LegalizeCommission Delegated Regulation (EU) 2018/1229 of 25 May 2018 supplementing Regulation (EU) No 909/2014 of the European Parliament and of the Council with regard to regulatory technical standards on settlement discipline (Text with EEA relevance.)
| No. | Details to be published | Format |
|---|---|---|
| 1. | Reporting period | ISO 8601 date in the format YYYY-MM-DD-YYYY-MM-DD |
| 2. | CSD Legal Entity Identifier | ISO 17442 Legal Entity Identifier (LEI) 20 alphanumerical character code |
| 3. | Securities settlement system operated by the CSD | Free text |
| 4. | Number of settlement instructions during the period covered by the report | Up to 20 numerical characters reported as whole numbers without decimals. |
| 5. | Value (EUR) of settlement instructions during the period covered by the report | Up to 20 numerical characters including decimals. At least one character before and one character after the decimal mark shall be populated. The decimal mark is not counted as a numerical character. |
| Data on failure to deliver securities | Data on failure to deliver securities | Data on failure to deliver securities |
| 6. | Number of settlement fails due to failure to deliver securities | Up to 20 numerical characters reported as whole numbers without decimals. |
| 7. | Value (EUR) of settlement fails due to failure to deliver securities | Up to 20 numerical characters including decimals. At least one character before and one character after the decimal mark shall be populated. The decimal mark is not counted as a numerical character. |
| 8. | Rate of settlement fails based on volume of settlement instructions | Percentage value up to 2 decimal places. |
| 9. | Rate of settlement fails based on value of settlement instructions | Percentage value up to 2 decimal places. |
| Data on failure to deliver cash | Data on failure to deliver cash | Data on failure to deliver cash |
| 10. | Number of settlement fails due to failure to deliver cash | Up to 20 numerical characters reported as whole numbers without decimals. |
| 11. | Value (EUR) of settlement fails due to failure to deliver cash | Up to 20 numerical characters including decimals. At least one character before and one character after the decimal mark shall be populated. The decimal mark is not counted as a numerical character. |
| 12. | Rate of settlement fails based on volume of settlement instructions | Percentage value up to 2 decimal places. |
| 13. | Rate of settlement fails based on value (EUR) of settlement instructions | Percentage value up to 2 decimal places |
| Data covering both settlement fails for lack of securities and lack of cash | Data covering both settlement fails for lack of securities and lack of cash | Data covering both settlement fails for lack of securities and lack of cash |
| 14. | Total number of settlement fails (covering both settlement fails for lack of securities and lack of cash) | Up to 20 numerical characters reported as whole numbers without decimals. |
| 15. | Total value (EUR) of settlement fails (covering both settlement fails for lack of securities and lack of cash) | Up to 20 numerical characters including decimals. At least one character before and one character after the decimal mark shall be populated. The decimal mark is not counted as a numerical character. |
| 16. | Rate of settlement fails based on volume of settlement instructions | Percentage value up to 2 decimals places |
| 17. | Rate of settlement fails based on value of settlement instructions | Up to 5 numerical characters including decimals. At least one character before and one character after the decimal mark shall be populated. The decimal mark is not counted as a numerical character. |
| 18. | Measures to improve settlement efficiency | Free text |
[^E0001]: Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC derivatives, central counterparties and trade repositories (OJ L 201, 27.7.2012, p. 1).
[^E0002]: Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Directive 2002/92/EC and Directive 2011/61/EU (OJ L 173, 12.6.2014, p. 349).
[^E0003]: Directive 98/26/EC of the European Parliament and of the Council of 19 May 1998 on settlement finality in payment and securities settlement systems (OJ L 166, 11.6.1998, p. 45).
[^E0004]: Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Regulation (EU) No 648/2012 (OJ L 173, 12.6.2014, p. 84).
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