LegalizeCouncil Regulation (EU) 2017/1509 of 30 August 2017 concerning restrictive measures against the Democratic People's Republic of Korea and repealing Regulation (EC) No 329/2007
| No | Description | Related item from Annex I to Regulation (EC) No 428/2009 |
|---|---|---|
| II.A0.001 | Hollow cathode lamps as follows: a. Iodine hollow cathode lamps with windows in pure silicon or quartz; b. Uranium hollow cathode lamps. | N/A |
| II.A0.002 | Faraday isolators in the wavelength range 500 nm – 650 nm. | N/A |
| II.A0.003 | Optical gratings in the wavelength range 500 nm – 650 nm. | N/A |
| II.A0.004 | Optical fibres in the wavelength range 500 nm – 650 nm coated with anti-reflecting layers in the wavelength range 500 nm – 650 nm and having a core diameter greater than 0,4 mm but not exceeding 2 mm. | N/A |
| II.A0.005 | Nuclear reactor vessel components and testing equipment, other than those specified in 0A001, as follows: a. Seals; b. Internal components; c. Sealing, testing and measurement equipment. | 0A001 |
| II.A0.006 | Nuclear detection systems, other than those specified in 0A001.j. or 1A004.c., for detection, identification or quantification of radioactive materials or radiation of nuclear origin and specially designed components thereof. N.B: For personal equipment refer to II.A1.004 below. | 0A001.j. 1A004.c. |
| II.A0.007 | Bellows-sealed valves other than those specified in 0B001.c.6., 2A226 or 2B350, made of aluminium alloy or stainless steel type 304, 304L or 316L. | 0B001.c.6. 2A226 2B350 |
| II.A0.008 | Laser mirrors, other than those specified in 6A005.e., consisting of substrates having a thermal expansion coefficient of 10– 6 K– 1 or less at 20 °C (e.g. fused silica or sapphire). Note: This item does not cover optical systems specially designed for astronomical applications, except if the mirrors contain fused silica. | 0B001.g.5. 6A005.e. |
| II.A0.009 | Laser lenses, other than those specified in 6A005.e.2, consisting of substrates having a thermal expansion coefficient of 10– 6 K– 1 or less at 20 °C (e.g. fused silica). | 0B001.g. 6A005.e.2. |
| II.A0.010 | Pipes, piping, flanges, fittings made of, or lined with nickel, or nickel alloy containing more than 40 % nickel by weight, other than those specified in 2B350.h.1. | 2B350 |
| II.A0.011 | Vacuum pumps other than those specified in 0B002.f.2. or 2B231, as follows: a. Turbo-molecular pumps having a flow-rate equal to or greater than 400 l/s; b. Roots type vacuum roughing pumps having a volumetric aspiration flow-rate greater than 200 m3/h; c. Bellows-sealed, scroll, dry compressor, and bellows-sealed, scroll, dry vacuum pumps. | 0B002.f.2. 2B231 |
| II.A0.012 | Shielded enclosures for the manipulation, storage and handling of radioactive substances (hot cells). | 0B006 |
| II.A0.013 | ‘Natural uranium’ or ‘depleted uranium’ or thorium in the form of metal, alloy, chemical compound or concentrate and any other material containing one or more of the foregoing, other than those specified in 0C001. | 0C001 |
| II.A0.014 | Detonation chambers having a capacity of explosion absorption of more than 2,5 kg TNT equivalent. | N/A |
| No | Description | Related item from Annex I to Regulation (EC) No 428/2009 |
| --- | --- | --- |
| II.A1.001 | Bis(2-ethylhexyl) phosphoric acid (HDEHP or D2HPA) Chemical Abstract Number (CAS): [CAS 298-07-7] solvent in any quantity, with a purity greater than 90 %. | N/A |
| II.A1.002 | Fluorine gas CAS: [7782-41-4], with a purity of at least 95 %. | N/A |
| II.A1.003 | Ring-shaped seals and gaskets, having an inner diameter of 400 mm or less, made of any of the following materials: a. Copolymers of vinylidene fluoride having 75 % or more beta crystalline structure without stretching; b. Fluorinated polyimides containing 10 % by weight or more of combined fluorine; c. Fluorinated phosphazene elastomers containing 30 % by weight or more of combined fluorine; d. Polychlorotrifluoroethylene (PCTFE, e.g. Kel-F ®); e. Fluoro-elastomers (e.g. Viton ®, Tecnoflon ®); f. Polytetrafluoroethylene (PTFE). | 1A001 |
| II.A1.004 | Personal equipment for detecting radiation of nuclear origin, other than that specified in 1A004.c., including personal dosimeters. | 1A004.c. |
| II.A1.005 | Electrolytic cells for fluorine production, other than those specified in 1B225, with an output capacity greater than 100 g of fluorine per hour. | 1B225 |
| II.A1.006 | Catalysts, other than those specified in 1A225 or 1B231, containing platinum, palladium or rhodium, usable for promoting the hydrogen isotope exchange reaction between hydrogen and water for the recovery of tritium from heavy water or for the production of heavy water. | 1A225 1B231 |
| II.A1.007 | Aluminium and its alloys, other than those specified in 1C002.b.4. or 1C202.a., in crude or semi-fabricated form having either of the following characteristics: a. ‘Capable of’ an ultimate tensile strength of 460 MPa or more at 293 K (20 °C); or b. Having a tensile strength of 415 MPa or more at 298 K (25 °C). Technical note: The phrase alloys ‘capable of’ encompasses alloys before or after heat treatment. | 1C002.b.4. 1C202.a. |
| II.A1.008 | Magnetic metals, of all types and of whatever form, other than those specified in 1C003.a. having an ‘initial relative permeability’ of 120 000 or more and a thickness between 0,05 mm and 0,1 mm. Technical note: Measurement of ‘initial relative permeability’ must be performed on fully annealed materials. | 1C003.a. |
| II.A1.009 | ‘Fibrous or filamentary materials’ or prepregs, other than those specified in 1C010.a., 1C010.b., 1C210.a. or 1C210.b., as follows: a. Aramid ‘fibrous or filamentary materials’ having either of the following characteristics: 1. A ‘specific modulus’ exceeding 10 × 106 m; or 2. A ‘specific tensile strength’ exceeding 17 × 104 m; b. Glass ‘Gfibrous or filamentary materials’ having either of the following characteristics: 1. A ‘specific modulus’ exceeding 3,18 × 106 m; or 2. A ‘specific tensile strength’ exceeding 76,2 × 103 m; c. Thermoset resin-impregnated continuous ‘yarns’, ‘rovings’, ‘tows’ or ‘tapes’ with a width of 15 mm or less (once prepregs), made from glass ‘fibrous or filamentary materials’ other than those specified in I.A1.010.a. below; d. Carbon ‘fibrous or filamentary materials’; e. Thermoset resin-impregnated continuous ‘yarns’, ‘rovings’, ‘tows’, or ‘tapes’, made from carbon ‘fibrous or filamentary materials’; f. Polyacrylonitrile (PAN) continuous ‘yarns’, ‘rovings’, ‘tows’ or ‘tapes’; g. Para-aramid ‘fibrous or filamentary materials’ (Kevlar® and other Kevlar®-like fibres). | 1C010.a. 1C010.b. 1C210.a. 1C210.b. |
| II.A1.010 | Resin-impregnated or pitch-impregnated fibres (prepregs), metal or carbon-coated fibres (preforms) or ‘carbon fibre preforms’, as follows: a. Made from ‘fibrous or filamentary materials’ specified in II.A1.009 above; b. Epoxy resin ‘matrix’ impregnated carbon ‘fibrous or filamentary materials’ (prepregs), specified in 1C010.a., 1C010.b. or 1C010.c., for the repair of aircraft structures or laminates, of which the size of individual sheets does not exceed 50 cm × 90 cm; c. Prepregs specified in 1C010.a., 1C010.b. or 1C010.c., when impregnated with phenolic or epoxy resins having a glass transition temperature (Tg) less than 433 K (160 °C) and a cure temperature lower than the glass transition temperature. | 1C010 1C210 |
| II.A1.011 | Reinforced silicon carbide ceramic composites usable for nose tips, re-entry vehicles, nozzle flaps, usable in ‘missiles’, other than those specified in 1C107. | 1C107 |
| II.A1.012 | Not used. | |
| II.A1.013 | Tantalum, tantalum carbide, tungsten, tungsten carbide and alloys thereof, other than those specified in 1C226, having both of the following characteristics: a. In forms having a hollow cylindrical or spherical symmetry (including cylinder segments) with an inside diameter between 50 mm and 300 mm; and b. A mass greater than 5 kg. | 1C226 |
| II.A1.014 | ‘Elemental powders’ of cobalt, neodymium or samarium or alloys or mixtures thereof containing at least 20 % by weight of cobalt, neodymium or samarium, with a particle size less than 200 μm. Technical note: ‘Elemental powder’ means a high purity powder of one element. | N/A |
| II.A1.015 | Pure tributyl phosphate (TBP) [CAS No 126-73-8] or any mixture having a TBP content of more than 5 % by weight. | N/A |
| II.A1.016 | Maraging steel, other than those specified by 1C116 or 1C216. Technical notes: 1. The phrase maraging steel ‘capable of’ encompasses maraging steel before or after heat treatment. 2. Maraging steels are iron alloys generally characterised by high nickel, very low carbon content and the use of substitutional elements or precipitates to produce strengthening and age-hardening of the alloy. | 1C116 1C216 |
| II.A1.017 | Metals, metal powders and material as follows: a. Tungsten and tungsten alloys, other than those specified in 1C117, in the form of uniform spherical or atomized particles of 500 μm (micrometre) diameter or less with a tungsten content of 97 % by weight or more; b. Molybdenum and molybdenum alloys, other than those specified in 1C117, in the form of uniform spherical or atomized particles of 500 μm diameter or less with a molybdenum content of 97 % by weight or more; c. Tungsten materials in the solid form, other than those specified in 1C226 having material compositions as follows: 1. Tungsten and alloys containing 97 % by weight or more of tungsten; 2. Copper infiltrated tungsten containing 80 % by weight or more of tungsten; or 3. Silver infiltrated tungsten containing 80 % by weight or more of tungsten. | 1C117 1C226 |
| II.A1.018 | Soft magnetic alloys, other than those specified in 1C003, having a chemical composition as follows: a. Iron content between 30 % and 60 %; and b. Cobalt content between 40 % and 60 %. | 1C003 |
| II.A1.019 | Not used. | |
| II.A1.020 | Graphite, other than that specified in 0C004 or 1C107.a., designed or specified for use in Electrical Discharge Machining (EDM) machines. | 0C004 1C107.a. |
| II.A1.021 | Steel alloys in sheet or plate form, having any of the following characteristics: (a) Steel alloys ‘capable of’ ultimate tensile strength of 1 200 MPa or more, at 293 K (20 °C); or (b) Nitrogen-stabilised duplex stainless steel. Note: the phrase alloys ‘capable of’ encompasses alloys before or after heat treatment. Technical note: ‘nitrogen-stabilised duplex stainless steel’ has a two-phase microstructure consisting of grains of ferritic and austenitic steel with the addition of nitrogen to stabilise the microstructure. | 1C116 1C216 |
| II.A1.022 | Carbon-Carbon Composite material. | 1A002.b.1 |
| II.A1.023 | Nickel alloys in crude or semi-fabricated form, containing 60 % by weight or more nickel. | 1C002.c.1.a |
| II.A1.024 | Titanium alloys in sheet or plate form ‘capable of’ an ultimate tensile strength of 900 MPa or more at 293 K (20 °C). Note: the phrase alloys ‘capable of’ encompasses alloys before or after heat treatment. | 1C002.b.3 |
| II.A1.025 | Titanium alloys, other than those specified in 1C002 and 1C202. | 1C002 1C202 |
| II.A1.026 | Zirconium and zirconium alloys, other than those specified in 1C011, 1C111 and 1C234. | 1C011 1C111 1C234 |
| II.A1.027 | Explosive materials other than those specified in 1C239, or materials or mixtures containing more than 2 % by weight of such explosive materials, with a crystalline density higher than 1,5 g/cm3 and with a detonation speed higher than 5 000 m/s. | 1C239 |
| No | Description | Related item from Annex I to Regulation (EC) No 428/2009 |
| --- | --- | --- |
| II.A2.001 | Vibration test systems, equipment and components thereof, other than those specified in 2B116: a. Vibration test systems employing feedback or closed loop techniques and incorporating a digital controller, capable of vibrating a system at an acceleration equal to or greater than 0,1 g rms between 0,1 Hz and 2 kHz and imparting forces equal to or greater than 50 kN, measured ‘bare table’; b. Digital controllers, combined with specially designed vibration test ‘software’, with a ‘real-time control bandwidth’ greater than 5 kHz designed for use with vibration test systems specified in a.; Technical note:‘Real-time control bandwidth’ is defined as the maximum rate at which a controller can execute complete cycles of sampling, processing data and transmitting control signals. c. Vibration thrusters (shaker units), with or without associated amplifiers, capable of imparting a force equal to or greater than 50 kN, measured ‘bare table’, and usable in vibration test systems specified in a.; d. Test piece support structures and electronic units designed to combine multiple shaker units in a system capable of providing an effective combined force equal to or greater than 50 kN, measured ‘bare table’, and usable in vibration systems specified in a. Technical note: ‘bare table’ means a flat table, or surface, with no fixture or fittings. | 2B116 |
| II.A2.002 | Machine tools, other than those specified in 2B001 or 2B201 and any combination thereof, for removing (or cutting) metals, ceramics, or ‘composites’ that, according to the manufacturer's technical specification, can be equipped with electronic devices for ‘numerical control’, having positioning accuracies of equal to or less (better) than 30 μm according to ISO 230/2 (1988) or national equivalents along any linear axis. Technical note: Manufacturers calculating positioning accuracy in accordance with ISO 230/2 (1997) should consult the competent authorities of the Member State in which they are established. | 2B001 2B201 |
| II.A2.002a | Components and numerical controls, specially designed for machine tools specified in 2B001, 2B201 or I.A2.002 above. | N/A |
| II.A2.003 | Balancing machines and related equipment as follows: a. Balancing machines, designed or modified for dental or other medical equipment, having all the following characteristics: 1. Not capable of balancing rotors/assemblies having a mass greater than 3 kg; 2. Capable of balancing rotors/assemblies at speeds greater than 12 500 rpm; 3. Capable of correcting unbalance in two planes or more; and 4. Capable of balancing to a residual specific unbalance of 0,2 g × mm per kg of rotor mass; b. ‘Indicator heads’ designed or modified for use with machines specified in a. above. Technical note: ‘Indicator heads’ are sometimes known as balancing instrumentation. | 2B119 |
| II.A2.004 | Remote manipulators that can be used to provide remote actions in radiochemical separation operations or hot cells, other than those specified in 2B225, having either of the following characteristics: a. A capability of penetrating a hot cell wall of 0,3 m or more (through the wall operation); or b. A capability of bridging over the top of a hot cell wall with a thickness of 0,3 m or more (over the wall operation). Technical note: Remote manipulators provide translation of human operator actions to a remote operating arm and terminal fixture. They may be of master/slave type or operated by joystick or keypad. | 2B225 |
| II.A2.005 | Controlled atmosphere heat treatment furnaces or oxidation furnaces capable of operation at temperatures above 400 °C. Note: This item does not cover tunnel kilns with roller or car conveyance, tunnel kilns with conveyor belt, pusher type kilns or shuttle kilns, specially designed for the production of glass, tableware ceramics or structural ceramics. | 2B226 2B227 |
| II.A2.006 | Not used. | |
| II.A2.007 | ‘Pressure transducers’, other than those defined in 2B230, capable of measuring absolute pressures at any point in the range 0 to 200 kPa and having both of the following characteristics: a. Pressure sensing elements made of or protected by ‘Materials resistant to corrosion by uranium hexafluoride (UF6)’; and b. Having either of the following characteristics: 1. A full scale of less than 200 kPa and an ‘accuracy’ of better than ± 1 % of full scale; or 2. A full scale of 200 kPa or greater and an ‘accuracy’ of better than 2 kPa. Technical note: For the purposes of 2B230 ‘accuracy’ includes non-linearity, hysteresis and repeatability at ambient temperature. | 2B230 |
| II.A2.008 | Liquid-liquid contacting equipment (mixer-settlers, pulsed columns, plate columns, centrifugal contactors); and liquid distributors, vapour distributors or liquid collectors designed for such equipment, where all surfaces that come in direct contact with the chemical(s) being processed are made from any of the following materials: a. Alloys with more than 25 % nickel and 20 % chromium by weight; b. Fluoropolymers; c. Glass (including vitrified or enamelled coating or glass lining); d. Graphite or ‘carbon graphite’; e. Nickel or alloys with more than 40 % nickel by weight; f. Tantalum or tantalum alloys; g. Titanium or titanium alloys; h. Zirconium or zirconium alloys; or i. Stainless steel. Technical note: ‘Carbon graphite’ is a composition consisting of amorphous carbon and graphite, in which the graphite content is 8 % or more by weight. | 2B350.e. |
| II.A2.009 | Industrial equipment and components, other than those specified in 2B350.d., as follows: Heat exchangers or condensers with a heat transfer surface area greater than 0,05 m2, and less than 30 m2; and tubes, plates, coils or blocks (cores) designed for such heat exchangers or condensers, where all surfaces that come in direct contact with the fluid(s) are made from any of the following materials: a. Alloys with more than 25 % nickel and 20 % chromium by weight; b. Fluoropolymers; c. Glass (including vitrified or enamelled coating or glass lining); d. Graphite or ‘carbon graphite’; e. Nickel or alloys with more than 40 % nickel by weight; f. Tantalum or tantalum alloys; g. Titanium or titanium alloys; h. Zirconium or zirconium alloys; i. Silicon carbide; j. Titanium carbide; or k. Stainless steel. Note: This item does not cover vehicle radiators. Technical note: The materials used for gaskets and seals and other implementation of sealing functions do not determine the status of control of the heat exchanger. | 2B350.d. |
| II.A2.010 | Multiple-seal, and seal-less pumps, other than those specified in 2B350.i, suitable for corrosive fluids, or vacuum pumps and casings (pump bodies), preformed casing liners, impellers, rotors or jet pump nozzles designed for such pumps, in which all surfaces that come in direct contact with the chemical(s) being processed are made from any of the following materials: a. Alloys with more than 25 % nickel and 20 % chromium by weight; b. Ceramics; c. Ferrosilicon; d. Fluoropolymers; e. Glass (including vitrified or enamelled coatings or glass lining); f. Graphite or ‘carbon graphite’; g. Nickel or alloys with more than 40 % nickel by weight; h. Tantalum or tantalum alloys; i. Titanium or titanium alloys; j. Zirconium or zirconium alloys; k. Niobium (columbium) or niobium alloys; l. Stainless steel; m. Aluminium alloys; or n. Rubber. Technical notes: The materials used for gaskets and seals and other implementations of sealing functions do not determine the status of control of the pump. The term ‘rubber’ encompasses all kinds of natural and synthetic rubbers. | 2B350.i. |
| II.A2.011 | ‘Centrifugal separators’, other than those specified in 2B352.c., capable of continuous separation without the propagation of aerosols and manufactured from: a. Alloys with more than 25 % nickel and 20 % chromium by weight; b. Fluoropolymers; c. Glass (including vitrified or enamelled coating or glass lining); d. Nickel or alloys with more than 40 % nickel by weight; e. Tantalum or tantalum alloys; f. Titanium or titanium alloys; or g. Zirconium or zirconium alloys. Technical note: ‘Centrifugal separators’ include decanters. | 2B352.c. |
| II.A2.012 | Sintered metal filters, other than those specified in 2B352.d., made of nickel or nickel alloy with more than 40 % nickel by weight. | 2B352.d. |
| II.A2.013 | Spin-forming machines and flow-forming machines, other than those specified by 2B009, 2B109 or 2B209 and specially designed components therefor. Technical note: For the purpose of this item, machines combining the functions of spin-forming and flow-forming are regarded as flow-forming machines. | 2B009 2B109 2B209 |
| II.A2.014 | Equipment and reagents, other than those specified in 2B350 or 2B352, as follows: a. Fermenters capable of cultivation of pathogenic ‘micro-organisms’ or viruses, or capable of toxin production, without the propagation of aerosols, and having a total capacity of 10 l or more; b. Agitators for fermenters as mentioned in a. above; Technical Note: Fermenters include bioreactors, chemostats and continuous-flow systems. c. Laboratory equipment as follows: 1. Polymerase chain reaction (PCR)-equipment 2. Genetic sequencing equipment; 3. Genetic synthesizers; 4. Electroporation equipment; 5. Specific reagents associated with the equipment in I.A2.014.c. numbers 1. to 4. above; d. Filters, micro-filters, nano-filters or ultra-filters usable in industrial or laboratory biology for continuous filtering, except filters specially designed or modified for medical or clear water production purposes and to be used in the framework of EU or UN officially supported projects; e. Ultracentrifuges, rotors and adaptors for ultracentrifuges; f. Freeze drying equipment. | 2B350 2B352 |
| II.A2.015 | Equipment, other than that specified in 2B005, 2B105 or 3B001.d., for the deposition of metallic overlays as follows, and specially designed components and accessories therefor: a. Chemical vapour deposition (CVD) production equipment; b. Physical vapour deposition (PVD) production equipment; c. Production equipment for deposition by means of inductive or resistance heating. | 2B005 2B105 3B001.d. |
| II.A2.016 | Open tanks or containers, with or without agitators, with a total internal (geometric) volume greater than 0,5 m3 (500 litres), where all surfaces that come in direct contact with the chemical(s) being processed or contained are made from any of the following materials: a. Alloys with more than 25 % nickel and 20 % chromium by weight; b. Fluoropolymers; c. Glass (including vitrified or enamelled coatings or glass lining); d. Nickel or alloys with more than 40 % nickel by weight; e. Tantalum or tantalum alloys; f. Titanium or titanium alloys; g. Zirconium or zirconium alloys; h. Niobium (columbium) or niobium alloys; i. Stainless steel; j. Wood; or k. Rubber. Technical note: The term ‘rubber’ encompasses all kinds of natural and synthetic rubbers. | 2B350 |
| No | Description | Related item from Annex I to Regulation (EC) No 428/2009 |
| --- | --- | --- |
| II.A3.001 | High voltage direct current power supplies, other than those specified in 0B001.j.5. or 3A227, having both of the following characteristics: a. Capable of continuously producing, over a time period of eight hours, 10 kV or more, with output power of 5 kW or more with or without sweeping; and b. Current or voltage stability better than 0,1 % over a time period of four hours. | 0B001.j.5. 3A227 |
| II.A3.002 | Mass spectrometers, other than those specified in 0B002.g. or 3A233, capable of measuring ions of 200 atomic mass units or more and having a resolution of better than 2 parts in 200, as follows, and ion sources therefor: a. Inductively coupled plasma mass spectrometers (ICP/MS); b. Glow discharge mass spectrometers (GDMS); c. Thermal ionisation mass spectrometers (TIMS); d. Electron bombardment mass spectrometers which have a source chamber constructed from, lined with or plated with ‘materials resistant to corrosion by uranium hexafluoride UF6’; e. Molecular beam mass spectrometers having either of the following characteristics: 1. A source chamber constructed from, lined with or plated with stainless steel or molybdenum and equipped with a cold trap capable of cooling to 193 K (– 80 °C) or less; or 2. A source chamber constructed from, lined with or plated with materials resistant to UF6; f. Mass spectrometers equipped with a micro-fluorination ion source designed for actinides or actinide fluorides. | 0B002.g. 3A233 |
| II.A3.003 | Frequency changers or generators, other than those specified by 0B001.b.13. or 3A225, having all of the following characteristics, and specially designed components and software therefor: a. Multiphase output capable of providing a power of 40 W or greater; b. Capable of operating in the frequency range between 600 and 2 000 Hz; and c. Frequency control better (less) than 0,1 %. Technical notes: 1. Frequency changers are also known as converters, inverters, generators, electronic test equipment, AC power supplies, variable speed motor drives or variable frequency drives. 2. The functionality specified in this item may be met by certain equipment marketed as: electronic test equipment, AC power supplies, variable speed motor drives or variable frequency drives. | 0B001.b.13. 3A225 |
| II.A3.004 | Spectrometers and diffractometers, designed for the indicative test or quantitative analysis of the elemental composition of metals or alloys without chemical decomposition of the material. | N/A |
| No | Description | Related item from Annex I to Regulation (EC) No 428/2009 |
| --- | --- | --- |
| II.A6.001 | Yttrium aluminium garnet (YAG) rods. | N/A |
| II.A6.002 | Optical equipment and components, other than those specified in 6A002 or 6A004.b. as follows: Infrared optics in the wavelength range 9 μm – 17 μm and components thereof, including cadmium telluride (CdTe) components. | 6A002 6A004.b. |
| II.A6.003 | Wave front corrector systems, other than mirrors specified in 6A004.a., 6A005.e. or 6A005.f., for use with a laser beam having a diameter exceeding 4 mm, and specially designed components thereof, including control systems, phase front sensors and ‘deformable mirrors’ including bimorph mirrors. | 6A004.a. 6A005.e. 6A005.f. |
| II.A6.004 | Argon ion ‘lasers’, other than those specified in 0B001.g.5., 6A005.a.6. and/or 6A205.a., having an average output power equal to or greater than 5 W. | 0B001.g.5. 6A005.a.6. 6A205.a. |
| II.A6.005 | Semiconductor ‘lasers’, other than those specified in 0B001.g.5., 0B001.h.6. or 6A005.b., and components thereof, as follows: a. Individual semiconductor ‘lasers’ with an output power greater than 200 mW each, in quantities larger than 100; b. Semiconductor ‘laser’ arrays having an output power greater than 20 W. Notes: 1. Semiconductor ‘lasers’ are commonly called ‘laser’ diodes. 2. This item does not cover ‘laser’ diodes with a wavelength in the range 1,2 μm – 2,0 μm. | 0B001.g.5. 0B001.h.6. 6A005.b. |
| II.A6.006 | Tunable semiconductor ‘lasers’ and tunable semiconductor ‘laser’ arrays, other than those specified in 0B001.h.6. or 6A005.b., of a wavelength between 9 μm and 17 μm, as well as array stacks of semiconductor ‘lasers’ containing at least one tunable semiconductor ‘laser’ array of such wavelength. Note: Semiconductor ‘lasers’ are commonly called ‘laser’ diodes. | 0B001.h.6. 6A005.b. |
| II.A6.007 | Solid state ‘tunable’‘lasers’, other than those specified in 0B001.g.5., 0B001.h.6. or 6A005.c.1., and specially designed components thereof, as follows: a. Titanium-sapphire lasers, b. Alexandrite lasers. | 0B001.g.5. 0B001.h.6. 6A005.c.1. |
| II.A6.008 | Neodymium-doped (other than glass) ‘lasers’, other than those specified in 6A005.c.2.b., having an output wavelength greater than 1,0 μm but not exceeding 1,1 μm and output energy exceeding 10 J per pulse. | 6A005.c.2.b. |
| II.A6.009 | Components of acousto-optics, as follows: a. Framing tubes and solid-state imaging devices having a recurrence frequency equal to or exceeding 1 kHz; b. Recurrence frequency supplies; c. Pockels cells. | 6A203.b.4. |
| II.A6.010 | Radiation-hardened cameras, or lenses thereof, other than those specified in 6A203.c., specially designed, or rated as radiation-hardened, to withstand a total radiation dose greater than 50 × 103 Gy (silicon) (5 × 106 rad (silicon)) without operational degradation. Technical note: The term Gy (silicon) refers to the energy in Joules per kilogram absorbed by an unshielded silicon sample when exposed to ionising radiation. | 6A203.c. |
| II.A6.011 | Tunable pulsed dye laser amplifiers and oscillators, other than those specified in 0B001.g.5., 6A005 and or 6A205.c., having all of the following characteristics: a. Operating at wavelengths between 300 nm and 800 nm; b. An average output power greater than 10 W but not exceeding 30 W; c. A repetition rate greater than 1 kHz; and d. Pulse width less than 100 ns. Note: This item does not cover single mode oscillators. | 0B001.g.5. 6A005 6A205.c. |
| II.A6.012 | Pulsed carbon dioxide ‘lasers’, other than those specified in, 0B001.h.6., 6A005.d. or 6A205.d., having all of the following characteristics: a. Operating at wavelengths between 9 μm and 11 μm; b. A repetition rate greater than 250 Hz; c. An average output power greater than 100 W but not exceeding 500 W; and d. Pulse width less than 200 ns. | 0B001.h.6. 6A005.d. 6A205.d. |
| II.A6.013 | Lasers, other than those specified in 6A005 or 6A205. | 6A005 6A205 |
| No | Description | Related item from Annex I to Regulation (EC) No 428/2009 |
| --- | --- | --- |
| II.A7.001 | Inertial navigation systems and specially designed components thereof, as follows: a. Inertial navigation systems which are certified for use on ‘civil aircraft’ by civil authorities of a State participating in the Wassenaar Arrangement, and specially designed components thereof, as follows: 1. Inertial navigation systems (INS) (gimballed or strapdown) and inertial equipment designed for ‘aircraft’, land vehicle, vessels (surface or underwater) or ‘spacecraft’ for attitude, guidance or control, having any of the following characteristics, and specially designed components thereof: a. Navigation error (free inertial) subsequent to normal alignment of 0,8 nautical mile per hour (nm/hr) ‘Circular Error Probable’ (CEP) or less (better); or b. Specified to function at linear acceleration levels exceeding 10 g; 2. Hybrid Inertial Navigation Systems embedded with Global Navigation Satellite Systems(s) (GNSS) or with ‘Data-Based Referenced Navigation’ (‘DBRN’) System(s) for attitude, guidance or control, subsequent to normal alignment, having an INS navigation position accuracy, after loss of GNSS or ‘DBRN’ for a period of up to four minutes, of less (better) than 10 metres ‘Circular Error Probable’ (CEP); 3. Inertial Equipment for Azimuth, Heading, or North Pointing having any of the following characteristics, and specially designed components thereof: a. Designed to have an Azimuth, Heading, or North Pointing accuracy equal to, or less (better) than 6 arc minutes RMS at 45 degrees latitude; or b. Designed to have a non-operating shock level of at least 900 g at a duration of at least 1 msec. b. Theodolite systems incorporating inertial equipment specially designed for civil surveying purposes and designed to have an Azimuth, Heading, or North Pointing accuracy equal to, or less (better) than 6 arc minutes RMS at 45 degrees latitude, and specially designed components thereof. c. Inertial or other equipment using accelerometers specified in 7A001 or 7A101, where such accelerometers are specially designed and developed as MWD (Measurement While Drilling) sensors for use in down-hole well services operations. Note: The parameters of a.1. and a.2. are applicable with any of the following environmental conditions: 1. Input random vibration with an overall magnitude of 7,7 g rms in the first half hour and a total test duration of one and a half hours per axis in each of the three perpendicular axes, when the random vibration meets the following: a. A constant power spectral density (PSD) value of 0,04 g2/Hz over a frequency interval of 15 to 1 000 Hz; and b. The PSD attenuates with a frequency from 0,04 g2/Hz to 0,01 g2/Hz over a frequency interval from 1 000 to 2 000 Hz; 2. A roll and yaw rate equal to or greater than + 2,62 radian/s (150 deg/s); or 3. According to national standards equivalent to 1. or 2. above. Technical notes: 1. a.2. refers to systems in which an INS and other independent navigation aids are built into a single unit (embedded) in order to achieve improved performance. 2. ‘Circular Error Probable’ (CEP) – In a circular normal distribution, the radius of the circle containing 50 % of the individual measurements being made, or the radius of the circle within which there is a 50 % probability of being located. | 7A001 7A003 7A101 7A103 |
| No | Description | Related item from Annex I to Regulation (EC) No 428/2009 |
| --- | --- | --- |
| II.A9.001 | Explosive bolts. | N/A |
| II.A9.002 | Internal combustion engines (i.e. axial piston or rotary piston type), designed or modified for propelling ‘aircrafts’ or ‘lighter-than-air-vehicles’ and specially designed components therefor. | N/A |
| II.A9.003 | Trucks, other than those specified in 9A115, having more than one motorised axle and a payload exceeding 5 tonnes. Note: This item includes flatbed trailers, semi trailers and other trailers. | 9A115 |
| No | Description | Related item from Annex I to Regulation (EC) No 428/2009 |
| --- | --- | --- |
| II.B.001 | Software required for the development, production or use of the items in Part A. (Goods). | N/A |
| No | Description Items, materials, equipment, goods and technology | Related item from Annex I to Regulation (EC) No 428/2009 |
| --- | --- | --- |
| II.C.001 | Technology required for the development, production or use of the items in Part A. (Goods). | N/A |
PART III
Other items, materials, equipment, goods and technology which could contribute to DPRK's ballistic-missile sector.
| No | Description | Related item from Annex I to Regulation (EC) No 428/2009 |
|---|---|---|
| III.A1.001 | Unwrought aluminium | 1C002 |
| III.A1.002 | Aluminium waste and scrap | 1C002 |
| III.A1.003 | Aluminium powders and flakes | 1C111 |
| III.A1.004 | Aluminium bars, rods and profiles | 1C002 |
| III.A1.005 | Aluminium wire | 1C002 |
| III.A1.006 | Aluminium plates, sheets and strip, of a thickness exceeding 0,2 mm | 1C002 |
| III.A1.007 | Aluminium tubes and pipes | 1C002 |
| III.A1.008 | Aluminium tube or pipe fittings (for example, couplings, elbows, sleeves) | 1C002 |
| III.A1.009 | Stranded wire, cables, plaited bands and the like, of aluminium, not electrically insulated | 1C002 |
PART IV
Weapons of mass destruction-related items, materials, equipment, goods and technology identified and designated pursuant to paragraph 25 of UN Security Council Resolution 2270 (2016).
| No | Description | Related item from Annex I to Regulation (EC) No 428/2009 |
|---|---|---|
| IV.A0.001 | Ring Magnets Permanent magnet materials having both the following characteristics: i. Ring-shaped magnet with a relation between outer and inner diameter smaller or equal to 1.6:1; and ii. Made of any of the following magnetic materials: aluminium-nickel-cobalt, ferrites, samarium-cobalt, or neodymium-iron-boron. | 3A201.b. |
| IV.A0.002 | Frequency Changers (also known as converters or inverters) Frequency changers, other than those specified in entries 0B001.b.13 or 3A225 of Annex 1, having all of the following characteristics, and specially designed software therefore: i. Multiphase frequency output; ii. Capable of providing a power of 40 W or greater; and iii. Capable of operating anywhere (at any one point or more) within the frequency range of between 600 and 2 000 Hz. Technical Notes: (1) Frequency changers are also known as converters or inverters. (2) The functionality specified above may be met by certain equipment described or marketed as electronic test equipment, AC power supplies, variable speed motor drives, or variable frequency drives. | 0B001.b.13. 3A225 |
| No | Description | Related item from Annex I to Regulation (EC) No 428/2009 |
| --- | --- | --- |
| IV.A1.001 | Maraging steel having both the following characteristics: i. ‘capable of’ an ultimate tensile strength of 1 500 MPa or more at 293 K (20 °C). ii. In bar or tube form, with an outer diameter of 75 mm or greater. | 1C216 |
| IV.A1.002 | Magnetic alloy materials in sheet or thin strip form having both of the following characteristics: (a) Thickness of 0,05 mm or less; or height of 25 mm or less, and (b) Made of any of the following magnetic alloy materials: iron-chromium-cobalt, iron-cobalt-vanadium, iron- chromium-cobalt-vanadium, or iron-chromium. | 1C005 |
| IV.A1.003 | High-strength Aluminium Alloy Aluminium alloys having both the following characteristics: i. ‘capable of’ an ultimate tensile of strength of 415 MPa or more at 293 K (20 °C) and ii. In bar or tube form, with an outer diameter of 75 mm or greater. Technical Note: The phrase ‘capable of’ encompasses aluminium alloy before or after heat treatment. | 1C202 |
| IV.A1.004 | ‘Fibrous or filamentary materials’ and prepregs, as follows: i. Carbon, aramid, or glass ‘fibrous or filamentary materials’ having both of the following characteristics: (1) A ‘specific modulus’ exceeding 3,18 × 106 m; and (2) A ‘specific tensile strength’ exceeding 76,2 × 103 m; ii. Prepregs: Thermoset resin-impregnated continuous ‘yarns’, ‘rovings’, ‘tows’ or ‘tapes’ with a width of 30 mm or less, made from carbon, aramid, or glass ‘fibrous or filamentary materials’ controlled in (a) above. | 1C210 |
| IV.A1.005 | Filament winding machines and related equipment, as follows: i. Filament winding machines having all of the following characteristics: (1) Having motions for positioning, wrapping, and winding fibres coordinated and programmed in two or more axes; (2) Specially designed to fabricate composite structures or laminates from ‘fibrous or filamentary materials’; and (3) Capable of winding cylindrical tubes of diameter of 75 mm or greater; ii. Coordinating and programming controls for filament winding machines specified in (a) above; iii. Mandrels for filament winding machines specified in (a) above. | 1B201 |
| IV.A1.006 | Metal hydrides such as, zirconium | 1B231 |
| IV.A1.007 | Sodium metal (7440-23-5) | 1C350 |
| IV.A1.008 | Sulphur trioxide (7446-11-9) | 1C350 |
| IV.A1.009 | Aluminium chloride (7446-70-0) | N/A |
| IV.A1.010 | Potassium Bromide (7758-02-3) | 1C350 |
| IV.A1.011 | Sodium bromide (7647-15-6) | 1C350 |
| IV.A1.012 | Dichloromethane (75-09-2) | 1C350 |
| IV.A1.013 | Isopropyl bromide (75-26-3) | 1C350 |
| IV.A1.014 | Isopropyl ether (108-20-3) | 1C350 |
| IV.A1.015 | Monoisopropylamine (75-31-0) | 1C350 |
| IV.A1.016 | Trimethylamine (75-50-3) | 1C350 |
| IV.A1.017 | Tributylamine (102-82-9) | 1C350 |
| IV.A1.018 | Triethylamine (121-44-8) | 1C350 |
| IV.A1.019 | N,N-Dimethylaniline (121-69-7) | 1C350 |
| IV.A1.020 | Pyridine (110-86-1) | 1C350 |
| No | Description | Related item from Annex I to Regulation (EC) No 428/2009 |
| --- | --- | --- |
| IV.A2.001 | Flow-forming Machines As described in INFCIRC/254/Rev.9/Part2 and S/2014/253 | 2B209 |
| IV.A2.002 | Laser welding equipment | N/A |
| IV.A2.003 | 4- and 5-axis CNC machine tools | 2B201 |
| IV.A2.004 | Plasma cutting equipment | N/A |
| IV.A2.005 | Reaction vessels, reactors, agitators, heat exchangers, condensers, pumps, valves, storage tanks, containers, receivers, and distillation or absorption columns that meet performance parameters described in S/2006/853 and S/2006/853/corr.1 Single-seal pumps with manufacturer's specified maximum flow-rate greater than 0,6 m3/h and casings (pump bodies), preformed casing liners, impellers, rotors or jet pump nozzles designed for such pumps, in which all surfaces that come into direct contact with the chemical(s) being processed are made from any of the following materials: (a) nickel or alloys with more than 40 % nickel by weight; (b) alloys with more than 25 % nickel and 20 % chromium by weight; (c) fluoropolymers (polymeric or elastomeric materials with more than 35 % fluorine by weight); (d) glass or glass-lined (including vitrified or enamelled coating); (e) graphite or carbon-graphite; (f) tantalum or tantalum alloys; (g) titanium or titanium alloys; (h) zirconium or zirconium alloys; (i) ceramics; (j) ferrosilicon (high silicon iron alloys); or (k) niobium (columbium) or niobium alloys. | 2B350 |
| IV.A2.006 | Conventional or turbulent air-flow clean-air rooms and self-contained fan-HEPA filter units that could be used for P3 or P4 (BSL 3, BSL 4, L3, L4) containment facilities. | 2B352 |
PART V
Weapons of mass destruction-related items, materials, equipment, goods and technology identified and designated pursuant to paragraph 4 of UN Security Council Resolution 2321 (2016).
| No | Description | Related item from Annex I to Regulation (EC) No 428/2009 |
|---|---|---|
| V.A1.001 | Isocyanates (TDI (Toluene di-isocyanate), MDI (Methylene bis (phenyl isocyanate)), IPDI (Isophorone diiosocyanate), HNMDI or HDI (Hexamethylene diisocyanate), and DDI (dimeryl diisocyanate) and production equipment. | N/A |
| V.A1.002 | Ammonium nitrate, chemically pure or in phase stabilized version (PSAN). | 1C111 |
| V.A1.003 | Polymeric Substances (Hydroxyl Terminated Poly-Ether (HTPE), Hydroxyl Terminated Caprolactone Ether (HTCE), Polypropylene glycol (PPG), Polydiethyleneglycol adipate (PGA) and Polyethylene | 1C111 |
| V.A1.004 | Manganese metal Brazing Foils. | 1C111 |
| No | Description | Related item from Annex I to Regulation (EC) No 428/2009 |
| --- | --- | --- |
| V.A2.001 | Hydroforming machines. | 2B109 |
| V.A2.002 | Thermal treatment furnaces — Temperature > 850 °C and one dimension > 1 m, | II.A2.005 2B226 2B227 |
| V.A2.003 | Electrical Discharge Machines (EDMs) | 2B001.d |
| V.A2.004 | Friction stir welding machines. | N/A |
| V.A2.005 | Floor-mounted fume hoods (walk-in style) with a minimum nominal width of 2,5 meters, | 2B352 |
| V.A2.006 | Batch centrifuges with a rotor capacity of 4 L or greater, usable with biological materials | II.A2.014.e. 2B350 2B352 |
| V.A2.007 | Fermenters with an internal volume of 10-20 L (0,01-0,02 m3), usable with biological materials | 2B352 II.A2.014.a. |
| No | Description | Related item from Annex I to Regulation (EC) No 428/2009 |
| --- | --- | --- |
| V.A6.001 | High-speed imaging cameras except those used in medical imaging systems | 6A003.a.2 |
| No | Description | Related item from Annex I to Regulation (EC) No 428/2009 |
| --- | --- | --- |
| V.A9.001 | Non-destructive test chambers with a 1m or more critical internal dimension. | 9B106 |
| V.A9.002 | Turbo-pumps for liquid or hybrid rocket engines | 9A006 |
| V.A9.003 | Countermeasure Subsystems and Penetration Aids (e.g. jammers, chaff, decoys) designed to saturate, confuse, or evade missile defences. | N/A |
| V.A9.004 | Truck chassis with 6 or more axles | 9A115 II.A9.003 |
| No | Description | Related item from Annex I to Regulation (EC) No 428/2009 |
| --- | --- | --- |
| V.B.001 | Modelling and design software related to the modelling of aerodynamic and thermodynamic analysis of rocket or unmanned aerial vehicle systems. | N/A |
PART VI
Weapons of mass destruction-related items, materials, equipment, goods and technology identified and designated pursuant to paragraph 4 of UNSCR 2371 (2017).
| No | Description | Related item from Annex I to Regulation (EC) No 428/2009 |
|---|---|---|
| VI.A1.001 | Explosive bolts, nuts and shackles, flexible linear-shaped charges, ball locks, compression springs, circular cutting devices and acceleration rockets usable for staging mechanisms | N/A |
| VI.A1.002 | All environmental test chambers capable of simulating flight conditions (temperature, pressure, shock and vibration) except those used for civilian aircraft safety purposes | 9B106 |
| VI.A1.003 | Rapid prototyping, including additive manufacturing equipment | N/A |
| VI.A1.004 | Polyacrylonitrile (PAN) fibre usable as a precursor for carbon fibre production and its associated production equipment | 1C010 1C210 9C110 |
| VI.A1.005 | For point 12 of the list in the report of the Committee prepared in accordance with paragraph 25 of resolution 2270 (2016) (S/2016/308, annex) read ‘Metal hydrides, such as zirconium hydride, beryllium hydride, aluminium hydride, lithium aluminium hydride and titanium hydride’ | 1C111 |
| VI.A1.006 | Plasticizers usable in composite propellants, such as — dioctyl adipate (DOA) (CAS 123-79-5) — dioctyl sebacate (DOS) (CAS 122-62-3) — dioctyl azelate (DOZ) (CAS 103-24-2) | 1C111 |
| VI.A1.007 | Maraging steel capable of an ultimate tensile strength of 1 950 MPa or more at 293 K (20 °C) and in any of the following forms: (a) Sheet, plate or tubing with a wall or plate thickness equal to or less than 5,0 mm; (b) Tubular forms with a wall thickness of 50 mm or less and having an inner diameter of 270 mm or more | 1C216 |
| VI.A1.008 | Filament winding machines and related equipment: Filament winding machines or fibre/tow-placement machines, of which the motions for positioning, wrapping and winding fibres can be coordinated and programmed in two or more axes and which are designed to fabricate composite structures or laminates from fibrous or filamentary materials, coordinating and programming controls and precision mandrels for such equipment | 1B001 1B101 1B201 |
| VI.A1.009 | Full face-mask air-purifying and air-supplying respirators except those used in breathing apparatus for firefighters | 1A004.a. 2B352 |
| VI.A1.010 | Additional chemicals suitable for decontamination of chemical warfare agents: Diethylenetriamine (CAS 111-40-0) | N/A |
| VI.A1.011 | Nerve agent chemoprophylaxis: — Butyrylcholinesterase (BCHE) — Pyridostigmine bromide (CAS 101-26-8) — Obidoxime chloride (CAS 114-90-9) | N/A |
PART VII
Conventional arms-related items, materials, equipment, goods and technology designated, pursuant to paragraph 5 of UNSCR 2371 (2017).
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