.

7.

(a) The competent scientific authority in each Member State shall monitor the issuance of export permits by that Member State for specimens of species listed in Annex B and actual exports of such specimens. Whenever such scientific authority determines that the export of specimens of any such species should be limited in order to maintain that species throughout its range at a level consistent with its role in the ecosystem in which it occurs, and well above the level at which that species might become eligible for inclusion in Annex A in accordance with Article 3 (1) (a) or (b) (i), the scientific authority shall advise the competent management authority, in writing, of suitable measures to be taken to limit the issuance of export permits for specimens of that species

(b) Whenever a management authority is advised of the measures referred to in (a), it shall inform and send comments to the Commission which shall, if appropriate, recommend restrictions on exports of the species concerned in accordance with the regulatory procedure referred to in Article 18(2).

Article 6

Rejection of applications for permits and certificates referred to in Articles 4, 5 and 10

4.

(a) Member States shall recognize the rejection of applications by the competent authorities of the other Member States, where such rejection is based on the provisions of this Regulation.

(b) However, this need not apply where the circumstances have significantly changed or where new evidence to support an application has become available. In such cases, if a management authority issues a permit or certificate, it shall inform the Commission thereof, stating the reasons for issuance.

Article 7

Derogations

(a) Save where Article 8 applies, specimens of species listed in Annex A that have been born and bred in captivity or artificially propagated shall be treated in accordance with the provisions applicable to specimens of species listed in Annex B.

(b) In the case of artificially propagated plants, the provisions of Articles 4 and 5 may be waived under special conditions laid down by the Commission, relating to: (i) the use of phytosanitary certificates; (ii) trade by registered commercial traders and by the scientific institutions referred to in paragraph 4 of this Article; and (iii) trade in hybrids.

(c) The criteria for determining whether a specimen has been born and bred in captivity or artificially propagated and whether for commercial purposes, as well as the special conditions referred to in (b), shall be specified by the Commission. Those measures, designed to amend non-essential elements of this Regulation, by supplementing it, shall be adopted in accordance with the regulatory procedure with scrutiny referred to in Article 18(3).

(a) By way of derogation from Article 4, where a specimen is in transit through the Community, checks and presentation at the border customs office at the point of introduction of the prescribed permits, certificates and notifications shall not be required.

(b) In the case of species listed in the Annexes in accordance with Article 3 (1) and Article 3 (2) (a) and (b), the derogation referred to in (a) shall apply only where a valid export or re-export document provided for by the Convention, relating to the specimens that it accompanies and specifying the destination of the specimens, has been issued by the competent authorities of the exporting or re-exporting third country.

(c) If the document referred to in (b) has not been issued before export or re-export, the specimen must be seized and may, where applicable, be confiscated unless the document is submitted retrospectively in compliance with the conditions specified by the Commission. Those measures, designed to amend non-essential elements of this Regulation, by supplementing it, shall be adopted in accordance with the regulatory procedure with scrutiny referred to in Article 18(3).

By way of derogation from Articles 4 and 5, the provisions therein shall not apply to dead specimens, parts and derivatives of species listed in Annexes A to D which are personal or household effects being introduced into the Community, or exported or re-exported therefrom, in compliance with provisions that shall be specified by the Commission. Those measures, designed to amend non-essential elements of this Regulation, by supplementing it, shall be adopted in accordance with the regulatory procedure with scrutiny referred to in Article 18(3).

The documents referred to in Articles 4, 5, 8 and 9 shall not be required in the case of non-commercial loans, donations and exchanges between scientists and scientific institutions, registered by the management authorities of the States in which they are located, of herbarium specimens and other preserved, dried or embedded museum specimens, and of live plant material, bearing a label, the model for which has been determined in accordance with the regulatory procedure referred to in Article 18(2) or a similar label issued or approved by a management authority of a third country.

Article 8

Provisions relating to the control of commercial activities

(a) were acquired in, or were introduced into, the Community before the provisions relating to species listed in Appendix I to the Convention or in Annex C1 to Regulation (EEC) No 3626/82 or in Annex A became applicable to the specimens; or

(b) are worked specimens that were acquired more than 50 years previously; or

(c) were introduced into the Community in compliance with the provisions of this Regulation and are to be used for purposes which are not detrimental to the survival of the species concerned; or

(d) are captive-born and bred specimens of an animal species or artificially propagated specimens of a plant species or are parts or derivatives of such specimens; or

(e) are required under exceptional circumstances for the advancement of science or for essential biomedical purposes pursuant to Council Directive 86/609/EEC of 24 November 1986 on the approximation of laws, regulations and administrative provisions of the Member States regarding the protection of animals used for experimental and other scientific purposes (¹) where the species in question proves to be the only one suitable for those purposes and where there are no specimens of the species which have been born and bred in captivity; or

(f) are intended for breeding or propagation purposes from which conservation benefits will accrue to the species concerned; or

(g) are intended for research or education aimed at the preservation or conservation of the species; or

(h) originate in a Member State and were taken from the wild in accordance with the legislation in force in that Member State.

Article 9

Movement of live specimens

(a) be granted only when the competent scientific authority of such Member State or, where the movement is to another Member State, the competent scientific authority of the latter, is satisfied that the intended accommodation for a live specimen at the place of destination is adequately equipped to conserve and care for it properly;

(b) be confirmed by issuance of a certificate; and

(c) where applicable, be immediately communicated to a management authority of the Member State in which the specimen is to be located.

Article 10

Certificates to be issued

On receiving an application, together with all the requisite supporting documents, from the person concerned and provided that all the conditions governing their issuance have been fulfilled, a management authority of a Member State may issue a certificate for the purposes referred to in Article 5 (2) (b), 5 (3) and (4), Article 8 (3) and Article 9 (2) (b).

Article 11

Validity of and special conditions for permits and certificates

2.

(a) However, any such permit or certificate, as well as any permit or certificate issued on the basis of it, shall be deemed void if a competent authority or the Commission, in consultation with the competent authority which issued the permit or certificate, establishes that it was issued on the false premise that the conditions for its issuance were met.

(b) Specimens situated in the territory of a Member State and covered by such documents shall be seized by the competent authorities of that Member State and may be confiscated.

Article 12

Places of introduction and export

Article 13

Management and scientific authorities and other competent authorities

1.

(a) Each Member State shall designate a management authority with primary responsibility for implementation of this Regulation and for communication with the Commission:

(b) Each Member State may also designate additional management authorities and other competent authorities to assist in implementation, in which case the primary management authority shall be responsible for providing the additional authorities with all the information required for correct application of this Regulation.

3.

(a) Not later than three months before the date of application of this Regulation, Member States shall forward the names and addresses of the designated management authorities, other authorities competent to issue permits or certificates and scientific authorities to the Commission, which shall publish this information in the Official Journal of the European Communities within a month.

(b) Each management authority referred to in paragraph 1 (a) shall, if so requested by the Commission, communicate to it within two months the names and specimen signatures of people authorized to sign permits or certificates, and impressions of the stamps, seals or other devices used to authenticate permits or certificates.

(c) Member States shall communicate to the Commission any changes in the information already provided, not later than two months after the implementation of such change.

Article 14

Monitoring of compliance and investigation of infringements

1.

(a) The competent authorities of the Member States shall monitor compliance with the provisions of this Regulation.

(b) If, at any time, the competent authorities have reason to believe that these provisions are being infringed, they shall take the appropriate steps to ensure compliance or to instigate legal action.

(c) Member States shall inform the Commission and, in the case of species listed in the Appendices to the Convention, the Convention Secretariat of any steps taken by the competent authorities in relation to significant infringements of this Regulation, including seizures and confiscations.

3.

(a) An enforcement group shall be established consisting of the representatives of each Member State's authorities with responsibility for ensuring the implementation of the provisions of this Regulation. The group shall be chaired by the representative of the Commission.

(b) The enforcement group shall examine any technical question relating to the enforcement of this Regulation raised by the chairman, either on his own initiative or at the request of the members of the group or the committee.

(c) The Commission shall convey the opinions expressed in the enforcement group to the committee.

Article 15

Communication of information

The Member States and the Commission shall ensure that the necessary steps are taken to make the public aware and inform it of the provisions regarding implementation of the Convention and of this Regulation and of the latter's implementing measures.

4.

(a) The management authorities of the Member States shall communicate to the Commission before 15 June each year all the information relating to the preceding year required for drawing up the reports referred to in Article VIII.7 (a) of the Convention and equivalent information on international trade in all specimens of species listed in Annexes A, B and C and on introduction into the Community of specimens of species listed in Annex D.  The information to be communicated and the format for its presentation shall be specified by the Commission in accordance with the regulatory procedure referred to in Article 18(2).

(b) On the basis of the information submitted by the Member States referred to in point (a), the Commission services shall make publicly available, before 31 October each year a Union-wide overview on the introduction into, and the export and re-export from, the Union of specimens of the species to which this Regulation applies and shall forward to the Convention Secretariat information on the species to which the Convention applies.

(c) Without prejudice to Article 20 of this Regulation, the management authorities of the Member States shall, one year before each meeting of the Conference of the Parties to the Convention, communicate to the Commission all the information relating to the relevant preceding period required for drawing up the reports referred to in Article VIII.7 (b) of the Convention and equivalent information on the provisions of this Regulation that fall outside the scope of the Convention. The format for its presentation shall be specified by the Commission by means of implementing acts. Those implementing acts shall be adopted in accordance with the examination procedure referred to in Article 18(2) of this Regulation.

(d) On the basis of the information submitted by the Member States referred to in point (c), the Commission shall make publicly available a Union-wide overview on the implementation and enforcement of this Regulation.

(e) The management authorities of the Member States shall communicate to the Commission before 15 June each year all the information relating to the preceding year for drawing up the annual illegal trade report referred to in CITES Resolution Conf. 11.17 (rev. CoP17).

Article 16

Sanctions

(a) introduction into, or export or re-export from, the Community of specimens without the appropriate permit or certificate or with a false, falsified or invalid permit or certificate or one altered without authorization by the issuing authority;

(b) failure to comply with the stipulations specified on a permit or certificate issued in accordance with this Regulation;

(c) making a false declaration or knowingly providing false information in order to obtain a permit or certificate;

(d) using a false, falsified or invalid permit or certificate or one altered without authorization as a basis for obtaining a Community permit or certificate or for any other official purpose in connection with this Regulation;

(e) making no import notification or a false import notification;

(f) shipment of live specimens not properly prepared so as to minimize the risk of injury, damage to health or cruel treatment;

(g) use of specimens of species listed in Annex A other than in accordance with the authorization given at the time of issuance of the import permit or subsequently;

(h) trade in artificially propagated plants contrary to the provisions laid down in accordance with Article 7(1)(b);

(i) shipment of specimens into or out of or in transit through the territory of the Community without the appropriate permit or certificate issued in accordance with this Regulation and, in the case of export or re-export from a third country party to the Convention, in accordance therewith, or without satisfactory proof of the existence of such permit or certificate;

(j) purchase, offer to purchase, acquisition for commercial purposes, use for commercial gain, display to the public for commercial purposes, sale, keeping for sale, offering for sale or transporting for sale of specimens in contravention of Article 8;

(k) use of a permit or certificate for any specimen other than one for which it was issued;

(l) falsification or alteration of any permit or certificate issued in accordance with this Regualation;

(m) failure to disclose rejection of an application for a Community import, export or re-export permit or certificate, in accordance with Article 6 (3).

(a) following consultation with a scientific authority of that Member State, shall place or otherwise dispose of the specimen under conditions which it deems to be appropriate and consistent with the purposes and provisions of the Convention and this Regulation; and

(b) in the case of a live specimen which has been introduced into the Community, may, after consultation with the State of export, return the specimen to that State at the expense of the convicted person.

Article 17

The Scientific Review Group

2.

(a) The Scientific Review Group shall examine any scientific question relating to the application of this Regulation — in particular concerning Article 4 (1) (a), (2) (a) and (6) — raised by the chairman, either on his own initiative or at the request of the members of the Group or the Committee.

(b) The Commission shall convey the opinions of the Scientific Review Group to the Committee.

Article 18

The period laid down in Article 5(6) of Decision 1999/468/EC shall be set at three months. As regards the Committee's tasks referred to in points 1 and 2 of Article 19, if, on the expiry of a period of three months from the date of referral to the Council, the Council has not acted, the proposed measures shall be adopted by the Commission.

The time limits laid down in Article 5a(3)(c) and (4)(b) and (e) of Decision 1999/468/EC shall be set at one month, one month and two months respectively.

Article 19

The Commission shall determine the design of the documents referred to in Articles 4, 5, 7(4) and 10 in accordance with the regulatory procedure referred to in Article 18(2).

(a) the issue, validity and use of the documents referred to in Articles 4, 5, 7(4) and 10;

(b) the use of phytosanitary certificates referred to in Article 7(1)(b)(i);

(c) the establishment of procedures, where necessary, for marking specimens in order to facilitate identification and ensure enforcement of the provisions.

Those measures, designed to amend non-essential elements of this Regulation, by supplementing it, shall be adopted in accordance with the regulatory procedure with scrutiny referred to in Article 18(3).

Article 20

Final provisions

Each Member State shall notify the Commission and the Convention Secretariat of the provisions which it adopts specifically for the implementation of this Regulation and of all legal instruments used and measures taken for its implementation and enforcement.

The Commission shall communicate this information to the other Member States.

Article 21

(a) must check that there is no justification for restrictions on the introduction into the Community of the species listed in Annex C1 to Regulation (EEC) No 3626/82 which are not included in Annex A to this Regulation;

(b) shall adopt a Regulation amending Annex D into a representative list of species meeting the criteria laid down in Article 3 (4) (a).

Article 22

This Regulation shall enter into force on the date of its publication in the Official Journal of the European Communities.

It shall apply from 1 June 1997.

Articles 12, 13, 14 (3), 116, 17, 18, 19 and 21(3) shall apply from the date of entry into force of this Regulation.

This Regulation shall be binding in its entirety and directly applicable in all Member States.

ANNEX

1.Species included in Annexes A, B, C and D are referred to:

(a) by the name of the species; or

(b) as being all of the species included in a higher taxon or designated part thereof.

2.The abbreviation ‘spp.’ is used to denote all species of a higher taxon.

3.Other references to taxa higher than species are for the purposes of information or classification only.

4.Species printed in bold in Annex A are listed there in consistency with their protection as provided for by Directive 2009/147/EC of the European Parliament and of the Council (⁵) or Council Directive 92/43/EEC (⁶).

5.The following abbreviations are used for plant taxa below the level of species:

(a) ‘ssp.’ is used to denote subspecies;

(b) ‘var(s).’ is used to denote variety (varieties); and

(c) ‘fa.’ is used to denote forma.

6.The symbols ‘(I)’, ‘(II)’ and ‘(III)’ placed against the name of a species or higher taxon refer to the Appendices to the Convention in which the species concerned are listed as indicated in notes 7, 8 and 9. Where none of these annotations appears, the species concerned are not listed in the Appendices to the Convention.

7.(I) against the name of a species or higher taxon indicates that the species or higher taxon concerned is included in Appendix I to the Convention.

8.(II) against the name of a species or higher taxon indicates that the species or higher taxon concerned is included in Appendix II to the Convention.

9.(III) against the name of a species or higher taxon indicates that it is included in Appendix III to the Convention. In this case the country with respect to which the species or higher taxon is included in Appendix III is also indicated.

10.‘Cultivar’ means, following the definition of the 8th edition of the International Code of Nomenclature for Cultivated Plants, an assemblage of plants that (a) has been selected for a particular character or combination of characters, (b) is distinct, uniform, and stable in these characters, and (c) when propagated by appropriate means, retains those characters. No new taxon of a cultivar can be regarded as such until its category name and circumscription has been formally published in the latest edition of the International Code of Nomenclature for Cultivated Plants.

11.Hybrids may be specifically included in the Appendices but only if they form distinct and stable populations in the wild. Hybrid animals that have in their previous four generations of the lineage one or more specimens of species included in Annexes A or B shall be subject to this Regulation just as if they were full species, even if the hybrid concerned is not specifically included in the Annexes.

12.When a species is included in Annex A, B or C, the whole animal or plant, whether alive or dead, and all parts and derivatives thereof are also included. Regarding animal species listed in Annex C and plant species listed in Annex B or C, all parts and derivatives of the species are also included in the same Annex unless the species is annotated to indicate that only specific parts and derivatives are included. In accordance with Article 2(t), the symbol ‘#’ followed by a number placed against the name of a species or higher taxon included in Annex B or C designates parts or derivatives which are specified in relation thereto for the purposes of this Regulation as follows:

1 Designates all parts and derivatives, except:

(a) seeds, spores and pollen (including pollinia); (b) seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers; (c) cut flowers of artificially propagated plants; and (d) fruits and parts and derivatives thereof of artificially propagated plants of the genus Vanilla.

2 Designates all parts and derivatives, except:

(a) seeds and pollen; and (b) finished products packaged and ready for retail trade.

3 Designates whole and sliced roots and parts of roots, excluding manufactured parts or derivatives, such as powders, pills, extracts, tonics, teas and confectionery.

4 Designates all parts and derivatives, except:

(a) seeds (including seedpods of Orchidaceae), spores and pollen (including pollinia). The exemption does not apply to seeds from Cactaceae spp. exported from Mexico, and to seeds from Beccariophoenix madagascariensis and Dypsis decaryi exported from Madagascar; (b) seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers; (c) cut flowers of artificially propagated plants; (d) fruits and parts and derivatives thereof of naturalized or artificially propagated plants of the genus Vanilla (Orchidaceae) and of the family Cactaceae; (e) stems, flowers, and parts and derivatives thereof of naturalized or artificially propagated plants of the genera Opuntia subgenus Opuntia and Selenicereus (Cactaceae); and (f) finished products of Aloe ferox and Euphorbia antisyphilitica packaged and ready for retail trade.

5 Designates logs, sawn wood and veneer sheets.

6 Designates logs, sawn wood, veneer sheets and plywood.

7 Designates logs, wood-chips, powder and extracts.

8 Designates underground parts (i.e. roots, rhizomes): whole, parts and powdered.

9 Designates all parts and derivatives, except those bearing a label ‘Produced from Hoodia spp. material obtained through controlled harvesting and production under the terms of an agreement with the relevant CITES Management Authority of [Botswana under agreement No. BW/xxxxxx] [Namibia under agreement No. NA/xxxxxx] [South Africa under agreement No. ZA/xxxxxx]’.

10 Designates logs, sawn wood, veneer sheets, including unfinished wood articles used for the fabrication of bows for stringed musical instruments.

11 Designates logs, sawn wood, veneer sheets, plywood, powder and extracts. Finished products containing such extracts as ingredients, including fragrances, are not considered to be covered by this annotation.

12 Designates logs, sawn wood, veneer sheets, plywood and extracts. Finished products containing such extracts as ingredients, including fragrances, are not considered to be covered by this annotation.

13 Designates the kernel (also known as ‘endosperm’, ‘pulp’ or ‘copra’) and any derivative thereof.

14 Designates all parts and derivatives, except:

(a) seeds and pollen; (b) seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers; (c) fruits; (d) leaves; (e) exhausted agarwood powder, including compressed powder in all shapes; and (f) finished products packaged and ready for retail trade, this exemption does not apply to wood chips, beads, prayer beads and carvings.

15 Designates all parts and derivatives, except:

(a) leaves, flowers, pollen, fruits, and seeds; (b) finished products to a maximum weight of wood of the listed species of up to 10 kg per shipment; (c) finished musical instruments, finished musical instrument parts and finished musical instrument accessories; (d) parts and derivatives of Dalbergia cochinchinensis which are covered by Annotation #4; (e) parts and derivatives of Dalbergia spp. originating and exported from Mexico which are covered by Annotation #6;

16 Designates seeds, fruits, and oils;

17 Logs, sawn wood, veener sheets, plywood and transformed wood.

13.The terms and expressions below, used in annotations in these Annexes, are defined as follows:

Extract

Any substance obtained directly from plant material by physical or chemical means regardless of the manufacturing process. An extract may be solid (e.g. crystals, resin, fine or coarse particles), semisolid (e.g. gums, waxes) or liquid (e.g. solutions, tinctures, oil and essential oils).

Finished musical instruments

A musical instrument (as referenced by the Harmonized System of the World Customs Organization, Chapter 92; musical instruments, parts and accessories of such articles) that is ready to play or needs only the installation of parts to make it playable. This term includes antique instruments (as defined by the Harmonized System codes 97.05 and 97.06; Works of art, collectors’ pieces and antiques).

Finished musical instrument accessories

A musical instrument accessory (as referenced by the Harmonized System of the World Customs Organization, Chapter 92; musical instruments, parts and accessories of such articles) that is separate from the musical instrument, and is specifically designed or shaped to be used explicitly in association with an instrument, and that requires no further modification to be used.

Finished musical instrument parts

A part (as referenced by the Harmonized System of the World Customs Organization, Chapter 92; musical instruments, parts and accessories of such articles) of a musical instrument that is ready to install and is specifically designed and shaped to be used explicitly in association with the instrument to make it playable.

Finished products packaged and ready for retail trade

Products, shipped singly or in bulk, requiring no further processing, packaged, labelled for final use or the retail trade in a state fit for being sold to or used by the general public.

Powder

A dry, solid substance in the form of fine or coarse particles

Shipment

Cargo transported under the terms of a single bill of lading or air waybill, irrespective of the quantity or number of containers or packages; or pieces worn, carried or included in personal baggage.

10 kg per shipment

For the term ‘10 kg per shipment’, the 10 kg limit should be interpreted as referring to the weight of the individual portions of each item in the shipment made of wood of the species concerned. In other words, the 10 kg limit is to be assessed against the weight of the individual portions of wood of Dalbergia/Guibourtia species contained in each item of the shipment, rather than against the total weight of the shipment.

Transformed wood

Defined by Harmonized System code 44.09. Wood (including strips, friezes for parquet flooring, not assembled), continuously shaped (tongued, grooved, v-jointed, beaded or the like) along any edges, ends or faces, whether or not planed, sanded or end-jointed.

Woodchips

Wood that has been reduced to small pieces.

14.As none of the species or higher taxa of FLORA included in Annex A is annotated to the effect that its hybrids shall be treated in accordance with Article 4(1), this means that artificially propagated hybrids produced from one or more of these species or taxa may be traded with a certificate of artificial propagation, and that seeds and pollen (including pollinia), cut flowers, seedling or tissue cultures obtained in vitro, in solid or liquid media, transported in sterile containers of these hybrids are not subject to this Regulation.

15.Urine, faeces and ambergris which are waste products and gained without the manipulation of the animal concerned are not subject to this Regulation.

16.In respect of fauna species listed in Annex D, this Regulation shall apply only to live specimens and whole, or substantially whole, dead specimens except for taxa which are annotated as follows to show that other parts and derivatives are also covered:

§ 1 Any whole, or substantially whole, skins, raw or tanned.

17.In respect of flora species listed in Annex D, this Regulation shall apply only to live specimens except for taxa which are annotated as follows to show that other parts and derivatives are also covered:

§ 3 Dried and fresh plants, including, where appropriate; leaves, roots/rootstock, stems, seeds/spores, bark and fruits.

§ 4 Logs, sawn wood and veneer sheets. Annex A Annex B Annex C Common name FAUNA CHORDATA (CHORDATES) MAMMALIA

Mammals ARTIODACTYLA Antilocapridae

Pronghorn Antilocapra americana (I) (Only the population of Mexico; no other population is included in the Annexes to this Regulation)

Mexican pronghorn Bovidae

Antelopes, cattle, duikers, gazelles, goats, sheep etc. Addax nasomaculatus (I)

Addax Ammotragus lervia (II)

Barbary sheep Antilope cervicapra (III Nepal/Pakistan) Blackbuck Bos gaurus (I) (Excludes the domesticated form referenced as Bos frontalis which is not subject to this Regulation)

Gaur Bos mutus (I) (Excludes the domesticated form referenced as Bos grunniens which is not subject to this Regulation)

Wild yak Bos sauveli (I)

Kouprey Boselaphus tragocamelus (III Pakistan) Nilgai Bubalus arnee (III Nepal) (Excludes the domesticated form referenced as Bubalus bubalis, which is not subject to this Regulation) Wild Asiatic buffalo Bubalus depressicornis (I)

Lowland anoa Bubalus mindorensis (I)

Tamarau Bubalus quarlesi (I)

Mountain anoa Budorcas taxicolor (II)

Takin Capra falconeri (I)

Markhor Capra caucasica (II)

Caucasian Tur Capra hircus aegagrus (III Pakistan) (Specimens of the domesticated form are not subject to this Regulation) Wild goat Capra sibirica (III Pakistan) Siberian Ibex Capricornis milneedwardsii (I)

Chinese serow Capricornis rubidus (I)

Red serow Capricornis sumatraensis (I)

Sumatran serow Capricornis thar (I)

Himalayan serow Cephalophus brookei (II)

Brooke’s duiker Cephalophus dorsalis (II)

Bay duiker Cephalophus jentinki (I)

Jentink’s duiker Cephalophus ogilbyi (II)

Ogilby’s duiker Cephalophus silvicultor (II)

Yellow-backed duiker Cephalophus zebra (II)

Zebra duiker Damaliscus pygargus pygargus (II)

Bontebok Gazella bennettii (III Pakistan) Chinkara Gazella cuvieri (I)

Cuvier’s gazelle Gazella dorcas (III Algeria/Tunisia) Dorcas gazelle Gazella leptoceros (I)

Slender-horned gazelle Hippotragus niger variani (I)

Giant sable antelope Kobus leche (II)

Lechwe Naemorhedus baileyi (I)

Red goral Naemorhedus caudatus (I)

Long-tailed goral Naemorhedus goral (I)

Himalayan goral Naemorhedus griseus (I)

Chinese goral Nanger dama (I)

Dama gazelle Oryx dammah (I)

Scimitar-horned oryx Oryx leucoryx (I)

Arabian oryx Ovis ammon (II)

Altai argali Ovis arabica (II)

Arabian wild sheep Ovis bochariensis (II)

Bukhara urial Ovis canadensis (II) (Only the population of Mexico; no other population is included in the Annexes to this Regulation)

Mexican bighorn sheep Ovis collium (II) (^*1)

Kazakhstan argali Ovis cycloceros (II)

Afghan urial Ovis darwini (II) (^*1)

Gobi argali Ovis gmelini (I) (population of Cyprus)

Anatolian sheep Ovis hodgsonii (I)

Tibetan argali Ovis jubata (II) (^*1)

Shansi argali Ovis karelini (II) (^*1)

Tianshan argali Ovis nigrimontana (I)

Karatau argali Ovis polii (II) (^*1)

Marco Polo argali Ovis punjabiensis (II)

Punjab urial Ovis severtzovi (II) (^*1)

Severtzov’s agali Ovis vignei (I)

Ladakh urial Pantholops hodgsonii (I)

Chiru Philantomba monticola (II)

Blue duiker Pseudois nayaur (III Pakistan) Bharal Pseudoryx nghetinhensis (I)

Saola Rupicapra pyrenaica ornata (II)

Abruzzo chamois Saiga borealis (II) (A zero export quota for wild specimens traded for commercial purposes)

Mongolian saiga Saiga tatarica (II) (A zero export quota for wild specimens traded for commercial purposes)

Steppe saiga Tetracerus quadricornis (III Nepal) Four-horned antelope Camelidae

Camels, guanaco, vicuña Lama guanicoe (II)

Guanaco Vicugna vicugna (I) (Except for the populations of: Argentina [the populations of the Provinces of Jujuy, Catamarca and Salta, and the semi-captive populations of the Provinces of Jujuy, Salta, Catamarca, La Rioja and San Juan]; Bolivia [the whole population]; Chile [populations of the region of Tarapacá and of the region of Arica and Parinacota]; Ecuador [the whole population] and Peru [the whole population]; which are included in Annex B) Vicugna vicugna (II) (Only the populations of Argentina [the populations of the Provinces of Jujuy, Catamarca and Salta, and the semi-captive populations of the Provinces of Jujuy, Salta, Catamarca, La Rioja and San Juan]; Bolivia [the whole population]; Chile [populations of the region of Tarapacá and of the region of Arica and Parinacota]; Ecuador [the whole population] and Peru [the whole population]; all other populations are included in Annex A) (¹)

Vicuña Cervidae

Deer, huemuls, muntjacs, pudus Axis calamianensis (I)

Calamian deer Axis kuhlii (I)

Bawean deer Axis porcinus (III Pakistan (Except for the subspecies included in Annex A)) Hog deer Axis porcinus annamiticus (I)

Indochina hog deer Blastocerus dichotomus (I)

Marsh deer Cervus elaphus bactrianus (II)

Bactrian deer Cervus elaphus barbarus (III Algeria/Tunisia) Barbary deer Cervus elaphus hanglu (I)

Hangul Dama dama mesopotamica (I)

Persian fallow deer Hippocamelus spp. (I)

Huemuls Mazama temama cerasina (III Guatemala) Central American red brocket Muntiacus crinifrons (I)

Black muntjac Muntiacus vuquangensis (I)

Giant muntjac Odocoileus virginianus mayensis (III Guatemala) Guatemalan white-tailed deer Ozotoceros bezoarticus (I)

Pampas deer Pudu mephistophiles (II)

Northern pudu Pudu puda (I)

Southern pudu Rucervus duvaucelii (I)

Barasingha Rucervus eldii (I)

Eld’s deer Giraffidae

Giraffa camelopardalis (II)

Giraffes Giraffe Hippopotamidae

Hippopotamuses Hexaprotodon liberiensis (II)

Pygmy hippopotamus Hippopotamus amphibius (II)

Common hippopotamus Moschidae

Musk deer Moschus spp. (I) (Only the populations of Afghanistan, Bhutan, India, Myanmar, Nepal and Pakistan; all other populations are included in Annex B) Moschus spp. (II) (Except for the populations of Afghanistan, Bhutan, India, Myanmar, Nepal and Pakistan, which are included in Annex A)

Musk deer Suidae

Babirusa, hogs, pigs Babyrousa babyrussa (I)

Buru babirusa Babyrousa bolabatuensis (I)

Bola Batu babirusa Babyrousa celebensis (I)

North Sulawesi babirusa Babyrousa togeanensis (I)

Malenge babirusa Sus salvanius (I)

Pygmy hog Tayassuidae

Peccaries Tayassuidae spp. (II) (Except for the species included in Annex A and excluding the populations of Pecari tajacu of Mexico and the United States, which are not included in the Annexes to this Regulation)

Peccaries Catagonus wagneri (I)

Chacoan peccary CARNIVORA Ailuridae Ailurus fulgens (I)

Red panda Canidae

Dogs, foxes, wolves Canis aureus (III India) Golden jackal Canis lupus (I/II) (All populations except those of Spain north of the Duero and Greece north of the 39th parallel. Populations of Bhutan, India, Nepal and Pakistan are listed in Appendix I; all other populations are listed in Appendix II. Excludes the domesticated form and the dingo which are referenced as Canis lupus familiaris and Canis lupus dingo) Canis lupus (II) (Populations of Spain north of the Duero and Greece north of the 39th parallel.Excludes the domesticated form and the dingo which are referenced as Canis lupus familiaris and Canis lupus dingo)

Grey wolf Canis simensis

Ethiopian wolf Cerdocyon thous (II)

Crab-eating fox Chrysocyon brachyurus (II)

Maned wolf Cuon alpinus (II)

Dhole Lycalopex culpaeus (II)

Culpeo Lycalopex fulvipes (II)

Darwin’s fox Lycalopex griseus (II)

South American grey fox Lycalopex gymnocercus (II)

Pampas fox Speothos venaticus (I)

Bush dog Vulpes bengalensis (III India) Bengal fox Vulpes cana (II)

Blanford’s fox Vulpes zerda (II)

Fennec fox Eupleridae Cryptoprocta ferox (II)

Fossa Eupleres goudotii (II)

Falanouc Fossa fossana (II)

Malagasy civet Felidae

Cats, cheetahs, leopards, lions, tigers etc. Felidae spp. (II) (Except for the species included in Annex A. Specimens of the domesticated form are not subject to this Regulation. For Panthera leo (African populations): A zero annual export quota is established for specimens of bones, bone pieces, bone products, claws, skeletons, skulls and teeth removed from the wild and traded for commercial purposes. Annual export quotas for trade in bones, bone pieces, bone products, claws, skeletons, skulls and teeth for commercial purposes, derived from captive breeding operations in South Africa, will be established and communicated annually to the CITES Secretariat.)

Cats Acinonyx jubatus (I) (Annual export quotas for live specimens and hunting trophies are granted as follows: Botswana: 5; Namibia: 150; Zimbabwe: 50. The trade in such specimens is subject to Article 4(1))

Cheetah Caracal caracal (I) (Only the population of Asia; all other populations are included in Annex B)

Asian Caracal Catopuma temminckii (I)

Asian golden cat Felis nigripes (I)

Black-footed cat Felis silvestris (II)

Wild cat Herpailurus yagouaroundi (I) (Only the populations of Central and North America; all other populations are included in Annex B)

Jaguarundi Leopardus geoffroyi (I)

Geoffroy’s cat Leopardus guttulus (I)

Southern tigrina Leopardus jacobita (I)

Andean mountain cat Leopardus pardalis (I)

Ocelot Leopardus tigrinus (I)

Oncilla Leopardus wiedii (I)

Margay Lynx lynx (II)

Eurasian lynx Lynx pardinus (I)

Iberian lynx Neofelis diardi (I)

Sunda clouded leopard Neofelis nebulosa (I)

Mainland clouded leopard Panthera leo (I) (Only the populations of India; all other populations are included in Annex B)

Asiatic lion Panthera onca (I)

Jaguar Panthera pardus (I)

Leopard Panthera tigris (I)

Tiger Panthera uncia (I)

Snow leopard Pardofelis marmorata (I)

Marbled cat Prionailurus bengalensis bengalensis (I) (Only the populations of Bangladesh, India and Thailand; all other populations are included in Annex B)

Bengal leopard cat Prionailurus iriomotensis (II)

Iriomote cat Prionailurus planiceps (I)

Flat-headed cat Prionailurus rubiginosus (I) (Only the population of India; all other populations are included in Annex B)

Rusty-spotted cat Puma concolor (I) (Only the populations of Costa Rica and Panama; all other populations are included in Annex B)

Costa Rican cougar Herpestidae

Mongooses Herpestes edwardsi (III India/Pakistan) Indian grey mongoose Herpestes fuscus (III India) Indian brown mongoose Herpestes javanicus (III Pakistan) Small Asian mongoose Herpestes javanicus auropunctatus (III India) Small Indian mongoose Herpestes smithii (III India) Ruddy mongoose Herpestes urva (III India) Crab-eating mongoose Herpestes vitticollis (III India) Stripe-necked mongoose Hyaenidae

Aardwolf, hyenas Hyaena hyaena (III Pakistan) Striped hyena Proteles cristata (III Botswana) Aardwolf Mephitidae

Skunks Conepatus humboldtii (II)

Humboldt’s hog-nosed skunk Mustelidae

Badgers, martens, weasels etc. Lutrinae

Otters Lutrinae spp. (II) (Except for the species included in Annex A)

Otters Aonyx capensis microdon (I) (Only the populations of Cameroon and Nigeria; all other populations are included in Annex B)

Cameroon clawless otter Aonyx cinerea (I)

Small-clawed otter Enhydra lutris nereis (I)

Southern sea otter Lontra felina (I)

Marine otter Lontra longicaudis (I)

Neotropical otter Lontra provocax (I)

Southern river otter Lutra lutra (I)

European otter Lutra nippon (I)

Japanese otter Lutrogale perspicillata (I)

Smooth-coated otter Pteronura brasiliensis (I)

Giant otter Mustelinae

Grisons, martens, tayra, weasels Eira barbara (III Honduras) Tayra Martes flavigula (III India) Yellow-throated marten Martes foina intermedia (III India) Stone marten Martes gwatkinsii (III India) Nilgiri marten Mellivora capensis (III Botswana) Honey badger Mustela nigripes (I)

Black-footed ferret Odobenidae

Walrus Odobenus rosmarus (III Canada)

Walrus Otariidae

Fur seals, sealions Arctocephalus spp. (II) (Except for the species included in Annex A)

Fur seals Arctocephalus philippii (II)

Juan Fernández fur seal Arctocephalus townsendi (I)

Guadalupe fur seal Phocidae

Seals Mirounga leonina (II)

Southern elephant seal Monachus spp. (I)

Monk seals Procyonidae

Coatis, olingos Nasua narica (III Honduras) White-nosed coati Nasua nasua solitaria (III Uruguay) South Brazilian coati Potos flavus (III Honduras) Kinkajou Ursidae

Bears Ursidae spp. (II) (Except for the species included in Annex A)

Bears Ailuropoda melanoleuca (I)

Giant panda Helarctos malayanus (I)

Sun bear Melursus ursinus (I)

Sloth bear Tremarctos ornatus (I)

Spectacled bear Ursus arctos (I/II) (Only the populations of Bhutan, China, Mexico and Mongolia and the subspecies Ursus arctos isabellinus are listed in Appendix I; all other populations and subspecies are listed in Appendix II)

Brown bear Ursus thibetanus (I)

Asian black bear Viverridae

Binturong, civets, linsangs, otter-civet, palm civet Arctictis binturong (III India) Binturong Civettictis civetta (III Botswana) African civet Cynogale bennettii (II)

Otter civet Hemigalus derbyanus (II)

Banded palm civet Paguma larvata (III India) Masked palm civet Paradoxurus hermaphroditus (III India) Asian palm civet Paradoxurus jerdoni (III India) Jerdon’s palm civet Prionodon linsang (II)

Banded linsang Prionodon pardicolor (I)

Spotted linsang Viverra civettina (III India) Malabar large-spotted civet Viverra zibetha (III India) Large Indian civet Viverricula indica (III India) Small Indian civet CETACEA

Cetaceans (dolphins, porpoises, whales) CETACEA spp. (I/II) (²)

Cetaceans CHIROPTERA Phyllostomidae

Broad-nosed bats Platyrrhinus lineatus (III Uruguay) White-lined bat Pteropodidae

Fruit bats, flying foxes Acerodon spp. (II) (Except for the species included in Annex A)

Flying foxes Acerodon jubatus (I)

Golden-capped fruit bat Pteropus spp. (II) (Except for the species included in Annex A and except for Pteropus brunneus.)

Flying foxes Pteropus insularis (I)

Ruck flying fox Pteropus livingstonii (II)

Comoro flying fox Pteropus loochoensis (I)

Japanese flying fox Pteropus mariannus (I)

Marianas flying fox Pteropus molossinus (I)

Caroline flying fox Pteropus pelewensis (I)

Pelew flying fox Pteropus pilosus (I)

Large Pelew flying fox Pteropus rodricensis (II)

Rodrigues flying fox Pteropus samoensis (I)

Samoan flying fox Pteropus tonganus (I)

Pacific flying fox Pteropus ualanus (I)

Kosrae flying fox Pteropus voeltzkowi (II)

Pemba flying fox Pteropus yapensis (I)

Yap flying fox CINGULATA Dasypodidae

Armadillos Cabassous tatouay (III Uruguay) Greater naked-tailed armadillo Chaetophractus nationi (II) (A zero annual export quota has been established. All specimens shall be deemed to be specimens of species included in Annex A and the trade in them shall be regulated accordingly)

Andean hairy armadillo Priodontes maximus (I)

Giant armadillo DASYUROMORPHIA Dasyuridae

Dunnarts, marsupial mice, planigales Sminthopsis longicaudata (I)

Long-tailed dunnart Sminthopsis psammophila (I)

Sandhill dunnart DIPROTODONTIA Macropodidae

Kangaroos, wallabies Dendrolagus inustus (II)

Grizzled tree-kangaroo Dendrolagus ursinus (II)

Ursine tree-kangaroo Lagorchestes hirsutus (I)

Rufous hare-wallaby Lagostrophus fasciatus (I)

Banded hare-wallaby Onychogalea fraenata (I)

Bridled nail-tail wallaby Phalangeridae

Cuscus Phalanger intercastellanus (II)

Eastern common cuscus Phalanger mimicus (II)

Southern common cuscus Phalanger orientalis (II)

Northern common cuscus Spilocuscus kraemeri (II)

Admiralty Island cuscus Spilocuscus maculatus (II)

Common spotted cuscus Spilocuscus papuensis (II)

Waigeou cuscus Potoroidae

Rat-kangaroos Bettongia spp. (I)

Bettongs Vombatidae

Wombats Lasiorhinus krefftii (I)

Northern hairy-nosed wombat LAGOMORPHA Leporidae

Hares, rabbits Caprolagus hispidus (I)

Hispid hare Romerolagus diazi (I)

Volcano rabbit MONOTREMATA Tachyglossidae

Echidnas, spiny anteaters Zaglossus spp. (II)

Long-beaked echidnas PERAMELEMORPHIA Peramelidae Perameles bougainville (I)

Western barred bandicoot Thylacomyidae Macrotis lagotis (I)

Greater bilby PERISSODACTYLA Equidae

Horses, wild asses, zebras Equus africanus (I) (Excludes the domesticated form referenced as Equus asinus, which is not subject to this Regulation)

African ass Equus grevyi (I)

Grévy’s zebra Equus hemionus (I/II) (The species is listed in Appendix II but subspecies Equus hemionus hemionus and Equus hemionus khur are listed in Appendix I)

Asiatic wild ass Equus kiang (II)

Kiang Equus przewalskii (I)

Przewalski’s horse Equus zebra hartmannae (II)

Hartmann’s mountain zebra Equus zebra zebra (II)

Cape mountain zebra Rhinocerotidae

Rhinoceroses Rhinocerotidae spp. (I) (Except for the subspecies included in Annex B)

Rhinoceroses Ceratotherium simum simum (II) (Only the populations of Eswatini and South Africa; all other populations are included in Annex A. For the exclusive purpose of allowing international trade in live animals to appropriate and acceptable destinations and trade in hunting trophies. All other specimens shall be deemed to be specimens of species included in Annex A and trade in them shall be regulated accordingly)

Southern white rhinoceros Tapiridae

Tapirs Tapiridae spp. (I) (Except for the species included in Annex B)

Tapirs Tapirus terrestris (II)

South American tapir PHOLIDOTA Manidae

Pangolins Manis spp. (II) (Except for the species included in Annex A)

Pangolins Manis crassicaudata (I)

Indian pangolin Manis culionensis (I)

Philippine pangolin Manis gigantea (I)

Giant pangolin Manis javanica (I)

Sunda pangolin Manis pentadactyla (I)

Chinese pangolin Manis temminckii (I)

Ground pangolin Manis tetradactyla (I)

Long-tailed pangolin Manis tricuspis (I)

Tree pangolin PILOSA Bradypodidae

Three-toed sloths Bradypus pygmaeus (II)

Pygmy tree-toed sloth Bradypus variegatus (II)

Brown-throated sloth Myrmecophagidae

American anteaters Myrmecophaga tridactyla (II)

Giant anteater Tamandua mexicana (III Guatemala) Northern tamandua PRIMATES

Primates (apes and monkeys) PRIMATES spp. (II) (Except for the species included in Annex A)

Primates Atelidae

Howlers, spider monkeys Alouatta coibensis (I)

Coiba Island howler Alouatta palliata (I)

Mantled howler Alouatta pigra (I)

Guatemalan black howler Ateles geoffroyi frontatus (I)

Black-browed spider monkey Ateles geoffroyi ornatus (I)

Red spider monkey Brachyteles arachnoides (I)

Southern muriqui Brachyteles hypoxanthus (I)

Northern muriqui Oreonax flavicauda (I)

Yellow-tailed woolly monkey Cebidae

Marmosets, tamarins, New-world monkeys Callimico goeldii (I)

Goeldi’s marmoset Callithrix aurita (I)

Buffy-tufted marmoset Callithrix flaviceps (I)

Buffy-headed marmoset Leontopithecus spp. (I)

Lion tamarins Saguinus bicolor (I)

Pied tamarin Saguinus geoffroyi (I)

Geoffroy’s tamarin Saguinus leucopus (I)

White-footed tamarin Saguinus martinsi (I)

Martins’ bare-face tamarin Saguinus oedipus (I)

Cottontop tamarin Saimiri oerstedii (I)

Central American squirrel monkey Cercopithecidae

Old-world monkeys Cercocebus galeritus (I)

Tana River mangabey Cercopithecus diana (I)

Diana monkey Cercopithecus roloway (I)

Roloway monkey Cercopithecus solatus (II)

Sun-tailed monkey Colobus satanas (II)

Black colobus Macaca silenus (I)

Lion-tailed macaque Macaca sylvanus (I)

Barbary macaque Mandrillus leucophaeus (I)

Drill Mandrillus sphinx (I)

Mandrill Nasalis larvatus (I)

Proboscis monkey Piliocolobus foai (II)

Central African red colobus Piliocolobus gordonorum (II)

Uzungwa red colobus Piliocolobus kirkii (I)

Zanzibar red colobus Piliocolobus pennantii (II)

Pennant’s red colobus Piliocolobus preussi (II)

Preuss’s red colobus Piliocolobus rufomitratus (I)

Tana River red colobus Piliocolobus tephrosceles (II)

Ugandan red colobus Piliocolobus tholloni (II)

Thollon’s red colobus Presbytis potenziani (I)

Mentawai langur Pygathrix spp. (I)

Douc langurs Rhinopithecus spp. (I)

Snub-nosed monkeys Semnopithecus ajax (I)

Kashmir grey langur Semnopithecus dussumieri (I)

Southern Plains grey langur Semnopithecus entellus (I)

Northern Plains grey langur Semnopithecus hector (I)

Tarai grey langur Semnopithecus hypoleucos (I)

Black-footed grey langur Semnopithecus priam (I)

Tufted grey langur Semnopithecus schistaceus (I)

Nepal grey langur Simias concolor (I)

Simakobou Trachypithecus delacouri (II)

Delacour’s langur Trachypithecus francoisi (II)

François’s langur Trachypithecus geei (I)

Gee’s golden langur Trachypithecus hatinhensis (II)

Hatinh langur Trachypithecus johnii (II)

Nilgiri langur Trachypithecus laotum (II)

Laotian langur Trachypithecus pileatus (I)

Capped langur Trachypithecus poliocephalus (II)

White-headed langur Trachypithecus shortridgei (I)

Shortridge’s langur Cheirogaleidae

Dwarf lemurs and mouse-lemurs Cheirogaleidae spp. (I)

Dwarf lemurs and mouse lemurs Daubentoniidae

Aye-aye Daubentonia madagascariensis (I)

Aye-aye Hominidae

Chimpanzees, gorillas, orang-utan Gorilla beringei (I)

Eastern gorilla Gorilla gorilla (I)

Western gorilla Pan spp. (I)

Chimpanzee and bonobo Pongo abelii (I)

Sumatran orangutan Pongo pygmaeus (I)

Bornean orangutan Hylobatidae

Gibbons Hylobatidae spp. (I)

Gibbons Indriidae

Indri, sifakas and woolly lemurs Indriidae spp. (I)

Indri, sifakas and woolly lemurs Lemuridae

Large lemurs Lemuridae spp. (I)

Large lemurs Lepilemuridae

Sportive lemurs Lepilemuridae spp. (I)

Sportive lemurs Lorisidae

Lorises Nycticebus spp. (I)

Slow lorises Pitheciidae

Uacaris, titis, sakis Cacajao spp. (I)

Uacaris Callicebus barbarabrownae (II)

Barbara Brown’s Titi Callicebus melanochir (II)

Coastal Black-handed Titi Callicebus nigrifrons (II)

Black-fronted Titi Callicebus personatus (II)

Atlantic titi Chiropotes albinasus (I)

White-nosed saki Tarsiidae

Tarsiers Tarsius spp. (II)

Tarsiers PROBOSCIDEA Elephantidae

Elephants Elephas maximus (I)

Asian elephant Loxodonta africana (I) (Except for the populations of Botswana, Namibia, South Africa and Zimbabwe, which are included in Annex B) Loxodonta africana (II) (Only the populations of Botswana, Namibia, South Africa and Zimbabwe (³); all other populations are included in Annex A)

African elephant RODENTIA Chinchillidae

Chinchillas Chinchilla spp. (I) (Specimens of the domesticated form are not subject to this Regulation)

Chinchillas Cuniculidae

Pacas Cuniculus paca (III Honduras) Lowland paca Dasyproctidae

Agoutis Dasyprocta punctata (III Honduras) Central American agouti Erethizontidae

New-world porcupines Sphiggurus mexicanus (III Honduras) Mexican hairy dwarf porcupine Sphiggurus spinosus (III Uruguay) Paraguaian hairy dwarf porcupine Hystricidae

Old-world porcupines Hystrix cristata

Crested porcupine Muridae

Mice, rats Leporillus conditor (II)

Greater stick-nest rat Pseudomys fieldi (II)

Shark Bay mouse Xeromys myoides (II)

False water rat Zyzomys pedunculatus (II)

Central Australian rock rat Sciuridae

Ground squirrels, tree squirrels Cynomys mexicanus (I)

Mexican prairie dog Marmota caudata (III India) Long-tailed marmot Marmota himalayana (III India) Himalayan marmot Ratufa spp. (II)

Giant squirrels SCANDENTIA SCANDENTIA spp. (II)

Treeshrews SIRENIA Dugongidae

Dugong Dugong dugon (I)

Dugong Trichechidae

Manatees Trichechus inunguis (I) Trichechus manatus (I) Trichechus senegalensis (I) AVES

Birds ANSERIFORMES Anatidae

Ducks, geese, swans etc. Anas aucklandica (I)

Auckland Islands teal Anas bernieri (II)

Madagascar teal Anas chlorotis (I)

Brown teal Anas formosa (II)

Baikal teal Anas laysanensis (I)

Laysan duck Anas nesiotis (I)

Campbell Island teal Anas querquedula

Garganey Asarcornis scutulata (I)

White-winged duck Aythya innotata

Madagascar pochard Aythya nyroca

Ferruginous duck Branta canadensis leucopareia (I)

Aleutian goose Branta ruficollis (II)

Red-breasted goose Branta sandvicensis (I)

Nene Coscoroba coscoroba (II)

Coscoroba swan Cygnus melancoryphus (II)

Black-necked swan Dendrocygna arborea (II)

West Indian whistling-duck Dendrocygna autumnalis (III Honduras) Black-bellied whistling-duck Dendrocygna bicolor (III Honduras) Fulvous whistling-duck Mergus octosetaceus

Brazilian merganser Oxyura leucocephala (II)

White-headed duck Rhodonessa caryophyllacea (I)

Pink-headed duck Sarkidiornis melanotos (II)

Comb duck Tadorna cristata

Crested shelduck APODIFORMES Trochilidae

Hummingbirds Trochilidae spp. (II) (Except for the species included in Annex A)

Hummingbirds Glaucis dohrnii (I)

Hook-billed hermit CHARADRIIFORMES Burhinidae

Thick-knees Burhinus bistriatus (III Guatemala) Double-striped thick-knee Laridae

Gulls, terns Larus relictus (I)

Relict gull Scolopacidae

Curlews, greenshanks Numenius borealis (I)

Eskimo curlew Numenius tenuirostris (I)

Slender-billed curlew Tringa guttifer (I)

Nordmann’s greenshank CICONIIFORMES Ardeidae

Egrets, herons Ardea alba

Great egret Bubulcus ibis

Cattle egret Egretta garzetta

Little egret Balaenicipitidae

Shoebill, whale-headed stork Balaeniceps rex (II)

Shoebill Ciconiidae

Storks Ciconia boyciana (I)

Oriental stork Ciconia nigra (II)

Black stork Ciconia stormi

Storm’s stork Jabiru mycteria (I)

Jabiru Leptoptilos dubius

Greater adjutant stork Mycteria cinerea (I)

Milky stork Phoenicopteridae

Flamingos Phoenicopteridae spp. (II) (Except for the species included in Annex A)

Flamingos Phoenicopterus ruber (II)

Greater flamingo Threskiornithidae

Ibises, spoonbills Eudocimus ruber (II)

Scarlet ibis Geronticus calvus (II)

Bald ibis Geronticus eremita (I)

Waldrapp Nipponia nippon (I)

Crested ibis Platalea leucorodia (II)

Eurasian spoonbill Pseudibis gigantea

Giant ibis COLUMBIFORMES Columbidae

Doves, pigeons Caloenas nicobarica (I)

Nicobar pigeon Claravis godefrida

Purple-winged ground-dove Columba livia

Rock pigeon Ducula mindorensis (I)

Mindoro zone-tailed pigeon Gallicolumba luzonica (II)

Luzon bleeding-heart Goura spp. (II)

Crowned-pigeons Leptotila wellsi

Grenada dove Nesoenas mayeri (III Mauritius) Pink pigeon Streptopelia turtur

European turtle-dove CORACIIFORMES Bucerotidae

Hornbills Aceros spp. (II) (Except for the species included in Annex A)

Hornbills Aceros nipalensis (I)

Rufous-necked hornbill Anorrhinus spp. (II)

Hornbills Anthracoceros spp. (II)

Hornbills Berenicornis spp. (II)

Hornbills Buceros spp. (II) (Except for the species included in Annex A)

Hornbills Buceros bicornis (I)

Great hornbill Penelopides spp. (II)

Hornbills Rhinoplax vigil (I)

Helmeted hornbill Rhyticeros spp. (II) (Except for the species included in Annex A)

Hornbills Rhyticeros subruficollis (I)

Plain-pouched hornbill CUCULIFORMES Musophagidae

Turacos Tauraco spp. (II) (Except for the species included in Annex A)

Turacos Tauraco bannermani (II)

Bannerman’s turaco FALCONIFORMES

Diurnal birds of prey (eagles, falcons, hawks, vultures) FALCONIFORMES spp. (II) (Except for the species included in Annex A; except for one species of the family Cathartidae included in Annex C; the other species of that family are not included in the Annexes to this Regulation; and except for Caracara lutosa)

Diurnal birds of prey Accipitridae

Hawks, eagles Accipiter brevipes (II)

Levant sparrowhawk Accipiter gentilis (II)

Northern goshawk Accipiter nisus (II)

Eurasian sparrowhawk Aegypius monachus (II)

Cinereous vulture Aquila adalberti (I)

Adalbert’s eagle Aquila chrysaetos (II)

Golden eagle Aquila clanga (II)

Greater spotted eagle Aquila heliaca (I)

Imperial eagle Aquila pomarina (II)

Lesser spotted eagle Buteo buteo (II)

Common buzzard Buteo lagopus (II)

Rough-legged buzzard Buteo rufinus (II)

Long-legged buzzard Chondrohierax uncinatus wilsonii (I)

Cuban hook-billed kite Circaetus gallicus (II)

Short-toed snake-eagle Circus aeruginosus (II)

Western marsh-harrier Circus cyaneus (II)

Northern harrier Circus macrourus (II)

Pallid harrier Circus pygargus (II)

Montagu’s harrier Elanus caeruleus (II)

Black-winged kite Eutriorchis astur (II)

Madagascar serpent-eagle Gypaetus barbatus (II)

Lammergeier Gyps fulvus (II)

Eurasian griffon Haliaeetus spp. (I/II) (Haliaeetus albicilla is listed in Appendix I; the other species are listed in Appendix II)

Sea-eagles Harpia harpyja (I)

Harpy eagle Hieraaetus fasciatus (II)

Bonelli’s eagle Hieraaetus pennatus (II)

Booted eagle Leucopternis occidentalis (II)

Grey-backed hawk Milvus migrans (II) (Except for Milvus migrans lineatus which is included in Annex B)

Black kite Milvus milvus (II)

Red kite Neophron percnopterus (II)

Egyptian vulture Pernis apivorus (II)

European honey-buzzard Pithecophaga jefferyi (I)

Great Philippine eagle Cathartidae

New world vultures Gymnogyps californianus (I)

California condor Sarcoramphus papa (III Honduras) King vulture Vultur gryphus (I)

Andean condor Falconidae

Falcons Falco araeus (I)

Seychelles kestrel Falco biarmicus (II)

Lanner falcon Falco cherrug (II)

Saker falcon Falco columbarius (II)

Merlin Falco eleonorae (II)

Eleonora’s falcon Falco jugger (I)

Laggar falcon Falco naumanni (II)

Lesser kestrel Falco newtoni (I) (Only the population of the Seychelles)

Newton’s kestrel Falco pelegrinoides (I)

Barbary falcon Falco peregrinus (I)

Peregrine falcon Falco punctatus (I)

Mauritius kestrel Falco rusticolus (I)

Gyrfalcon Falco subbuteo (II)

Eurasian hobby Falco tinnunculus (II)

Common kestrel Falco vespertinus (II)

Red-footed falcon Pandionidae

Ospreys Pandion haliaetus (II)

Osprey GALLIFORMES Cracidae Crax alberti (III Colombia)

Blue-knobbed curassow Crax blumenbachii (I)

Red-billed curassow Crax daubentoni (III Colombia) Yellow-knobbed curassow Crax fasciolata

Bare-faced Curassow Crax globulosa (III Colombia) Wattled curassow Crax rubra (III Colombia/Guatemala/Honduras) Great currasow Mitu mitu (I)

Alagoas curassow Oreophasis derbianus (I)

Horned guan Ortalis vetula (III Guatemala/Honduras) Plain chachalaca Pauxi pauxi (III Colombia) Helmeted curassow Penelope albipennis (I)

White-winged guan Penelope purpurascens (III Honduras) Crested guan Penelopina nigra (III Guatemala) Highland guan Pipile jacutinga (I)

Black-fronted piping guan Pipile pipile (I)

Trinidad piping guan Megapodiidae

Megapodes, scrubfowl Macrocephalon maleo (I)

Maleo Phasianidae

Grouse, guineafowl, partridges, pheasants, tragopans Argusianus argus (II)

Great argus Catreus wallichii (I)

Cheer pheasant Colinus virginianus ridgwayi (I)

Masked bobwhite Crossoptilon crossoptilon (I)

White eared-pheasant Crossoptilon mantchuricum (I)

Brown eared-pheasant Gallus sonneratii (II)

Grey junglefowl Ithaginis cruentus (II)

Blood pheasant Lophophorus impejanus (I)

Himalayan monal Lophophorus lhuysii (I)

Chinese monal Lophophorus sclateri (I)

Sclater’s monal Lophura edwardsi (I)

Edwards’ pheasant Lophura hatinhensis

Vietnamese fireback Lophura leucomelanos (III Pakistan) Kalij pheasant Lophura swinhoii (I)

Swinhoe’s pheasant Meleagris ocellata (III Guatemala) Ocellated turkey Odontophorus strophium

Gorgeted wood-quail Ophrysia superciliosa

Himalayan quail Pavo cristatus (III Pakistan) Indian peafowl Pavo muticus (II)

Green peafowl Polyplectron bicalcaratum (II)

Grey peacock-pheasant Polyplectron germaini (II)

Germain’s peacock-pheasant Polyplectron malacense (II)

Malayan peacock-pheasant Polyplectron napoleonis (I)

Palawan peacock-pheasant Polyplectron schleiermacheri (II)

Bornean peacock-pheasant Pucrasia macrolopha (III Pakistan) Koklass pheasant Rheinardia ocellata (I)

Crested argus Syrmaticus ellioti (I)

Elliot’s pheasant Syrmaticus humiae (I)

Hume’s pheasant Syrmaticus mikado (I)

Mikado pheasant Syrmaticus reevesii (II)

Reeves’s pheasant Tetraogallus caspius (I)

Caspian snowcock Tetraogallus tibetanus (I)

Tibetan snowcock Tragopan blythii (I)

Blyth’s tragopan Tragopan caboti (I)

Cabot’s tragopan Tragopan melanocephalus (I)

Western tragopan Tragopan satyra (III Nepal) Satyr tragopan Tympanuchus cupido attwateri (II)

Attwater’s prairie-chicken GRUIFORMES Gruidae

Cranes Gruidae spp. (II) (Except for the species included in Annex A)

Cranes Balearica pavonina (I)

Black crowned crane Grus americana (I)

Whooping crane Grus canadensis (I/II) (The species is listed in Appendix II but subspecies Grus canadensis nesiotes and Grus canadensis pulla are listed in Appendix I)

Sandhill crane Grus grus (II)

Common crane Grus japonensis (I)

Red-crowned crane Grus leucogeranus (I)

Siberian crane Grus monacha (I)

Hooded crane Grus nigricollis (I)

Black-necked crane Grus vipio (I)

White-necked crane Otididae

Bustards Otididae spp. (II) (Except for the species included in Annex A)

Bustards Ardeotis nigriceps (I)

Indian bustard Chlamydotis macqueenii (I)

Macqueen’s bustard Chlamydotis undulata (I)

Houbara bustard Houbaropsis bengalensis (I)

Bengal florican Otis tarda (II)

Great bustard Sypheotides indicus (II)

Lesser florican Tetrax tetrax (II)

Little bustard Rallidae

Coots, rails Gallirallus sylvestris (I)

Lord Howe rail Rhynochetidae

Kagu Rhynochetos jubatus (I)

Kagu PASSERIFORMES Atrichornithidae

Scrub-birds Atrichornis clamosus (I)

Noisy scrub-bird Cotingidae

Cotingas Cephalopterus ornatus (III Colombia) Amazonian umbrella bird Cephalopterus penduliger (III Colombia) Long-wattled umbrella bird Cotinga maculata (I)

Banded cotinga Rupicola spp. (II)

Cocks-of-the-rock Xipholena atropurpurea (I)

White-winged cotinga Emberizidae

Cardinals, tanagers Gubernatrix cristata (II)

Yellow cardinal Paroaria capitata (II)

Yellow-billed cardinal Paroaria coronata (II)

Red-crested cardinal Tangara fastuosa (II)

Seven-coloured tanager Estrildidae

Mannikins, waxbills Amandava formosa (II)

Green avadavat Lonchura fuscata

Timor sparrow Lonchura oryzivora (II)

Java sparrow Poephila cincta cincta (II)

Southern black-throated finch Fringillidae

Finches Carduelis cucullata (I)

Red siskin Carduelis yarrellii (II)

Yellow-faced siskin Hirundinidae

Martins Pseudochelidon sirintarae (I)

White-eyed river-martin Icteridae

New-world blackbirds Xanthopsar flavus (I)

Saffron-cowled blackbird Meliphagidae

Honey-eaters Lichenostomus melanops cassidix (II)

Helmeted honeyeater Muscicapidae

Old-world flycatchers, babblers, etc. Acrocephalus rodericanus (III Mauritius)

Rodrigues brush-warbler Cyornis ruckii (II)

Rueck’s blue-flycatcher Dasyornis broadbenti litoralis (II)

Western rufous bristlebird Dasyornis longirostris (II)

Western bristlebird Garrulax canorus (II)

Chinese Hwamei Garrulax taewanus (II)

Taiwan Hwamei Leiothrix argentauris (II)

Silver-eared mesia Leiothrix lutea (II)

Red-billed leiothrix Liocichla omeiensis (II)

Omei Shan liocichla Picathartes gymnocephalus (I)

White-necked rockfowl Picathartes oreas (I)

Grey-necked rockfowl Terpsiphone bourbonnensis (III Mauritius) Mascarene paradise-flycatcher Paradisaeidae

Birds of paradise Paradisaeidae spp. (II)

Birds of paradise Pittidae

Pittas Pitta guajana (II)

Banded pitta Pitta gurneyi (I)

Gurney’s pitta Pitta kochi (I)

Whiskered pitta Pitta nympha (II)

Fairy pitta Pycnonotidae

Bulbuls Pycnonotus zeylanicus (II)

Straw-headed bulbul Sturnidae

Mynas Gracula religiosa (II)

Hill myna Leucopsar rothschildi (I)

Bali myna Zosteropidae

White-eyes Zosterops albogularis (I)

White-chested white-eye PELECANIFORMES Fregatidae

Frigatebirds Fregata andrewsi (I)

Christmas frigatebird Pelecanidae

Pelicans Pelecanus crispus (I)

Dalmatian pelican Sulidae

Boobies Papasula abbotti (I)

Abbott’s booby PICIFORMES Capitonidae

Barbets Semnornis ramphastinus (III Colombia) Toucan barbet Picidae

Woodpeckers Dryocopus javensis richardsi (I)

Tristram’s woodpecker Ramphastidae

Toucans Baillonius bailloni (III Argentina) Saffron toucanet Pteroglossus aracari (II)

Black-necked aracari Pteroglossus castanotis (III Argentina) Chestnut-eared aracari Pteroglossus viridis (II)

Green aracari Ramphastos dicolorus (III Argentina) Red-breasted toucan Ramphastos sulfuratus (II)

Keel-billed toucan Ramphastos toco (II)

Toco toucan Ramphastos tucanus (II)

Red-billed toucan Ramphastos vitellinus (II)

Channel-billed toucan Selenidera maculirostris (III Argentina) Spot-billed toucanet PODICIPEDIFORMES Podicipedidae

Grebes Podilymbus gigas (I)

Atitlan Grebe PROCELLARIIFORMES Diomedeidae

Albatrosses Phoebastria albatrus (I)

Short-tailed albatross PSITTACIFORMES

Cockatoos, lories, macaws, parakeets, parrots etc. PSITTACIFORMES spp. (II) (Except for the species included in Annex A and excluding Agapornis roseicollis, Melopsittacus undulatus, Nymphicus hollandicus and Psittacula krameri, which are not included in the Annexes to this Regulation)

Parrots, etc. Cacatuidae

Cockatoos Cacatua goffiniana (I)

Tanimbar cockatoo Cacatua haematuropygia (I)

Philippine cockatoo Cacatua moluccensis (I)

Salmon-crested cockatoo Cacatua sulphurea (I)

Yellow-crested cockatoo Probosciger aterrimus (I)

Palm cockatoo Loriidae

Lories, lorikeets Eos histrio (I)

Red and blue lory Vini spp. (I/II) (Vini ultramarina is listed in Appendix I, the other species are listed in Appendix II)

Blue lorikeets Psittacidae

Amazons, macaws, parakeets, parrots Amazona arausiaca (I)

Red-necked parrot Amazona auropalliata (I)

Yellow-naped parrot Amazona barbadensis (I)

Yellow-shouldered parrot Amazona brasiliensis (I)

Red-tailed parrot Amazona finschi (I)

Lilac-crowned parrot Amazona guildingii (I)

St Vincent parrot Amazona imperialis (I)

Imperial parrot Amazona leucocephala (I)

Cuban parrot Amazona oratrix (I)

Yellow-headed parrot Amazona pretrei (I)

Red-spectacled parrot Amazona rhodocorytha (I)

Red-browed parrot Amazona tucumana (I)

Tucuman parrot Amazona versicolor (I)

Saint Lucia parrot Amazona vinacea (I)

Vinaceous parrot Amazona viridigenalis (I)

Green-cheeked parrot Amazona vittata (I)

Puerto Rican parrot Anodorhynchus spp. (I)

Blue macaws Ara ambiguus (I)

Great green macaw Ara glaucogularis (I)

Blue-throated macaw Ara macao (I)

Scarlet macaw Ara militaris (I)

Military macaw Ara rubrogenys (I)

Red-fronted macaw Cyanopsitta spixii (I)

Spix’s macaw Cyanoramphus cookii (I)

Norfolk Island parakeet Cyanoramphus forbesi (I)

Chatham Island yellow-fronted parakeet Cyanoramphus novaezelandiae (I)

Red-fronted parakeet Cyanoramphus saisseti (I)

Red-crowned parakeet Cyclopsitta diophthalma coxeni (I)

Coxen’s double-eyed fig parrot Eunymphicus cornutus (I)

Horned parakeet Guarouba guarouba (I)

Golden parakeet Neophema chrysogaster (I)

Orange-bellied parrot Ognorhynchus icterotis (I)

Yellow-eared parrot Pezoporus occidentalis (I)

Night parrot Pezoporus wallicus (I)

Ground parrot Pionopsitta pileata (I)

Pileated parrot Primolius couloni (I)

Blue-headed macaw Primolius maracana (I)

Blue-winged macaw Psephotus chrysopterygius (I)

Golden-shouldered parrot Psephotus dissimilis (I)

Hooded parrot Psephotus pulcherrimus (I)

Paradise parrot Psittacula echo (I)

Mauritius parakeet Psittacus erithacus (I)

African grey parrot Pyrrhura cruentata (I)

Blue-throated parakeet Rhynchopsitta spp. (I)

Thick-billed parrots Strigops habroptilus (I)

Kakapo RHEIFORMES Rheidae

Rheas Pterocnemia pennata (I) (Except Pterocnemia pennata pennata which is included in Annex B)

Lesser rhea Pterocnemia pennata pennata (II)

Lesser rhea Rhea americana (II)

Greater rhea SPHENISCIFORMES Spheniscidae

Penguins Spheniscus demersus (II)

Jackass penguin Spheniscus humboldti (I)

Humboldt penguin STRIGIFORMES

Owls STRIGIFORMES spp. (II) (Except for the species included in Annex A and except for Sceloglaux albifacies)

Owls Strigidae

Owls Aegolius funereus (II)

Boreal owl Asio flammeus (II)

Short-eared owl Asio otus (II)

Long-eared owl Athene noctua (II)

Little owl Bubo bubo (II) (Except for Bubo bubo bengalensis which is included in Annex B)

Eurasian eagle-owl Glaucidium passerinum (II)

Eurasian pygmy-owl Heteroglaux blewitti (I)

Forest owlet Mimizuku gurneyi (I)

Lesser eagle-owl Ninox natalis (I)

Christmas hawk-owl Nyctea scandiaca (II)

Snowy owl Otus ireneae (II)

Sokoke scops-owl Otus scops (II)

Eurasian scops-owl Strix aluco (II)

Tawny owl Strix nebulosa (II)

Great grey owl Strix uralensis (II) (Except for Strix uralensis davidi which is included in Annex B)

Ural owl Surnia ulula (II)

Northern hawk owl Tytonidae

Barn owls Tyto alba (II)

Barn owl Tyto soumagnei (I)

Soumagne’s owl STRUTHIONIFORMES Struthionidae

Ostrich Struthio camelus (I) (Only the populations of Algeria, Burkina Faso, Cameroon, the Central African Republic, Chad, Mali, Mauritania, Morocco, the Niger, Nigeria, Senegal and the Sudan; all other populations are not included in the Annexes to this Regulation)

Ostrich TINAMIFORMES Tinamidae

Tinamous Tinamus solitarius (I)

Solitary tinamou TROGONIFORMES Trogonidae

Quetzals Pharomachrus mocinno (I)

Resplendent quetzal REPTILIA

Reptiles CROCODYLIA

Alligators, caimans, crocodiles CROCODYLIA spp. (II) (Except for the species included in Annex A)

Alligators, caimans, crocodiles Alligatoridae

Alligators, caimans Alligator sinensis (I)

Chinese alligator Caiman crocodilus apaporiensis (I)

Rio Apaporis spectacled caiman Caiman latirostris (I) (Except for the population of Argentina, which is included in Annex B)

Broad-nosed caiman Melanosuchus niger (I) (Except for the population of Brazil, which is included in Annex B, and population of Ecuador, which is included in Annex B and is subject to a zero annual export quota until an annual export quota has been approved by the CITES Secretariat and the IUCN/SSC Crocodile Specialist Group)

Black caiman Crocodylidae

Crocodiles Crocodylus acutus (I) (Except for the population of the Integrated Management District of Mangroves of the Bay of Cispata, Tinajones, La Balsa and Surrounding Areas, Department of Córdoba, Colombia, and the population of Cuba, which are included in Annex B, and the population of Mexico, which is included in Annex B and is subject to a zero export quota for wild specimens for commercial purposes)

American crocodile Crocodylus cataphractus (I)

African slender-snouted crocodile Crocodylus intermedius (I)

Orinoco crocodile Crocodylus mindorensis (I)

Philippine crocodile Crocodylus moreletii (I) (Except for the population of Belize, which is included in Annex B with a zero quota for wild specimens traded for commercial purposes, and the population of Mexico, which is included in Annex B)

Morelet’s crocodile Crocodylus niloticus (I) (Except for the populations of Botswana, Egypt [subject to a zero quota for wild specimens traded for commercial purposes], Ethiopia, Kenya, Madagascar, Malawi, Mozambique, Namibia, South Africa, Uganda, the United Republic of Tanzania [subject to an annual export quota of no more than 1600 wild specimens including hunting trophies, in addition to ranched specimens], Zambia and Zimbabwe; these populations are included in Annex B)

Nile crocodile Crocodylus palustris (I)

Mugger crocodile Crocodylus porosus (I) (Except for the populations of Australia, Indonesia, Malaysia [wild harvest restricted to the State of Sarawak and a zero quota for wild specimens for the other States of Malaysia (Sabah and Peninsular Malaysia), with no change in the zero quota unless approved by the CITES Parties] and Papua New Guinea, which are included in Annex B)

Estuarine crocodile Crocodylus rhombifer (I)

Cuban crocodile Crocodylus siamensis (I)

Siamese crocodile Osteolaemus tetraspis (I)

West African dwarf crocodile Tomistoma schlegelii (I)

False gharial Gavialidae

Gavial or gharial Gavialis gangeticus (I)

Gharial RHYNCHOCEPHALIA Sphenodontidae

Tuataras Sphenodon spp. (I)

Tuataras SAURIA Agamidae

Spiny-tailed lizards (Agamas, mastigures) Ceratophora aspera (II) (Zero quota for wild specimens for commercial purposes)

Rough-nosed horned lizard Ceratophora erdeleni (I)

Erdelen’s horned lizard Ceratophora karu (I)

Karu’s (horned) lizard Ceratophora stoddartii (II) (Zero quota for wild specimens for commercial purposes)

Rhino — horned lizard Ceratophora tennentii (I)

Tennent’s leaf – nosed lizard Cophotis ceylanica (I)

Pygmy lizards Cophotis dumbara (I)

Knuckles pygmy lizard Lyriocephalus scutatus (II) (Zero quota for wild specimens for commercial purposes)

Hump-nosed lizard Saara spp. (II) Uromastyx spp. (II)

Spiny-tailed lizards Anguidae

Alligator lizards Abronia spp. (II) (except for the species included in Annex A. A zero export quota has been established for wild specimens for Abronia aurita, A. gaiophantasma, A. montecristoi, A. salvadorensis and A. vasconcelosii)

Alligator lizards Abronia anzuetoi (I) Abronia campbelli (I) Abronia fimbriata (I) Abronia frosti (I) Abronia meledona (I) Chamaeleonidae

Chameleons Archaius spp. (II) Bradypodion spp. (II)

Dwarf chameleons Brookesia spp. (II) (Except for the species included in Annex A)

Dwarf chameleons Brookesia perarmata (I)

Dwarf spiny chameleon Calumma spp. (II)

Madagascar chameleons Chamaeleo spp. (II) (Except for the species included in Annex A)

Chameleons Chamaeleo chamaeleon (II)

European chameleon Furcifer spp. (II)

Madagascar chameleons Kinyongia spp. (II)

Dwarf chameleons Nadzikambia spp. (II)

Dwarf chameleons Palleon spp. (II) Rhampholeon spp. (II)

Pygmy chamaeleons Rieppeleon spp. (II)

Pygmy chamaeleons Trioceros spp. (II) Cordylidae

Spiny-tailed lizards Cordylus spp. (II)

Girdled lizards Hemicordylus spp. (II) Karusaurus spp. (II) Namazonurus spp. (II) Ninurta spp. (II) Ouroborus spp. (II) Pseudocordylus spp. (II) Smaug spp. (II) Eublepharidae

Eyelid geckos Goniurosaurus spp. (II) (except the species native to Japan)

Tiger geckos Gekkonidae

Geckos Cnemaspis psychedelica (I)

Psychedelic rock gecko Dactylocnemis spp. (III New Zealand) Gekko gecko (II)

Tokay gecko Gonatodes daudini (I)

Grenadines clawed gecko Hoplodactylus spp. (III New Zealand) Sticky-toed geckos Lygodactylus williamsi (I)

Turquoise dwarf gecko Mokopirirakau spp. (III New Zealand) Nactus serpensinsula (II)

Serpent Island gecko Naultinus spp. (II)

New Zealand tree geckos Paroedura androyensis (II)

Grandidier’s Madagascar ground gecko Paroedura masobe (II)

Masobe gecko Phelsuma spp. (II) (Except for the species included in Annex A)

Day geckos Phelsuma guentheri (II)

Round Island day gecko Rhoptropella spp. (II) Sphaerodactylus armasi (III Cuba) Sphaerodactylus celicara (III Cuba) Sphaerodactylus dimorphicus (III Cuba) Sphaerodactylus intermedius (III Cuba) Sphaerodactylus nigropunctatus alayoi (III Cuba) Sphaerodactylus nigropunctatus granti (III Cuba) Sphaerodactylus nigropunctatus lissodesmus (III Cuba) Sphaerodactylus nigropunctatus ocujal (III Cuba) Sphaerodactylus nigropunctatus strategus (III Cuba) Sphaerodactylus notatus atactus (III Cuba) Sphaerodactylus oliveri (III Cuba) Sphaerodactylus pimienta (III Cuba) Sphaerodactylus ruibali (III Cuba) Sphaerodactylus siboney (III Cuba) Sphaerodactylus torrei (III Cuba) Toropuku spp. (III New Zealand) Tukutuku spp. (III New Zealand) Uroplatus spp. (II)

Flat-tailed geckos Woodworthia spp. (III New Zealand) Helodermatidae

Gila monster and beaded lizard Heloderma spp. (II) (Except for the subspecies included in Annex A)

Gila monster and beaded lizard Heloderma horridum charlesbogerti (I)

Guatemalan beaded lizard Iguanidae

Iguanas Amblyrhynchus cristatus (II)

Galapagos marine iguana Brachylophus spp. (I)

Fiji iguanas Conolophus spp. (II)

Galapagos land iguanas Ctenosaura spp. (II)

Spiny-tailed iguanas Cyclura spp. (I)

Ground iguanas Iguana spp. (II)

Iguanas Phrynosoma blainvillii (II)

Blaineville’s horned lizard Phrynosoma cerroense (II)

Cedros Island horned lizard Phrynosoma coronatum (II)

Coast horned lizard Phrynosoma wigginsi (II)

Gulf coast horned lizard Sauromalus varius (I)

San Esteban Island chuckwalla Lacertidae

Lizards Gallotia simonyi (I)

Hierro giant lizard Podarcis lilfordi (II)

Lilford’s wall lizard Podarcis pityusensis (II)

Ibiza wall lizard Lanthanotidae

Earless Monitor Lizard Lanthanotidae spp. (II) (A zero export quota has been established for wild specimens for commercial trade) Polychrotidae

Anoles Anolis agueroi (III Cuba) Anolis baracoae (III Cuba) Anolis barbatus (III Cuba) Anolis chamaeleonides (III Cuba) Anolis equestris (III Cuba) Anolis guamuhaya (III Cuba) Anolis luteogularis (III Cuba) Anolis pigmaequestris (III Cuba) Anolis porcus (III Cuba) Scincidae

Skinks Corucia zebrata (II)

Prehensile-tailed skink Teiidae

Caiman lizards, tegu lizards Crocodilurus amazonicus (II)

Dragon lizard Dracaena spp. (II)

Caiman lizards Salvator spp. (II) Tupinambis spp.(II)

Tegus Varanidae

Monitor lizards Varanus spp. (II) (Except for the species included in Annex A)

Monitor lizards Varanus bengalensis (I)

Indian monitor Varanus flavescens (I)

Yellow monitor Varanus griseus (I)

Desert monitor Varanus komodoensis (I)

Komodo dragon Varanus nebulosus (I)

Clouded monitor Varanus olivaceus (II)

Gray’s monitor Xenosauridae

Chinese crocodile lizard Shinisaurus crocodilurus (I)

Chinese crocodile lizard SERPENTES

Snakes Boidae

Boas Boidae spp. (II) (Except for the species included in Annex A)

Boas Acrantophis spp. (I)

Madagascar ground boas Boa constrictor occidentalis (I)

Argentine boa constrictor Epicrates inornatus (I)

Puerto Rican boa Epicrates monensis (I)

Virgin Island tree boa Epicrates subflavus (I)

Jamaican boa Eryx jaculus (II)

Spotted sand boa Sanzinia madagascariensis (I)

Madagascar tree boa Bolyeriidae

Round Island boas Bolyeriidae spp. (II) (Except for the species included in Annex A)

Round Island boas Bolyeria multocarinata (I)

Round Island boa Casarea dussumieri (I)

Round Island keel-scaled boa Colubridae

Typical snakes, water snakes, whip snakes Atretium schistosum (III India) Olive keel-back Cerberus rynchops (III India) Dog-faced water snake Clelia clelia (II)

Mussurana Cyclagras gigas (II)

False cobra Elachistodon westermanni (II)

Indian egg-eating snake Ptyas mucosus (II)

Common rat snake Xenochrophis piscator (III India) Checkered keel-back Xenochrophis schnurrenbergeri (III India) Xenochrophis tytleri (III India) Elapidae

Cobras, coral snakes Hoplocephalus bungaroides (II)

Broad-headed snake Micrurus diastema (III Honduras) Atlantic coral snake Micrurus nigrocinctus (III Honduras) Central American coral snake Micrurus ruatanus (III Honduras) Naja atra (II)

Chinese spitting cobra Naja kaouthia (II)

Monocellate cobra Naja mandalayensis (II)

Burmese spitting cobra Naja naja (II)

Indian cobra Naja oxiana (II)

Central Asian cobra Naja philippinensis (II)

North Philippine spitting cobra Naja sagittifera (II)

Andaman cobra Naja samarensis (II)

South-east Philippine spitting cobra Naja siamensis (II)

Indochinese spitting cobra Naja sputatrix (II)

South Indonesian spitting cobra Naja sumatrana (II)

Golden spitting cobra Ophiophagus hannah (II)

King cobra Loxocemidae

Mexican dwarf boa Loxocemidae spp. (II)

Mexican dwarf boa Pythonidae

Pythons Pythonidae spp. (II) (Except for the subspecies included in Annex A)

Pythons Python molurus molurus (I)

Indian python Tropidophiidae

Wood boas Tropidophiidae spp. (II)

Wood boas Viperidae

Vipers Atheris desaixi (II)

Mt. Kenya bush viper Bitis worthingtoni (II)

Kenya horned viper Crotalus durissus (III Honduras) Neotropical rattlesnake Crotalus durissus unicolor

Aruba rattlesnake Daboia russelii (III India) Russell’s viper Pseudocerastes urarachnoides (II)

Spider-tailed horned viper Trimeresurus mangshanensis (II)

Mangshan pit-viper Vipera latifii

Latifi’s viper Vipera ursinii (I) (Only the population of Europe, except the area which formerly constituted the USSR; these latter populations are not included in the Annexes to this Regulation)

Orsini’s viper Vipera wagneri (II)

Wagner’s viper TESTUDINES Carettochelyidae

Pig-nosed turtles Carettochelys insculpta (II)

Pig-nosed turtle Chelidae

Austro-American sideneck turtles Chelodina mccordi (II) (A zero annual export quota has been established for specimens removed from the wild)

Roti snake-necked turtle Pseudemydura umbrina (I)

Western swamp turtle Cheloniidae

Sea turtles Cheloniidae spp. (I)

Sea turtles Chelydridae

Snapping turtles Chelydra serpentina (III United States of America) Macrochelys temminckii (III United States of America) Alligator snapping turtle Dermatemydidae

Central American river turtle Dermatemys mawii (II)

Central American river turtle Dermochelyidae

Leatherback turtle Dermochelys coriacea (I)

Leatherback turtle Emydidae

Box turtles, freshwater turtles Chrysemys picta (Only live specimens)

Painted turtle Clemmys guttata (II)

Spotted turtle Emydoidea blandingii (II)

Blanding’s turtle Glyptemys insculpta (II)

Wood turtle Glyptemys muhlenbergii (I)

Bog turtle Graptemys spp. (III United States of America) Map turtles Malaclemys terrapin (II)

Diamondback terrapin Terrapene spp. (II) (Except for the species included in Annex A)

Box turtles Terrapene coahuila (I)

Aquatic box turtle Geoemydidae Batagur affinis (I)

Southern river terrapin Batagur baska (I)

Batagur Batagur borneoensis (II) (A zero annual export quota has been established for specimens removed from the wild and traded for commercial purposes) Batagur dhongoka (II) Batagur kachuga (II) Batagur trivittata (II) (A zero annual export quota has been established for specimens removed from the wild and traded for commercial purposes) Cuora spp. (II) (Except the species included in Annex A, a zero annual export quota has been established for Cuora aurocapitata, C. flavomarginata, C. galbinifrons, C. mccordi, C. mouhotii, C. pani, C. trifasciata, C. yunnanensis and C. zhoui for specimens removed from the wild and traded for commercial purposes)

Asian box turtles Cuora bourreti (I)

Bourret’s box turtle Cuora picturata (I)

Indochinese box turtle Cyclemys spp. (II)

Asian leaf turtles Geoclemys hamiltonii (I)

Black pond turtle Geoemyda japonica (II)

Ryukyu black-breasted leaf turtle Geoemyda spengleri (II)

Black-breasted leaf turtle Hardella thurjii (II)

Crowned river turtle Heosemys annandalii (II) (A zero annual export quota has been established for specimens removed from the wild and traded for commercial purposes)

Yellow-headed temple turtle Heosemys depressa (II) (A zero annual export quota has been established for specimens removed from the wild and traded for commercial purposes)

Arakan forest turtle Heosemys grandis (II)

Giant Asian turtle Heosemys spinosa (II)

Spiny turtle Leucocephalon yuwonoi (II)

Sulawesi forest turtle Malayemys macrocephala (II)

Snail-eating turtle Malayemys subtrijuga (II)

Ricefield turtle Mauremys annamensis (I)

Annam pond turtle Mauremys iversoni (III China) Fujian pond turtle

Mauremys japonica (II)

Japanese pond turtle Mauremys megalocephala (III China) Big-headed pond turtle Mauremys mutica (II)

Yellow pond turtle Mauremys nigricans (II)

Red-necked pond turtle Mauremys pritchardi (III China) Pritchard’s pond turtle Mauremys reevesii (III China) Reeves’s turtle Mauremys sinensis (III China) Chinese stripe-necked turtle Melanochelys tricarinata (I)

Three-keeled land tortoise Melanochelys trijuga (II)

Indian black turtle Morenia ocellata (I)

Burmese swamp turtle Morenia petersi (II)

Indian eyed turtle Notochelys platynota (II)

Malayan flat-shelled turtle Ocadia glyphistoma (III China) Notch-mouthed stripe-necked turtle Ocadia philippeni (III China) Philippen’s stripe-necked turtle Orlitia borneensis (II) (A zero annual export quota has been established for specimens removed from the wild and traded for commercial purposes)

Malayan giant turtle Pangshura spp. (II) (Except for the species included in Annex A)

Roofed turtles Pangshura tecta (I)

Indian roofed turtle Sacalia bealei (II)

Beal’s eyed turtle Sacalia pseudocellata (III China) Chinese false-eyed turtle Sacalia quadriocellata (II)

Four-eyed turtle Siebenrockiella crassicollis (II)

Black marsh turtle Siebenrockiella leytensis (II)

Philippine pond turtle Vijayachelys silvatica (II)

Cochin forest cane turtle Platysternidae

Big-headed turtles Platysternidae spp. (I)

Big-headed turtles Podocnemididae

Afro-American sideneck turtles Erymnochelys madagascariensis (II)

Madagascar sideneck turtle Peltocephalus dumerilianus (II)

Big-headed sideneck turtle Podocnemis spp. (II)

Sideneck turtles Testudinidae

Tortoises Testudinidae spp. (II) (Except for the species included in Annex A; a zero annual export quota has been established for Centrochelys sulcata for specimens removed from the wild and traded for primarily commercial purposes)

Tortoises Astrochelys radiata (I)

Radiated tortoise Astrochelys yniphora (I)

Angonoka Chelonoidis niger (I)

Galapagos giant tortoise Geochelone elegans (I)

Star tortoise Geochelone platynota (I)

Burmese star tortoise Gopherus flavomarginatus (I)

Bolson tortoise Malacochersus tornieri (I)

Pancake tortoise Psammobates geometricus (I)

Geometric tortoise Pyxis arachnoides (I)

Madagascar spider tortoise Pyxis planicauda (I)

Madagascar flat-shelled tortoise Testudo graeca (II)

Spur-thighed tortoise Testudo hermanni (II)

Hermann’s tortoise Testudo kleinmanni (I)

Egyptian tortoise Testudo marginata (II)

Marginated tortoise Trionychidae

Softshell turtles, terrapins Amyda cartilaginea (II)

Southeast Asian soft-shelled turtle Apalone ferox (III United States of America) Apalone mutica (III United States of America) Apalone spinifera (III United States of America) (except for the subspecies included in Annex A) Apalone spinifera atra (I)

Cuatro Cienagas soft-shell turtle Chitra spp. (II) (Except for the species included in Annex A)

Narrow-headed softshell turtles Chitra chitra (I)

Asian narrow-headed softshell Chitra vandijki (I)

Burmese narrow-headed softshell Cyclanorbis elegans (II)

Nubian flapshelll turtle Cyclanorbis senegalensis (II)

Senegal flapshell turtle Cycloderma aubryi (II)

Aubrys flapshelll turtle Cycloderma frenatum (II)

Zambezi flapshell turtle Dogania subplana (II)

Malayan soft-shelled turtle Lissemys ceylonensis (II)

Sri Lankan flapshell turtle Lissemys punctata (II)

Indo-Gangetic flapshell turtle Lissemys scutata (II)

Burmese flapshell turtle Nilssonia formosa (II)

Burmese peacock softshell Nilssonia gangetica (I)

Indian soft-shell turtle Nilssonia hurum (I)

Peacock soft-shell turtle Nilssonia leithii (II)

Leith’s softshell turtle Nilssonia nigricans (I)

Black soft-shell turtle Palea steindachneri (II)

Wattle-necked softshell turtle Pelochelys spp. (II)

Giant softshell turtles Pelodiscus axenaria (II)

Hunan softshell turtle Pelodiscus maackii (II)

Amur softshell turtle Pelodiscus parviformis (II)

Chinese softshell turtle Rafetus euphraticus (II)

Euphrates softshell turtle Rafetus swinhoei (II)

Yangtze softshell turtle Trionyx triunguis (II)

Nile softshell turtle AMPHIBIA

Amphibians ANURA

Frogs and toads Aromobatidae

Cryptic forest frogs Allobates femoralis (II)

Brilliant-thighed poison frog Allobates hodli (II) Allobates myersi (II)

Myers’ poison frog Allobates zaparo (II)

Sanguine poison frog Anomaloglossus rufulus (II)

Chimanta poison frog Bufonidae

Toads Altiphrynoides spp. (I)

Malcolm’s Ethiopian toad Amietophrynus channingi (I) Amietophrynus superciliaris (I)

Cameroon toad Atelopus zeteki (I)

Golden frog Incilius periglenes (I)

Golden toad Nectophrynoides spp. (I)

African viviparous toads Nimbaphrynoides spp. (I)

Nimba toads Calyptocephalellidae Calyptocephalella gayi (III Chile) Chilean helmeted water toad Conrauidae

Frogs Conraua goliath

Goliath frog Dendrobatidae

Poison frogs Adelphobates spp. (II) Ameerega spp. (II) Andinobates spp. (II) Dendrobates spp. (II)

Poison-arrow frogs Epipedobates spp. (II)

Poison-arrow frogs Excidobates spp. (II) Hyloxalus azureiventris (II)

Sky-blue poison frog Minyobates spp. (II)

Demonic poison frogs Oophaga spp. (II) Phyllobates spp. (II)

Poison-arrow frogs Ranitomeya spp. (II) Dicroglossidae

Frogs Euphlyctis hexadactylus (II)

Six-fingered frog Hoplobatrachus tigerinus (II)

Tiger frog Hylidae

Tree frogs Agalychnis spp. (II) Mantellidae

Mantella frogs Mantella spp. (II)

Mantella frogs Microhylidae

Tomato frogs Dyscophus antongilii (II)

Tomato frog Dyscophus guineti (II)

False tomato frog Dyscophus insularis (II)

Antsouhy tomato frog Scaphiophryne boribory (II)

Green marbled burrowing frog Scaphiophryne gottlebei (II)

Red rain frog Scaphiophryne marmorata (II)

Green marbled burrowing frog Scaphiophryne spinosa (II)

Green marbled burrowing frog Myobatrachidae

Gastric brooding frogs Rheobatrachus spp. (II) (Except for Rheobatrachus silus and Rheobatrachus vitellinus)

Gastric brooding frog Telmatobiidae

Water frogs Telmatobius culeus (I)

Titicaca water frog CAUDATA Ambystomatidae

Axolotls Ambystoma dumerilii (II)

Lake Patzcuaro salamander Ambystoma mexicanum (II)

Axolotl Cryptobranchidae

Giant salamanders Andrias spp. (I)

Giant salamanders Cryptobranchus alleganiensis (III United States of America) Hellbender Hynobiidae

Asiatic salamanders Hynobius amjiensis (III China) Salamandridae

Salamanders and newts Echinotriton chinhaiensis (II)

Chinhai spiny newt Echinotriton maxiquadratus (II)

Mountain spiny newt Neurergus kaiseri (I)

Kaiser’s spotted newt Paramesotriton spp. (II)

Asian warty newts Salamandra algira (III Algeria) Tylototriton spp. (II)

Crocodile newts ELASMOBRANCHII

Sharks and rays CARCHARHINIFORMES Carcharhinidae

Requiem sharks Carcharhinus falciformis (II)

Silky shark Carcharhinus longimanus (II)

Oceanic whitetip shark Sphyrnidae

Hammerhead sharks Sphyrna lewini (II)

Scalloped hammerhead shark Sphyrna mokarran (II)

Great hammerhead shark Sphyrna zygaena (II)

Smooth hammerhead shark LAMNIFORMES Alopiidae

Thresher sharks Alopias spp. (II)

Thresher sharks Cetorhinidae

Basking sharks Cetorhinus maximus (II)

Basking shark Lamnidae

Mackerel sharks Carcharodon carcharias (II)

Great white shark Isurus oxyrinchus (II)

Shortfin mako Isurus paucus (II)

Longfin mako Lamna nasus (II)

Porbeagle MYLIOBATIFORMES Myliobatidae Manta spp. (II)

Manta rays Mobula spp. (II)

Devil rays Potamotrygonidae

Freshwater stingrays Paratrygon aiereba (III Colombia) Potamotrygon spp. (III Brazil) (population of Brazil) Potamotrygon constellata (III Colombia) Potamotrygon magdalenae (III Colombia) Potamotrygon motoro (III Colombia) Potamotrygon orbignyi (III Colombia) Potamotrygon schroederi (III Colombia) Potamotrygon scobina (III Colombia) Potamotrygon yepezi (III Colombia) ORECTOLOBIFORMES Rhincodontidae

Whale sharks Rhincodon typus (II)

Whale shark PRISTIFORMES Pristidae

Sawfishes Pristidae spp. (I)

Sawfishes RHINOPRISTIFORMES Glaucostegidae

Giant guitarfishes Glaucostegus spp. (II)

Giant guitarfish Rhinidae

Wedgefishes Rhinidae spp. (II)

Wedgefishes ACTINOPTERI

Fish ACIPENSERIFORMES ACIPENSERIFORMES spp. (II) (Except for the species included in Annex A)

Sturgeons and paddlefish Acipenseridae

Sturgeons Acipenser brevirostrum (I)

Shortnose sturgeon Acipenser sturio (I)

Common sturgeon ANGUILLIFORMES Anguillidae

Freshwater eels Anguilla anguilla (II)

European eel CYPRINIFORMES Catostomidae

Cui-ui Chasmistes cujus (I)

Cui-ui Cyprinidae

Blind carps, plaeesok Caecobarbus geertsii (II)

African blind barb fish Probarbus jullieni (I)

Ikan temoleh OSTEOGLOSSIFORMES

Arapaimas, bonytongues Arapaimidae Arapaima gigas (II)

Arapaima Osteoglossidae

Bonytongues Scleropages formosus (I)

Asian arowana Scleropages inscriptus PERCIFORMES Labridae

Wrasses Cheilinus undulatus (II)

Humphead wrasse Pomacanthidae Holacanthus clarionensis (II)

Clarion angelfish Sciaenidae

Totoabas Totoaba macdonaldi (I)

Totoaba SILURIFORMES Pangasiidae

Pangasid catfish Pangasianodon gigas (I)

Giant catfish Loricariidae

Armoured catfishes Hypancistrus zebra (III Brazil) SYNGNATHIFORMES Syngnathidae

Pipefishes, seahorses Hippocampus spp. (II)

Seahorses DIPNEUSTI

Lungfishes CERATODONTIFORMES Neoceratodontidae

Australian lungfishes Neoceratodus forsteri (II)

Australian lungfish COELACANTHI

Coelacanths COELACANTHIFORMES Latimeriidae

Coelacanths Latimeria spp. (I)

Coelacanths ECHINODERMATA (STARFISH, BRITTLE STARS, SEA URCHINS AND SEA CUCUMBERS) HOLOTHUROIDEA

Sea cucumbers ASPIDOCHIROTIDA Stichopodidae

Sea cucumbers Isostichopus fuscus (III Ecuador) Brown sea cucumber HOLOTHURIIDA Holothuriidae

Teatfishes, sea cucumbers Holothuria fuscogilva (II) (This inclusion will enter into effect on 28 August 2020)

Teatfísh Holothuria nobilis (II) (This inclusion will enter into effect on 28 August 2020) Holothuria whitmaei (II) (This inclusion will enter into effect on 28 August 2020) ARTHROPODA (ARTHROPODS) ARACHNIDA

Spiders and scorpions ARANEAE Theraphosidae

Red-kneed tarantulas, tarantulas Aphonopelma albiceps (II) Aphonopelma pallidum (II)

Chihuahua rose-grey tarantula Brachypelma spp. (II)

Central American tarantulas Poecilotheria spp. (II)

Ornamental spiders SCORPIONES Scorpionidae

Scorpions Pandinus camerounensis (II) Pandinus dictator (II) Pandinus gambiensis (II)

Giant Senegalese scorpion Pandinus imperator (II)

Emperor scorpion Pandinus roeseli (II) INSECTA

Insects COLEOPTERA

Beetles Lucanidae

Stag beetles Colophon spp. (III South Africa) Cape stag beetles Scarabaeidae

Scarab beetles Dynastes satanas (II)

Satanas beetle LEPIDOPTERA

Butterflies Nymphalidae Agrias amydon boliviensis (III Bolivia) Morpho godartii lachaumei (III Bolivia) Prepona praeneste buckleyana (III Bolivia) Papilionidae

Birdwing and swallowtail butterflies Achillides chikae chikae (I)

Luzon peacock swallowtail Achillides chikae hermeli (I)

Mindoro peacock swallowtail Atrophaneura jophon (II)

Sri Lankan rose Atrophaneura palu

Palu swallowtail butterfly Atrophaneura pandiyana (II)

Malabar rose Bhutanitis spp. (II)

Swallowtail butterflies Graphium sandawanum

Apo swallowtail butterfly Graphium stresemanni

Seram swallowtail Ornithoptera spp. (II) (except for the species included in Annex A)

Birdwing butterflies Ornithoptera alexandrae (I)

Queen Alexandra’s birdwing Papilio benguetanus Papilio esperanza Papilio homerus (I)

Homerus swallowtail Papilio hospiton (II)

Corsican swallowtail Papilio morondavana

Madagascan emperor swallowtail Papilio neumoegeni Parides ascanius

Fluminense swallowtail butterfly Parides hahneli

Hahnel’s amazonian swallowtail butterfly Parides burchellanus (I)

Riverside swallowtail Parnassius apollo (II)

Mountain apollo Teinopalpus spp. (II)

Kaiser-I-Hind butterflies Trogonoptera spp. (II)

Birdwing butterflies Troides spp. (II)

Birdwing butterflies ANNELIDA (SEGMENTED WORMS AND LEECHES) HIRUDINOIDEA

Leeches ARHYNCHOBDELLIDA Hirudinidae

Leeches Hirudo medicinalis (II)

Northern medicinal leech Hirudo verbana (II)

Southern medicinal leech MOLLUSCA (MOLLUSCS) BIVALVIA

Bivalve molluscs (clams, mussels etc.) MYTILOIDA Mytilidae

Marine mussels Lithophaga lithophaga (II)

European date mussel UNIONOIDA Unionidae

Freshwater mussels, pearly mussels Conradilla caelata (I)

Birdwing pearly mussel Cyprogenia aberti (II)

Western fanshell mussel Dromus dromas (I)

Dromedary pearly mussel Epioblasma curtisii (I)

Curtis’ pearly mussel Epioblasma florentina (I)

Yellow-blossom pearly mussel Epioblasma sampsonii (I)

Wabash riffleshell Epioblasma sulcata perobliqua (I)

White catspaw mussel Epioblasma torulosa gubernaculum (I)

Green-blossom pearly mussel Epioblasma torulosa rangiana (II)

Northern riffleshell Epioblasma torulosa torulosa (I)

Turbercled-blossom pearly mussel Epioblasma turgidula (I)

Turgid-blossom pearly mussel Epioblasma walkeri (I)

Tan riffleshell Fusconaia cuneolus (I)

Fine-rayed pigtoe pearly mussel Fusconaia edgariana (I)

Shiny pigtoe pearly mussel Lampsilis higginsii (I)

Higgins’ eye pearly mussel Lampsilis orbiculata orbiculata (I)

Pink mucket pearly mussel Lampsilis satur (I)

Sandback pocketbook mussel Lampsilis virescens (I)

Alabama lamp pearly mussel Plethobasus cicatricosus (I)

White warty-back pearly mussel Plethobasus cooperianus (I)

Orange-footed pimpleback mussel Pleurobema clava (II)

Clubshell pearly mussel Pleurobema plenum (I)

Rough pigtoe pearly mussel Potamilus capax (I)

Fat pocketbook pearly mussel Quadrula intermedia (I)

Cumberland monkey-face pearly mussel Quadrula sparsa (I)

Appalachian monkey-face pearly mussel Toxolasma cylindrella (I)

Pale lilliput pearly mussel Unio nickliniana (I)

Nicklin’s pearly mussel Unio tampicoensis tecomatensis (I)

Tampico pearly mussel Villosa trabalis (I)

Cumberland bean pearly mussel VENEROIDA Tridacnidae

Giant clams Tridacnidae spp. (II)

Giant clams CEPHALOPODA NAUTILIDA Nautilidae

Nautilus Nautilidae spp. (II)

Nautilus GASTROPODA

Slugs, snails and conches MESOGASTROPODA Strombidae

Conches Strombus gigas (II)

Queen conch STYLOMMATOPHORA Achatinellidae

Agate snails, oahu tree snails Achatinella spp. (I)

Little agate shells Camaenidae

Green tree snail Papustyla pulcherrima (II)

Manus green tree snail Cepolidae Polymita spp. (I)

Cuban landsnails CNIDARIA (CORALS, FIRE CORALS, SEA ANEMONES) ANTHOZOA

Corals, sea anemones ANTIPATHARIA ANTIPATHARIA spp. (II)

Black corals GORGONACEAE Coralliidae

Red and pink corals Corallium elatius (III China) Corallium japonicum (III China) Corallium konjoi (III China) Corallium secundum (III China) HELIOPORACEA Helioporidae

Blue coral Helioporidae spp. (II) (Includes only the species Heliopora coerulea) (⁴)

Blue coral SCLERACTINIA SCLERACTINIA spp. (II) (⁴)

Stony corals STOLONIFERA Tubiporidae

Organpipe corals Tubiporidae spp. (II) (⁴)

Organpipe corals HYDROZOA

Sea ferns, fire corals, stinging medusas MILLEPORINA Milleporidae

Wello fire corals Milleporidae spp. (II) (⁴)

Wello fire corals STYLASTERINA Stylasteridae

Lace corals Stylasteridae spp. (II) (⁴)

Lace corals FLORA AGAVACEAE

Agaves Agave parviflora (I)

Santa Cruz striped agave Agave victoriae-reginae (II) #4

Queen Victoria agave Nolina interrata (II)

Dehesa bear-grass Yucca queretaroensis (II)

Queretaro yucca AMARYLLIDACEAE

Amaryllids Galanthus spp. (II) #4

Snowdrops Sternbergia spp. (II) #4

Sternbergias ANACARDIACEAE Operculicarya decaryi (II)

Jabihy Operculicarya hyphaenoides (II)

Jabihy Operculicarya pachypus (II)

Tabily APOCYNACEAE Hoodia spp. (II) #9

Hoodia Pachypodium spp. (II) (Except for the species included in Annex A) #4

Elephant trunks Pachypodium ambongense (I) Pachypodium baronii (I) Pachypodium decaryi (I) Rauvolfia serpentina (II) #2

Snake-root devil-pepper ARALIACEAE

Aralias Panax ginseng (II) (Only the population of the Russian Federation; no other population is included in the Annexes to this Regulation) #3

Asian ginseng Panax quinquefolius (II) #3

American ginseng ARAUCARIACEAE

Araucarias Araucaria araucana (I)

Monkey-puzzle tree ASPARAGACEAE Beaucarnea spp. (II)

Ponytail palm BERBERIDACEAE

Barberries Podophyllum hexandrum (II) #2

Himalayan may-apple BROMELIACEAE

Air plants, bromelias Tillandsia harrisii (II) #4

Harris’ tillandsia Tillandsia kammii (II) #4

Kamm’s tillandsia Tillandsia xerographica (II) (⁵) #4

Xerographic tillandsia CACTACEAE

Cacti CACTACEAE spp. (II) (Except for the species included in Annex A and Pereskia spp., Pereskiopsis spp. and Quiabentia spp.) (⁶)#4

Cacti Ariocarpus spp. (I)

Living rock cacti Astrophytum asterias (I)

Star cactus Aztekium ritteri (I)

Aztec cactus Coryphantha werdermannii (I)

Jobali pincushion cactus Discocactus spp. (I)

Discocacti Echinocereus ferrerianus ssp. lindsayorum (I)

Lindsay’s hedgehog cacti Echinocereus schmollii (I)

Lamb’s-tail cactus Escobaria minima (I)

Nelle’s cactus Escobaria sneedii (I)

Sneed’s pincushion cactus Mammillaria pectinifera (I) (includes ssp. solisioides)

Conchilinque Melocactus conoideus (I)

Conelike Turk’s-cap cactus Melocactus deinacanthus (I)

Wonderfully-bristled Turk’s cap cactus Melocactus glaucescens (I)

Woolly waxy-stemmed Turk’s-cap cactus Melocactus paucispinus (I)

Few-spined Turk’s-cap cactus Obregonia denegrii (I)

Artichoke cactus Pachycereus militaris (I)

Grenadier’s cap Pediocactus bradyi (I)

Brady’s pincushion cactus Pediocactus knowltonii (I)

Knowlton’s cactus Pediocactus paradinei (I)

Houserock valley cactus Pediocactus peeblesianus (I)

Peebles’s Navajo cactus Pediocactus sileri (I)

Siler’s pincushion cactus Pelecyphora spp. (I)

Pine cane cactus Sclerocactus blainei (I)

Blaine’s fishhook cactus Sclerocactus brevihamatus ssp. tobuschii (I)

Tobusch fishhook cactus Sclerocactus brevispinus (I)

Pariette cactus Sclerocactus cloverae (I)

New Mexico fishhook cactus Sclerocactus erectocentrus (I)

Needle-spined pineapple cactus Sclerocactus glaucus (I)

Colorado hookless cactus Sclerocactus mariposensis (I)

Mariposa cactus Sclerocactus mesae-verdae (I)

Mesa Verde cactus Sclerocactus nyensis (I)

Tonopah fishook cactus Sclerocactus papyracanthus (I)

Grama-grass cactus Sclerocactus pubispinus (I)

Great-Basin fishhook cactus Sclerocactus sileri (I)

Siler’s fishhook cactus Sclerocactus wetlandicus (I)

Unita Basin hookless cactus Sclerocactus wrightiae (I)

Wright’s fishhook cactus Strombocactus spp. (I)

Peyote Turbinicarpus spp. (I)

Turbinicarps Uebelmannia spp. (I)

Uebelmann cacti CARYOCARACEAE

Ajos Caryocar costaricense (II) #4

Ajillo COMPOSITAE (ASTERACEAE)

Asters, daisies, costus Saussurea costus (I) (also known as S. lappa, Aucklandia lappa or A. costus)

Costus CUCURBITACEAE Zygosicyos pubescens (II) (also known as Xerosicyos pubescens)

Tobory Zygosicyos tripartitus (II)

Betoboky CUPRESSACEAE

Cypresses Fitzroya cupressoides (I)

Alerce Pilgerodendron uviferum (I)

Pilgerodendron Widdringtonia whytei (II)

Mulanje cedar CYATHEACEAE

Tree ferns Cyathea spp. (II) #4

Tree ferns CYCADACEAE

Cycads CYCADACEAE spp. (II) (Except for the species included in Annex A) #4

Cycads Cycas beddomei (I)

Beddome’s cycad DICKSONIACEAE

Tree ferns Cibotium barometz (II) #4 Dicksonia spp. (II) (Only the populations of the Americas; no other populations are included in the Annexes to this Regulation. This includes the synonyms Dicksonia berteriana, D. externa, D. sellowiana and D. stuebelii) #4

Tree ferns DIDIEREACEAE

Didiereas DIDIEREACEAE spp. (II) #4

Alluaudias, didiereas DIOSCOREACEAE

Yams Dioscorea deltoidea (II) #4

Elephant’s foot DROSERACEAE

Sundews Dionaea muscipula (II) #4

Venus fly-trap EBENACEAE

Ebonies Diospyros spp. (II) (Only the populations of Madagascar; no other population is included in the Annexes to this Regulation) #5 EUPHORBIACEAE

Spurges Euphorbia spp. (II) #4(Succulent species only except for:(1) Euphorbia misera; (2) artificially propagated specimens of cultivars of Euphorbia trigona; (3) artificially propagated specimens of Euphorbia lactea grafted on artificially propagated root stock of Euphorbia neriifolia, when they are: — crested, or — fan-shaped, or — colour mutants; (4) artificially propagated specimens of cultivars of Euphorbia‘Milii’ when they are: — readily recognisable as artificially propagated specimens, and — introduced into or (re-)exported from the Union in shipments of 100 or more plants; which are not subject to this Regulation, and (5) the species included in Annex A)

Euphorbias Euphorbia ambovombensis (I) Euphorbia capsaintemariensis (I) Euphorbia cremersii (I) (Includes the forma viridifolia and the var. rakotozafyi) Euphorbia cylindrifolia (I) (Includes the ssp. tuberifera) Euphorbia decaryi (I) (Includes the vars. ampanihyensis, robinsonii and sprirosticha) Euphorbia francoisii (I) Euphorbia handiensis (II) Euphorbia lambii (II) Euphorbia moratii (I) (Includes the vars. antsingiensis, bemarahensis and multiflora) Euphorbia parvicyathophora (I) Euphorbia quartziticola (I) Euphorbia stygiana (II) Euphorbia tulearensis (I) FAGACEAE

Beeches, oaks Quercus mongolica (III Russian Federation) #5 Mongolian oak FOUQUIERIACEAE

Ocotillos, boojums Fouquieria columnaris (II) #4

Boojum tree Fouquieria fasciculata (I)

Arbol del barril Fouquieria purpusii (I) GNETACEAE

Joint firs Gnetum montanum (III Nepal) #1 JUGLANDACEAE

Walnuts, gavilan Oreomunnea pterocarpa (II) #4

Gavilàn LAURACEAE Aniba rosaeodora (II) (also known as A. duckei) #12

Brazilian rosewood LEGUMINOSAE (FABACEAE)

Legumes Dalbergia spp. (II) (Except for the species included in Annex A) #15 Dalbergia nigra (I)

Brazilian rosewood Dipteryx panamensis (III Costa Rica/Nicaragua) Almendro Guibourtia demeusei (II) #15

Red bubinga Guibourtia pellegriniana (II) #15

Rose bubinga, kevazingo Guibourtia tessmannii (II) #15

Rose bubinga, kevazingo Paubrasilia echinata (II) #10

Brazil wood Pericopsis elata (II) #17

Afrormosia Platymiscium parviflorum (II) #4

Quira macawood Pterocarpus erinaceus (II)

African rosewood, Senegalese rosewood, kosso Pterocarpus santalinus (II) #7

Red sandalwood Pterocarpus tinctorius (II) #6

African padauk Senna meridionalis (II)

Taraby LILIACEAE

Lilies Aloe spp. (II) (Except for the species included in Annex A and Aloe vera, also known as Aloe barbadensis, which is not included in the Annexes) #4

Aloes Aloe albida (I) Aloe albiflora (I) Aloe alfredii (I) Aloe bakeri (I) Aloe bellatula (I) Aloe calcairophila (I) Aloe compressa (I) (Includes the vars. paucituberculata, rugosquamosa and schistophila) Aloe delphinensis (I) Aloe descoingsii (I) Aloe fragilis (I) Aloe haworthioides (I) (Includes the var. aurantiaca) Aloe helenae (I) Aloe laeta (I) (Includes the var. maniaensis) Aloe parallelifolia (I) Aloe parvula (I) Aloe pillansii (I) Aloe polyphylla (I) Aloe rauhii (I) Aloe suzannae (I) Aloe versicolor (I) Aloe vossii (I) MAGNOLIACEAE

Magnolias Magnolia liliifera var. obovata (III Nepal) #1 Safan MALVACEAE Adansonia grandidieri (II) #16

Grandidier’s baobab MELIACEAE

Mahoganies, cedars Cedrela spp. #6 (Populations of the Neotropics, this inclusion will enter into effect on 28 August 2020) Cedrela fissilis (III Bolivia, Brazil) #5 (until 27 August 2020) Cedrela lilloi (III Bolivia, Brazil) #5 (until 27 August 2020) Cedrela odorata (III Bolivia/Brazil. In addition, the following countries have listed their national populations: Colombia, Guatemala and Peru) #5 (until 27 August 2020) Spanish cedar Swietenia humilis (II) #4

Honduras mahogany Swietenia macrophylla (II) (Population of the Neotropics — includes Central and South America and the Caribbean) #6

Big-leaf mahogany Swietenia mahagoni (II) #5

Caribbean mahogany NEPENTHACEAE

Pitcher plants (old-world) Nepenthes spp. (II) (Except for the species included in Annex A) #4

Tropical pitcher plants Nepenthes khasiana (I)

Indian pitcher plant Nepenthes rajah (I)

Giant tropical pitcher plant OLEACEAE

Olives, ashes Fraxinus mandshurica (III Russian Federation) #5 Manchurian ash ORCHIDACEAE

Orchids ORCHIDACEAE spp. (II) (Except for the species included in Annex A) (⁷) #4

Orchids For all of the following Annex A orchid species, seedling or tissue cultures are not subject to this Regulation, when: — they are obtained in vitro, in solid or liquid media, and — meet the definition of ‘artificially propagated’ in accordance with Article 56 of Commission Regulation (EC) No 865/2006 (⁸), and — when introduced into or (re-)exported from the Union are transported in sterile containers Aerangis ellisii (I) Cattleya jongheana (I) Cattleya lobata (I) Cephalanthera cucullata (II)

Hooded helleborine Cypripedium calceolus (II)

Lady’s slipper orchid Dendrobium cruentum (I) Goodyera macrophylla (II)

Madeiran lady’s-tresses Liparis loeselii (II)

Fen orchid Mexipedium xerophyticum (I) Ophrys argolica (II)

Eyed bee orchid Ophrys lunulata (II)

Crescent ophrys Orchis scopulorum (II)

Madeiran orchid Paphiopedilum spp. (I)

Asian slipper orchids Peristeria elata (I)

Holy ghost orchid Phragmipedium spp. (I)

South American slipper orchids Renanthera imschootiana (I)

Red vanda Spiranthes aestivalis (II)

Summer lady’s-tresses OROBANCHACEAE

Broomrapes Cistanche deserticola (II) #4

Desert cistanche PALMAE (ARECACEAE)

Palms Beccariophoenix madagascariensis (II) #4

Manarano Dypsis decaryi (II) #4

Triangle palm Dypsis decipiens (I)

Butterfly palm Lemurophoenix halleuxii (II)

Hovitra varimena Lodoicea maldivica (III Seychelles) #13 Coco de Mer Marojejya darianii (II)

Ravimbe Ravenea louvelii (II)

Lakamarefo Ravenea rivularis (II)

Gora Satranala decussilvae (II)

Satranabe Voanioala gerardii (II)

Voanioala PAPAVERACEAE

Poppies Meconopsis regia (III Nepal) #1 Himalayan poppy PASSIFLORACEAE Adenia firingalavensis (II)

Bottle liana Adenia olaboensis (II)

Vahisasety Adenia subsessilifolia (II)

Katakata PEDALIACEAE

Pedalium family Uncarina grandidieri (II)

Uncarina Uncarina stellulifera (II)

Uncarina PINACEAE

Pine family Abies guatemalensis (I)

Guatemalan fir Pinus koraiensis (III Russian Federation) #5 PODOCARPACEAE

Podocarps Podocarpus neriifolius (III Nepal) #1 Yellow wood Podocarpus parlatorei (I)

Parlatore’s podocarp PORTULACACEAE

Portulacas, purslanes Anacampseros spp. (II) #4

Purslanes Avonia spp. (II) #4 Lewisia serrata (II) #4

Saw-toothed lewisia PRIMULACEAE

Primulas, cyclamens Cyclamen spp. (II) (⁹) #4

Cyclamens RANUNCULACEAE

Buttercups Adonis vernalis (II) #2

Yellow adonis Hydrastis canadensis (II) #8

Golden seal ROSACEAE

Roses, cherries Prunus africana (II) #4

African cherry RUBIACEAE

Ayugue Balmea stormiae (I)

Ayugue SANTALACEAE Osyris lanceolata (II) (Only the populations of Burundi, Ethiopia, Kenya, Rwanda, Uganda and the United Republic of Tanzania; no other population is included in the Annexes) #2

East African sandalwood SARRACENIACEAE

Pitcher plants (new world) Sarracenia spp. (II) (Except for the species included in Annex A) #4

Pitcher plants Sarracenia oreophila (I)

Green pitcher plant Sarracenia rubra ssp. alabamensis (I)

Alabama canebrake pitcher plant Sarracenia rubra ssp. jonesii (I)

Mountain sweet pitcher plant SCROPHULARIACEAE

Figworts Picrorhiza kurrooa (II) (excludes Picrorhiza scrophulariiflora) #2

Indian gentian STANGERIACEAE

Stangerias (cycads) Bowenia spp. (II) #4

Cycads Stangeria eriopus (I)

Stangeria TAXACEAE

Yews Taxus chinensis and infraspecific taxa of this species (II) #2

Chinese yew Taxus cuspidata and infraspecific taxa of this species (II) (¹⁰) #2

Japanese yew Taxus fuana and infraspecific taxa of this species (II) #2

Tibetan yew Taxus sumatrana and infraspecific taxa of this species (II) #2

Sumatran yew Taxus wallichiana (II) #2

Himalayan yew THYMELAEACEAE (AQUILARIACEAE)

Agarwood, ramin Aquilaria spp. (II) #14

Agarwood Gonystylus spp. (II) #4

Ramin Gyrinops spp. (II) #14

Agarwood TROCHODENDRACEAE (TETRACENTRACEAE)

Tetracentrons Tetracentron sinense (III Nepal) #1 VALERIANACEAE

Valerians Nardostachys grandiflora (II) #2 VITACEAE Cyphostemma elephantopus (II)

Lazampasika Cyphostemma laza (II)

Laza Cyphostemma montagnacii (II)

Lazambohitra WELWITSCHIACEAE

Welwitschias Welwitschia mirabilis (II) #4

Welwitschia ZAMIACEAE

Cycads ZAMIACEAE spp. (II) (Except for the species included in Annex A) #4

Cycads Ceratozamia spp. (I)

Horncones Encephalartos spp. (I)

Bread palms Microcycas calocoma (I)

Palm corcho Zamia restrepoi (I) ZINGIBERACEAE

Ginger lilies Hedychium philippinense (II) #4

Philippine garland-flower Siphonochilus aethiopicus (II) (Populations of Mozambique, Eswatini, South Africa and Zimbabwe)

Natal ginger ZYGOPHYLLACEAE

Lignum-vitae Bulnesia sarmientoi (II) #11

Holy wood Guaiacum spp. (II) #2

Lignum-vitae (¹)This taxon is referred to as Ovis ammon in Annex XIII to Commission Regulation (EC) No 865/2006. (¹)For the exclusive purpose of allowing international trade in fibre from vicuñas (Vicugna vicugna) and their derivative products, only if the fibre comes from the shearing of live vicuñas. Trade in products derived from the fibre may only take place in accordance with the following provisions: (²)All species are listed in Appendix II to the Convention except Balaena mysticetus, Eubalaena spp., Balaenoptera acutorostrata (except population of West Greenland), Balaenoptera bonaerensis, Balaenoptera borealis, Balaenoptera edeni, Balaenoptera musculus, Balaenoptera omurai, Balaenoptera physalus, Megaptera novaeangliae, Orcaella brevirostris, Orcaella heinsohni, Sotalia spp., Sousa spp., Eschrichtius robustus, Lipotes vexillifer, Caperea marginata, Neophocaena asiaeorientalis, Neophocaena phocaenoides, Phocoena sinus, Physeter macrocephalus, Platanista spp., Berardius spp., Hyperoodon spp., which are listed in Appendix I. Specimens of the species listed in Appendix II to the Convention, including products and derivatives other than meat products for commercial purposes, taken by the people of Greenland under licence granted by the competent authority concerned, shall be treated as belonging to Annex B. A zero annual export quota is established for live specimens from the Black Sea population of Tursiops truncatus removed from the wild and traded for primarily commercial purposes. (³)Populations of Botswana, Namibia, South Africa and Zimbabwe (listed in Annex B): (⁴)The following are not subject to the provisions of this Regulation: (⁵)Trade of specimens with source code A is allowed only if specimens traded possess cataphylls. (⁶)Artificially propagated specimens of the following hybrids and/or cultivars are not subject to the provisions of this Regulation: (⁷)Artificially propagated hybrids of Cymbidium, Dendrobium, Phalaenopsis and Vanda are not subject to the provisions of this Regulation, when specimens are readily recognizable as artificially propagated and do not show any signs of having been collected in the wild such as mechanical damage or strong dehydration resulting from collection, irregular growth and heterogeneous size and shape within a taxon and shipment, algae or other epiphyllous organisms adhering to leaves, or damage by insects or other pests; and (⁸)Commission Regulation (EC) No 865/2006 of 4 May 2006 laying down detailed rules concerning the implementation of Council Regulation (EC) No 338/97 on the protection of species of wild fauna and flora by regulating trade therein (OJ L 166, 19.6.2006, p. 1). (⁹)Artificially propagated specimens of cultivars of Cyclamen persicum are not subject to the provisions of this Regulation. However, the exemption does not apply to such specimens traded as dormant tubers. (¹⁰)Artificially propagated hybrids and cultivars of Taxus cuspidata, live, in pots or other small containers, each consignment being accompanied by a label or document stating the name of the taxon or taxa and the text ‘artificially propagated’, are not subject to the provisions of this Regulation. Annex D Common name FAUNA CHORDATA (CHORDATES) MAMMALIA*

Mammals CARNIVORA Canidae

Dogs, foxes, wolves Vulpes vulpes griffithi (III India) §1 Red fox Vulpes vulpes montana (III India) §1 Red fox Vulpes vulpes pusilla (III India) §1 Red fox Mustelidae

Badgers, martens, weasels etc. Mustela altaica (III India) §1 Mountain weasel Mustela erminea ferghanae (III India) §1 Stoat Mustela kathiah (III India) §1 Yellow-bellied weasel Mustela sibirica (III India) §1 Siberian weasel DIPROTODONTIA Macropodidae

Kangaroos, wallabies Dendrolagus dorianus Doria’s tree-kangaroo Dendrolagus goodfellowi Goodfellow’s tree-kangaroo Dendrolagus matschiei Huon tree-kangaroo Dendrolagus pulcherrimus Golden-mantled tree-kangaroo Dendrolagus stellarum Seri’s tree-kangaroo AVES

Birds ANSERIFORMES Anatidae

Ducks, geese, swans Anas melleri Meller’s duck COLUMBIFORMES Columbidae

Doves, pigeons Columba oenops Peruvian pigeon Didunculus strigirostris Tooth-billed pigeon Ducula pickeringii Grey imperial-pigeon Gallicolumba crinigera Mindanao bleeding-heart Ptilinopus marchei Flame-breasted fruit-dove Turacoena modesta Black cuckoo-dove GALLIFORMES Cracidae

Chachalacas, currassows, guans Crax alector Black curassow Pauxi unicornis Horned curassow Penelope pileata White-crested guan Megapodiidae

Megapodes, scrubfowl Eulipoa wallacei Moluccan scrubfowl Phasianidae

Grouse, guineafowl, partridges, pheasants, tragopans Arborophila gingica White-necklaced partridge Lophura bulweri Bulwer’s pheasant Lophura diardi Siamese fireback Lophura inornata Salvadori’s pheasant PASSERIFORMES Bombycillidae

Waxwings Bombycilla japonica Japanese waxwing Corvidae

Crows, magpies, jays Cyanocorax caeruleus Azure jay Cyanocorax dickeyi Tufted jay Cotingidae

Cotingas Procnias nudicollis Bare-throated bellbird Emberizidae

Cardinals, seedeaters, tanagers Dacnis nigripes Black-legged dacnis Sporophila falcirostris Temminck’s seedeater Sporophila frontalis Buffy-throated seedeater Sporophila hypochroma Grey-and-chestnut seedeater Sporophila palustris Marsh seedeater Estrildidae

Mannikins, waxbills Amandava amandava Red avadavat Cryptospiza reichenovii Red-faced crimson-wing Erythrura coloria Red-eared parrotfinch Erythrura viridifacies Green-faced parrotfinch Estrilda quartinia (Frequently traded as Estrilda melanotis) Yellow-bellied waxbill Hypargos niveoguttatus Peters’s twinspot Lonchura griseicapilla Grey-headed silverbill Lonchura punctulata Scaly-breasted munia Lonchura stygia Black munia Fringillidae

Finches Carduelis ambigua Black-headed greenfinch Carduelis atrata Black siskin Kozlowia roborowskii Tibetan rosefinch Pyrrhula erythaca Grey-headed bullfinch Serinus canicollis Cape canary Serinus citrinelloides hypostictus (Frequently traded as Serinus citrinelloides) East African citril Icteridae

New-world blackbirds Sturnella militaris Pampas meadowlark Muscicapidae

Old-world flycatchers, thrushes Cochoa azurea Javan cochoa Cochoa purpurea Purple cochoa Garrulax formosus Red-winged laughingthrush Garrulax galbanus Yellow-throated laughingthrush Garrulax milnei Red-tailed laughing thrush Niltava davidi Fujian niltava Stachyris whiteheadi Chestnut-faced babbler Swynnertonia swynnertoni (Also referenced as Pogonicichla swynnertoni) Swynnerton’s robin Turdus dissimilis Black-breasted thrush Pittidae

Pittas Pitta nipalensis Blue-naped pitta Pitta steerii Azure-breasted pitta Sittidae

Nuthatches Sitta magna Giant nuthatch Sitta yunnanensis Yunnan nuthatch Sturnidae

Mynas, starlings Lamprotornis regius Golden-breasted starling Mino dumontii Yellow-faced myna Sturnus erythropygius White-headed starling REPTILIA

Reptiles SAURIA Agamidae Physignathus cocincinus Chinese water dragon Gekkonidae

Geckos Rhacodactylus auriculatus New Caledonia bumpy gecko Rhacodactylus ciliatus Guichenot’s giant gecko Rhacodactylus leachianus New Caledonia giant gecko Teratoscincus microlepis Small-scaled wonder gecko Teratoscincus scincus Common wonder gecko Gerrhosauridae

Spiny-tailed lizards Zonosaurus karsteni Karsten’s girdled lizard Zonosaurus quadrilineatus Four-lined girdled lizard Scincidae

Skinks Tribolonotus gracilis Crocodile skink Tribolonotus novaeguineae New Guinea helmet skink SERPENTES Colubridae

Typical snakes, water snakes, whip snakes Elaphe carinata §1 Taiwan stink snake Elaphe radiata §1 Radiated rat snake Elaphe taeniura §1 Taiwan beauty snake Enhydris bocourti §1 Bocourt’s water snake Homalopsis buccata §1 Masked water snake Langaha nasuta Northern leafnose snake Leioheterodon madagascariensis Madagascar menarana snake Ptyas korros §1 Indochinese rat snake Rhabdophis subminiatus §1 Redneck keelback Hydrophiidae

Sea snakes Lapemis curtus (Includes Lapemis hardwickii) §1 Shaw’s sea snake Viperidae

Vipers Calloselasma rhodostoma §1 Malayan pit viper AMPHIBIA ANURA

Frogs and toads Dicroglossidae

Frogs Limnonectes macrodon Fanged River Frog or Javan Giant Frog Hylidae

Tree frogs Phyllomedusa sauvagii Waxy monkey tree frog Leptodactylidae

Neotropical frogs Leptodactylus laticeps Red spotted burrow frog Ranidae

Frogs Pelophylax shqiperica Albanian pool frog CAUDATA Hynobiidae

Asiatic salamanders Ranodon sibiricus Semirechensk salamander/Central Asian salamander/Siberian salamander Plethodontidae

Lungless salamanders Bolitoglossa dofleini Giant palm salamander Salamandridae

Newts and salamanders Cynops ensicauda Sword-tailed newt Echinotriton andersoni Anderson’s salamander Laotriton laoensis Paddletail newt Liangshantriton taliangensis ACTINOPTERYGII

Fish PERCIFORMES Apogonidae Pterapogon kauderni Banggai cardinalfish ARTHROPODA (ARTHROPODS) INSECTA

Insects LEPIDOPTERA

Butterflies Papilionidae

Birdwing and swallow-tail butterflies Baronia brevicornis Short-horned baronia Papilio grosesmithi Papilio maraho Broad-tailed swallowtail MOLLUSCA (MOLLUSCS) GASTROPODA Haliotidae Haliotis midae Midas ear abalone FLORA AGAVACEAE

Agaves Calibanus hookeri Dasylirion longissimum Beargrass ARACEAE

Arums Arisaema dracontium Green dragon Arisaema erubescens Arisaema galeatum Arisaema nepenthoides Arisaema sikokianum Arisaema thunbergii var. urashima Arisaema tortuosum Biarum davisii ssp. marmarisense Biarum ditschianum COMPOSITAE (ASTERACEAE)

Asters, daisies, costus Arnica montana §3 Mountain tobacco Othonna cacalioides Othonna clavifolia Othonna hallii Othonna herrei Othonna lepidocaulis Othonna retrorsa ERICACEAE

Heathers, rhododendrons Arctostaphylos uva-ursi §3 Bearberry GENTIANACEAE

Gentians Gentiana lutea §3 Great yellow gentian LILIACEAE

Wakerobins Trillium pusillum Dwarf wakerobin Trillium rugelii Ill-scented wakerobin Trillium sessile Sessile-flowered wakerobin wood-lily LYCOPODIACEAE

Clubmosses Lycopodium clavatum §3 Stagshorn clubmoss MELIACEAE

Mahoganies, cedars Cedrela montana §4 (until 27 August 2020) Cedrela oaxacensis §4 (until 27 August 2020) Cedrela salvadorensis §4 (until 27 August 2020) Cedrela tonduzii §4 (until 27 August 2020) MENYANTHACEAE

Bogbeans Menyanthes trifoliata §3 Bogbean PARMELIACEAE

Parmelioid lichens Cetraria islandica §3 Icelandic moss PASSIFLORACEAE

Desert roses Adenia glauca Desert rose Adenia pechuelli Desert rose PEDALIACEAE

Sesame, devil’s claw Harpagophytum spp. §3 Devil’s claw PORTULACACEAE

Portulas, purslanes Ceraria carrissoana Ceraria fruticulosa SELAGINELLACEAE

Clubmosses, spikemosses Selaginella lepidophylla Rose of Jericho

(¹) OJ No L 358, 18.12.1986, p. 1.

(²) OJ No L 158, 23.6.1990, p. 56.

(³) Council Decision 1999/468/EC of 28 June 1999 laying down the procedures for the exercise of implementing powers conferred on the Commission (OJ L 184, 17.7.1999, p. 23).

(⁴) OJ No L 344, 7.12.1983, p. 1.

(⁵) Directive 2009/147/EC of the European Parliament and of the Council of 30 November 2009 on the conservation of wild birds (OJ L 20, 26.1.2010, p. 7).

(⁶) Council Directive 92/43/EEC of 21 May 1992 on the conservation of natural habitats and of wild fauna and flora (OJ L 206, 22.7.1992, p. 7).