LegalizeS.I. No. 158/2014 - European Union (Capital Requirements) Regulations 2014
This is the act as published. Later amendments are not folded into the text below: each one is a separate act in this repository and an entry in this law's history.
19 amending acts · 2026-07-14, S.I. No. 326/2026 - European Union (Capital Requirements) (Amendment) Regulations 2026
- (b) the Supervision of Credit Institutions, Stock Exchange Member Firms and Investment Business Firms Regulations 1996 ( S.I. No. 267 of 1996 );
- (c) the European Communities (Capital Adequacy of Investment Firms) Regulations 2006 ( S.I. No. 660 of 2006 );
- (d) the European Communities (Capital Adequacy of Credit Institutions) Regulations 2006 ( S.I. No. 661 of 2006 ); and
- (e) the European Communities (Credit Institutions) (Consolidated Supervision) Regulations 2009 ( S.I. No. 475 of 2009 ).
Saver
The revocation of any enactment, or part of enactment, by these Regulations—
- (a) does not affect any investigation undertaken, or disciplinary or enforcement action undertaken by the Bank or any other person, in respect of any matter in existence at, or before, the time of the revocation, and
- (b) does not preclude the taking of any legal proceedings, or the undertaking of any investigation, or disciplinary or enforcement action by the Bank or any other person, in respect of any contravention of an enactment (including anything revoked by these Regulations) or any misconduct which may have been committed before the time of the revocation.
SCHEDULE List of activities subject to mutual recognition
Taking deposits and other repayable funds.
Lending including, amongst other things, consumer credit, credit agreements relating to immovable property, factoring, with or without recourse, financing of commercial transactions (including forfeiting).
Financial leasing.
Payment services as defined in Article 4(3) of Directive 2007/64/EC of the European Parliament and of the Council of 13 November 200725.
Issuing and administering other means of payment (e.g. travellers’ cheques and bankers’ drafts) insofar as such activity is not covered by point 4.
Guarantees and commitments.
Trading for own account or for account of customers in any of the following:
- (a) money market instruments (cheques, bills, certificates of deposit, etc.);
- (b) foreign exchange;
- (c) financial futures and options;
- (d) exchange and interest-rate instruments;
- (e) transferable securities.
Participation in securities issues and the provision of services relating to such issues.
Advice to undertakings on capital structure, industrial strategy and related questions and advice as well as services relating to mergers and the purchase of undertakings.
Money broking.
Portfolio management and advice.
Safekeeping and administration of securities.
Credit reference services.
Safe custody services.
Issuing electronic money.
The services and activities provided for in Sections A and B of Annex I to Directive 2004/39/EC, when referring to the financial instruments provided for in Section C of Annex I of that Directive, are subject to mutual recognition in accordance with these Regulations.
GIVEN under my Official Seal,
31 March 2014.
MICHAEL NOONAN,
Minister for Finance.
Footnotes
OJ No. L 176, 27.06.2013, p. 338
OJ No. L 176, 27.06.2013, p. 1
OJ No. L 193, 18.07.1983, p. 1
OJ No. L 125, 05.05.2001, p. 15
OJ No. L 35, 11.02.2003, p. 1
OJ No. L 145, 30.04.2004, p. 1
OJ No. L 390, 31.12.2004, p. 38
OJ No. L 157, 09.06.2006, p. 87
OJ No. L 302, 17.11.2009, p. 32
OJ No. L 335, 17.12.2009, p. 1
OJ No. L 1, 03.01.1994, p. 3
OJ No. L 1, 03.01.1994, p. 572
OJ No. L331, 15.12.2010, p. 1
OJ No. L331, 15.12.2010, p. 12
OJ No. L 267, 10.10.2009, p. 7
OJ No. L 309, 25.11.2005, p. 15
OJ No. L 8, 12.01.2001, p. 1
OJ No. L 222, 14.08.1978, p. 11
OJ No. L 331, 15.12.2010, p. 84
OJ No. L 93, 07.04.2009, p. 33
OJ No. L 93, 07.04.2009, p. 23
OJ No. L 3, 07.01.2004, p. 36
OJ No. L 124, 20.05.2003, p. 36
OJ No. L 176, 27.06.2013, p. 1
OJ No. L 319, 05.12.2007, p. 1
OJ No. L 267, 10.10.2009, p. 7
OJ No. L 176, 27.06.2013, p. 338
OJ No. L 176, 27.06.2013, p. 338
OJ No. L 176, 27.06.2013, p. 1
OJ No. L 390, 31.12.2004, p. 38
OJ No. L 145, 30.04.2004, p. 1
OJ No. L 193, 18.07.1983, p. 1
OJ No. L 171, 27.06.2013, p. 1
OJ No. L 390, 31.12.2004. p.38
OJ No. L 145, 30.04.2004, p. 1
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