Commission Regulation (EU) 2016/631 of 14 April 2016 establishing a network code on requirements for grid connection of generators (Text with EEA relevance)
The power-generating facility owner shall apply to the relevant system operator for a LON, if the power-generating facility owner reasonably expects the circumstances described in paragraph 1 to persist for more than three months.
A LON shall be issued by the relevant system operator and shall contain the following information which shall be clearly identifiable:
(a) the unresolved issues justifying the granting of the LON;
(b) the responsibilities and timescales for the expected solution; and
(c) a maximum period of validity which shall not exceed 12 months. The initial period granted may be shorter with the possibility of an extension if evidence is submitted to the satisfaction of the relevant system operator demonstrating that substantial progress has been made towards achieving full compliance.
The FON shall be suspended during the period of validity of the LON with regard to the items for which the LON has been issued.
A further extension of the period of validity of the LON may be granted upon a request for a derogation made to the relevant system operator before the expiry of that period, in accordance with the derogation procedure described in Title V.
The relevant system operator shall have the right to refuse to allow the operation of the power-generating module, once the LON is no longer valid. In such cases, the FON shall automatically become invalid.
If the relevant system operator does not grant an extension of the period of validity of the LON in accordance with paragraph 5 or if it refuses to allow the operation of the power-generating module once the LON is no longer valid in accordance with paragraph 6, the power-generating facility owner may refer the issue for decision to the regulatory authority within six months after the notification of the decision of the relevant system operator.
CHAPTER 2
Cost-benefit analysis
Article 38
Identification of costs and benefits of application of requirements to existing power-generating modules
Prior to the application of any requirement set out in this Regulation to existing power-generating modules in accordance with Article 4(3), the relevant TSO shall undertake a qualitative comparison of costs and benefits related to the requirement under consideration. This comparison shall take into account available network-based or market-based alternatives. The relevant TSO may only proceed to undertake a quantitative cost-benefit analysis in accordance with paragraphs 2 to 5, if the qualitative comparison indicates that the likely benefits exceed the likely costs. If, however, the cost is deemed high or the benefit is deemed low, then the relevant TSO shall not proceed further.
Following a preparatory stage undertaken in accordance with paragraph 1, the relevant TSO shall carry out a quantitative cost-benefit analysis of any requirement under consideration for application to existing power-generating modules that have demonstrated potential benefits as a result of the preparatory stage according to paragraph 1.
Within three months of concluding the cost-benefit analysis, the relevant TSO shall summarise the findings in a report which shall:
(a) include the cost-benefit analysis and a recommendation on how to proceed;
(b) include a proposal for a transitional period for applying the requirement to existing power-generating modules. That transitional period shall not be more than two years from the date of the decision of the regulatory authority or where applicable the Member State on the requirement's applicability;
(c) be subject to public consultation in accordance with Article 10.
No later than six months after the end of the public consultation, the relevant TSO shall prepare a report explaining the outcome of the consultation and making a proposal on the applicability of the requirement under consideration to existing power-generating modules. The report and proposal shall be notified to the regulatory authority or, where applicable, the Member State, and the power-generating facility owner or, where applicable, third party shall be informed on its content.
The proposal made by the relevant TSO to the regulatory authority or, where applicable, the Member State pursuant to paragraph 4 shall include the following:
(a) an operational notification procedure for demonstrating the implementation of the requirements by the existing power-generating facility owner;
(b) a transitional period for implementing the requirements which shall take into account the category of the power-generating module as specified in Article 5(2) and Article 23(3) and any underlying obstacles to the efficient implementation of the equipment modification/refitting.
Article 39
Principles of cost-benefit analysis
Power-generating facility owners and DSOs including CDSOs shall assist and contribute to the cost-benefit analysis undertaken according to Articles 38 and 63 and provide the necessary data as requested by the relevant system operator or relevant TSO within three months of receiving a request, unless agreed otherwise by the relevant TSO. For the preparation of a cost-benefit-analysis by a power-generating facility owner, or prospective owner, assessing a potential derogation pursuant to Article 62, the relevant TSO and DSO, including CDSO, shall assist and contribute to the cost-benefit analysis and provide the necessary data as requested by the power-generating facility owner, or the prospective owner, within three months of receiving a request, unless agreed otherwise by the power-generating facility owner or the prospective owner.
A cost-benefit analysis shall be in line with the following principles:
TITLE IV
COMPLIANCE
CHAPTER 1
Compliance monitoring
Article 40
Responsibility of the power-generating facility owner
The power-generating facility owner shall ensure that each power-generating module complies with the requirements applicable under this Regulation throughout the lifetime of the facility. For type A power-generating modules, the power-generating facility owner may rely upon equipment certificates, issued as per Regulation (EC) No 765/2008.
The power-generating facility owner shall notify to the relevant system operator any planned modification of the technical capabilities of a power-generating module which may affect its compliance with the requirements applicable under this Regulation, before initiating that modification.
The power-generating facility owner shall notify the relevant system operator of any operational incidents or failures of a power-generating module that affect its compliance with the requirements of this Regulation, without undue delay, after the occurrence of those incidents.
The power-generating facility owner shall notify the relevant system operator of the planned test schedules and procedures to be followed for verifying the compliance of a power-generating module with the requirements of this Regulation, in due time and prior to their launch. The relevant system operator shall approve in advance the planned test schedules and procedures. Such approval by the relevant system operator shall be provided in a timely manner and shall not be unreasonably withheld.
The relevant system operator may participate in such tests and record the performance of the power-generating modules.
Article 41
Tasks of the relevant system operator
The relevant system operator shall assess the compliance of a power-generating module with the requirements applicable under this Regulation, throughout the lifetime of the power-generating facility. The power-generating facility owner shall be informed of the outcome of this assessment.
For type A power-generating modules, the relevant system operator may rely upon equipment certificates issued by an authorised certifier for this assessment.
The relevant system operator shall have the right to request that the power-generating facility owner carry out compliance tests and simulations according to a repeat plan or general scheme or after any failure, modification or replacement of any equipment that may have an impact on the power-generating module's compliance with the requirements of this Regulation.
The power-generating facility owner shall be informed of the outcome of those compliance tests and simulations.
The relevant system operator shall make publicly available a list of information and documents to be provided as well as the requirements to be fulfilled by the power-generating facility owner within the framework of the compliance process. The list shall cover at least the following information, documents and requirements:
(a) all the documentation and certificates to be provided by the power-generating facility owner;
(b) details of the technical data on the power-generating module of relevance to the grid connection;
(c) requirements for models for steady-state and dynamic system studies;
(d) timeline for the provision of system data required to perform the studies;
(e) studies by the power-generating facility owner to demonstrate the expected steady-state and dynamic performance in accordance with the requirements set out in Chapters 5 and 6 of Title IV;
(f) conditions and procedures, including the scope, for registering equipment certificates; and
(g) conditions and procedures for the use of relevant equipment certificates issued by an authorised certifier by the power-generating facility owner.
The relevant system operator shall make public the allocation of responsibilities between the power-generating facility owner and the system operator for compliance testing, simulation and monitoring.
The relevant system operator may totally or partially delegate the performance of its compliance monitoring to third parties. In such cases, the relevant system operator shall continue ensuring compliance with Article 12, including entering into confidentiality commitments with the assignee.
If compliance tests or simulations cannot be carried out as agreed between the relevant system operator and the power-generating facility owner due to reasons attributable to the relevant system operator, then the relevant system operator shall not unreasonably withhold the operational notification referred to in Title III.
Article 42
Common provisions for compliance testing
Testing of the performance of individual power-generating modules within a power-generating facility shall aim at demonstrating that the requirements of this Regulation have been complied with.
Notwithstanding the minimum requirements for compliance testing set out in this Regulation, the relevant system operator is entitled to:
(a) allow the power-generating facility owner to carry out an alternative set of tests, provided that those tests are efficient and suffice to demonstrate that a power-generating module complies with the requirements of this Regulation;
(b) require the power-generating facility owner to carry out additional or alternative sets of tests in those cases where the information supplied to the relevant system operator in relation to compliance testing under the provisions of Chapter 2, 3 or 4 of Title IV, is not sufficient to demonstrate compliance with the requirements of this Regulation; and
(c) require the power-generating facility owner to carry out appropriate tests in order to demonstrate a power-generating module's performance when operating on alternative fuels or fuel mixes. The relevant system operator and the power-generating facility owner shall agree on which types of fuel are to be tested.
The power-generating facility owner is responsible for carrying out the tests in accordance with the conditions laid down in Chapters 2, 3 and 4 of Title IV. The relevant system operator shall cooperate and not unduly delay the performance of the tests.
The relevant system operator may participate in the compliance testing either on site or remotely from the system operator's control centre. For that purpose, the power-generating facility owner shall provide the monitoring equipment necessary to record all relevant test signals and measurements as well as ensure that the necessary representatives of the power-generating facility owner are available on site for the entire testing period. Signals specified by the relevant system operator shall be provided if, for selected tests, the system operator wishes to use its own equipment to record performance. The relevant system operator has sole discretion to decide about its participation.
Article 43
Common provisions on compliance simulation
Simulation of the performance of individual power-generating modules within a power-generating facility shall aim at demonstrating that the requirements of this Regulation have been fulfilled.
Notwithstanding the minimum requirements set out in this Regulation for compliance simulation, the relevant system operator may:
(a) allow the power-generating facility owner to carry out an alternative set of simulations, provided that those simulations are efficient and suffice to demonstrate that a power-generating module complies with the requirements of this Regulation or with national legislation; and
(b) require the power-generating facility owner to carry out additional or alternative sets of simulations in those cases where the information supplied to the relevant system operator in relation to compliance simulation under the provisions of Chapter 5, 6 or 7 of Title IV, is not sufficient to demonstrate compliance with the requirements of this Regulation.
To demonstrate compliance with the requirements of this Regulation, the power-generating facility owner shall provide a report with the simulation results for each individual power-generating module within the power-generating facility. The power-generating facility owner shall produce and provide a validated simulation model for a given power-generating module. The scope of the simulation models is set out in point (c) of Article 15(6).
The relevant system operator shall have the right to check that a power-generating module complies with the requirements of this Regulation by carrying out its own compliance simulations based on the provided simulation reports, simulation models and compliance test measurements.
The relevant system operator shall provide the power-generating facility owner with technical data and a simulation model of the network, to the extent necessary to carry out the requested simulations in accordance with Chapter 5, 6 or 7 of Title IV.
CHAPTER 2
Compliance testing for synchronous power-generating modules
Article 44
Compliance tests for type B synchronous power-generating modules
Power-generating facility owners shall undertake LFSM-O response compliance tests in relation to type B synchronous power-generating modules.
Instead of carrying out the relevant test, power-generating facility owners may rely upon equipment certificates issued by an authorised certifier to demonstrate compliance with the relevant requirement. In such a case, the equipment certificates shall be provided to the relevant system operator.
The following requirements with regard to the LFSM-O response test shall apply:
(a) the power-generating module's technical capability to continuously modulate active power to contribute to frequency control in case of any large increase of frequency in the system shall be demonstrated. The steady-state parameters of regulations, such as droop and deadband, and dynamic parameters, including frequency step change response shall be verified;
(b) the test shall be carried out by simulating frequency steps and ramps big enough to trigger at least 10 % of maximum capacity change in active power, taking into account the droop settings and the deadband. If required, simulated frequency deviation signals shall be injected simultaneously at both the speed governor and load controller of the control systems, taking into account the scheme of those control systems;
Article 45
Compliance tests for type C synchronous power-generating modules
In addition to the compliance tests for type B synchronous power-generating modules described in Article 44, power-generating facility owners shall undertake the compliance tests set out in paragraphs 2, 3, 4 and 6 of this Article in relation to type C synchronous power-generating modules. Where a power-generating module provides black start capability, power-generating facility owners shall also undertake the tests referred to in paragraph 5. Instead of the relevant test, the power-generating facility owner may use equipment certificates issued by an authorised certifier to demonstrate compliance with the relevant requirement. In that case, the equipment certificates shall be provided to the relevant system operator.
The following requirements with regard to the LFSM-U response test shall apply:
(a) it shall demonstrate that the power-generating module is technically capable of continuously modulating active power at operating points below maximum capacity to contribute to frequency control in case of a large frequency drop in the system;
(b) the test shall be carried out by simulating appropriate active power load points, with low frequency steps and ramps big enough to trigger active power change of at least 10 % of maximum capacity, taking into account the droop settings and the deadband. If required, simulated frequency deviation signals shall be injected simultaneously into both the speed governor and the load controller references;
The following requirements with regard to the FSM response test shall apply:
(a) it shall demonstrate that the power-generating module is technically capable of continuously modulating active power over the full operating range between maximum capacity and minimum regulating level to contribute to frequency control. The steady-state parameters of regulations, such as droop and deadband and dynamic parameters, including robustness through frequency step change response and large, fast frequency deviations shall be verified;
(b) the test shall be carried out by simulating frequency steps and ramps big enough to trigger the whole active power frequency response range, taking into account the settings of droop and deadband, as well as the capability to actually increase or decrease active power output from the respective operating point. If required, simulated frequency deviation signals shall be injected simultaneously into the references of both the speed governor and the load controller of the unit or plant control system;
With regard to the frequency restoration control test the following requirements shall apply:
(a) the power-generating module's technical capability to participate in frequency restoration control shall be demonstrated and the cooperation of FSM and frequency restoration control shall be checked;
(b) the test shall be deemed successful if the results, for both dynamic and static parameters, comply with the requirements of point (e) of Article 15(2).
With regard to the black start capability test the following requirements shall apply:
(a) for power-generating modules with black start capability, this technical capability to start from shut down without any external electrical energy supply shall be demonstrated;
(b) the test shall be deemed successful if the start-up time is kept within the time frame set out in point (iii) of Article 15(5)(a).
With regard to the tripping to houseload test the following requirements shall apply:
(a) the power-generating modules' technical capability to trip to and stably operate on house load shall be demonstrated;
(b) the test shall be carried out at the maximum capacity and nominal reactive power of the power-generating module before load shedding;
(c) the relevant system operator shall have the right to set additional conditions, taking into account point (c) of Article 15(5);
(d) the test shall be deemed successful if tripping to house load is successful, stable houseload operation has been demonstrated in the time period set out in point (c) of Article 15(5) and re-synchronisation to the network has been performed successfully.
With regard to the reactive power capability test the following requirements shall apply:
(a) the power-generating module's technical capability to provide leading and lagging reactive power capability in accordance with points (b) and (c) of Article 18(2) shall be demonstrated;
Article 46
Compliance tests for type D synchronous power-generating modules
Type D synchronous power-generating modules are subject to the compliance tests for type B and C synchronous power-generating modules described in Articles 44 and 45.
Instead of the relevant test, the power-generating facility owner may use equipment certificates issued by an authorised certifier to demonstrate compliance with the relevant requirement. In such a case, the equipment certificates shall be provided to the relevant system operator.
CHAPTER 3
Compliance testing for power park modules
Article 47
Compliance tests for type B power park modules
Power-generating facility owners shall undertake LFSM-O response compliance tests in relation to type B power park modules.
Instead of the relevant test, the power-generating facility owner may use equipment certificates issued by an authorised certifier to demonstrate compliance with the relevant requirement. In that case, the equipment certificates shall be provided to the relevant system operator.
With regard to type B power park modules, the LFSM-O response tests shall reflect the choice of control scheme selected by the relevant system operator.
With regard to the LFSM-O response tests the following requirements shall apply:
(a) the power park module's technical capability to continuously modulate active power to contribute to frequency control in case of increase of frequency in the system shall be demonstrated. The steady-state parameters of regulations, such as droop and deadband, and dynamic parameters shall be verified;
(b) the test shall be carried out by simulating frequency steps and ramps big enough to trigger at least 10 % of maximum capacity change in active power, taking into account the droop settings and the deadband. To perform this test simulated frequency deviation signals shall be injected simultaneously into the control system references;
(c) the test shall be deemed successful in the event that the test results, for both dynamic and static parameters, comply with the requirements set out in Article 13(2).
Article 48
Compliance tests for type C power park modules
In addition to the compliance tests for type B power park modules described in Article 47, power-generating facility owners shall undertake the compliance tests set out in paragraphs 2 to 9 in relation to type C power park modules. Instead of the relevant test, the power-generating facility owner may use equipment certificates issued by an authorised certifier to demonstrate compliance with the relevant requirement. In such a case, the equipment certificate shall be provided to the relevant system operator.
With regard to the active power controllability and control range test the following requirements shall apply:
(a) the power park module's technical capability to operate at a load level below the setpoint set by the relevant system operator or the relevant TSO shall be demonstrated;
With regard to the LFSM-U response test the following requirements shall apply:
(a) the power park module's technical capability to continuously modulate active power to contribute to frequency control in case of a large frequency drop in the system shall be demonstrated;
(b) the test shall be carried out by simulating the frequency steps and ramps big enough to trigger at least 10 % of maximum capacity active power change with a starting point of no more than 80 % of maximum capacity, taking into account the droop settings and the deadband;
With regard to the FSM response test the following requirements shall apply:
(a) the power park module's technical capability to continuously modulate active power over the full operating range between maximum capacity and minimum regulating level to contribute to frequency control shall be demonstrated. The steady-state parameters of regulations, such as insensitivity, droop, deadband and range of regulation, as well as dynamic parameters, including frequency step change response shall be verified;
(b) the test shall be carried out by simulating frequency steps and ramps big enough to trigger the whole active power frequency response range, taking into account the droop settings and the deadband. Simulated frequency deviation signals shall be injected to perform the test;
With regard to the frequency restoration control test the following requirements shall apply:
(a) the power park module's technical capability to participate in frequency restoration control shall be demonstrated. The cooperation of both FSM and frequency restoration control shall be checked;
(b) the test shall be deemed successful if the results for both dynamic and static parameters comply with the requirements of point (e) of Article 15(2).
With regard to the reactive power capability test the following requirements shall apply:
(a) the power park module's technical capability to provide leading and lagging reactive power capability in accordance with points (b) and (c) of Article 21(3) shall be demonstrated;
With regard to the voltage control mode test the following requirements shall apply:
(a) the power park module's capability to operate in voltage control mode referred to in the conditions set out in points (ii) to (iv) of Article 21(3)(d) shall be demonstrated;
With regard to the reactive power control mode test the following requirements shall apply:
(a) the power park module's capability to operate in reactive power control mode, in accordance with point (v) of Article 21(3)(d), shall be demonstrated;
(b) the reactive power control mode test shall be complementary to the reactive power capability test;
With regard to the power factor control mode test the following requirements shall apply:
(a) the power park module's capability to operate in power factor control mode in accordance with point (vi) of Article 21(3)(d) shall be demonstrated;
With regard to the tests referred to in paragraphs 7, 8 and 9, the relevant system operator may select only one of the three control options for testing.
Article 49
Compliance tests for type D power park modules
Type D power park modules are subject to the compliance tests for type B and C power park modules in accordance with the conditions set out in Articles 47 and 48.
Instead of the relevant test, the power-generating facility owner may use equipment certificates issued by an authorised certifier to demonstrate compliance with the relevant requirement. In that case, the equipment certificates shall be provided to the relevant system operator.
CHAPTER 4
Compliance testing for offshore power park modules
Article 50
Compliance tests for offshore power park modules
The compliance tests established in Article 44(2), as well as in paragraphs 2, 3, 4, 5, 7, 8 and 9 of Article 48 shall apply to offshore power park modules.
CHAPTER 5
Compliance simulations for synchronous power-generating modules
Article 51
Compliance simulations for type B synchronous power-generating modules
Power-generating facility owners shall undertake LFSM-O response simulations in relation to type B synchronous power-generating modules. Instead of the relevant simulations, the power-generating facility owner may use equipment certificates issued by an authorised certifier to demonstrate compliance with the relevant requirement. In that case, the equipment certificates shall be provided to the relevant system operator.
With regard to the LFSM-O response simulation the following requirements shall apply:
(a) the power-generating module's capability to modulate active power at high frequency in accordance with Article 13(2) shall be demonstrated by simulation;
(b) the simulation shall be carried out by means of high frequency steps and ramps reaching minimum regulating level, taking into account the droop settings and the deadband;
With regard to the simulation of fault-ride-through capability of type B synchronous power-generating modules, the following requirements shall apply:
(a) the power-generating module's capability to ride through faults in accordance with the conditions set out in subparagraph (a) of Article 14(3) shall be demonstrated by simulation;
(b) the simulation shall be deemed successful if compliance with the requirement set out in point (a) of Article 14(3) is demonstrated.
With regard to the post fault active power recovery simulation the following requirements shall apply:
(a) the power-generating module's capability to provide post fault active power recovery referred to in the conditions set out in Article 17(3) shall be demonstrated;
(b) the simulation shall be deemed successful if compliance with the requirement set out in Article 17(3) is demonstrated.
Article 52
Compliance simulations for type C synchronous power-generating modules
In addition to the compliance simulations for type B synchronous power-generating modules set out in Article 51, type C synchronous power-generating modules shall be subject to the compliance simulations detailed in paragraphs 2 to 5. Instead of all or part of those simulations, the power-generating facility owner may use equipment certificates issued by an authorised certifier, which must be provided to the relevant system operator.
With regard to the LFSM-U response simulation the following requirements shall apply:
(a) the power-generating module's capability to modulate active power at low frequencies in accordance with point (c) of Article 15(2) shall be demonstrated;
(b) the simulation shall be carried out by means of low frequency steps and ramps reaching maximum capacity, taking into account the droop settings and the deadband;
With regard to the FSM response simulation the following requirements shall apply:
(a) the power-generating module's capability to modulate active power over the full frequency range in accordance with point (d) of Article 15(2) shall be demonstrated;
(b) the simulation shall be carried out by simulating frequency steps and ramps big enough to trigger the whole active power frequency response range, taking into account the droop settings and the deadband;
With regard to the island operation simulation the following requirements shall apply:
(a) the power-generating module's performance during island operation referred to in the conditions set out in point (b) of Article 15(5) shall be demonstrated;
(b) the simulation shall be deemed successful if the power-generating module reduces or increases the active power output from its previous operating point to any new operating point within the P-Q-capability diagram within the limits of point (b) of Article 15(5), without disconnection of the power-generating module from the island due to over- or underfrequency.
With regard to the reactive power capability simulation the following requirements shall apply:
(a) the power-generating module's capability to provide leading and lagging reactive power capability in accordance with the conditions set out in points (b) and (c) of Article 18(2) shall be demonstrated;
Article 53
Compliance simulations for type D synchronous power-generating modules
In addition to the compliance simulations for type B and C synchronous power-generating modules set out in Articles 51 and 52, except for the simulation of fault-ride-through capability of type B synchronous power-generating modules referred to in Article 51(3), type D synchronous power-generating modules are subject to the compliance simulations set out in paragraphs 2 and 3. Instead of all or part of those simulations, the power-generating facility owner may use equipment certificates issued by an authorised certifier, which must be provided to the relevant system operator.
With regard to the power oscillations damping control simulation the following requirements shall apply:
(a) it shall be demonstrated that the power-generating module's performance in terms of its control system (‘PSS function’) is capable of damping active power oscillations in accordance with the conditions set out in paragraph 2 of Article 19;
(b) the tuning must result in improved damping of corresponding active power response of the AVR in combination with the PSS function, compared to the active power response of the AVR alone;
With regard to the simulation of fault-ride-through capability of type D synchronous power-generating modules, the following requirements shall apply:
(a) the power-generating module's capability to provide fault-ride-through in accordance with the conditions set out in point (a) of Article 16(3) shall be demonstrated;
(b) the simulation shall be deemed successful if compliance with the requirement laid down in point (a) of Article 16(3) is demonstrated.
CHAPTER 6
Compliance simulations for power park modules
Article 54
Compliance simulations for type B power park modules
Type B power park modules are subject to the compliance simulations in paragraphs 2 to 5. Instead of all or part of those simulations, the power-generating facility owner may use equipment certificates issued by an authorised certifier, which must be provided to the relevant system operator.
With regard to the LFSM-O response simulation the following requirements shall apply:
(a) the power park module's capability to modulate active power at high frequency in accordance with Article 13(2) shall be demonstrated;
(b) the simulation shall be carried out by means of high frequency steps and ramps reaching minimum regulating level, taking into account the droop settings and the deadband;
With regard to the fast fault current injection simulation the following requirements shall apply:
(a) the power park module's capability to provide fast fault current injection in accordance with the conditions set out in point (b) of Article 20(2) shall be demonstrated;
(b) the simulation shall be deemed successful if compliance with the requirement laid down in point (b) of Article 20(2) is demonstrated.
With regard to the fault-ride-through simulation capability of type B power park modules, the following requirements shall apply:
(a) the power park module's capability to ride through faults in accordance with the conditions set out in point (a) of Article 14(3) shall be demonstrated by simulation;
(b) the simulation shall be deemed successful if compliance with the requirement laid down in point (a) of Article 14(3) is demonstrated.
The following requirements with regard to the post fault active power recovery simulation shall apply:
(a) the power park module's capability to provide post fault active power recovery in accordance with the conditions set out in Article 20(3) shall be demonstrated;
(b) the simulation shall be deemed successful if compliance with the requirement laid down in Article 20(3) is demonstrated.
Article 55
Compliance simulations for type C power park modules
In addition to the compliance simulations for type B power park modules set out in Article 54, type C power park modules are subject to the compliance simulations set out in paragraphs 2 to 7. Instead of all or part of those simulations, the power-generating facility owner may use equipment certificates issued by an authorised certifier, which must be provided to the relevant system operator.
With regard to the LFSM-U response simulation the following requirements shall apply:
(a) the power park module's capability to modulate active power at low frequencies in accordance with point (c) of Article 15(2) shall be demonstrated;
(b) the simulation shall be carried out by simulating low frequency steps and ramps reaching maximum capacity, taking into account the droop settings and the deadband;
With regard to the FSM response simulation the following requirements shall apply:
(a) the power park module's capability to modulate active power over the full frequency range as referred to in point (d) of Article 15(2) shall be demonstrated;
(b) the simulation shall be carried out by simulating frequency steps and ramps big enough to trigger the whole active power frequency response range, taking into account the droop settings and the deadband;
With regard to the island operation simulation, the following requirements shall apply:
(a) the power park module's performance during island operation in accordance with the conditions set out in point (b) of Article 15(5) shall be demonstrated;
(b) the simulation shall be deemed successful in the event that the power park module reduces or increases the active power output from its previous operating point to any new operating point, within the P-Q-capability diagram and within the limits set out in point (b) of Article 15(5), without disconnection of the power park module from the island due to over- or underfrequency.
With regard to the simulation of the capability of providing synthetic inertia, the following requirements shall apply:
(a) the model of the power park module's capability of providing synthetic inertia to a low frequency event as set out in point (a) of Article 21(2) shall be demonstrated;
(b) the simulation shall be deemed successful if the model demonstrates that it complies with the conditions set out in Article 21(2).
With regard to the reactive power capability simulation, the following requirements shall apply:
(a) the power park module shall demonstrate that it can provide leading and lagging reactive power capability as set out in points (b) and (c) of Article 21(3);
With regard to the power oscillations damping control simulation, the following requirements shall apply:
(a) the model of the power park module shall demonstrate that it can provide active power oscillations damping capability accordance with point (f) of Article 21(3);
(b) the simulation shall be deemed successful in the event that the model demonstrates compliance with the conditions described in point (f) of Article 21(3).
Article 56
Compliance simulations for type D power park modules
In addition to the compliance simulations for type B and C power park modules set out in Articles 54 and 55, except for the fault-ride-through capability of type B power park modules referred to in Article 54(4), type D power park modules are subject to the fault-ride-through capability of power park modules compliance simulation.
Instead of all or part of the simulations mentioned in paragraph 1, the power-generating facility owner may use equipment certificates issued by an authorised certifier, which must be provided to the relevant system operator.
The model of the power park module shall demonstrate that it is suitable for simulating the fault-ride-through capability in accordance with point (a) of Article 16(3).
The simulation shall be deemed successful if the model demonstrates compliance with the conditions set out in point (a) of Article 16(3).
CHAPTER 7
Compliance simulations for offshore power park modules
Article 57
Compliance simulations applicable to offshore power park modules
The compliance simulations specified in paragraphs 3 and 5 of Article 54 as well as in paragraphs 4, 5 and 7 of Article 55 shall apply to any offshore power park module.
CHAPTER 8
Non-binding guidance and monitoring of implementation
Article 58
Non-binding guidance on implementation
No later than six months after the entry into force of this Regulation, the ENTSO for Electricity shall prepare and thereafter every two years provide non-binding written guidance to its members and other system operators concerning the elements of this Regulation requiring national decisions. The ENTSO for Electricity shall publish this guidance on its website.
ENTSO for Electricity shall consult stakeholders when providing non-binding guidance.
The non-binding guidance shall explain the technical issues, conditions and interdependencies which need to be considered when complying with the requirements of this Regulation at national level.
Article 59
Monitoring
ENTSO for Electricity shall monitor the implementation of this Regulation in accordance with Article 8(8) of Regulation (EC) No 714/2009. Monitoring shall cover in particular the following matters:
(a) identification of any divergences in the national implementation of this Regulation;
(b) assessment of whether the choice of values and ranges in the requirements applicable to power-generating modules under this Regulation continues to be valid.
The Agency, in cooperation with ENTSO for Electricity, shall produce by 12 months after the entry into force of this Regulation a list of the relevant information to be communicated by ENTSO for Electricity to the Agency in accordance with Article 8(9) and Article 9(1) of Regulation (EC) No 714/2009. The list of relevant information may be subject to updates. ENTSO for Electricity shall maintain a comprehensive, standardised format, digital data archive of the information required by the Agency.
Relevant TSOs shall submit to ENTSO for Electricity the information required to perform the tasks referred to in paragraphs 1 and 2.
Based on a request of the regulatory authority, DSOs shall provide TSOs with information under paragraph 2 unless the information is already obtained by regulatory authorities, the Agency or ENTSO-E in relation to their respective implementation monitoring tasks, with the objective of avoiding duplication of information.
Where ENTSO for Electricity or the Agency establish areas subject to this Regulation where, based on market developments or experience gathered in the application of this Regulation, further harmonisation of the requirements under this Regulation is advisable to promote market integration, they shall propose draft amendments to this Regulation pursuant to Article 7(1) of Regulation (EC) No 714/2009.
TITLE V
DEROGATIONS
Article 60
Power to grant derogations
Regulatory authorities may, at the request of a power-generating facility owner or prospective owner, relevant system operator or relevant TSO, grant power-generating facility owners or prospective owners, relevant system operators or relevant TSOs derogations from one or more provisions of this Regulation for new and existing power-generating modules in accordance with Articles 61 to 63.
Where applicable in a Member State, derogations may be granted and revoked in accordance with Articles 61 to 63 by other authorities than the regulatory authority.
Article 61
General provisions
Each regulatory authority shall specify, after consulting relevant system operators and power-generating facility owners and other stakeholders whom it deems affected by this Regulation, the criteria for granting derogations pursuant to Articles 62 and 63. It shall publish those criteria on its website and notify them to the Commission within nine months of the entry into force of this Regulation. The Commission may require a regulatory authority to amend the criteria if it considers that they are not in line with this Regulation. This possibility to review and amend the criteria for granting derogations shall not affect the derogations already granted which shall continue to apply until the scheduled expiry date as detailed in the decision granting the exemption.
If the regulatory authority deems that it is necessary due to a change in circumstances relating to the evolution of system requirements, it may review and amend at most once every year the criteria for granting derogations in accordance with paragraph 1. Any changes to the criteria shall not apply to derogations for which a request has already been made.
The regulatory authority may decide that power-generating modules for which a request for a derogation has been filed pursuant to Articles 62 or 63 do not need to comply with the requirements of this Regulation from which a derogation has been sought from the day of filing the request until the regulatory authority's decision is issued.
Article 62
Request for a derogation by a power-generating facility owner
Power-generating facility owners, or prospective owners, may request a derogation to one or several requirements of this Regulation for power-generating modules within their facilities.
A request for a derogation shall be filed with the relevant system operator and include:
(a) an identification of the power-generating facility owner, or prospective owner, and a contact person for any communications;
(b) a description of the power-generating module or modules for which a derogation is requested;
(c) a reference to the provisions of this Regulation from which a derogation is requested and a detailed description of the requested derogation;
(d) detailed reasoning, with relevant supporting documents and cost-benefit analysis pursuant to the requirements of Article 39;
(e) demonstration that the requested derogation would have no adverse effect on cross-border trade.
Within two weeks of receipt of a request for a derogation, the relevant system operator shall confirm to the power-generating facility owner, or prospective owner, whether the request is complete. If the relevant system operator considers that the request is incomplete, the power-generating facility owner, or prospective owner, shall submit the additional required information within one month from the receipt of the request for additional information. If the power-generating facility owner, or prospective owner, does not supply the requested information within that time limit, the request for a derogation shall be deemed withdrawn.
The relevant system operator shall, in coordination with the relevant TSO and any affected adjacent DSO or DSOs, assess the request for a derogation and the provided cost-benefit analysis, taking into account the criteria determined by the regulatory authority pursuant to Article 61.
If a request for a derogation concerns a type C or D power-generating module connected to a distribution system, including a closed distribution system, the relevant system operator's assessment must be accompanied by an assessment of the request for a derogation by the relevant TSO. The relevant TSO shall provide its assessment within two months of being requested to do so by the relevant system operator.
Within six months of receipt of a request for a derogation, the relevant system operator shall forward the request to the regulatory authority and submit the assessment(s) prepared in accordance with paragraphs 4 and 5. That period may be extended by one month where the relevant system operator seeks further information from the power-generating facility owner, or prospective owner and by two months where the relevant system operator requests the relevant TSO to submit an assessment of the request for a derogation.
The regulatory authority shall adopt a decision concerning any request for a derogation within six months from the day after it receives the request. That time limit may be extended by three months before its expiry where the regulatory authority requires further information from the power-generating facility owner, or prospective owner, or from any other interested parties. The additional period shall begin when the complete information has been received.
The power-generating facility owner, or prospective owner, shall submit any additional information requested by the regulatory authority within two months of such request. If the power-generating facility owner, or prospective owner, does not supply the requested information within that time limit, the request for a derogation shall be deemed withdrawn unless, before its expiry:
(a) the regulatory authority decides to provide an extension; or
(b) the power-generating facility owner, or prospective owner, informs the regulatory authority by means of a reasoned submission that the request for a derogation is complete.
The regulatory authority shall issue a reasoned decision concerning a request for a derogation. Where the regulatory authority grants a derogation, it shall specify its duration.
The regulatory authority shall notify its decision to the relevant power-generating facility owner, or prospective owner, the relevant system operator and the relevant TSO.
A regulatory authority may revoke a decision granting a derogation if the circumstances and underlying reasons no longer apply or upon a reasoned recommendation of the Commission or reasoned recommendation by the Agency pursuant to Article 65(2).
For Type A power-generating modules, a request for a derogation under this Article may be made by a third party on behalf of the power-generating facility owner, or prospective owner. Such a request may be for a single power-generating module or multiple, identical power-generating modules. In the case of the latter, and provided the cumulative maximum capacity is specified, the third party may substitute the details required by point (a) of paragraph 2 with their details.
Article 63
Request for a derogation by a relevant system operator or relevant TSO
Relevant system operators or relevant TSOs may request derogations for classes of power-generating modules connected or to be connected to their network.
Relevant system operators or relevant TSOs shall submit their requests for derogations to the regulatory authority. Each request for a derogation shall include:
(a) identification of the relevant system operator or relevant TSO, and a contact person for any communications;
(b) a description of the power-generating modules for which a derogation is requested and the total installed capacity and number of power-generating modules;
(c) the requirement or requirements of this Regulation for which a derogation is requested, with a detailed description of the requested derogation;
(d) detailed reasoning, with all relevant supporting documents;
(e) demonstration that the requested derogation would have no adverse effect on cross-border trade;
(f) a cost-benefit analysis pursuant to the requirements of Article 39. If applicable, the cost-benefit analysis shall be carried out in coordination with the relevant TSO and any adjacent DSO or DSOs.
Where the request for a derogation is submitted by a relevant DSO or CDSO, the regulatory authority shall, within two weeks from the day after receipt of that request, ask the relevant TSO to assess the request for a derogation in the light of the criteria determined by the regulatory authority pursuant to Article 61.
Within two weeks from the day after the receipt of such request for assessment, the relevant TSO shall confirm to the relevant DSO or CDSO whether the request for a derogation is complete. If the relevant TSO considers that it is incomplete, the relevant DSO or CDSO shall submit the required additional information within one month from the receipt of the request for additional information.
Within six months of receipt of a request for a derogation, the relevant TSO shall submit to the regulatory authority its assessment, including any relevant documentation. The six-month time limit may be extended by one month where the relevant TSO seeks further information from the relevant DSO or from the relevant CDSO.
The regulatory authority shall adopt a decision concerning a request for a derogation within six months from the day after it receives the request. Where the request for a derogation is submitted by the relevant DSO or CDSO, the six-month time limit runs from the day following receipt of the relevant TSO's assessment pursuant to paragraph 5.
The six-month time limit referred to in paragraph 6 may, before its expiry, be extended by an additional three months where the regulatory authority requests further information from the relevant system operator requesting the derogation or from any other interested parties. That additional period shall run from the day following the date of receipt of the complete information.
The relevant system operator shall provide any additional information requested by the regulatory authority within two months from the date of the request. If the relevant system operator does not provide the requested additional information within that time limit, the request for a derogation shall be deemed withdrawn unless, before expiry of the time limit:
(a) the regulatory authority decides to provide an extension; or
(b) the relevant system operator informs the regulatory authority by means of a reasoned submission that the request for a derogation is complete.
The regulatory authority shall issue a reasoned decision concerning a request for a derogation. Where the regulatory authority grants derogation, it shall specify its duration.
The regulatory authority shall notify its decision to the relevant system operator requesting the derogation, the relevant TSO and the Agency.
Regulatory authorities may lay down further requirements concerning the preparation of requests for derogation by relevant system operators. In doing so, regulatory authorities shall take into account the delineation between the transmission system and the distribution system at the national level and shall consult with system operators, power-generating facility owners and stakeholders, including manufacturers.
A regulatory authority may revoke a decision granting a derogation if the circumstances and underlying reasons no longer apply or upon a reasoned recommendation of the Commission or reasoned recommendation by the Agency pursuant to Article 65(2).
Article 64
Register of derogations from the requirements of this Regulation
Regulatory authorities shall maintain a register of all derogations they have granted or refused and shall provide the Agency with an updated and consolidated register at least once every six months, a copy of which shall be given to ENTSO for Electricity.
The register shall contain, in particular:
(a) the requirement or requirements for which the derogation is granted or refused;
(b) the content of the derogation;
(c) the reasons for granting or refusing the derogation;
(d) the consequences resulting from granting the derogation.
Article 65
Monitoring of derogations
The Agency shall monitor the procedure of granting derogations with the cooperation of the regulatory authorities or relevant authorities of the Member State. Those authorities or relevant authorities of the Member State shall provide the Agency with all the information necessary for that purpose.
The Agency may issue a reasoned recommendation to a regulatory authority to revoke a derogation due to a lack of justification. The Commission may issue a reasoned recommendation to a regulatory authority or relevant authority of the Member State to revoke derogation due to a lack of justification.
The Commission may request the Agency to report on the application of paragraphs 1 and 2 and to provide reasons for requesting or not requesting derogations to be revoked.
TITLE VI
TRANSITIONAL ARRANGEMENTS FOR EMERGING TECHNOLOGIES
Article 66
Emerging technologies
With the exception of Article 30, the requirements of this Regulation shall not apply to power-generating modules classified as an emerging technology, in accordance with the procedures set out in this Title.
A power-generating module shall be eligible to be classified as an emerging technology pursuant to Article 69, provided that:
(a) it is of type A;
(b) it is a commercially available power-generating module technology; and
(c) the accumulated sales of the power-generating module technology within a synchronous area at the time of application for classification as an emerging technology do not exceed 25 % of the maximum level of cumulative maximum capacity established pursuant to Article 67(1).
Article 67
Establishment of thresholds for classification as emerging technologies
The maximum level of cumulative maximum capacity of power-generating modules classified as emerging technologies in a synchronous area shall be 0,1 % of the annual maximum load in 2014 in that synchronous area.
Member States shall ensure that their maximum level of cumulative maximum capacity of power-generating modules classified as emerging technologies is calculated by multiplying the maximum level of cumulative maximum capacity of power-generating modules classified as emerging technologies of a synchronous area with the ratio of annual electrical energy generated in 2014 in the Member State to the total annual electrical energy generated in 2014 in the respective synchronous area to which the Member State belongs.
For Member States belonging to parts of different synchronous areas, the calculation shall be carried out on a pro rata basis for each of those parts and combined to give the total allocation to that Member State.
The source of the data for applying this Article shall be the ENTSO for Electricity's Statistical factsheet published in 2015.
Article 68
Application for classification as an emerging technology
Within six months of the entry into force of this Regulation manufacturers of Type A power-generating modules may submit to the relevant regulatory authority a request for classification of their power-generating module technology as an emerging technology.
In connection with a request pursuant to paragraph 1, the manufacturer shall inform the relevant regulatory authority of the accumulated sales of the respective power-generating module technology within each synchronous area at the time of application for classification as an emerging technology.
Proof that a request submitted pursuant to paragraph 1 complies with the eligibility criteria laid down in Articles 66 and 67 shall be provided by the manufacturer.
Where applicable in a Member State, assessment of requests and approval and withdrawal of classification as an emerging technology may be undertaken by authorities other than the regulatory authority.
Article 69
Assessment and approval of requests for classification as an emerging technology
By 12 months of the entry into force of this Regulation, the relevant regulatory authority shall decide, in coordination with all the other regulatory authorities of a synchronous area, which power-generating modules, if any, should be classified as an emerging technology. Any regulatory authority of the relevant synchronous area may request a prior opinion from the Agency, which shall be issued within three months of receipt of the request. The decision of the relevant regulatory authority shall take into account the opinion of the Agency.
A list of power-generating modules approved as emerging technologies shall be published by each regulatory authority of a synchronous area.
Article 70
Withdrawal of classification as an emerging technology
From the date of the decision of the regulatory authorities pursuant to Article 69(1), the manufacturer of any power-generating module classified as an emerging technology shall submit to the regulatory authority every two months an update of the sales of the module per Member State for the past two months. The regulatory authority shall make publicly available the cumulative maximum capacity of power-generating modules classified as emerging technologies.
In the event that the cumulative maximum capacity of all power-generating modules classified as emerging technologies connected to networks exceeds the threshold established in Article 67, the classification as an emerging technology shall be withdrawn by the relevant regulatory authority. The withdrawal decision shall be published.
Without prejudice to the provisions of paragraphs 1 and 2, all regulatory authorities of a synchronous area may decide in a coordinated manner to withdraw a classification as an emerging technology. The regulatory authorities of the synchronous area concerned may request a prior opinion from the Agency, which shall be issued within three months of receipt of the request. Where applicable, the coordinated decision of the regulatory authorities shall take into account the opinion of the Agency. The withdrawal decision shall be published by each regulatory authority of a synchronous area.
Power-generating modules classified as emerging technologies and connected to the network prior to the date of withdrawal of that classification as an emerging technology shall be considered as existing power-generating modules and shall therefore only be subject to the requirements of this Regulation pursuant to the provisions of Article 4(2) and Articles 38 and 39.
TITLE VII
FINAL PROVISIONS
Article 71
Amendment of contracts and general terms and conditions
Regulatory authorities shall ensure that all relevant clauses in contracts and general terms and conditions relating to the grid connection of new power-generating modules are brought into compliance with the requirements of this Regulation.
All relevant clauses in contracts and relevant clauses of general terms and conditions relating to the grid connection of existing power-generating modules subject to all or some of the requirements of this Regulation in accordance with Article 4(1) shall be amended in order to comply with the requirements of this Regulation. The relevant clauses shall be amended within three years following the decision of the regulatory authority or Member State as referred to in Article 4(1).
Regulatory authorities shall ensure that national agreements between system operators and owners of new or existing power-generating facilities subject to this Regulation and relating to grid connection requirements for power-generating facilities, in particular in national network codes, reflect the requirements set out in this Regulation.
Article 72
Entry into force
This Regulation shall enter into force on the twentieth day following that of its publication in the Official Journal of the European Union.
Without prejudice to Articles 4(2)(b), 7, 58, 59, 61 and Title VI, the requirements of this Regulation shall apply from three years after publication.
This Regulation shall be binding in its entirety and directly applicable in all Member States.
Done at Brussels, 14 April 2016.
For the Commission The President Jean-Claude JUNCKER
(1) OJ L 211, 14.8.2009, p. 15.
(2) Directive 2009/72/EC of the European Parliament and of the Council of 13 July 2009 concerning common rules for the internal market in electricity and repealing Directive 2003/54/EC (OJ L 211, 14.8.2009, p. 55).
(3) Directive 2012/27/EU of the European Parliament and of the Council of 25 October 2012 on energy efficiency, amending Directives 2009/125/EC and 2010/30/EU and repealing Directives 2004/8/EC and 2006/32/EC (OJ L 315, 14.11.2012, p. 1).
(4) Commission Regulation (EU) 2015/1222 of 24 July 2015 establishing a guideline on capacity allocation and congestion management (OJ L 197, 25.7.2015, p. 24).
(5) Commission Regulation (EU) No 543/2013 of 14 June 2013 on submission and publication of data in electricity markets and amending Annex I to Regulation (EC) No 714/2009 of the European Parliament and of the Council (OJ L 163, 15.6.2013, p. 1).
(6) Regulation (EC) No 765/2008 of the European Parliament and of the Council of 9 July 2008 setting out the requirements for accreditation and market surveillance relating to the marketing of products and repealing Regulation (EEC) No 339/93 (OJ L 218, 13.8.2008, p. 30).
(*1) The voltage base for pu values is below 300 kV.
(*2) The voltage base for pu values is from 300 kV to 400 kV.
(*3) At the offshore connection point for configuration 1.
(*4) At the offshore connection point for configuration 2.
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