Commission Delegated Regulation (EU) 2025/606 of 21 March 2025 supplementing Regulation (EU) 2023/1542 of the European Parliament and of the Council by establishing the methodology for calculation and verification of rates for recycling efficiency and recovery of materials from waste batteries, and the format for the documentation
This is the act as published. Later amendments are not folded into the text below: each one is a separate act in this repository and an entry in this law's history.
- (5) Facility where the intermediate fraction is treated, including name, street, city, postal code, country, contact person, telephone, email. If the further process step is carried out at the same facility as the preceding step, insert ‘same as preceding’.
- (6) For definitions of ‘input’ and ‘output’ fractions and in particular which fractions are accountable for RE and/or RM calculation, see section 1, points 2 and 4.
- (7) Elements and compounds recovered from the input waste battery. For definitions of ‘input’ and ‘output’ fractions and in particular which fractions are accountable for RE and/or RM calculation, see section 1, points 2 and 4.
- (8) Provide documentary evidence in accordance with Art 72, paragraph 3 of Regulation (EU) 2023/1542, together with this data documentation.
- (9) Plastics that are recycled and for which the minput as well as the moutput are measured, are indicated in the list separately from carbon at cell level.
- (10) If not taken into account in calculating recycling efficiency in accordance with section 2, point 5 and point 6 of this Annex, leave empty.
- (11) Add other cells if necessary to specify other elements or compounds. In case waste batteries contain Mercury (Hg), see section 4 for documentation of Mercury (Hg) and provide the total amount of Mercury in the input (mHg,input) and the amount of safely immobilised and disposed Mercury (mHg,waste).
- (12) The sum of minput and moutput from all steps, e.g. N_0, N_1, N_2 etc., shall equal the total minput and moutput
- (13) In case batteries stemming from more than one other Member State are recycled, please duplicate the cells and fill in appropriately.
- (14) For documentation of Mercury (Hg), only for Hg-containing batteries, see section 4. Competent authorities shall verify that the total amount of safely immobilised and disposed Mercury (mHg,waste) corresponds to the total amount of Mercury in the input (mHg,input).
8. Format of documentation for the rate of recycling efficiency and recovery of materials from nickel-cadmium waste batteries
Part 1: For recycling of nickel-cadmium waste batteries, the following shall be documented:
| Rates of recycling efficiency and recovery of materials of nickel-cadmium (NiCd) waste battery recycling | Rates of recycling efficiency and recovery of materials of nickel-cadmium (NiCd) waste battery recycling | Rates of recycling efficiency and recovery of materials of nickel-cadmium (NiCd) waste battery recycling | Rates of recycling efficiency and recovery of materials of nickel-cadmium (NiCd) waste battery recycling | ||||
| Calendar year | |||||||
| Facility (1) | Name | ||||||
| Street | |||||||
| City | Postal code: | ||||||
| Country | |||||||
| Contact person | |||||||
| Tel. | |||||||
| Description of the complete battery recycling (2): | Description of the complete battery recycling (2): |
Insert in this cell a flow-chart and/or a description of the recycling steps
| Entering the complete waste battery recycling (3) | Entering the complete waste battery recycling (3) | ||||||
| Type of waste batteries | EWC code | Mass (4): | Member State in which the waste batteries were collected (9) | ||||
| [t/a] | Member State in which the waste batteries were collected (9) | ||||||
| --- | --- | --- | --- | --- | --- | --- | --- |
| RESULTS – calculated by first recycler – generated from waste batteries collected in the Member State, in which the recycler is located | RESULTS – calculated by first recycler – generated from waste batteries collected in the Member State, in which the recycler is located | RESULTS – calculated by first recycler – generated from waste batteries collected in the Member State, in which the recycler is located | RESULTS – calculated by first recycler – generated from waste batteries collected in the Member State, in which the recycler is located | RESULTS – calculated by first recycler – generated from waste batteries collected in the Member State, in which the recycler is located | Name of the Member State: | Name of the Member State: | |
| Element or compound | Input fraction minput (5) [t/a] | Output fraction (5) generated in EU Member States [t/a] | Output fraction (5) generated outside the EU [t/a] (8) | Total output fraction moutput (5) [t/a] | rRE (10) [mass %] | rRM (11) [mass %] | mCd, waste total Cadmium (Cd) (12) or mHg,waste total Mercury (Hg) (12) safely immobilised and disposed [t/a] |
| Cobalt (Co) | |||||||
| Copper (Cu) | |||||||
| Lead (Pb) | |||||||
| Lithium (Li) | |||||||
| Nickel (Ni) | |||||||
| Manganese (Mn) | |||||||
| Aluminium (Al) | |||||||
| Steel | |||||||
| Electrolyte (KOH) | |||||||
| Electrolyte (NaOH) | |||||||
| Plastics (6) | |||||||
| Cadmium (Cd) (12) | |||||||
| Other (please specify) (7) | |||||||
| Total | |||||||
| --- | --- | --- | --- | --- | --- | --- | --- |
| RESULTS – calculated by first recycler – generated from waste batteries collected in another Member State (9): | RESULTS – calculated by first recycler – generated from waste batteries collected in another Member State (9): | RESULTS – calculated by first recycler – generated from waste batteries collected in another Member State (9): | RESULTS – calculated by first recycler – generated from waste batteries collected in another Member State (9): | RESULTS – calculated by first recycler – generated from waste batteries collected in another Member State (9): | RESULTS – calculated by first recycler – generated from waste batteries collected in another Member State (9): | RESULTS – calculated by first recycler – generated from waste batteries collected in another Member State (9): | |
| Element or compound | Input fraction minput (5) [t/a] | Input fraction minput (5) [t/a] | Input fraction minput (5) [t/a] | Output fraction (5) generated in EU Member States [t/a] | Output fraction (5) generated outside the EU [t/a] (8) | Output fraction (5) generated outside the EU [t/a] (8) | Total output fraction moutput (5) [t/a] |
| Cobalt (Co) | |||||||
| Copper (Cu) | |||||||
| Lead (Pb) | |||||||
| Lithium (Li) | |||||||
| Nickel (Ni) | |||||||
| Manganese (Mn) | |||||||
| Aluminium (Al) | |||||||
| Steel | |||||||
| Electrolyte (KOH) | |||||||
| Electrolyte (NaOH) | |||||||
| Plastics (6) | |||||||
| Cadmium (Cd) (12) | |||||||
| Other (please specify) (7) | |||||||
| Total | |||||||
| VERIFICATION – filled-in by the competent authority (authorities) | VERIFICATION – filled-in by the competent authority (authorities) | VERIFICATION – filled-in by the competent authority (authorities) | VERIFICATION – filled-in by the competent authority (authorities) | VERIFICATION – filled-in by the competent authority (authorities) | VERIFICATION – filled-in by the competent authority (authorities) | ||
| Verification techniques (13) | Verification techniques (13) | Image omitted; see official source | Image omitted; see official source | Image omitted; see official source | verification of overall calculations | verification of overall calculations | |
| Image omitted; see official source | Image omitted; see official source | Image omitted; see official source | verification of the provision of documentary evidence | verification of the provision of documentary evidence |
Notes
- (1) Facility treating the waste batteries after collection, possible sorting and preparation for recycling.
- (2) Flowchart or description of the complete recycling, even if carried out at more than one facility, highlighting which are the operations carried out at the first recycler and which are the operations (if any) carried out outside the Union and the related output fractions.
- (3) Description of waste batteries as received after collection, possible sorting and preparation for recycling.
- (4) Wet mass of waste batteries as received after collection, possible sorting and preparation for recycling.
- (5) For definitions of ‘input’ and ‘output’ fractions and in particular which fractions are accountable for RE and/or RM calculation, see section 1, points 2 and 4.
- (6) Plastics that are recycled and for which the minput as well as the moutput are measured, are indicated in the list separately from carbon at cell level.
- (7) Add other cells if necessary to specify other elements or compounds. In case the element has a target for recovery of materials in Part C of Annex XII of Regulation (EU) 2023/1542, provide also the achieved recovery rate rRM. In case waste batteries contain Mercury (Hg), see section 4 for documentation of Mercury (Hg) and provide the total amount of Mercury in the input (mHg,input) and the amount of safely immobilised and disposed Mercury (mHg,waste).
- (8) Provide documentary evidence in accordance with Art 72, paragraph 3 of Regulation (EU) 2023/1542, together with this data documentation.
- (9) In case waste batteries stemming from more than one other Member State are recycled, please duplicate the cells and fill in appropriately.
- (10) Calculated in accordance with the formula of rRE in section 2 and in accordance with data from part (2) of this template on individual steps of the (related) waste battery recycling.
- (11) Calculated in accordance with the formula for rRM(TM) in section 3 and in accordance with data from part (2) of this template on individual steps of the (related) waste battery recycling.
- (12) For documentation of Cadmium (Cd), see section 4. Competent authorities shall verify that the total amount of recycled Cadmium (mCd, output) and safely immobilised and disposed Cadmium (mCd,waste) corresponds to the total amount of Cadmium in the input (mCd,input). For documentation of Mercury (Hg), only for Hg-containing batteries, see section 4. Competent authorities shall verify that the total amount of safely immobilised and disposed Mercury (mHg,waste) corresponds to the total amount of Mercury in the input (mHg,input).
- (13) Indicate the number of verifications executed per technique. For verification of overall calculations, the number shall be 1 reflecting the mandatory verification of calculations submitted by the first recycler. For the other verification techniques, the number can vary from 0 – if none of these were carried out – to 1 – if these other techniques were carried out only on first recycler – up to the total number of actors in the recycling chain – if they were carried out on all the actors of the recycling chain as indicated in part (2) of this template.
Part 2: Individual steps of recycling, i.e. all recycling facilities involved, shall be documented:
| Recycling step (1) | N_0 | ||||||
| Calendar year | |||||||
| Facility (1) | Name | Name | |||||
| Street | Street | ||||||
| City | City | Postal code: | |||||
| Country | Country | ||||||
| Contact person | Contact person | ||||||
| Tel. | Tel. | ||||||
| Description of the individual recycling step(s): | Description of the individual recycling step(s): | Description of the individual recycling step(s): | Description of the individual recycling step(s): | Description of the individual recycling step(s): | Description of the individual recycling step(s): | Description of the individual recycling step(s): | Description of the individual recycling step(s): |
Insert in this cell a flow-chart and/or a description of the individual recycling step
| (1) Entering the recycling step(s) (waste batteries or their fraction) (2): | (1) Entering the recycling step(s) (waste batteries or their fraction) (2): | (1) Entering the recycling step(s) (waste batteries or their fraction) (2): | (1) Entering the recycling step(s) (waste batteries or their fraction) (2): | (1) Entering the recycling step(s) (waste batteries or their fraction) (2): | (1) Entering the recycling step(s) (waste batteries or their fraction) (2): | (1) Entering the recycling step(s) (waste batteries or their fraction) (2): | (1) Entering the recycling step(s) (waste batteries or their fraction) (2): |
| Type of input | Type of input | EWC code | Mass (3): [t/a] | Member State in which the waste batteries were collected (12) | |||
| Type of input | Type of input | EWC code | Mass (3): [t/a] | Member State in which the waste batteries were collected (12) | |||
| Recycling | Recycling | Recycling | Recycling | Recycling | Recycling | Recycling | Recycling |
| (2) Intermediate fractions (4) | (2) Intermediate fractions (4) | (2) Intermediate fractions (4) | (2) Intermediate fractions (4) | (2) Intermediate fractions (4) | (2) Intermediate fractions (4) | (2) Intermediate fractions (4) | (2) Intermediate fractions (4) |
| Type of input | Type of input | EWC code | Mass: [t/a] | Further treatment | Further treatment | Further operator (5) | Further recycling step |
| Type of input | Type of input | EWC code | Mass: [t/a] | Further treatment | Further treatment | Further recycling step | |
| N_1 | |||||||
| N_2 | |||||||
| N_3 | |||||||
| N_4 | |||||||
| N_5 | |||||||
| --- | --- | --- | --- | --- | --- | --- | --- |
| (3) Input and output fractions that account for rRE and rRM calculations (6) generated from waste batteries collected in the Member State, in which the recycler is located | (3) Input and output fractions that account for rRE and rRM calculations (6) generated from waste batteries collected in the Member State, in which the recycler is located | (3) Input and output fractions that account for rRE and rRM calculations (6) generated from waste batteries collected in the Member State, in which the recycler is located | (3) Input and output fractions that account for rRE and rRM calculations (6) generated from waste batteries collected in the Member State, in which the recycler is located | (3) Input and output fractions that account for rRE and rRM calculations (6) generated from waste batteries collected in the Member State, in which the recycler is located | (3) Input and output fractions that account for rRE and rRM calculations (6) generated from waste batteries collected in the Member State, in which the recycler is located | Name of the Member State: | |
| Element or compound, targeted or non targeted (7) | Input fraction minput [t/a] | Output fraction generated in EU Member States [t/a] | Output fraction (8) generated outside the EU [t/a] | Total output fraction generated moutput [t/a] | Non-waste fraction containing the element or compound | Destination and yield of the fraction | mCd, waste total Cadmium (Cd) (13) or mHg,waste total Mercury (Hg) (13) safely immobilised and disposed [t/a] |
| Input fraction minput [t/a] | Output fraction generated in EU Member States [t/a] | Output fraction (8) generated outside the EU [t/a] | Total output fraction generated moutput [t/a] | Non-waste fraction containing the element or compound | Destination and yield of the fraction | mCd, waste total Cadmium (Cd) (13) or mHg,waste total Mercury (Hg) (13) safely immobilised and disposed [t/a] | |
| Input fraction minput [t/a] | Output fraction generated in EU Member States [t/a] | Output fraction (8) generated outside the EU [t/a] | Total output fraction generated moutput [t/a] | Non-waste fraction containing the element or compound | Destination and yield of the fraction | mCd, waste total Cadmium (Cd) (13) or mHg,waste total Mercury (Hg) (13) safely immobilised and disposed [t/a] | |
| Input fraction minput [t/a] | Output fraction generated in EU Member States [t/a] | Output fraction (8) generated outside the EU [t/a] | Total output fraction generated moutput [t/a] | Non-waste fraction containing the element or compound | Destination and yield of the fraction | mCd, waste total Cadmium (Cd) (13) or mHg,waste total Mercury (Hg) (13) safely immobilised and disposed [t/a] | |
| Input fraction minput [t/a] | Output fraction generated in EU Member States [t/a] | Output fraction (8) generated outside the EU [t/a] | Total output fraction generated moutput [t/a] | Non-waste fraction containing the element or compound | Destination and yield of the fraction | mCd, waste total Cadmium (Cd) (13) or mHg,waste total Mercury (Hg) (13) safely immobilised and disposed [t/a] | |
| Cobalt (Co) | |||||||
| Copper (Cu) | |||||||
| Lead (Pb) | |||||||
| Lithium (Li) | |||||||
| Nickel (Ni) | |||||||
| Manganese (Mn) | |||||||
| Aluminium (Al) | |||||||
| Steel | |||||||
| Electrolyte (KOH) | |||||||
| Electrolyte (NaOH) | |||||||
| Plastics (9) | |||||||
| Cadmium (Cd) (13) | |||||||
| Other (please specify) (10) | |||||||
| minput and moutput (11) [t/a] from this step | |||||||
| --- | --- | --- | --- | --- | --- | --- | --- |
| (4) Input and output fractions that account for rRE and rRM calculations (6) generated from waste batteries collected in another Member State (12) | (4) Input and output fractions that account for rRE and rRM calculations (6) generated from waste batteries collected in another Member State (12) | (4) Input and output fractions that account for rRE and rRM calculations (6) generated from waste batteries collected in another Member State (12) | (4) Input and output fractions that account for rRE and rRM calculations (6) generated from waste batteries collected in another Member State (12) | (4) Input and output fractions that account for rRE and rRM calculations (6) generated from waste batteries collected in another Member State (12) | Name of the Member State: | ||
| Element or compound, targeted or non targeted (7) | Input fraction minput [t/a] | Output fraction generated in EU Member States [t/a] | Output fraction (8) generated outside the EU [t/a] | Total output fraction generated moutput [t/a] | Non-waste fraction containing the element or compound | Destination and yield of the fraction | mCd, waste total Cadmium (Cd) (13) or mHg,waste total Mercury (Hg) (13) safely immobilised and disposed [t/a] |
| Input fraction minput [t/a] | Output fraction generated in EU Member States [t/a] | Output fraction (8) generated outside the EU [t/a] | Total output fraction generated moutput [t/a] | Non-waste fraction containing the element or compound | Destination and yield of the fraction | mCd, waste total Cadmium (Cd) (13) or mHg,waste total Mercury (Hg) (13) safely immobilised and disposed [t/a] | |
| Input fraction minput [t/a] | Output fraction generated in EU Member States [t/a] | Output fraction (8) generated outside the EU [t/a] | Total output fraction generated moutput [t/a] | Non-waste fraction containing the element or compound | Destination and yield of the fraction | mCd, waste total Cadmium (Cd) (13) or mHg,waste total Mercury (Hg) (13) safely immobilised and disposed [t/a] | |
| Input fraction minput [t/a] | Output fraction generated in EU Member States [t/a] | Output fraction (8) generated outside the EU [t/a] | Total output fraction generated moutput [t/a] | Non-waste fraction containing the element or compound | Destination and yield of the fraction | mCd, waste total Cadmium (Cd) (13) or mHg,waste total Mercury (Hg) (13) safely immobilised and disposed [t/a] | |
| Input fraction minput [t/a] | Output fraction generated in EU Member States [t/a] | Output fraction (8) generated outside the EU [t/a] | Total output fraction generated moutput [t/a] | Non-waste fraction containing the element or compound | Destination and yield of the fraction | mCd, waste total Cadmium (Cd) (13) or mHg,waste total Mercury (Hg) (13) safely immobilised and disposed [t/a] | |
| Cobalt (Co) | |||||||
| Copper (Cu) | |||||||
| Lead (Pb) | |||||||
| Lithium (Li) | |||||||
| Nickel (Ni) | |||||||
| Manganese (Mn) | |||||||
| Aluminium (Al) | |||||||
| Steel | |||||||
| Electrolyte (KOH) | |||||||
| Electrolyte (NaOH) | |||||||
| Plastics (9) | |||||||
| Cadmium (Cd) (13) | |||||||
| Other (please specify) (10) | |||||||
| minput and moutput (11) [t/a] from this step |
Notes
- (1) Facility carrying out an individual recycling step. For further recycling steps at different facilities, e.g. N_1, N_2, please copy this entire part 2 and fill in appropriately.
- (2) For step 1 = the same as input into the complete waste battery recycling in part (1) of the template. For subsequent steps = intermediate fractions coming from the previous step.
- (3) Mass of intermediate fraction entering the individual recycling step. For step 1 = the same as input into the complete waste battery recycling in part (1).
- (4) For the definition of ‘intermediate fraction’, see section 1, point 3. For black mass, see section 1, point 5 and ensure that the chemistry of the waste battery, or the main chemistry in mass% in case of mixtures, is indicated next to the term ‘black mass’, e.g. ‘black mass-ZnC’ or ‘black mass-NMC’.
- (5) Facility where the intermediate fraction is treated, including name, street, city, postal code, country, contact person, telephone, email. If the further process step is carried out at the same facility as the preceding step, insert ‘same as preceding’.
- (6) For definitions of ‘input’ and ‘output’ fractions and in particular which fractions are accountable for RE and/or RM calculation, see section 1, points 2 and 4.
- (7) Elements and compounds recovered from the input waste battery. For definitions of ‘input’ and ‘output’ fractions and in particular which fractions are accountable for RE and/or RM calculation, see section 1, points 2 and 4.
- (8) Provide documentary evidence in accordance with Art 72, paragraph 3 of Regulation (EU) 2023/1542, together with this data documentation.
- (9) Plastics that are recycled and for which the minput as well as the moutput are measured, are indicated in the list separately from carbon at cell level.
- (10) Add other cells if necessary to specify other elements or compounds. In case waste batteries contain Mercury (Hg), see section 4 for documentation of Mercury (Hg) and provide the total amount of Mercury in the input (mHg,input) and the amount of safely immobilised and disposed Mercury (mHg,waste).
- (11) The sum of minput and moutput from all steps, e.g. N_0, N_1, N_2 etc., shall equal the total minput and moutput
- (12) In case batteries stemming from more than one other Member State are recycled, please duplicate the cells and fill in appropriately.
- (13) For documentation of Cadmium (Cd), see section 4. Competent authorities shall to verify that the total amount of recycled Cadmium (mCd, output) and safely immobilised and disposed Cadmium (mCd, waste) corresponds to the total amount of Cd in the input (mCd, input). For documentation of Mercury (Hg), only for Hg-containing batteries, see section 4. Competent authorities shall verify that the total amount of safely immobilised and disposed Mercury (mHg,waste) corresponds to the total amount of Mercury in the input (mHg,input).
9. Format of documentation for the rate of recycling efficiency and recovery of materials from other waste batteries
Part 1: For recycling of other waste batteries, the following shall be documented:
| Rates of recycling efficiency and recovery of materials of other waste battery recycling | Rates of recycling efficiency and recovery of materials of other waste battery recycling | Rates of recycling efficiency and recovery of materials of other waste battery recycling | Rates of recycling efficiency and recovery of materials of other waste battery recycling | ||||
| Calendar year | |||||||
| Facility (1) | Name | ||||||
| Street | |||||||
| City | Postal code: | ||||||
| Country | |||||||
| Contact person | |||||||
| Tel. | |||||||
| Description of the complete battery recycling (2): | Description of the complete battery recycling (2): |
Insert in this cell a flow-chart and/or a description of the recycling steps
| Entering the complete waste battery recycling (3) | Entering the complete waste battery recycling (3) | ||||||
| Type of waste batteries | EWC code | Mass (4): | Member State in which the waste batteries were collected (9) | ||||
| [t/a] | Member State in which the waste batteries were collected (9) | ||||||
| --- | --- | --- | --- | --- | --- | --- | --- |
| RESULTS – calculated by first recycler – generated from waste batteries collected in the Member State, in which the recycler is located | RESULTS – calculated by first recycler – generated from waste batteries collected in the Member State, in which the recycler is located | RESULTS – calculated by first recycler – generated from waste batteries collected in the Member State, in which the recycler is located | RESULTS – calculated by first recycler – generated from waste batteries collected in the Member State, in which the recycler is located | RESULTS – calculated by first recycler – generated from waste batteries collected in the Member State, in which the recycler is located | Name of the Member State: | Name of the Member State: | |
| Element or compound | Input fraction minput (5) [t/a] | Output fraction (5) generated in EU Member States [t/a] | Output fraction (5) generated outside the EU [t/a] (9) | Total output fraction moutput (5) [t/a] | rRE (10) [mass %] | rRM (11) [mass %] | mHg,waste; total Mercury (Hg) (13) safely immobilised and disposed [t/a] |
| Cobalt (Co) | |||||||
| Copper (Cu) | |||||||
| Lead (Pb) | |||||||
| Lithium (Li) | |||||||
| Nickel (Ni) | |||||||
| Manganese (Mn) | |||||||
| Aluminium (Al) | |||||||
| Steel | |||||||
| Electrolyte (KOH) | |||||||
| Electrolyte (NaOH) | |||||||
| Plastics (6) | |||||||
| Oxygen (O2) (7) | |||||||
| Carbon from carbon sources at cell level (C) (7) | |||||||
| Iron from iron sources at cell level (Fe) (7) | |||||||
| Phosphorus (P) (7) | |||||||
| Chlorine (Cl) (7) | |||||||
| Sulphur (S) (7) | |||||||
| Mercury (Hg) (13) | |||||||
| Other (please specify) (8) | |||||||
| Total | |||||||
| --- | --- | --- | --- | --- | --- | --- | --- |
| RESULTS – calculated by first recycler – generated from waste batteries collected in another Member State (10): | RESULTS – calculated by first recycler – generated from waste batteries collected in another Member State (10): | RESULTS – calculated by first recycler – generated from waste batteries collected in another Member State (10): | RESULTS – calculated by first recycler – generated from waste batteries collected in another Member State (10): | Name of the Member State: | Name of the Member State: | ||
| Element or compound | Input fraction minput (5) [t/a] | Output fraction (5) generated in EU Member States [t/a] | Output fraction (5) generated outside the EU [t/a] (9) | Total output fraction moutput (5) [t/a] | rRE (11) [mass %] | rRM (12) [mass %] | mHg,waste; total Mercury (Hg) (13) safely immobilised and disposed [t/a] |
| Cobalt (Co) | |||||||
| Copper (Cu) | |||||||
| Lead (Pb) | |||||||
| Lithium (Li) | |||||||
| Nickel (Ni) | |||||||
| Manganese (Mn) | |||||||
| Aluminium (Al) | |||||||
| Steel | |||||||
| Electrolyte (KOH) | |||||||
| Electrolyte (NaOH) | |||||||
| Plastics (6) | |||||||
| Oxygen (O2) (7) | |||||||
| Carbon from carbon sources at cell level (C) (7) | |||||||
| Iron from iron sources at cell level (Fe) (7) | |||||||
| Phosphorus (P) (7) | |||||||
| Chlorine (Cl) (7) | |||||||
| Sulphur (S) (7) | |||||||
| Mercury (Hg) (13) | |||||||
| Other (please specify) (8) | |||||||
| Total | |||||||
| --- | --- | --- | --- | --- | --- | --- | --- |
| VERIFICATION – filled-in by the competent authority (authorities) | VERIFICATION – filled-in by the competent authority (authorities) | VERIFICATION – filled-in by the competent authority (authorities) | |||||
| Verification techniques (14) | Image omitted; see official source | verification of overall calculations | Image omitted; see official source | auditing by competent authority (including visits to sites) | |||
| Image omitted; see official source | verification of the provision of documentary evidence | Image omitted; see official source | self-auditing by external companies |
Notes
- (1) Facility treating the waste batteries after collection, possible sorting and preparation for recycling.
- (2) Flowchart or description of the complete recycling, even if carried out at more than one facility, highlighting which are the operations carried out at the first recycler and which are the operations (if any) carried out outside the Union and the related output fractions.
- (3) Description of waste batteries as received after collection, possible sorting and preparation for recycling.
- (4) Wet mass of waste batteries as received after collection, possible sorting and preparation for recycling.
- (5) For definitions of ‘input’ and ‘output’ fractions and in particular which fractions are accountable for RE and/or RM calculation, see section 1, points 2 and 4.
- (6) Plastics that are recycled and for which the minput as well as the moutput are measured, are indicated in the list separately from carbon at cell level.
- (7) If not taken into account in calculating recycling efficiency in accordance with section 2, point 5 and point 6 of this Annex, leave empty.
- (8) Add other cells if necessary to specify other elements or compounds. In case the element has a target for recovery of materials in Part C of Annex XII of Regulation (EU) 2023/1542, provide also the achieved recovery rate rRM.
- (9) Provide documentary evidence in accordance with Art 72, paragraph 3 of Regulation (EU) 2023/1542, together with this data documentation.
- (10) In case waste batteries stemming from more than one other Member State are recycled, please duplicate the cells and fill in appropriately.
- (11) Calculated in accordance with the formula of rRE in section 2 and in accordance with data from part (2) of this template on individual steps of the (related) waste battery recycling.
- (12) Calculated in accordance with the formula for rRM(TM) in section 3 and in accordance with data from part (2) of this template on individual steps of the (related) waste battery recycling.
- (13) For documentation of Mercury (Hg), only for Hg-containing batteries, see section 4. Competent authorities shall verify that the total amount of safely immobilised and disposed Mercury (mHg,waste) corresponds to the total amount of Mercury in the input (mHg,input).
- (14) Indicate the number of verifications executed per technique. For verification of overall calculations, the number shall be 1 reflecting the mandatory verification of calculations submitted by the first recycler. For the other verification techniques, the number can vary from 0 – if none of these were carried out – to 1 – if these other techniques were carried out only on first recycler – up to the total number of actors in the recycling chain -if they were carried out on all the actors of the recycling chain as indicated in part (2) of this template.
Part 2: Individual steps of recycling, i.e. all recycling facilities involved, shall be documented:
| Recycling step (1) | N_0 | ||||||
| Calendar year | |||||||
| Facility (1) | Name | Name | |||||
| Street | Street | ||||||
| City | City | Postal code: | |||||
| Country | Country | ||||||
| Contact person | Contact person | ||||||
| Tel. | Tel. | ||||||
| Description of the individual recycling step(s): | Description of the individual recycling step(s): | Description of the individual recycling step(s): | Description of the individual recycling step(s): | Description of the individual recycling step(s): | Description of the individual recycling step(s): | Description of the individual recycling step(s): | Description of the individual recycling step(s): |
Insert in this cell a flow-chart and/or a description of the individual recycling step
| (1) Entering the recycling step(s) (waste batteries or their fraction) (2): | (1) Entering the recycling step(s) (waste batteries or their fraction) (2): | (1) Entering the recycling step(s) (waste batteries or their fraction) (2): | (1) Entering the recycling step(s) (waste batteries or their fraction) (2): | (1) Entering the recycling step(s) (waste batteries or their fraction) (2): | (1) Entering the recycling step(s) (waste batteries or their fraction) (2): | (1) Entering the recycling step(s) (waste batteries or their fraction) (2): | (1) Entering the recycling step(s) (waste batteries or their fraction) (2): |
| Type of input | Type of input | EWC code | Mass (3): [t/a] | Member State in which the waste batteries were collected (13) | |||
| Type of input | Type of input | EWC code | Mass (3): [t/a] | Member State in which the waste batteries were collected (13) | |||
| Recycling | Recycling | Recycling | Recycling | Recycling | Recycling | Recycling | Recycling |
| (2) Intermediate fractions (4) | (2) Intermediate fractions (4) | (2) Intermediate fractions (4) | |||||
| Type of input | Type of input | EWC code | Mass: [t/a] | Further treatment | Further treatment | Further operator (5) | Further recycling step |
| Type of input | Type of input | EWC code | Mass: [t/a] | Further treatment | Further treatment | Further recycling step | |
| N_1 | |||||||
| N_2 | |||||||
| N_3 | |||||||
| N_4 | |||||||
| N_5 | |||||||
| (3) Input and output fractions that account for rRE and rRM calculations (6) generated from waste batteries collected in the Member State, in which the recycler is located | (3) Input and output fractions that account for rRE and rRM calculations (6) generated from waste batteries collected in the Member State, in which the recycler is located | (3) Input and output fractions that account for rRE and rRM calculations (6) generated from waste batteries collected in the Member State, in which the recycler is located | (3) Input and output fractions that account for rRE and rRM calculations (6) generated from waste batteries collected in the Member State, in which the recycler is located | (3) Input and output fractions that account for rRE and rRM calculations (6) generated from waste batteries collected in the Member State, in which the recycler is located | (3) Input and output fractions that account for rRE and rRM calculations (6) generated from waste batteries collected in the Member State, in which the recycler is located | Name of the Member State: | |
| Element or compound, targeted or non targeted (7) | Input fraction minput [t/a] | Output fraction generated in EU Member States [t/a] | Output fraction (8) generated outside the EU [t/a] | Total output fraction generated moutput [t/a] | Non-waste fraction containing the element or compound | Destination and yield of the fraction | Mercury (Hg) (14) safely immobilised and disposed [t/a] |
| Input fraction minput [t/a] | Output fraction generated in EU Member States [t/a] | Output fraction (8) generated outside the EU [t/a] | Total output fraction generated moutput [t/a] | Non-waste fraction containing the element or compound | Destination and yield of the fraction | Mercury (Hg) (14) safely immobilised and disposed [t/a] | |
| Input fraction minput [t/a] | Output fraction generated in EU Member States [t/a] | Output fraction (8) generated outside the EU [t/a] | Total output fraction generated moutput [t/a] | Non-waste fraction containing the element or compound | Destination and yield of the fraction | Mercury (Hg) (14) safely immobilised and disposed [t/a] | |
| Input fraction minput [t/a] | Output fraction generated in EU Member States [t/a] | Output fraction (8) generated outside the EU [t/a] | Total output fraction generated moutput [t/a] | Non-waste fraction containing the element or compound | Destination and yield of the fraction | Mercury (Hg) (14) safely immobilised and disposed [t/a] | |
| Input fraction minput [t/a] | Output fraction generated in EU Member States [t/a] | Output fraction (8) generated outside the EU [t/a] | Total output fraction generated moutput [t/a] | Non-waste fraction containing the element or compound | Destination and yield of the fraction | Mercury (Hg) (14) safely immobilised and disposed [t/a] | |
| Cobalt (Co) | |||||||
| Copper (Cu) | |||||||
| Lead (Pb) | |||||||
| Lithium (Li) | |||||||
| Nickel (Ni) | |||||||
| Manganese (Mn) | |||||||
| Aluminium (Al) | |||||||
| Steel | |||||||
| Electrolyte (KOH) | |||||||
| Electrolyte (NaOH) | |||||||
| Plastics (9) | |||||||
| Oxygen (O2) (10) | |||||||
| Carbon from carbon sources at cell level (C) (10) | |||||||
| Iron from iron sources at cell level (Fe) (10) | |||||||
| Phosphorus (P) (10) | |||||||
| Chlorine (Cl) (10) | |||||||
| Sulphur (S) (10) | |||||||
| Mercury (Hg) (14) | |||||||
| Other (please specify) (11) | |||||||
| minput and moutput (12) [t/a] from this step | |||||||
| --- | --- | --- | --- | --- | --- | --- | --- |
| (4) Input and output fractions that account for rRE and rRM calculations (6) generated from waste batteries collected in another Member State (13) | (4) Input and output fractions that account for rRE and rRM calculations (6) generated from waste batteries collected in another Member State (13) | (4) Input and output fractions that account for rRE and rRM calculations (6) generated from waste batteries collected in another Member State (13) | (4) Input and output fractions that account for rRE and rRM calculations (6) generated from waste batteries collected in another Member State (13) | (4) Input and output fractions that account for rRE and rRM calculations (6) generated from waste batteries collected in another Member State (13) | Name of the Member State: | ||
| Element or compound, targeted or non targeted (7) | Input fraction minput [t/a] | Output fraction generated in EU Member States [t/a] | Output fraction (8) generated outside the EU [t/a] | Total output fraction generated moutput [t/a] | Non-waste fraction containing the element or compound | Destination and yield of the fraction | Mercury (Hg) (14) safely immobilised and disposed [t/a] |
| Input fraction minput [t/a] | Output fraction generated in EU Member States [t/a] | Output fraction (8) generated outside the EU [t/a] | Total output fraction generated moutput [t/a] | Non-waste fraction containing the element or compound | Destination and yield of the fraction | Mercury (Hg) (14) safely immobilised and disposed [t/a] | |
| Input fraction minput [t/a] | Output fraction generated in EU Member States [t/a] | Output fraction (8) generated outside the EU [t/a] | Total output fraction generated moutput [t/a] | Non-waste fraction containing the element or compound | Destination and yield of the fraction | Mercury (Hg) (14) safely immobilised and disposed [t/a] | |
| Input fraction minput [t/a] | Output fraction generated in EU Member States [t/a] | Output fraction (8) generated outside the EU [t/a] | Total output fraction generated moutput [t/a] | Non-waste fraction containing the element or compound | Destination and yield of the fraction | Mercury (Hg) (14) safely immobilised and disposed [t/a] | |
| Input fraction minput [t/a] | Output fraction generated in EU Member States [t/a] | Output fraction (8) generated outside the EU [t/a] | Total output fraction generated moutput [t/a] | Non-waste fraction containing the element or compound | Destination and yield of the fraction | Mercury (Hg) (14) safely immobilised and disposed [t/a] | |
| Cobalt (Co) | |||||||
| Copper (Cu) | |||||||
| Lead (Pb) | |||||||
| Lithium (Li) | |||||||
| Nickel (Ni) | |||||||
| Manganese (Mn) | |||||||
| Aluminium (Al) | |||||||
| Steel | |||||||
| Electrolyte (KOH) | |||||||
| Electrolyte (NaOH) | |||||||
| Plastics (9) | |||||||
| Oxygen (O2) (10) | |||||||
| Carbon from carbon sources at cell level (C) (10) | |||||||
| Iron from iron sources at cell level (Fe) (10) | |||||||
| Phosphorus (P) (10) | |||||||
| Chlorine (Cl) (10) | |||||||
| Sulphur (S) (10) | |||||||
| Mercury (Hg) (14) | |||||||
| Other (please specify) (11) | |||||||
| minput and moutput (12) [t/a] from this step |
Notes
- (1) Facility carrying out an individual recycling step. For further recycling steps at different facilities, e.g. N_1, N_2, please copy this entire part 2 and fill in appropriately.
- (2) For step 1 = the same as input into the complete waste battery recycling in part (1) of the template. For subsequent steps = intermediate fractions coming from the previous step.
- (3) Mass of intermediate fraction entering the individual recycling step. For step 1 = the same as input into the complete waste battery recycling in part (1).
- (4) For the definition of ‘intermediate fraction’, see section 1, point 3. For black mass, see section 1, point 5 and ensure that the chemistry of the waste battery, or the main chemistry in mass% in case of mixtures, is indicated next to the term ‘black mass’, e.g. ‘black mass-ZnC’ or ‘black mass-NMC’.
- (5) Facility where the intermediate fraction is treated, including name, street, city, postal code, country, contact person, telephone, email. If the further process step is carried out at the same facility as the preceding step, insert ‘same as preceding’.
- (6) For definitions of ‘input’ and ‘output’ fractions and in particular which fractions are accountable for RE and/or RM calculation, see section 1, points 2 and 4.
- (7) Elements and compounds recovered from the input waste battery. For definitions of ‘input’ and ‘output’ fractions and in particular which fractions are accountable for RE and/or RM calculation, see section 1, points 2 and 4.
- (8) Provide documentary evidence in accordance with Art 72, paragraph 3 of Regulation (EU) 2023/1542, together with this data documentation.
- (9) Plastics that are recycled and for which the minput as well as the moutput are measured, are indicated in the list separately from carbon at cell level.
- (10) If not taken into account in calculating recycling efficiency in accordance with section 2, point 5 and point 6 of this Annex, leave empty.
- (11) Add other cells if necessary to specify other elements or compounds
- (12) The sum of minput and moutput from all steps, e.g. N_0, N_1, N_2 etc., shall equal the total minput and moutput
- (13) In case batteries stemming from more than one other Member State are recycled, please duplicate the cells and fill in appropriately.
- (14) For documentation of Mercury (Hg), only for Hg-containing batteries, see section 4. Competent authorities shall verify that the total amount of safely immobilised and disposed Mercury (mHg,waste) corresponds to the total amount of Mercury in the input (mHg,input).
10. Method for verifying rates of recycling efficiency and recovery of materials from waste batteries
- (1) Verification of the rates of recycling efficiency and recovery of materials from waste batteries, as documented by the first recycler, shall cover at least the following areas:
- — documentation;
- — data confidentiality;
- — verification techniques.
- (2) Verification of the overall calculations shall be carried out by the competent authority (or authorities) of the Member State in which the waste battery treatment is performed. That authority shall forward relevant data [^ntr2-L_202500606EN.000301-E0002] to the Member States in which the waste batteries were collected (if different).
- (3) Documentation shall be provided by the first recycler to the competent authority (or authorities) of the Member State in which the waste battery treatment is performed, in accordance with the following requirements:
- — the layout for the documentation shall comply with the templates set out in sections 6 to 9. In particular, it shall cover, in a comprehensive and structured way, all individual steps of the waste battery recycling, i.e. all recycling facilities involved, but not the individual recycling operations carried out within one facility, and the corresponding input, intermediate and output fractions, in accordance with Article 75(5) of Regulation (EU) 2023/1542;
- — the format of the documentation shall be electronic, and it shall be such to be handled through world-deployed software.
- (4) Where waste holders other than waste management operators carrying out treatment and recyclers export batteries for treatment, verification shall be carried out by the competent authority of the Member States in which those waste holders exporting the waste batteries are located.
- (5) The competent authority (or authorities) shall treat all the data and information examined for the verification procedures confidentially and shall use them only for the verification procedure itself.
- (6) The competent authority (or authorities) shall apply at least the following techniques for verification:
- — verification of the completeness, accuracy and consistency of the overall calculations and information contained in the documentation (see sections 6 to 9);
- — for batteries that are wholly or partly recycled outside the EU, verification that documentary evidence, approved by the competent authority of the destination country, that the recycling took place under conditions that are equivalent to those required by Regulation (EU) 2023/1542 and in accordance with other Union law regarding human health and environmental protection, has been provided;
- — aggregation and verification of the consistency and completeness of all the data supplied by the various first recyclers.
- (7) The competent authority (or authorities) may also verify the accuracy, reliability and traceability of the recycling and the corresponding rates provided by requesting evidence from relevant parties in the recycling chain (such as a contract, transportation document, or contact details of other recyclers in the recycling chain) documenting the existence of the flows during the documentation period. The competent authority (or authorities) may also carry out verification by auditing relevant parties in the recycling chain, in accordance with the decisions of the Member States. In any case, this shall not exclude visits to recycling facilities as part of the auditing procedure.
- (8) Recyclers may also carry out self-auditing through external companies. In this case, recyclers may provide the competent authority (or authorities) with the results of the auditing process at the time of the minimum verification. If notified of the results, the competent authority (or authorities) shall fill in the appropriate section on verification in the corresponding documentation (see sections 6 to 9).
- (9) Verification of the overall calculations and information shall be carried out every calendar year, on the basis of the documentation provided by first recyclers (see sections 6 to 9). Additional verification techniques referred to in point (7) may be carried out whenever requested by the competent authority (or authorities) of the Member State. Self-auditing referred to in point (8) may be carried out by recyclers whenever they find it appropriate.
- (10) After, at least, the minimum verification and before forwarding the verified documentation to the Member State in which the waste battery was collected (if different), the competent authority (or authorities) shall properly complete the documentation indicating the number of verification techniques carried out.
- (11) The verification may be carried out per battery chemistry (lead-acid, lithium-based, nickel-cadmium, others) or per specific chemistry of the different families.
[^ntr1-L_202500606EN.000301-E0001]: Directive 2010/75/EU of the European Parliament and of the Council of 24 November 2010 on industrial emissions (integrated pollution prevention and control) (OJ L 334, 17.12.2010, p. 17, ELI: http://data.europa.eu/eli/dir/2010/75/oj).
[^ntr2-L_202500606EN.000301-E0002]: This shall contain all the relevant information and data received by first recyclers that relate to waste batteries collected in the respective Member State but not information and data that relate to waste batteries collected in other Member States.
ELI: http://data.europa.eu/eli/reg_del/2025/606/oj
ISSN 1977-0677 (electronic edition)
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