LegalizeCommission Implementing Regulation (EU) 2017/393 of 11 November 2016 laying down implementing technical standards with regard to the templates and procedures for the reporting and transmission of information on internalised settlements in accordance with Regulation (EU) No 909/2014 of the European Parliament and of the Council (Text with EEA relevance. )
This is the act as published. Later amendments are not folded into the text below: each one is a separate act in this repository and an entry in this law's history.
| Potential Risks | Potential Risks | Potential Risks |
| Identification of the reporting competent authority | Identification of the reporting competent authority | Identification of the reporting competent authority |
| C0010 | ||
| Name of the competent authority | R0010 | |
| Reporting timestamp | R0020 | |
| Reporting period | R0030 | |
| Name of the main liaison | R0040 | |
| Function of the main liaison | R0050 | |
| Phone number of the main liaison | R0060 | |
| Email address of the main liaison | R0070 | |
| Identification of any potential risks resulting from the internalised settlement activity in the jurisdiction | Identification of any potential risks resulting from the internalised settlement activity in the jurisdiction | Identification of any potential risks resulting from the internalised settlement activity in the jurisdiction |
| Identification of any potential risks resulting from the internalised settlement activity in the jurisdiction | R0080 |
ANNEX IV
Instructions for completing the template for informing of potential risks
The ‘Cell Reference’ column of the table below identifies the items to be reported by identifying the columns and lines as showed in the template in Annex III
| No. | Cell Reference | Item | Instruction |
|---|---|---|---|
| 1 | C0010, R0010 | Name of the competent authority. | The full name of the competent authority. |
| 2 | C0010, R0020 | Reporting timestamp | Identify the ISO 8601 in UTC time format (YYYY-MM-DDThh:mm:ssZ) code of the date when the report from the competent authority is made. |
| 2 | C0010, R0030 | Reporting period | Identify the ISO 8601 (YYYY-MM-DD) code of the date identifying the last day of the reporting period. |
| 2 | C0010, R0040 | Name of the main liaison. | The main liaison at the competent authority that is responsible for completing the potential risks template. |
| 3 | C0010, R0050 | Function of the main liaison. | The function of the main liaison at the competent authority that is responsible for completing the potential risks template. |
| 4 | C0010, R0060 | Phone number of the main liaison. | The phone number of the main liaison at the competent authority who is responsible for completing the potential risks template. |
| 5 | C0010, R0070 | Email address of the main liaison. | The email address of the main liaison at the competent authority that is responsible for completing the potential risks template. |
| 6 | C0010, R0080 | Identification of any potential risks resulting from the internalised settlement activity in the jurisdiction. | Completed as free text. |
Reading this document does not replace reading the official text published in the Official Journal of the European Union. We assume no responsibility for any inaccuracies arising from the conversion of the original to this format.
This text is published under EUR-Lex's own terms of reuse, not a Legalize or public-domain licence.
EUR-Lex
Creative Commons Attribution 4.0 International (CC BY 4.0)
© European Union, https://eur-lex.europa.eu — Source: EUR-Lex (Publications Office of the European Union). Reused under the Creative Commons Attribution 4.0 International (CC BY 4.0) licence. Only EU legislation published in the printed Official Journal of the European Union is deemed authentic; consolidated texts are reproduced here for documentation purposes and have been reformatted to Markdown.