LegalizeCommission Implementing Regulation (EU) No 1248/2012 of 19 December 2012 laying down implementing technical standards with regard to the format of applications for registration of trade repositories according to Regulation (EU) No 648/2012 of the European Parliament and of the Council on OTC derivatives, central counterparties and trade repositories Text with EEA relevance
Article 1
Format of the application
Applications for registration as a trade repository and applications for extension of registration as a trade repository shall be submitted in the format set out in the Annex.
The trade repository shall give a unique reference number to each document it submits and shall clearly identify which specific requirement laid down in Commission Delegated Regulation (EU) No 150/2013 ([^E0001]) the document refers to.
Where the trade repository does not submit information pertaining to a specific requirement laid down in Delegated Regulation (EU) No 150/2013, the application for registration as a trade repository or the application for extension of registration as a trade repository, as applicable, shall clearly indicate the reasons why such information is not submitted.
Applications for registration as a trade repository and applications for extension of registration as a trade repository shall be submitted in a durable medium as defined in Article 2, paragraph (1), point (m), of Directive 2009/65/EC of the European Parliament and of the Council ([^E0002]).
Article 2
Entry into force
This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union.
This Regulation shall be binding in its entirety and directly applicable in all Member States.
ANNEX
FORMAT FOR APPLICATIONS FOR REGISTRATION AS A TRADE REPOSITORY AND FOR APPLICATIONS FOR EXTENSION OF REGISTRATION AS A TRADE REPOSITORY
GENERAL INFORMATION
| Date of application | |
| Corporate name of trade repository | |
| Legal address | |
| The classes of derivatives for which the trade repository is applying to be registered | |
| Name of the person assuming the responsibility of the application | |
| Contact details of the person assuming the responsibility of the application | |
| Name of other person responsible for the trade repository compliance | |
| Contact details of the person(s) responsible for the trade repository compliance | |
| Identification of any parent company |
DOCUMENT REFERENCES
(Article 1(3))
| Article of Commission Delegated Regulation (EU) No 150/2013 | Unique reference number of document | Title of the document | Chapter or section or page of the document where the information is provided or reason why the information is not provided |
|---|---|---|---|
[^E0001]: Commission Delegated Regulation (EU) No 150/2013 of 19 December 2012 supplementing Regulation (EU) No 648/2012 of the European Parliament and of the Council on OTC derivatives, central counterparties and trade repositories with regard to regulatory technical standards specifying the details of the application for registration as a trade repository (OJ L 52, 23.2.2013, p. 25).
[^E0002]: Directive 2009/65/EC of the European Parliament and of the Council of 13 July 2009 on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) (OJ L 302, 17.11.2009, p. 32).
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