Commission Implementing Regulation (EU) 2023/893 of 21 April 2023 amending Regulation (EU) 2015/340 laying down technical requirements and administrative procedures relating to air traffic controllers’ licences and certificates

Type Implementing Regulation
Publication 2023-05-04
State In force
Text As published
Department European Commission, MOVE
Source EUR-Lex
articles 2

This is the act as published. Later amendments are not folded into the text below: each one is a separate act in this repository and an entry in this law's history.

Reform history JSON API
Subtopic ATM 1.4 — ATS system capacity and air traffic flow management

TOPIC ATM 2 —   COMMUNICATION

Subtopic ATM 2.1 — Effective communication

TOPIC ATM 3 —   ATC CLEARANCES AND ATC INSTRUCTIONS

Subtopic ATM 3.1 — ATC clearances
Subtopic ATM 3.2 — ATC instructions

TOPIC ATM 4 —   COORDINATION

Subtopic ATM 4.1 — Necessity for coordination
Subtopic ATM 4.2 — Tools and methods for coordination
Subtopic ATM 4.3 — Coordination procedures

TOPIC ATM 5 —   ALTIMETRY AND LEVEL ALLOCATION

Subtopic ATM 5.1 — Altimetry
Subtopic ATM 5.2 — Terrain clearance

TOPIC ATM 6 —   SEPARATIONS

Subtopic ATM 6.1 — Separation between departing aircraft
Subtopic ATM 6.2 — Separation of departing aircraft from arriving aircraft
Subtopic ATM 6.3 — Separation of landing aircraft and preceding landing or departing aircraft
Subtopic ATM 6.4 — Time-based wake turbulence longitudinal separation
Subtopic ATM 6.5 — Reduced separation minima

TOPIC ATM 7 —   AIRBORNE AND GROUND-BASED SAFETY NETS

Subtopic ATM 7.1 — Airborne safety nets
Subtopic ATM 7.2 — Ground-based safety nets

TOPIC ATM 8 —   DATA DISPLAY

Subtopic ATM 8.1 — Data management

TOPIC ATM 9 —   OPERATIONAL ENVIRONMENT (SIMULATED)

Subtopic ATM 9.1 — Integrity of the operational environment
Subtopic ATM 9.2 — Verification of the currency of operational procedures
Subtopic ATM 9.3 — Handover-takeover

TOPIC ATM 10 —   PROVISION OF AN AERODROME CONTROL SERVICE

Subtopic ATM 10.1 — Responsibility for the provision
Subtopic ATM 10.2 — Traffic management process
Subtopic ATM 10.3 — Aeronautical ground lights
Subtopic ATM 10.4 — Information to aircraft by the aerodrome control tower
Subtopic ATM 10.5 — Control of aerodrome traffic
Subtopic ATM 10.6 — Control of airborne traffic
Subtopic ATM 10.7 — Runway in use
Subtopic ATM 10.8 — Departing traffic
Subtopic ATM 10.9 — Arriving traffic
Subtopic ATM 10.10 — Special VFR operations
Subtopic ATM 10.11 — Low-visibility operations
Subtopic ATM 10.12 — Aerodrome control service with advanced system support

SUBJECT 4:   METEOROLOGY

TOPIC MET 1 —   METEOROLOGICAL PHENOMENA

Subtopic MET 1.1 — Meteorological phenomena

TOPIC MET 2 —   SOURCES OF METEOROLOGICAL DATA

Subtopic MET 2.1 — Meteorological instruments
Subtopic MET 2.2 — Other sources of meteorological data

SUBJECT 5:   NAVIGATION

TOPIC NAV 1 —   MAPS AND AERONAUTICAL CHARTS

Subtopic NAV 1.1 — Maps and charts

TOPIC NAV 2 —   INSTRUMENT NAVIGATION

Subtopic NAV 2.1 — Navigational systems
Subtopic NAV 2.2 — Stabilised approach
Subtopic NAV 2.3 — Instrument departures and arrivals
Subtopic NAV 2.4 — Satellite-based systems
Subtopic NAV 2.5 — PBN applications

SUBJECT 6:   AIRCRAFT

TOPIC ACFT 1 —   AIRCRAFT INSTRUMENTS

Subtopic ACFT 1.1 — Aircraft instruments

TOPIC ACFT 2 —   AIRCRAFT CATEGORIES

Subtopic ACFT 2.1 — Wake turbulence
Subtopic ACFT 2.2 — Application of ICAO approach categories

TOPIC ACFT 3 —   FACTORS AFFECTING AIRCRAFT PERFORMANCE

Subtopic ACFT 3.1 — Take-off factors
Subtopic ACFT 3.2 — Climb factors
Subtopic ACFT 3.3 — Final approach and landing factors
Subtopic ACFT 3.4 — Economic factors
Subtopic ACFT 3.5 — Environmental factors

TOPIC ACFT 4 —   AIRCRAFT DATA

Subtopic ACFT 4.1 — Recognition of aircraft types
Subtopic ACFT 4.2 — Performance data

SUBJECT 7:   HUMAN FACTORS

TOPIC HUM 1 —   INFORMATION PROCESSING

Subtopic HUM 1.1 — Cognition and factors influencing it
Subtopic HUM 1.2 — Situational awareness
Subtopic HUM 1.3 — Decision-making

TOPIC HUM 2 —   FACTORS AFFECTING HEALTH AND WELL-BEING

Subtopic HUM 2.1 — Fatigue
Subtopic HUM 2.2 — Stress

TOPIC HUM 3 —   THREAT AND ERROR MANAGEMENT

Subtopic HUM 3.1 — Threat and error management framework
Subtopic HUM 3.2 — Applied threat and error management

TOPIC HUM 4 —   TEAMWORK

Subtopic HUM 4.1 — Benefits of teamwork
Subtopic HUM 4.2 — Conflict management

TOPIC HUM 5 —   SYSTEM

Subtopic HUM 5.1 — Concept of systems in ATM/ANS

TOPIC HUM 6 —   COMMUNICATION

Subtopic HUM 6.1 — Effective communication
Subtopic HUM 6.2 — Effective feedback

SUBJECT 8:   EQUIPMENT AND SYSTEMS

TOPIC EQPS 1 —   VOICE COMMUNICATIONS

Subtopic EQPS 1.1 — Radio communications
Subtopic EQPS 1.2 — Other voice communications

TOPIC EQPS 2 —   AUTOMATION IN ATS

Subtopic EQPS 2.1 — Aeronautical fixed telecommunication network (AFTN)
Subtopic EQPS 2.2 — Automatic data interchange

TOPIC EQPS 3 —   CONTROLLER WORKING POSITION

Subtopic EQPS 3.1 — Operation and monitoring of equipment
Subtopic EQPS 3.2 — Situation displays and information systems
Subtopic EQPS 3.3 — Flight data systems

TOPIC EQPS 4 —   FUTURE EQUIPMENT

Subtopic EQPS 4.1 — New developments

TOPIC EQPS 5 —   EQUIPMENT AND SYSTEMS’ LIMITATIONS AND DEGRADATION

Subtopic EQPS 5.1 — Reaction to limitations
Subtopic EQPS 5.2 — Communication equipment degradation
Subtopic EQPS 5.3 — Navigational equipment degradation

SUBJECT 9:   PROFESSIONAL ENVIRONMENT

TOPIC PEN 1 —   FAMILIARISATION

Subtopic PEN 1.1 — Study visit to an aerodrome

TOPIC PEN 2 —   AIRSPACE USERS

Subtopic PEN 2.1 — Contributors to civil ATS operations
Subtopic PEN 2.2 — Contributors to military ATS operations

TOPIC PEN 3 —   CUSTOMER RELATIONS

Subtopic PEN 3.1 — Provision of services and user requirements

TOPIC PEN 4 —   ENVIRONMENTAL PROTECTION

Subtopic PEN 4.1 — Environmental protection

SUBJECT 10:   ABNORMAL AND EMERGENCY SITUATIONS

TOPIC ABES 1 —   ABNORMAL AND EMERGENCY SITUATIONS (ABES)

Subtopic ABES 1.1 — Overview of ABES

TOPIC ABES 2 —   SKILLS IMPROVEMENT

Subtopic ABES 2.1 — Communication effectiveness
Subtopic ABES 2.2 — Avoidance of mental overload
Subtopic ABES 2.3 — Air-ground cooperation

TOPIC ABES 3 —   PROCEDURES FOR ABNORMAL AND EMERGENCY SITUATIONS

Subtopic ABES 3.1 — Application of procedures for ABES
Subtopic ABES 3.2 — Radio failure
Subtopic ABES 3.3 — Unlawful interference and aircraft bomb threat
Subtopic ABES 3.4 — Strayed or unidentified aircraft
Subtopic ABES 3.5 — Runway incursion
Subtopic ABES 3.6 — Interception of civil aircraft

SUBJECT 11:   AERODROMES

TOPIC AGA 1 —   AERODROME DATA, LAYOUT AND COORDINATION

Subtopic AGA 1.1 — Definitions
Subtopic AGA 1.2 — Coordination

TOPIC AGA 2 —   MOVEMENT AREA

Subtopic AGA 2.1 — Movement area
Subtopic AGA 2.2 — Manoeuvring area
Subtopic AGA 2.3 — Runways

TOPIC AGA 3 —   OBSTACLES

Subtopic AGA 3.1 — Obstacle-free airspace around aerodromes

TOPIC AGA 4 —   MISCELLANEOUS EQUIPMENT

Subtopic AGA 4.1 — Location

’;

‘Appendix 4 to Annex I

APPROACH CONTROL PROCEDURAL RATING (APP)

(Reference: Annex I (PART ATCO), Subpart D, Section 2, point ATCO.D.010(a)(2)(ii))

TABLE OF CONTENTS

SUBJECT 1: INTRODUCTION TO THE COURSE
SUBJECT 2: AVIATION LAW
SUBJECT 3: AIR TRAFFIC MANAGEMENT
SUBJECT 4: METEOROLOGY
SUBJECT 5: NAVIGATION
SUBJECT 6: AIRCRAFT
SUBJECT 7: HUMAN FACTORS
SUBJECT 8: EQUIPMENT AND SYSTEMS
SUBJECT 9: PROFESSIONAL ENVIRONMENT
SUBJECT 10: ABNORMAL AND EMERGENCY SITUATIONS
SUBJECT 11: AERODROMES

SUBJECT 1:   INTRODUCTION TO THE COURSE

TOPIC INTR 1 —   COURSE MANAGEMENT

Subtopic INTR 1.1 — Course introduction
Subtopic INTR 1.2 — Course administration
Subtopic INTR 1.3 — Study material and training documentation

TOPIC INTR 2 —   INTRODUCTION TO THE ATC TRAINING COURSE

Subtopic INTR 2.1 — Course content and organisation
Subtopic INTR 2.2 — Training ethos
Subtopic INTR 2.3 — Assessment process

SUBJECT 2:   AVIATION LAW

TOPIC LAW 1 —   ATCO LICENSING/CERTIFICATE OF COMPETENCE

Subtopic LAW 1.1 — Privileges and conditions

TOPIC LAW 2 —   RULES AND REGULATIONS

Subtopic LAW 2.1 — Reports
Subtopic LAW 2.2 — Airspace

TOPIC LAW 3 —   ATS SAFETY MANAGEMENT

Subtopic LAW 3.1 — Feedback process
Subtopic LAW 3.2 — Safety investigation

SUBJECT 3:   AIR TRAFFIC MANAGEMENT

TOPIC ATM 1 —   PROVISION OF SERVICES

Subtopic ATM 1.1 — Air traffic control (ATC) service
Subtopic ATM 1.2 — Flight information service (FIS)
Subtopic ATM 1.3 — Alerting service (ALRS)
Subtopic ATM 1.4 — ATS system capacity and air traffic flow management
Subtopic ATM 1.5 — Airspace management (ASM)

TOPIC ATM 2 —   COMMUNICATION

Subtopic ATM 2.1 — Effective communication

TOPIC ATM 3 —   ATC CLEARANCES AND ATC INSTRUCTIONS

Subtopic ATM 3.1 — ATC clearances
Subtopic ATM 3.2 — ATC instructions

TOPIC ATM 4 —   COORDINATION

Subtopic ATM 4.1 — Necessity for coordination
Subtopic ATM 4.2 — Tools and methods for coordination
Subtopic ATM 4.3 — Coordination procedures

TOPIC ATM 5 —   ALTIMETRY AND LEVEL ALLOCATION

Subtopic ATM 5.1 — Altimetry
Subtopic ATM 5.2 — Terrain clearance

TOPIC ATM 6 —   SEPARATIONS

Subtopic ATM 6.1 — Vertical separation
Subtopic ATM 6.2 — Horizontal separation
Subtopic ATM 6.3 — Delegation of separation

TOPIC ATM 7 —   AIRBORNE SAFETY NETS

Subtopic ATM 7.1 — Airborne safety nets

TOPIC ATM 8 —   DATA DISPLAY

Subtopic ATM 8.1 — Data management

TOPIC ATM 9 —   OPERATIONAL ENVIRONMENT (SIMULATED)

Subtopic ATM 9.1 — Integrity of the operational environment
Subtopic ATM 9.2 — Verification of the currency of operational procedures
Subtopic ATM 9.3 — Handover-takeover

TOPIC ATM 10 —   PROVISION OF CONTROL SERVICE

Subtopic ATM 10.1 — Responsibility and processing of information
Subtopic ATM 10.2 — Approach control
Subtopic ATM 10.3 — Traffic management process
Subtopic ATM 10.4 — Handling traffic

TOPIC ATM 11 —   HOLDING

Subtopic ATM 11.1 — General holding procedures
Subtopic ATM 11.2 — Approaching aircraft

SUBJECT 4:   METEOROLOGY

TOPIC MET 1 —   METEOROLOGICAL PHENOMENA

Subtopic MET 1.1 — Meteorological phenomena

TOPIC MET 2 —   SOURCES OF METEOROLOGICAL DATA

Subtopic MET 2.1 — Sources of meteorological information

SUBJECT 5:   NAVIGATION

TOPIC NAV 1 —   MAPS AND AERONAUTICAL CHARTS

Subtopic NAV 1.1 — Maps and charts

TOPIC NAV 2 —   INSTRUMENT NAVIGATION

Subtopic NAV 2.1 — Navigational systems
Subtopic NAV 2.2 — Stabilised approach
Subtopic NAV 2.3 — Instrument departures and arrivals
Subtopic NAV 2.4 — Navigational assistance
Subtopic NAV 2.5 — Satellite-based systems
Subtopic NAV 2.6 — PBN applications

SUBJECT 6:   AIRCRAFT

TOPIC ACFT 1 —   AIRCRAFT INSTRUMENTS

Subtopic ACFT 1.1 — Aircraft instruments

TOPIC ACFT 2 —   AIRCRAFT CATEGORIES

Subtopic ACFT 2.1 — Wake turbulence
Subtopic ACFT 2.2 — Application of ICAO approach categories

TOPIC ACFT 3 —   FACTORS AFFECTING AIRCRAFT PERFORMANCE

Subtopic ACFT 3.1 — Climb factors
Subtopic ACFT 3.2 — Cruise factors
Subtopic ACFT 3.3 — Descent and initial approach factors
Subtopic ACFT 3.4 — Final approach and landing factors
Subtopic ACFT 3.5 — Economic factors
Subtopic ACFT 3.6 — Environmental factors

TOPIC ACFT 4 —   AIRCRAFT DATA

Subtopic ACFT 4.1 — Performance data

SUBJECT 7:   HUMAN FACTORS

TOPIC HUM 1 —   INFORMATION PROCESSING

Subtopic HUM 1.1 — Cognition and factors influencing it
Subtopic HUM 1.2 — Situational awareness
Subtopic HUM 1.3 — Decision-making

TOPIC HUM 2 —   FACTORS AFFECTING HEALTH AND WELL-BEING

Subtopic HUM 2.1 — Fatigue
Subtopic HUM 2.2 — Stress

TOPIC HUM 3 —   THREAT AND ERROR MANAGEMENT

Subtopic HUM 3.1 — Threat and error management framework
Subtopic HUM 3.2 — Applied threat and error management

TOPIC HUM 4 —   TEAMWORK

Subtopic HUM 4.1 — Benefits of teamwork
Subtopic HUM 4.2 — Conflict management

TOPIC HUM 5 —   SYSTEM

Subtopic HUM 5.1 — Concept of systems in ATM/ANS

TOPIC HUM 6 —   COMMUNICATION

Subtopic HUM 6.1 — Effective communication
Subtopic HUM 6.2 — Effective feedback

SUBJECT 8:   EQUIPMENT AND SYSTEMS

TOPIC EQPS 1 —   VOICE COMMUNICATIONS

Subtopic EQPS 1.1 — Radio communications
Subtopic EQPS 1.2 — Other voice communications

TOPIC EQPS 2 —   AUTOMATION IN ATS

Subtopic EQPS 2.1 — Aeronautical fixed telecommunication network (AFTN)
Subtopic EQPS 2.2 — Automatic data interchange

TOPIC EQPS 3 —   CONTROLLER WORKING POSITION

Subtopic EQPS 3.1 — Operation and monitoring of equipment
Subtopic EQPS 3.2 — Situation displays and information systems
Subtopic EQPS 3.3 — Flight data systems

TOPIC EQPS 4 —   FUTURE EQUIPMENT

Subtopic EQPS 4.1 — New developments

TOPIC EQPS 5 —   EQUIPMENT AND SYSTEMS’ LIMITATIONS AND DEGRADATION

Subtopic EQPS 5.1 — Reaction to limitations
Subtopic EQPS 5.2 — Communication equipment degradation
Subtopic EQPS 5.3 — Navigational equipment degradation

SUBJECT 9:   PROFESSIONAL ENVIRONMENT

TOPIC PEN 1 —   FAMILIARISATION

Subtopic PEN 1.1 — Study visit to an approach control unit

TOPIC PEN 2 —   AIRSPACE USERS

Subtopic PEN 2.1 — Contributors to civil ATS operations
Subtopic PEN 2.2 — Contributors to military ATS operations

TOPIC PEN 3 —   CUSTOMER RELATIONS

Subtopic PEN 3.1 — Provision of services and user requirements

TOPIC PEN 4 —   ENVIRONMENTAL PROTECTION

Subtopic PEN 4.1 — Environmental protection

SUBJECT 10:   ABNORMAL AND EMERGENCY SITUATIONS

TOPIC ABES 1 —   ABNORMAL AND EMERGENCY SITUATIONS (ABES)

Subtopic ABES 1.1 — Overview of ABES

TOPIC ABES 2 —   SKILLS IMPROVEMENT

Subtopic ABES 2.1 — Communication effectiveness
Subtopic ABES 2.2 — Avoidance of mental overload
Subtopic ABES 2.3 — Air-ground cooperation

TOPIC ABES 3 —   PROCEDURES FOR ABNORMAL AND EMERGENCY SITUATIONS

Subtopic ABES 3.1 — Application of procedures for ABES
Subtopic ABES 3.2 — Radio failure
Subtopic ABES 3.3 — Unlawful interference and aircraft bomb threat
Subtopic ABES 3.4 — Strayed or unidentified aircraft
Subtopic ABES 3.5 — Diversions
Subtopic ABES 3.6 — Interception of civil aircraft

SUBJECT 11:   AERODROMES

TOPIC AGA 1 —   AERODROME DATA, LAYOUT AND COORDINATION

Subtopic AGA 1.1 — Definitions
Subtopic AGA 1.2 — Coordination

TOPIC AGA 2 —   MOVEMENT AREA

Subtopic AGA 2.1 — Movement area
Subtopic AGA 2.2 — Manoeuvring area
Subtopic AGA 2.3 — Runways

TOPIC AGA 3 —   OBSTACLES

Subtopic AGA 3.1 — Obstacle-free airspace around aerodromes

TOPIC AGA 4 —   MISCELLANEOUS EQUIPMENT

Subtopic AGA 4.1 — Location

’;

‘Appendix 5 to Annex I

AREA CONTROL PROCEDURAL RATING (ACP)

(Reference: Annex I (PART ATCO), Subpart D, Section 2, point ATCO.D.010(a)(2)(iii))

TABLE OF CONTENTS

SUBJECT 1: INTRODUCTION TO THE COURSE
SUBJECT 2: AVIATION LAW
SUBJECT 3: AIR TRAFFIC MANAGEMENT
SUBJECT 4: METEOROLOGY
SUBJECT 5: NAVIGATION
SUBJECT 6: AIRCRAFT
SUBJECT 7: HUMAN FACTORS
SUBJECT 8: EQUIPMENT AND SYSTEMS
SUBJECT 9: PROFESSIONAL ENVIRONMENT
SUBJECT 10: ABNORMAL AND EMERGENCY SITUATIONS

SUBJECT 1:   INTRODUCTION TO THE COURSE

TOPIC INTR 1 —   COURSE MANAGEMENT

Subtopic INTR 1.1 — Course introduction
Subtopic INTR 1.2 — Course administration
Subtopic INTR 1.3 — Study material and training documentation

TOPIC INTR 2 —   INTRODUCTION TO THE ATC TRAINING COURSE

Subtopic INTR 2.1 — Course content and organisation
Subtopic INTR 2.2 — Training ethos
Subtopic INTR 2.3 — Assessment process

SUBJECT 2:   AVIATION LAW

TOPIC LAW 1 —   ATCO LICENSING/CERTIFICATE OF COMPETENCE

Subtopic LAW 1.1 — Privileges and conditions

TOPIC LAW 2 —   RULES AND REGULATIONS

Subtopic LAW 2.1 — Reports
Subtopic LAW 2.2 — Airspace

TOPIC LAW 3 —   ATS SAFETY MANAGEMENT

Subtopic LAW 3.1 — Feedback process
Subtopic LAW 3.2 — Safety investigation

SUBJECT 3:   AIR TRAFFIC MANAGEMENT

TOPIC ATM 1 —   PROVISION OF SERVICES

Subtopic ATM 1.1 — Air traffic control (ATC) service
Subtopic ATM 1.2 — Flight information service (FIS)
Subtopic ATM 1.3 — Alerting service (ALRS)
Subtopic ATM 1.4 — ATS system capacity and air traffic flow management
Subtopic ATM 1.5 — Airspace management (ASM)

TOPIC ATM 2 —   COMMUNICATION

Subtopic ATM 2.1 — Effective communication

TOPIC ATM 3 —   ATC CLEARANCES AND ATC INSTRUCTIONS

Subtopic ATM 3.1 — ATC clearances
Subtopic ATM 3.2 — ATC instructions

TOPIC ATM 4 —   COORDINATION

Subtopic ATM 4.1 — Necessity for coordination
Subtopic ATM 4.2 — Tools and methods for coordination
Subtopic ATM 4.3 — Coordination procedures

TOPIC ATM 5 —   ALTIMETRY AND LEVEL ALLOCATION

Subtopic ATM 5.1 — Altimetry
Subtopic ATM 5.2 — Terrain clearance

TOPIC ATM 6 —   SEPARATIONS

Subtopic ATM 6.1 — Vertical separation
Subtopic ATM 6.2 — Horizontal separation

TOPIC ATM 7 —   AIRBORNE SAFETY NETS

Subtopic ATM 7.1 — Airborne safety nets

TOPIC ATM 8 —   DATA DISPLAY

Subtopic ATM 8.1 — Data management

TOPIC ATM 9 —   OPERATIONAL ENVIRONMENT (SIMULATED)

Subtopic ATM 9.1 — Integrity of the operational environment
Subtopic ATM 9.2 — Verification of the currency of operational procedures
Subtopic ATM 9.3 — Handover-takeover

TOPIC ATM 10 —   PROVISION OF CONTROL SERVICE

Subtopic ATM 10.1 — Responsibility and processing of information
Subtopic ATM 10.2 — Area control
Subtopic ATM 10.3 — Traffic management process
Subtopic ATM 10.4 — Handling traffic

TOPIC ATM 11 —   HOLDING

Subtopic ATM 11.1 — General holding procedures
Subtopic ATM 11.2 — Holding aircraft

SUBJECT 4:   METEOROLOGY

TOPIC MET 1 —   METEOROLOGICAL PHENOMENA

Subtopic MET 1.1 — Meteorological phenomena

TOPIC MET 2 —   SOURCES OF METEOROLOGICAL DATA

Subtopic MET 2.1 — Sources of meteorological information

SUBJECT 5:   NAVIGATION

TOPIC NAV 1 —   MAPS AND AERONAUTICAL CHARTS

Subtopic NAV 1.1 — Maps and charts

TOPIC NAV 2 —   INSTRUMENT NAVIGATION

Subtopic NAV 2.1 — Navigational systems
Subtopic NAV 2.2 — Navigational assistance
Subtopic NAV 2.3 — PBN applications

SUBJECT 6:   AIRCRAFT

TOPIC ACFT 1 —   AIRCRAFT INSTRUMENTS

Subtopic ACFT 1.1 — Aircraft instruments

TOPIC ACFT 2 —   AIRCRAFT CATEGORIES

Subtopic ACFT 2.1 — Wake turbulence

TOPIC ACFT 3 —   FACTORS AFFECTING AIRCRAFT PERFORMANCE

Subtopic ACFT 3.1 — Climb factors
Subtopic ACFT 3.2 — Cruise factors
Subtopic ACFT 3.3 — Descent factors
Subtopic ACFT 3.4 — Economic factors
Subtopic ACFT 3.5 — Environmental factors

TOPIC ACFT 4 —   AIRCRAFT DATA

Subtopic ACFT 4.1 — Performance data

SUBJECT 7:   HUMAN FACTORS

TOPIC HUM 1 —   INFORMATION PROCESSING

Subtopic HUM 1.1 — Cognition and factors influencing it
Subtopic HUM 1.2 — Situational awareness
Subtopic HUM 1.3 — Decision-making

TOPIC HUM 2 —   FACTORS AFFECTING HEALTH AND WELL-BEING

Subtopic HUM 2.1 — Fatigue
Subtopic HUM 2.2 — Stress

TOPIC HUM 3 —   THREAT AND ERROR MANAGEMENT

Subtopic HUM 3.1 — Threat and error management framework
Subtopic HUM 3.2 — Applied threat and error management

TOPIC HUM 4 —   TEAMWORK

Subtopic HUM 4.1 — Benefits of teamwork
Subtopic HUM 4.2 — Conflict management

TOPIC HUM 5 —   SYSTEM

Subtopic HUM 5.1 — Concept of systems in ATM/ANS

TOPIC HUM 6 —   COMMUNICATION

Subtopic HUM 6.1 — Effective communication
Subtopic HUM 6.2 — Effective feedback

SUBJECT 8:   EQUIPMENT AND SYSTEMS

TOPIC EQPS 1 —   VOICE COMMUNICATIONS

Subtopic EQPS 1.1 — Radio communications
Subtopic EQPS 1.2 — Other voice communications

TOPIC EQPS 2 —   AUTOMATION IN ATS

Subtopic EQPS 2.1 — Aeronautical fixed telecommunication network (AFTN)
Subtopic EQPS 2.2 — Automatic data interchange

TOPIC EQPS 3 —   CONTROLLER WORKING POSITION

Subtopic EQPS 3.1 — Operation and monitoring of equipment
Subtopic EQPS 3.2 — Situation displays and information systems
Subtopic EQPS 3.3 — Flight data systems

TOPIC EQPS 4 —   FUTURE EQUIPMENT

Subtopic EQPS 4.1 — New developments

TOPIC EQPS 5 —   EQUIPMENT AND SYSTEMS’ LIMITATIONS AND DEGRADATION

Subtopic EQPS 5.1 — Reaction to limitations
Subtopic EQPS 5.2 — Communication equipment degradation
Subtopic EQPS 5.3 — Navigational equipment degradation

SUBJECT 9:   PROFESSIONAL ENVIRONMENT

TOPIC PEN 1 —   FAMILIARISATION

Subtopic PEN 1.1 — Study visit to an area control centre

TOPIC PEN 2 —   AIRSPACE USERS

Subtopic PEN 2.1 — Contributors to civil ATS operations
Subtopic PEN 2.2 — Contributors to military ATS operations

TOPIC PEN 3 —   CUSTOMER RELATIONS

Subtopic PEN 3.1 — Provision of services and user requirements

TOPIC PEN 4 —   ENVIRONMENTAL PROTECTION

Subtopic PEN 4.1 — Environmental protection

SUBJECT 10:   ABNORMAL AND EMERGENCY SITUATIONS

TOPIC ABES 1 —   ABNORMAL AND EMERGENCY SITUATIONS (ABES)

Subtopic ABES 1.1 — Overview of ABES

TOPIC ABES 2 —   SKILLS IMPROVEMENT

Subtopic ABES 2.1 — Communication effectiveness
Subtopic ABES 2.2 — Avoidance of mental overload
Subtopic ABES 2.3 — Air-ground cooperation

TOPIC ABES 3 —   PROCEDURES FOR ABNORMAL AND EMERGENCY SITUATIONS

Subtopic ABES 3.1 — Application of procedures for ABES
Subtopic ABES 3.2 — Radio failure
Subtopic ABES 3.3 — Unlawful interference and aircraft bomb threat
Subtopic ABES 3.4 — Strayed or unidentified aircraft
Subtopic ABES 3.5 — Diversions
Subtopic ABES 3.6 — Interception of civil aircraft

’;

‘Appendix 6 to Annex I

APPROACH CONTROL SURVEILLANCE RATING (APS)

(Reference: Annex I (PART ATCO), Subpart D, Section 2, point ATCO.D.010(a)(2)(iv))

TABLE OF CONTENTS

SUBJECT 1: INTRODUCTION TO THE COURSE
SUBJECT 2: AVIATION LAW
SUBJECT 3: AIR TRAFFIC MANAGEMENT
SUBJECT 4: METEOROLOGY
SUBJECT 5: NAVIGATION
SUBJECT 6: AIRCRAFT
SUBJECT 7: HUMAN FACTORS
SUBJECT 8: EQUIPMENT AND SYSTEMS
SUBJECT 9: PROFESSIONAL ENVIRONMENT
SUBJECT 10: ABNORMAL AND EMERGENCY SITUATIONS
SUBJECT 11: AERODROMES

SUBJECT 1:   INTRODUCTION TO THE COURSE

TOPIC INTR 1 —   COURSE MANAGEMENT

Subtopic INTR 1.1 — Course introduction
Subtopic INTR 1.2 — Course administration
Subtopic INTR 1.3 — Study material and training documentation

TOPIC INTR 2 —   INTRODUCTION TO THE ATC TRAINING COURSE

Subtopic INTR 2.1 — Course content and organisation
Subtopic INTR 2.2 — Training ethos
Subtopic INTR 2.3 — Assessment process

SUBJECT 2:   AVIATION LAW

TOPIC LAW 1 —   ATCO LICENSING/CERTIFICATE OF COMPETENCE

Subtopic LAW 1.1 — Privileges and conditions

TOPIC LAW 2 —   RULES AND REGULATIONS

Subtopic LAW 2.1 — Reports
Subtopic LAW 2.2 — Airspace

TOPIC LAW 3 —   ATS SAFETY MANAGEMENT

Subtopic LAW 3.1 — Feedback process
Subtopic LAW 3.2 — Safety investigation

SUBJECT 3:   AIR TRAFFIC MANAGEMENT

TOPIC ATM 1 —   PROVISION OF SERVICES

Subtopic ATM 1.1 — Air traffic control (ATC) service
Subtopic ATM 1.2 — Flight information service (FIS)
Subtopic ATM 1.3 — Alerting service (ALRS)
Subtopic ATM 1.4 — ATS system capacity and air traffic flow management
Subtopic ATM 1.5 — Airspace management (ASM)

TOPIC ATM 2 —   COMMUNICATION

Subtopic ATM 2.1 — Effective communication

TOPIC ATM 3 —   ATC CLEARANCES AND ATC INSTRUCTIONS

Subtopic ATM 3.1 — ATC clearances
Subtopic ATM 3.2 — ATC instructions

TOPIC ATM 4 —   COORDINATION

Subtopic ATM 4.1 — Necessity for coordination
Subtopic ATM 4.2 — Tools and methods for coordination
Subtopic ATM 4.3 — Coordination procedures

TOPIC ATM 5 —   ALTIMETRY AND LEVEL ALLOCATION

Subtopic ATM 5.1 — Altimetry
Subtopic ATM 5.2 — Terrain clearance

TOPIC ATM 6 —   SEPARATIONS

Subtopic ATM 6.1 — Vertical separation
Subtopic ATM 6.2 — Longitudinal separation in a surveillance environment
Subtopic ATM 6.3 — Delegation of separation
Subtopic ATM 6.4 — Wake turbulence distance-based separation
Subtopic ATM 6.5 — Separation based on ATS surveillance systems

TOPIC ATM 7 —   AIRBORNE AND GROUND-BASED SAFETY NETS

Subtopic ATM 7.1 — Airborne safety nets
Subtopic ATM 7.2 — Ground-based safety nets

TOPIC ATM 8 —   DATA DISPLAY

Subtopic ATM 8.1 — Data management

TOPIC ATM 9 —   OPERATIONAL ENVIRONMENT (SIMULATED)

Subtopic ATM 9.1 — Integrity of the operational environment
Subtopic ATM 9.2 — Verification of the currency of operational procedures
Subtopic ATM 9.3 — Handover-takeover

TOPIC ATM 10 —   PROVISION OF CONTROL SERVICE

Subtopic ATM 10.1 — Responsibility and processing of information
Subtopic ATM 10.2 — ATS surveillance service
Subtopic ATM 10.3 — Traffic management process
Subtopic ATM 10.4 — Handling traffic
Subtopic ATM 10.5 — Control service with advanced system support

TOPIC ATM 11 —   HOLDING

Subtopic ATM 11.1 — General holding procedures
Subtopic ATM 11.2 — Approaching aircraft
Subtopic ATM 11.3 — Holding in a surveillance environment

TOPIC ATM 12 —   IDENTIFICATION

Subtopic ATM 12.1 — Establishment of identification
Subtopic ATM 12.2 — Maintenance of identification
Subtopic ATM 12.3 — Loss of identity
Subtopic ATM 12.4 — Position information
Subtopic ATM 12.5 — Transfer of identity

SUBJECT 4:   METEOROLOGY

TOPIC MET 1 —   METEOROLOGICAL PHENOMENA

Subtopic MET 1.1 — Meteorological phenomena

TOPIC MET 2 —   SOURCES OF METEOROLOGICAL DATA

Subtopic MET 2.1 — Sources of meteorological information

SUBJECT 5:   NAVIGATION

TOPIC NAV 1 —   MAPS AND AERONAUTICAL CHARTS

Subtopic NAV 1.1 — Maps and charts

TOPIC NAV 2 —   INSTRUMENT NAVIGATION

Subtopic NAV 2.1 — Navigational systems
Subtopic NAV 2.2 — Stabilised approach
Subtopic NAV 2.3 — Instrument departures and arrivals
Subtopic NAV 2.4 — Navigational assistance
Subtopic NAV 2.5 — Satellite-based systems
Subtopic NAV 2.6 — PBN applications

SUBJECT 6:   AIRCRAFT

TOPIC ACFT 1 —   AIRCRAFT INSTRUMENTS

Subtopic ACFT 1.1 — Aircraft instruments

TOPIC ACFT 2 —   AIRCRAFT CATEGORIES

Subtopic ACFT 2.1 — Wake turbulence
Subtopic ACFT 2.2 — Application of ICAO approach categories

TOPIC ACFT 3 —   FACTORS AFFECTING AIRCRAFT PERFORMANCE

Subtopic ACFT 3.1 — Climb factors
Subtopic ACFT 3.2 — Cruise factors
Subtopic ACFT 3.3 — Descent and initial approach factors
Subtopic ACFT 3.4 — Final approach and landing factors
Subtopic ACFT 3.5 — Economic factors
Subtopic ACFT 3.6 — Environmental factors

TOPIC ACFT 4 —   AIRCRAFT DATA

Subtopic ACFT 4.1 — Performance data

SUBJECT 7:   HUMAN FACTORS

TOPIC HUM 1 —   INFORMATION PROCESSING

Subtopic HUM 1.1 — Cognition and factors influencing it
Subtopic HUM 1.2 — Situational awareness
Subtopic HUM 1.3 — Decision-making

TOPIC HUM 2 —   FACTORS AFFECTING HEALTH AND WELL-BEING

Subtopic HUM 2.1 — Fatigue
Subtopic HUM 2.2 — Stress

TOPIC HUM 3 —   THREAT AND ERROR MANAGEMENT

Subtopic HUM 3.1 — Threat and error management framework
Subtopic HUM 3.2 — Applied threat and error management

TOPIC HUM 4 —   TEAMWORK

Subtopic HUM 4.1 — Benefits of teamwork
Subtopic HUM 4.2 — Conflict management

TOPIC HUM 5 —   SYSTEM

Subtopic HUM 5.1 — Concept of systems in ATM/ANS

TOPIC HUM 6 —   COMMUNICATION

Subtopic HUM 6.1 — Effective communication
Subtopic HUM 6.2 — Effective feedback

SUBJECT 8:   EQUIPMENT AND SYSTEMS

TOPIC EQPS 1 —   VOICE COMMUNICATIONS

Subtopic EQPS 1.1 — Radio communications
Subtopic EQPS 1.2 — Other voice communications

TOPIC EQPS 2 —   AUTOMATION IN ATS

Subtopic EQPS 2.1 — Aeronautical fixed telecommunication network (AFTN)
Subtopic EQPS 2.2 — Automatic data interchange

TOPIC EQPS 3 —   CONTROLLER WORKING POSITION

Subtopic EQPS 3.1 — Operation and monitoring of equipment
Subtopic EQPS 3.2 — Situation displays and information systems
Subtopic EQPS 3.3 — Flight data systems
Subtopic EQPS 3.4 — Use of ATS surveillance system
Subtopic EQPS 3.5 — Advanced systems

TOPIC EQPS 4 —   FUTURE EQUIPMENT

Subtopic EQPS 4.1 — New developments

TOPIC EQPS 5 —   EQUIPMENT AND SYSTEMS’ LIMITATIONS AND DEGRADATION

Subtopic EQPS 5.1 — Reaction to limitations
Subtopic EQPS 5.2 — Communication equipment degradation
Subtopic EQPS 5.3 — Navigational equipment degradation
Subtopic EQPS 5.4 — Surveillance equipment degradation
Subtopic EQPS 5.5 — ATC processing system degradation

SUBJECT 9:   PROFESSIONAL ENVIRONMENT

TOPIC PEN 1 —   FAMILIARISATION

Subtopic PEN 1.1 — Study visit to an approach control unit

TOPIC PEN 2 —   AIRSPACE USERS

Subtopic PEN 2.1 — Contributors to civil ATS operations
Subtopic PEN 2.2 — Contributors to military ATS operations

TOPIC PEN 3 —   CUSTOMER RELATIONS

Subtopic PEN 3.1 — Provision of services and user requirements

TOPIC PEN 4 —   ENVIRONMENTAL PROTECTION

Subtopic PEN 4.1 — Environmental protection

SUBJECT 10:   ABNORMAL AND EMERGENCY SITUATIONS

TOPIC ABES 1 —   ABNORMAL AND EMERGENCY SITUATIONS (ABES)

Subtopic ABES 1.1 — Overview of ABES

TOPIC ABES 2 —   SKILLS IMPROVEMENT

Subtopic ABES 2.1 — Communication effectiveness
Subtopic ABES 2.2 — Avoidance of mental overload
Subtopic ABES 2.3 — Air-ground cooperation

TOPIC ABES 3 —   PROCEDURES FOR ABNORMAL AND EMERGENCY SITUATIONS

Subtopic ABES 3.1 — Application of procedures for ABES
Subtopic ABES 3.2 — Radio failure
Subtopic ABES 3.3 — Unlawful interference and aircraft bomb threat
Subtopic ABES 3.4 — Strayed or unidentified aircraft
Subtopic ABES 3.5 — Diversions
Subtopic ABES 3.6 — Transponder failure
Subtopic ABES 3.7 — Interception of civil aircraft

SUBJECT 11:   AERODROMES

TOPIC AGA 1 —   AERODROME DATA, LAYOUT AND COORDINATION

Subtopic AGA 1.1 — Definitions
Subtopic AGA 1.2 — Coordination

TOPIC AGA 2 —   MOVEMENT AREA

Subtopic AGA 2.1 — Movement area
Subtopic AGA 2.2 — Manoeuvring area
Subtopic AGA 2.3 — Runways

TOPIC AGA 3 —   OBSTACLES

Subtopic AGA 3.1 — Obstacle-free airspace around aerodromes

TOPIC AGA 4 —   MISCELLANEOUS EQUIPMENT

Subtopic AGA 4.1 — Location

’;

‘Appendix 7 to Annex I

AREA CONTROL SURVEILLANCE RATING (ACS)

(Reference: Annex I (PART ATCO), Subpart D, Section 2, point ATCO.D.010(a)(2)(v))

TABLE OF CONTENTS

SUBJECT 1: INTRODUCTION TO THE COURSE
SUBJECT 2: AVIATION LAW
SUBJECT 3: AIR TRAFFIC MANAGEMENT
SUBJECT 4: METEOROLOGY
SUBJECT 5: NAVIGATION
SUBJECT 6: AIRCRAFT
SUBJECT 7: HUMAN FACTORS
SUBJECT 8: EQUIPMENT AND SYSTEMS
SUBJECT 9: PROFESSIONAL ENVIRONMENT
SUBJECT 10: ABNORMAL AND EMERGENCY SITUATIONS

SUBJECT 1:   INTRODUCTION TO THE COURSE

TOPIC INTR 1 —   COURSE MANAGEMENT

Subtopic INTR 1.1 — Course introduction
Subtopic INTR 1.2 — Course administration
Subtopic INTR 1.3 — Study material and training documentation

TOPIC INTR 2 —   INTRODUCTION TO THE ATC TRAINING COURSE

Subtopic INTR 2.1 — Course content and organisation
Subtopic INTR 2.2 — Training ethos
Subtopic INTR 2.3 — Assessment process

SUBJECT 2:   AVIATION LAW

TOPIC LAW 1 —   ATCO LICENSING/CERTIFICATE OF COMPETENCE

Subtopic LAW 1.1 — Privileges and conditions

TOPIC LAW 2 —   RULES AND REGULATIONS

Subtopic LAW 2.1 — Reports
Subtopic LAW 2.2 — Airspace

TOPIC LAW 3 —   ATS SAFETY MANAGEMENT

Subtopic LAW 3.1 — Feedback process
Subtopic LAW 3.2 — Safety investigation

SUBJECT 3:   AIR TRAFFIC MANAGEMENT

TOPIC ATM 1 —   PROVISION OF SERVICES

Subtopic ATM 1.1 — Air traffic control (ATC) service
Subtopic ATM 1.2 — Flight information service (FIS)
Subtopic ATM 1.3 — Alerting service (ALRS)
Subtopic ATM 1.4 — ATS system capacity and air traffic flow management
Subtopic ATM 1.5 — Airspace management (ASM)

TOPIC ATM 2 —   COMMUNICATION

Subtopic ATM 2.1 — Effective communication

TOPIC ATM 3 —   ATC CLEARANCES AND ATC INSTRUCTIONS

Subtopic ATM 3.1 — ATC clearances
Subtopic ATM 3.2 — ATC instructions

TOPIC ATM 4 —   COORDINATION

Subtopic ATM 4.1 — Necessity for coordination
Subtopic ATM 4.2 — Tools and methods for coordination
Subtopic ATM 4.3 — Coordination procedures

TOPIC ATM 5 —   ALTIMETRY AND LEVEL ALLOCATION

Subtopic ATM 5.1 — Altimetry
Subtopic ATM 5.2 — Terrain clearance

TOPIC ATM 6 —   SEPARATIONS

Subtopic ATM 6.1 — Vertical separation
Subtopic ATM 6.2 — Longitudinal separation in a surveillance environment
Subtopic ATM 6.3 — Wake turbulence distance-based separation
Subtopic ATM 6.4 — Separation based on ATS surveillance systems

TOPIC ATM 7 —   AIRBORNE AND GROUND-BASED SAFETY NETS

Subtopic ATM 7.1 — Airborne safety nets
Subtopic ATM 7.2 — Ground-based safety nets

TOPIC ATM 8 —   DATA DISPLAY

Subtopic ATM 8.1 — Data management

TOPIC ATM 9 —   OPERATIONAL ENVIRONMENT (SIMULATED)

Subtopic ATM 9.1 — Integrity of the operational environment
Subtopic ATM 9.2 — Verification of the currency of operational procedures
Subtopic ATM 9.3 — Handover-takeover

TOPIC ATM 10 —   PROVISION OF CONTROL SERVICE

Subtopic ATM 10.1 — Responsibility and processing of information
Subtopic ATM 10.2 — ATS surveillance service
Subtopic ATM 10.3 — Traffic management process
Subtopic ATM 10.4 — Handling traffic
Subtopic ATM 10.5 — Control service with advanced system support

TOPIC ATM 11 —   HOLDING

Subtopic ATM 11.1 — General holding procedures
Subtopic ATM 11.2 — Holding aircraft
Subtopic ATM 11.3 — Holding in a surveillance environment

TOPIC ATM 12 —   IDENTIFICATION

Subtopic ATM 12.1 — Establishment of identification
Subtopic ATM 12.2 — Maintenance of identification
Subtopic ATM 12.3 — Loss of identity
Subtopic ATM 12.4 — Position information
Subtopic ATM 12.5 — Transfer of identity

SUBJECT 4:   METEOROLOGY

TOPIC MET 1 —   METEOROLOGICAL PHENOMENA

Subtopic MET 1.1 — Meteorological phenomena

TOPIC MET 2 —   SOURCES OF METEOROLOGICAL DATA

Subtopic MET 2.1 — Sources of meteorological information

SUBJECT 5:   NAVIGATION

TOPIC NAV 1 —   MAPS AND AERONAUTICAL CHARTS

Subtopic NAV 1.1 — Maps and charts

TOPIC NAV 2 —   INSTRUMENT NAVIGATION

Subtopic NAV 2.1 — Navigational systems
Subtopic NAV 2.2 — Navigational assistance
Subtopic NAV 2.3 — PBN applications

SUBJECT 6:   AIRCRAFT

TOPIC ACFT 1 —   AIRCRAFT INSTRUMENTS

Subtopic ACFT 1.1 — Aircraft instruments

TOPIC ACFT 2 —   AIRCRAFT CATEGORIES

Subtopic ACFT 2.1 — Wake turbulence

TOPIC ACFT 3 —   FACTORS AFFECTING AIRCRAFT PERFORMANCE

Subtopic ACFT 3.1 — Climb factors
Subtopic ACFT 3.2 — Cruise factors
Subtopic ACFT 3.3 — Descent factors
Subtopic ACFT 3.4 — Economic factors
Subtopic ACFT 3.5 — Environmental factors

TOPIC ACFT 4 —   AIRCRAFT DATA

Subtopic ACFT 4.1 — Performance data

SUBJECT 7:   HUMAN FACTORS

TOPIC HUM 1 —   INFORMATION PROCESSING

Subtopic HUM 1.1 — Cognition and factors influencing it
Subtopic HUM 1.2 — Situational awareness
Subtopic HUM 1.3 — Decision-making

TOPIC HUM 2 —   FACTORS AFFECTING HEALTH AND WELL-BEING

Subtopic HUM 2.1 — Fatigue
Subtopic HUM 2.2 — Stress

TOPIC HUM 3 —   THREAT AND ERROR MANAGEMENT

Subtopic HUM 3.1 — Threat and error management framework
Subtopic HUM 3.2 — Applied threat and error management

TOPIC HUM 4 —   TEAMWORK

Subtopic HUM 4.1 — Benefits of teamwork
Subtopic HUM 4.2 — Conflict management

TOPIC HUM 5 —   SYSTEM

Subtopic HUM 5.1 — Concept of systems in ATM/ANS

TOPIC HUM 6 —   COMMUNICATION

Subtopic HUM 6.1 — Effective communication
Subtopic HUM 6.2 — Effective feedback

SUBJECT 8:   EQUIPMENT AND SYSTEMS

TOPIC EQPS 1 —   VOICE COMMUNICATIONS

Subtopic EQPS 1.1 — Radio communications
Subtopic EQPS 1.2 — Other voice communications

TOPIC EQPS 2 —   AUTOMATION IN ATS

Subtopic EQPS 2.1 — Aeronautical fixed telecommunication network (AFTN)
Subtopic EQPS 2.2 — Automatic data interchange

TOPIC EQPS 3 —   CONTROLLER WORKING POSITION

Subtopic EQPS 3.1 — Operation and monitoring of equipment
Subtopic EQPS 3.2 — Situation displays and information systems
Subtopic EQPS 3.3 — Flight data systems
Subtopic EQPS 3.4 — Use of ATS surveillance system
Subtopic EQPS 3.5 — Advanced systems

TOPIC EQPS 4 —   FUTURE EQUIPMENT

Subtopic EQPS 4.1 — New developments

TOPIC EQPS 5 —   EQUIPMENT AND SYSTEMS’ LIMITATIONS AND DEGRADATION

Subtopic EQPS 5.1 — Reaction to limitations
Subtopic EQPS 5.2 — Communication equipment degradation
Subtopic EQPS 5.3 — Navigational equipment degradation
Subtopic EQPS 5.4 — Surveillance equipment degradation
Subtopic EQPS 5.5 — ATC processing system degradation

SUBJECT 9:   PROFESSIONAL ENVIRONMENT

TOPIC PEN 1 —   FAMILIARISATION

Subtopic PEN 1.1 — Study visit to an area control centre

TOPIC PEN 2 —   AIRSPACE USERS

Subtopic PEN 2.1 — Contributors to civil ATS operations
Subtopic PEN 2.2 — Contributors to military ATS operations

TOPIC PEN 3 —   CUSTOMER RELATIONS

Subtopic PEN 3.1 — Provision of services and user requirements

TOPIC PEN 4 —   ENVIRONMENTAL PROTECTION

Subtopic PEN 4.1 — Environmental protection

SUBJECT 10:   ABNORMAL AND EMERGENCY SITUATIONS

TOPIC ABES 1 —   ABNORMAL AND EMERGENCY SITUATIONS (ABES)

Subtopic ABES 1.1 — Overview of ABES

TOPIC ABES 2 —   SKILLS IMPROVEMENT

Subtopic ABES 2.1 — Communication effectiveness
Subtopic ABES 2.2 — Avoidance of mental overload
Subtopic ABES 2.3 — Air-ground cooperation

TOPIC ABES 3 —   PROCEDURES FOR ABNORMAL AND EMERGENCY SITUATIONS

Subtopic ABES 3.1 — Application of procedures for ABES
Subtopic ABES 3.2 — Radio failure
Subtopic ABES 3.3 — Unlawful interference and aircraft bomb threat
Subtopic ABES 3.4 — Strayed or unidentified aircraft
Subtopic ABES 3.5 — Diversions
Subtopic ABES 3.6 — Transponder failure
Subtopic ABES 3.7 — Interception of civil aircraft

’.

ANNEX II

Annex II (PART ATCO.AR) to Regulation (EU) 2015/340 is amended as follows:

‘ATCO.AR.A.005   Personnel

  • (a) Competent authorities shall produce and update every 2 years an assessment of the human resources needed to perform their oversight functions, based on the analysis of the processes required by this Regulation.
  • (b) Personnel authorised by the competent authority to carry out certification or oversight tasks, or both, shall be empowered to perform as a minimum the following tasks:
  • (1) examine documents, including licences, certificates, records, data, procedures and any other material relevant to the execution of the required task;
  • (2) take copies of or extracts from such records, data, procedures and other material;
  • (3) ask for an explanation;
  • (4) enter relevant premises and operating sites;
  • (5) perform audits and inspections, including unannounced inspections;
  • (6) take or initiate enforcement measures as appropriate.’;

‘ATCO.AR.A.010   Tasks of the competent authorities

The tasks of the competent authorities shall include:

  • (a) the issue, suspension and revocation of licences, ratings, endorsements and of medical certificates;
  • (b) the issue of temporary OJTI authorisations according to point ATCO.C.025;
  • (c) the issue of temporary assessor authorisations according to point ATCO.C.065;
  • (d) the revalidation and renewal of endorsements;
  • (e) the revalidation, renewal and limitation of medical certificates following referral by the aero-medical examiner (AME) or aero-medical centre (AeMC);
  • (f) the issue, revalidation, renewal, suspension, revocation, limitation and change of aero-medical examiner certificates;
  • (g) the issue, suspension, revocation and limitation of training organisation certificates and of the certificates of aero-medical centres;
  • (h) the approval of training courses, training plans and unit competence schemes, as well as assessment methods;
  • (i) the approval of the assessment method for the demonstration of language proficiency and the establishment of requirements applicable to language assessment bodies according to point ATCO.B.040;
  • (j) the approval of the need for the extended level (level five) language proficiency in accordance with point ATCO.B.030(d);
  • (k) the oversight of training organisations, including their training courses and plans;
  • (l) the approval and oversight of the unit competence schemes;
  • (m) the establishment of appropriate appeal procedures and notification mechanisms;
  • (n) facilitating the recognition and exchange of licences, including the transfer of the records of air traffic controllers and return of the old licence to the issuing competent authority according to point ATCO.AR.D.003;
  • (o) facilitating the recognition of training organisation certificates and course approvals, as well as the approval of the assessment method for the demonstration of language proficiency.’;

‘ATCO.AR.A.015   Means of compliance

  • (a) The Agency shall develop acceptable means of compliance (“AMC”) that may be used to establish compliance with Regulation (EU) 2018/1139 and the delegated and implementing acts adopted on the basis thereof.
  • (b) Alternative means of compliance may be used to establish compliance with the delegated and implementing acts.
  • (c) The competent authority shall inform the Agency of any alternative means of compliance used by organisations under their oversight or by themselves for establishing compliance with this Regulation.’;

‘ATCO.AR.A.020   Information to the Agency

  • (a) The competent authority shall notify the Agency in case of any significant problems with the implementation of Regulation (EU) 2018/1139 and its delegated and implementing acts within 30 days from the time the competent authority has become aware of the problems.
  • (b) Without prejudice to Regulation (EU) No 376/2014 and its delegated and implementing acts, the competent authority shall provide the Agency with safety-significant information stemming from the occurrence reports stored in its national database in accordance with Article 6(6) of Regulation (EU) No 376/2014, as soon as possible.’;

‘ATCO.AR.A.025   Immediate reaction to a safety problem

  • (a) Without prejudice to Regulation (EU) No 376/2014 and its delegated and implementing acts, the competent authority shall implement a system to appropriately collect, analyse and disseminate safety information.
  • (b) The Agency shall implement a system to appropriately analyse any relevant safety information received and without undue delay provide to Member States and the Commission any information, including recommendations or corrective actions to be taken, necessary for them to react in a timely manner to a safety problem involving products, parts, appliances, persons or organisations subject to Regulation (EU) 2018/1139 and its delegated and implementing acts.
  • (c) Upon receiving the information referred to in points (a) and (b), the competent authority shall take adequate measures to address the safety problem.
  • (d) Measures taken in accordance with point (c) shall immediately be notified to all persons or organisations which need to comply with them under Regulation (EU) 2018/1139 and its delegated and implementing acts. The competent authority shall also notify those measures to the Agency and, when combined action is required, to the other Member States concerned.’;

‘ATCO.AR.B.001   Management system

  • (a) The competent authority shall establish and maintain a management system, including as a minimum:
  • (1) documented policies and procedures to describe its organisation, means and methods to achieve compliance with Regulation (EU) 2018/1139 and its delegated and implementing acts. The procedures shall be kept up to date and serve as the basic working documents within that competent authority for all related tasks;
  • (2) a sufficient number of personnel, including licensing and certification inspectors, to perform its tasks and discharge its responsibilities. Such personnel shall be qualified to perform their allocated tasks and have the necessary knowledge, experience, initial, on-the-job and recurrent training to ensure continuing competence. A system shall be in place to plan the availability of personnel in order to ensure the proper completion of all related tasks;
  • (3) adequate facilities and office accommodation to perform the allocated tasks;
  • (4) a function to monitor compliance of the management system with the relevant requirements and adequacy of the procedures, including the establishment of an internal audit process and a safety risk management process. Compliance monitoring shall include a feedback system of audit findings to the senior management of the competent authority to ensure implementation of corrective actions as necessary; and
  • (5) a person or group of persons ultimately responsible to the senior management of the competent authority for the compliance monitoring function.
  • (b) The competent authority shall, for each field of activity included in the management system, appoint one or more persons with the overall responsibility for the management of the relevant task(s).
  • (c) The competent authority shall establish procedures for participation in a mutual exchange of all necessary information and assistance with other competent authorities concerned, whether from within the Member State or in other Member States, including the following information exchange on:
  • (1) the relevant findings raised and follow-up actions taken as a result of oversight of persons and organisations exercising activities in the territory of a Member State, but certified by the competent authority of another Member State or the Agency; and
  • (2) information stemming from mandatory and voluntary occurrence reporting as required by point ATCO.OR.B.040.
  • (d) A copy of the procedures related to the management system and their amendments shall be made available to the Agency for the purpose of standardisation.’;

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