Legal Profession and Legal Aid (Scotland) Act 2007

(iii) appeals under section 20ZB(9), (10), (11) or (12) or 20ZE(1) of that Act;

;

• (d) after that subsection, insert—

(3) Rules made by the Tribunal under subsection (2) for regulating the making, hearing or determining of appeals referred to in paragraph (aa) or (ab)(ii) of that subsection may include provision as to persons being entitled, or required by the Tribunal, to appear or be represented at the appeal.

.

• (19) In section 53 (power of Tribunal to fine for professional misconduct etc.)—

• (a) after subsection (3), insert—

(3ZA) The Tribunal shall not impose a fine under subsection (2)(c)— (a) where the Tribunal is proceeding on the ground referred to in subsection (1)(a) and the solicitor, in relation to the subject matter of the Tribunal's inquiry, has been convicted by any court of an act involving dishonesty and sentenced to a term of imprisonment of not less than 2 years; (b) where the Tribunal is proceeding on the ground referred to in subsection (1)(b).

;

• (b) after subsection (7A), insert—

(7B) A direction of the Tribunal under this section is enforceable in like manner as an extract registered decree arbitral in its favour bearing a warrant for execution issued by the sheriff court of any sheriffdom in Scotland.

;

• (c) after subsection (9) (as inserted by section 56(1)(c) of this Act), insert—

(10) The powers of the Tribunal under paragraph (bb) of subsection (2), and subsection (3ZA), apply to any element of a decision of the Tribunal which does not relate to the provision of advice, services or activities referred to in section 77(2) of the 2007 Act. (11) Subsection (3) does not apply to any element of a decision of the Tribunal to which subsection (3ZA) applies.

.

• (20) In section 53D (suspension etc. of investment business certificates: appeal to Tribunal), for subsection (3) substitute—

(2A) The solicitor, firm of solicitors or, as the case may be, the incorporated practice may, before the expiry of the period of 21 days beginning with the day on which the decision of the Tribunal under subsection (2) is intimated to him or, as the case may be, it, appeal to the Court against the decision. (2B) The Council may, before the expiry of the period of 21 days beginning with the day on which the decision of the Tribunal under subsection (2) is intimated to them, appeal to the Court against the decision. (2C) On an appeal under subsection (2A), the Court may give such directions in the matter as it thinks fit, including directions as to the expenses of the proceedings before the Court and as to any order by the Tribunal relating to expenses. (2D) A decision of the Court under subsection (2C) shall be final.

.

• (21) In section 55 (powers of Court), after subsection (7) (as inserted by section 56(2)(b) of this Act), insert—

(8) The power under paragraph (bc) of subsection (1) applies to any element of a decision of the Court which does not relate to the provision of advice, services or activities referred to in section 77(2) of the 2007 Act.

.

• (22) In section 62A(2) (Council's power to recover expenses under section 38, 45 or 46), after the words “38” insert “ , 45 or 46 ”.

• (23) In section 65(1) (interpretation)—

• (a) after the definition of “the 1990 Act”, insert—

“the 2007 Act” means the Legal Profession and Legal Aid (Scotland) Act 2007 (asp 5);

;

• (b) after the definition of “client account”, insert—

“the Commission” means the Scottish Legal Complaints Commission;

.

• (24) In section 65, after subsection (4) insert—

(5) In this Act, references to “inadequate professional services” do not include any professional services other than the advice, services or activities referred to in section 77(2) of the 2007 Act.

.

• (25) In Schedule 3, Part II (power of Council to investigate), in paragraph 5(1), (2) and (3), after the words “section 38” in each place where they occur insert “ , 45 or 46 ”.

• (26) In Schedule 4 (Constitution, Procedure and Powers of Tribunal)—

• (a) paragraph 8A is repealed;

• (b) in paragraph 15, for the words “and to the complainer” substitute “ , the complainer and, as the case may be, the person who made the complaint as respects which the appeal was made to the Tribunal ”;

• (c) in paragraph 23—

• (i) after first “section”, insert “ 42ZA(9), (10), (11) or (12), section 42ZD(1), ”;

• (ii) in sub-paragraph (a), after the word “complaint” insert “ (except in paragraph 14A) ”;

• (iii) sub-paragraph (b) is repealed;

• (iv) in sub-paragraph (c), the words “8A” are repealed;

• (v) after paragraph (c), insert—

(ca) in paragraph 11, for the words “complainer and respondent” there shall be substituted “ parties to the appeal ”; (cb) in paragraph 12— (i) for the words “the complainer or the respondent” there shall be substituted “ any party to the appeal ”; (ii) for the word “respondent” where it second appears there shall be substituted “ solicitor, the firm of solicitors or, as the case may be, the incorporated practice ”; (iii) for the words “complainer and to the respondent” there shall be substituted “ parties to the appeal ”; (cc) in paragraph 14A(a), after the word “complaint” there shall be inserted “ (as respects which the appeal was made) ”; (cd) in paragraph 15, for the words “respondent, the complainer and, as the case may be, the person who made the complaint as respects which the appeal was made to the Tribunal” there shall be substituted “ parties to the appeal and, if the person who made the complaint as respects which the appeal was made was not a party to the appeal, to that person ”; (ce) in paragraph 16, after paragraph (e) there shall be inserted— (ea) under section 42ZD(2); or (eb) under section 53ZB(1), (2), (3) or (4); or

;

• (vi) for paragraph (d), there shall be substituted—

(d) in paragraph 19, for the words from the beginning to “respondent” there shall be substituted “ The Tribunal may make such order as it thinks fit as to the payment by any party to the appeal ”;

;

• (d) in paragraph 25, for the words from “person” to first “and” substitute “ solicitor, the firm of solicitors or, as the case may be, the incorporated practice, to the person who made the complaint in respect of which the appeal was made and, as the case may be, ”.

Legal Aid (Scotland) Act 1986 (c. 47)

2

• (1) The 1986 Act is amended as follows.

• (2) In section 12 (payment of fees or outlays otherwise than through clients' contributions), subsection (1) is repealed.

• (3) In section 19(3)(b) (expenses out of the Fund), the word “severe” is repealed.

• (4) In section 25D(6)(a) (removal of name from Register following failure to comply with code)—

• (a) at the beginning insert “ within such period of time as the Board shall direct (in the case concerned) and ”;

• (b) the word “forthwith,” is repealed.

• (5) In section 34(2) (confidentiality of information)—

• (a) after paragraph (a), insert—

(aa) for the purpose of any determination or investigation by the Scottish Legal Complaints Commission under the Legal Profession and Legal Aid (Scotland) Act 2007 (asp 5) (“the 2007 Act”);

;

• (b) in paragraph (b) for “complaint of professional misconduct” substitute “ conduct complaint, remitted by the Scottish Legal Complaints Commission under section 6(a) or 15(5)(a) of the 2007 Act ”;

• (c) at the end, insert

; (f) for the purposes of, or required by virtue of, section 50 of the Freedom of Information (Scotland) Act 2002 (asp 13)

.

Law Reform (Miscellaneous Provisions) (Scotland) Act 1990 (c. 40)

3

• (1) The 1990 Act is amended as follows.

• (2) In section 17 (conveyancing practitioners), after subsection (11B) insert—

(11C) Failure by a practitioner to comply with any rule made under subsection (11) or any rule or regulation referred to in subsection (11B) may be treated as professional misconduct or unsatisfactory professional conduct.

.

• (3) In section 18 (executry practitioners), after subsection (10B) insert—

(10C) Failure by a practitioner to comply with any rule made under subsection (10) or any rule or regulation referred to in subsection (10B) may be treated as professional misconduct or unsatisfactory professional conduct.

.

• (4) In section 20 (professional misconduct, inadequate professional services, etc. by conveyancing or executry practitioners)—

• (a) in the section title, the words “inadequate professional services,” are repealed;

• (b) in subsection (1)—

• (i) for the words “(whether or not following a complaint to them)” substitute “ into a conduct complaint remitted to them under section 6(a) or 15(5)(a) of the 2007 Act suggesting professional misconduct by a practitioner or that the circumstances referred to in paragraph (a)(ii) of section 2(1) of the 2007 Act apply as respects a practitioner ”;

• (ii) paragraphs (b) and (c) are repealed;

• (c) in subsection (2), paragraphs (a), (b) and (f) are repealed;

• (d) in subsection (2A)(a)—

• (i) for the word “complaint” substitute “ conduct complaint ”;

• (ii) for the words “the Scottish Solicitor's Discipline Tribunal” substitute “ the Tribunal ”;

• (iii) sub-paragraph (ii), and the word “or” following it, are repealed;

• (e) in subsection (2B)(d), for the word “(f)” substitute “ (c) ”;

• (f) in subsection (6)—

• (i) for the words “(a), (b) or (f)” substitute “ (a) or (b) ”;

• (ii) for the words “the Scottish Solicitors' Discipline Tribunal” substitute “ the Tribunal ”;

• (iii) after the words “similar direction,”, insert “ or where the Council make a direction under subsection (2)(ca) or the Tribunal make a direction under subsection (2B)(aa), ”;

• (g) in subsection (7), for the words “Court of Session” substitute “ court ”;

• (h) in subsection (8), for the words “the Scottish Solicitors' Discipline Tribunal” substitute “ the Tribunal ”;

• (i) in subsection (11)—

• (i) for the word “(f)” substitute “ (cb) ”;

• (ii) in paragraph (b), for the words “the Scottish Solicitors' Discipline Tribunal” substitute “ the Tribunal ”;

• (j) in subsection (11A)—

• (i) for the words “Court of Session” substitute “ court ”;

• (ii) for the word “Court”, where it second occurs, substitute “ court ”;

• (k) after subsection (11E) (as inserted by section 57(2)(d) of this Act), insert—

(11F) A direction of the Tribunal under this section is enforceable in like manner as an extract registered decree arbitral in its favour bearing a warrant for execution issued by the sheriff court of any sheriffdom in Scotland.

;

• (l) subsections (13), (14) and (15) are repealed;

• (m) in subsection (16), after the word “subsection” insert “ (2)(cb) or ”.

• (5) In section 20A (review by Council of decisions), in subsection (2)(a)(iii) for the word “(f)” substitute “ (cb) ”.

• (6) In section 21 (intervention powers)—

• (a) in the section title, for the word “Board's” substitute “ Council's ”;

• (b) in subsection (2)—

• (i) after paragraph (a), insert “ or ”;

• (ii) paragraph (c), and the preceding “or”, are repealed;

• (c) in each of subsections (5), (6), (7) and (10), for the words “Court of Session” substitute “ court ”;

• (d) after subsection (11), insert—

(11A) Where the Council make a direction under subsection (3) or (4) or apply to the court for an order under subsection (10), the Council shall notify the Commission to that effect and provide it with details of their findings in any inquiry held by virtue of subsection (1) as respects the practitioner concerned.

.

• (7) In section 21A (powers of investigation in relation to conveyancing or executry practitioners)—

• (a) in subsection (1)—

• (i) for the words “any of the following purposes—” substitute “ the purpose of ”;

• (ii) paragraphs (a) and (b), and the word “and” following paragraph (b), are repealed;

• (iii) in paragraph (c), for the words “the Council”, where it second occurs, substitute “ them ”;

• (b) in subsection (2)—

• (i) for the words “the Scottish Solicitors' Discipline Tribunal” substitute “ the Tribunal ”;

• (ii) in paragraph (b), for the words “(11)(b)” substitute “ (8A)(b), (11)(b) or (11ZC) ”.

• (8) In section 21B (procedures of Tribunal etc. in relation to conveyancing or executry practitioners)—

• (a) in the section title, for the words “the Scottish Solicitors' Discipline Tribunal” substitute “ the Tribunal ”;

• (b) in subsection (1)—

• (i) for the words “the Scottish Solicitors' Discipline Tribunal” substitute “ the Tribunal ”;

• (ii) for paragraph (a), substitute—

(a) in paragraph 9(a)(i) and (b), the words “or, as the case may be, of provision of inadequate professional services” were omitted;

;

• (c) in subsection (2)—

• (i) for the words “(11)(b)” substitute “ (8A)(b), (11)(b) or (11ZC) ”;

• (ii) after the words “section 20”, insert “, 20ZB(9), (10), (11) or (12) or 20ZE(1);

• (iii) in paragraph (a), for the word “(b)” substitute “ (ca), (cc), (cd) ”;

• (iv) in paragraph (b), after the words “this Act” insert “and as regards paragraph 25 also as if for the words “ the solicitor, the firm of solicitors or, as the case may be, the incorporated practice ” there were substituted “ the practitioner ”;

• (d) in subsection (3)—

• (i) for the words “the Scottish Solicitors' Discipline Tribunal” substitute “ the Tribunal ”;

• (ii) in paragraph (b), for the words “(11)(b)” substitute “ (8A)(b), (11)(b) or (11ZC) ”;

• (e) in subsection (4)—

• (i) for the word “Court”, in both places where it occurs, substitute “ court ”;

• (ii) in paragraph (a), after the word “(11A)” insert “ (11B), (11C) or (11D) ”.

• (9) In section 23 (interpretation of sections 16 to 22)—

• (a) before the definition of “conveyancing practitioner”, insert—

“complainer” means the person who made the complaint and, where the complaint was made by the person on behalf of another person, includes that other person;

;

• (b) after the definition of “the Council”, insert—

“the court” means the Court of Session;

;

• (c) the definition of “inadequate professional services” is repealed;

• (d) after the definition of “relevant notarial services”, insert

; “the Tribunal” means the Scottish Solicitors' Discipline Tribunal; “unsatisfactory professional conduct” has the meaning given (as respects a conveyancing practitioner or, as the case may be, an executry practitioner) by section 46 of the 2007 Act

.

• (10) In section 25 (rights to conduct litigation and rights of audience)—

• (a) in subsection (2)(b)(ii), for the words “this section” substitute “ section 27 of this Act ”;

• (b) in subsection (2)(c)(i), for the words “this section” substitute “ section 27 of this Act in the event of the application being granted ”;

• (c) in subsection (2)(c)(ii)—

• (i) for the words from “made” to “public” substitute “ remitted to the body under section 6(a) or 15(5)(a) of the 2007 Act ”;

• (ii) the words “the actings of” are repealed;

• (iii) for the words “this section” substitute “ section 27 of this Act in the event of the application being granted ”;

• (d) in subsection (3), for the words “this section” substitute “ section 27 of this Act ”.

• (11) In section 33 (complaints in relation to legal services) after subsection (5) insert—

(6) This section does not apply to any element of a conduct complaint other than that involving the provision of advice, services or activities referred to in section 77(2) of the 2007 Act.

.

• (12) In section 44, after the definition of “the 1980 Act” insert—

“the 2007 Act” means the Legal Profession and Legal Aid (Scotland) Act 2007 (asp 5).

.

Ethical Standards in Public Life etc. (Scotland) Act 2000 (asp 7)

4

In the Ethical Standards in Public Life etc. (Scotland) Act 2000, in schedule 3 (devolved public bodies) after the entry relating to the Scottish Legal Aid Board insert— “ The Scottish Legal Complaints Commission ”.

Freedom of Information (Scotland) Act 2002 (asp 13)

5

In the Freedom of Information (Scotland) Act 2002, in schedule 1 (Scottish public authorities) after paragraph 92 insert—

(92A) The Scottish Legal Complaints Commission.

.

Public Appointments and Public Bodies etc. (Scotland) Act 2003 (asp 4)

6

In the Public Appointments and Public Bodies etc. (Scotland) Act 2003, in schedule 2 (specified authorities) after the entry relating to the Scottish Legal Aid Board insert— “ Scottish Legal Complaints Commission ”

Receipt of complaints: preliminary steps

Conduct complaints and reviews: power of relevant professional organisations to examine documents and demand explanations

Conduct complaints: duty of relevant professional organisations to investigate etc.

Report by Commission to Council under section 10(2)(e)

Review of and appeal against decisions on remitted conduct complaints: cases other than unsatisfactory professional conduct

Complaints about licensed providers

Scottish Solicitors Guarantee Fund: borrowing limit

Safeguarding interests of clients

Review of and appeal against decisions on remitted conduct complaints: cases other than unsatisfactory professional conduct

Criminal legal aid in solemn proceedings

Criminal legal aid in solemn proceedings

Criminal legal aid: conditions and reviews

Criminal Legal Assistance Register: removal of name following failure to comply with code

Criminal legal aid: conditions and reviews

Register of advice organisations: advice and assistance

Financial limit: advice and assistance

Civil legal aid: conditions and reviews

Civil legal aid: conditions and reviews

Availability of legal aid: Judicial Committee of the Privy Council

Solicitors employed by the Scottish Legal Aid Board

Regulations under section 36 of the 1986 Act

Ancillary provision

Civil legal aid: conditions and reviews

Status

Membership of the Commission

Terms of appointment etc.

Removal of members

Disqualification from membership

Remuneration, allowances and pensions for members

Chief executive and other employees

Accountable officer

Procedure

Committees

General powers

Delegation of functions

Location of office

Accounts

Reports

Solicitors (Scotland) Act 1980 (c. 46)

Legal Aid (Scotland) Act 1986 (c. 47)

Law Reform (Miscellaneous Provisions) (Scotland) Act 1990 (c. 40)

Ethical Standards in Public Life etc. (Scotland) Act 2000 (asp 7)

Freedom of Information (Scotland) Act 2002 (asp 13)

Public Appointments and Public Bodies etc. (Scotland) Act 2003 (asp 4)

Editorial notes

[^c20881301]: Act applied (1.10.2008) by Legal Services Act 2007 (c. 29), ss. 195(1), 211(with ss. 29, 192, 193); S.I. 2008/1436, art. 3(a) (with transitional provisions in art. 4)

[^c20884611]: S. 1 wholly in force at 23.11.2007; s. 1 not in force at Royal Assent, see s. 82; s. 1 in force for certain purposes at 19.3.2007 by S.S.I. 2007/140, art. 2; s. 1 otherwise in force at 23.11.2007 by S.S.I. 2007/497, art. 2

[^c20884981]: S. 69 partly in force; s. 69 not in force at Royal Assent, see s. 82; s. 69(1)(2)(a)(4) in force at 8.2.2007 by S.S.I. 2007/57, art. 2

[^c20881351]: S. 77 repealed (1.10.2008) by Legal Services Act 2007 (c. 29), ss. 195(4), 210, 211, Sch. 23 (with ss. 29, 192, 193); S.I. 2008/1436, art. 3(a)(c) (with transitional provisions in art. 4)

[^c22558091]: S. 81 wholly in force at 1.10.2008; s. 81 not in force at Royal Assent, see s. 82; s. 81 in force at 19.3.2007 for specified purposes by S.S.I. 2007/140, art. 2(d); s. 81 in force at 23.11.2007 for further specified purposes by S.S.I. 2007/497, art. 2(c); s. 81 in force so far as not already commenced by S.S.I. 2008/311, art. 2(f)

[^c20885251]: S. 82 power exercised as follows: 8.2.2007 appointed for specified provisions by {S.S.I. 2007/57}, art. 2; 19.3.2007 appointed for specified provisions by {S.S.I. 2007/140}, art. 2; 30.7.2007 appointed for specified provisions by {S.S.I. 2007/335}, art. 2; 23.11.2007 appointed for specified provisions by {S.S.I. 2007/497}, art. 2; 1.10.2008 appointed for specified provisions by {S.S.I. 2008/311}, art. 2; 25.11.2010 appointed for specified provisions by {S.S.I. 2010/376}, art. 2

[^c20881381]: Sch. 1 para. 16(1) modified (1.10.2008) by The Legal Profession and Legal Aid (Scotland) Act 2007 (Transitional, Savings and Consequential Provisions) Order 2008 (S.S.I. 2008/332), art. 5

[^c20881361]: Sch. 1 para. 16(1) modified (1.10.2008) by The Legal Services Act 2007 (Transitional, Savings and Consequential Provisions) (Scotland) Order 2008 (S.I. 2008/2341), art. 5

[^c20885281]: Sch. 5 para. 1 wholly in force at 1.10.2008; Sch. 5 para. 1(15)(16) in force at 23.11.2007 by S.S.I. 2007/497, art. 2; Sch. 5 para. 1 in force so far as not already commenced at 1.10.2008 by S.S.I. 2008/311, {act. 2}

[^c20885291]: Sch. 5 para. 3 partly in force; Sch. 5 para. 3 not in force at Royal Assent, see s. 82; Sch. 5 para. 3(10) in force at 19.3.2007 by S.S.I. 2007/140, art. 2; Sch. 5 para. 3(1)-(6)(7)(a)(i)(ii)(b)(8)(9)(11)(12) in force at 1.10.2008 by S.S.I. 2008/311, art. 2

[^key-84e55a24c552f8413db213702e3b9bbc]: Word in s. 75(4) substituted (23.3.2011) by The Legal Profession and Legal Aid (Scotland) Act 2007 (Modification and Consequential Provisions) Order 2011 (S.S.I. 2011/235), arts. 2(1), 7

[^key-c6cae0773876b5fff30f71dad55c877e]: Pt. 2B inserted (1.4.2011 for specified purposes) by Legal Services (Scotland) Act 2010 (asp 16), ss. 114, 150(2); S.S.I. 2011/180, art. 3, Sch.

[^key-131537a8486ecf3836679742fcac0c78]: Words in s. 46(1) inserted (1.4.2011) by Legal Services (Scotland) Act 2010 (asp 16), ss. 143(a), 150(2); S.S.I. 2011/180, art. 3, Sch.

[^key-00042e322a4ac716c3adec79858a594d]: Words in s. 46(1) inserted (1.4.2011) by Legal Services (Scotland) Act 2010 (asp 16), ss. 143(b), 150(2); S.S.I. 2011/180, art. 3, Sch.

[^key-72c36129299c93b07cd91853685a87df]: Words in s. 46(1) inserted (1.4.2011) by Legal Services (Scotland) Act 2010 (asp 16), ss. 143(c), 150(2); S.S.I. 2011/180, art. 3, Sch.

[^key-42708277d670e8cdda8e0facf0b0450e]: Words in s. 46(1) inserted (1.4.2011) by Legal Services (Scotland) Act 2010 (asp 16), ss. 143(d), 150(2); S.S.I. 2011/180, art. 3, Sch.

[^key-964498cc06429cb3d3acaab5980e5fb4]: Words in s. 46(1) inserted (1.4.2011) by Legal Services (Scotland) Act 2010 (asp 16), ss. 143(e), 150(2); S.S.I. 2011/180, art. 3, Sch.

[^key-bf3379c30c0e368457b56b08ef37404e]: Words in s. 46(1) substituted (1.4.2011) by Legal Services (Scotland) Act 2010 (asp 16), ss. 144(b), 150(2); S.S.I. 2011/180, art. 3, Sch.

[^key-218972c287d597841f95cdea235c9aa6]: Words in Sch. 1 para. 13(2)(a) substituted (1.4.2011) by Legal Services (Scotland) Act 2010 (asp 16), ss. 144(c)(i), 150(2); S.S.I. 2011/180, art. 3, Sch.

[^key-b0fa803ab84a41b3e3aa1474e1bcbcf3]: Word in Sch. 1 para. 13(2)(a) substituted (1.4.2011) by Legal Services (Scotland) Act 2010 (asp 16), ss. 144(c)(ii), 150(2); S.S.I. 2011/180, art. 3, Sch.

[^key-c2e936d32646c2b39ff1cf31da34d8bb]: Word in Sch. 1 para. 13(2)(a) substituted (1.4.2011) by Legal Services (Scotland) Act 2010 (asp 16), ss. 144(c)(iii), 150(2); S.S.I. 2011/180, art. 3, Sch.

[^key-4358ff8092861215c72f2a1dc3e1707c]: Words in s. 29(4) inserted (1.4.2011) by Legal Services (Scotland) Act 2010 (asp 16), ss. 144(a)(i), 150(2); S.S.I. 2011/180, art. 3, Sch.

[^key-0023fc8578da4cce1b4d38166d6e41e6]: Words in s. 29(9) substituted (1.4.2011) by Legal Services (Scotland) Act 2010 (asp 16), ss. 144(a)(ii), 150(2); S.S.I. 2011/180, art. 3, Sch.

[^key-f29f1267f20894620c565d666a75402d]: S. 78(1A) inserted (1.4.2011) by Legal Services (Scotland) Act 2010 (asp 16), ss. 145(1), 150(2); S.S.I. 2011/180, art. 3, Sch.

[^key-938eec7167766456a61a4c16c3564a68]: Words in s. 79(3)(c)(i) inserted (1.4.2011) by Legal Services (Scotland) Act 2010 (asp 16), ss. 145(2), 150(2); S.S.I. 2011/180, art. 3, Sch.

[^key-9cf546dc850c2f8f212cb68609570471]: Word in Sch. 3 para. 1(h)(iii) substituted (1.4.2011) by Legal Services (Scotland) Act 2010 (asp 16), ss. 144(d), 150(2); S.S.I. 2011/180, art. 3, Sch.

[^key-ad4fa5d12ed7fef5694d6bab329d19e2]: Pt. 1 applied (with modifications) (2.7.2012) by The Licensed Legal Services (Complaints and Compensation Arrangements) (Scotland) Regulations 2012 (S.S.I. 2012/153), regs. 1(1), 2

[^key-06b4f1e319c925bfc798c748c2e1a556]: Pt. 2A inserted (1.4.2011 for specified purposes, 2.7.2012 in so far as not already in force) by Legal Services (Scotland) Act 2010 (asp 16), ss. 81, 150(2) (with ss. 30(3), 60(3), 89, 121(5), 124(3)); S.S.I. 2011/180, art. 3, Sch.; S.S.I. 2012/152, art. 2, Sch. (with art. 3)

[^key-ff33fc8f205a8637b0d27228e7666386]: Words in s. 78(1A) inserted (2.7.2012) by The Legal Services (Scotland) Act 2010 (Ancillary Provision) Regulations 2012 (S.S.I. 2012/212), regs. 1, 4(2)

[^key-afe82d3794e99ee52482d957dd48346d]: S. 72(4)-(6) repealed (24.6.2013) by Children’s Hearings (Scotland) Act 2011 (asp 1), s. 206(2), Sch. 6 (with s. 186); S.S.I. 2013/195, arts. 2, 3

[^key-f5326857eaad089c8e9c72f259c738c9]: Word in Sch. 1 para. 2(4) substituted (22.10.2014) by The Legal Profession and Legal Aid (Scotland) Act 2007 (Membership of the Scottish Legal Complaints Commission) Amendment Order 2014 (S.S.I. 2014/272), arts. 1, 2(c)

[^key-e932b8cd371bf4c9a6783ed3331b9434]: S. 9A inserted (1.1.2015) by The Scottish Legal Complaints Commission (Modification of Duties and Powers) Regulations 2014 (S.S.I. 2014/232), regs. 1(2), 2(10) (with reg. 4)

[^key-e95a6df478bd4f7b6cf33236949766bb]: Sch. 1 para. 11A inserted (1.1.2015) by The Scottish Legal Complaints Commission (Modification of Duties and Powers) Regulations 2014 (S.S.I. 2014/232), regs. 1(2), 2(16) (with reg. 4)

[^key-5f423b642a228035482c1ca0ee58ea76]: Words in s. 24(1)(b)(i) inserted (1.1.2015) by The Scottish Legal Complaints Commission (Modification of Duties and Powers) Regulations 2014 (S.S.I. 2014/232), regs. 1(2), 2(14)(a) (with reg. 4)

[^key-4ac39533a6d7d6f0db4c426756a800d3]: S. 24(1)(b)(ia) inserted (1.1.2015) by The Scottish Legal Complaints Commission (Modification of Duties and Powers) Regulations 2014 (S.S.I. 2014/232), regs. 1(2), 2(14)(b) (with reg. 4)

[^key-5df53d0567a8a2a19c1855dd4198043f]: S. 24(1)(b)(iii) omitted (1.1.2015) by virtue of The Scottish Legal Complaints Commission (Modification of Duties and Powers) Regulations 2014 (S.S.I. 2014/232), regs. 1(2), 2(14)(c) (with reg. 4)

[^key-303874e58650828c1a082c56d0f1606f]: Words in s. 24(2)(a) inserted (1.1.2015) by The Scottish Legal Complaints Commission (Modification of Duties and Powers) Regulations 2014 (S.S.I. 2014/232), regs. 1(2), 2(14)(d)(i) (with reg. 4)

[^key-9f4e1c09520646f2fa2d2a511099bdaa]: Words in s. 24(2)(e) inserted (1.1.2015) by The Scottish Legal Complaints Commission (Modification of Duties and Powers) Regulations 2014 (S.S.I. 2014/232), regs. 1(2), 2(14)(d)(ii) (with reg. 4)

[^key-7eb39706f61c8b7deeebb07122c21e90]: Words in s. 24(2)(f) inserted (1.1.2015) by The Scottish Legal Complaints Commission (Modification of Duties and Powers) Regulations 2014 (S.S.I. 2014/232), regs. 1(2), 2(14)(d)(iii) (with reg. 4)

[^key-9a56c4ca0f57d776e9296653b8639386]: Words in s. 24(5) substituted (1.1.2015) by The Scottish Legal Complaints Commission (Modification of Duties and Powers) Regulations 2014 (S.S.I. 2014/232), regs. 1(2), 2(14)(e)(i) (with reg. 4)

[^key-65b77a5add21027c69a8e1ffd7f103d9]: Words in s. 24(5) inserted (1.1.2015) by The Scottish Legal Complaints Commission (Modification of Duties and Powers) Regulations 2014 (S.S.I. 2014/232), regs. 1(2), 2(14)(e)(ii) (with reg. 4)

[^key-befc2f7bbc7afd85a8e1786190ae22ae]: Words in s. 24(5) substituted (1.1.2015) by The Scottish Legal Complaints Commission (Modification of Duties and Powers) Regulations 2014 (S.S.I. 2014/232), regs. 1(2), 2(14)(e)(iii) (with reg. 4)

[^key-d755380105ed178f8d084bcd8b82d704]: S. 24(5)(a) omitted (1.1.2015) by virtue of The Scottish Legal Complaints Commission (Modification of Duties and Powers) Regulations 2014 (S.S.I. 2014/232), regs. 1(2), 2(14)(e)(iv) (with reg. 4)

[^key-a095bd56f0e12f493ce4db0bcd3b78a3]: Word in s. 24(6)(a) omitted (1.1.2015) by virtue of The Scottish Legal Complaints Commission (Modification of Duties and Powers) Regulations 2014 (S.S.I. 2014/232), regs. 1(2), 2(14)(f)(i) (with reg. 4)

[^key-8c52b285bdf614fd3429c24a78e691bc]: Words in s. 24(6)(b) inserted (1.1.2015) by The Scottish Legal Complaints Commission (Modification of Duties and Powers) Regulations 2014 (S.S.I. 2014/232), regs. 1(2), 2(14)(f)(ii) (with reg. 4)

[^key-50ebe21d2bb02a7500fd015c4032e109]: S. 24(6A)(6B) inserted (1.1.2015) by The Scottish Legal Complaints Commission (Modification of Duties and Powers) Regulations 2014 (S.S.I. 2014/232), regs. 1(2), 2(14)(g) (with reg. 4)

[^key-21e210b389bdbe875bf229c541ccf709]: S. 4(2)(a) inserted (1.1.2015) by The Scottish Legal Complaints Commission (Modification of Duties and Powers) Regulations 2014 (S.S.I. 2014/232), regs. 1(2), 2(3)(a)(i) (with reg. 4)

[^key-479b9b07ad7d0e57f753e0f4ffb80ae8]: Words in s. 4(2) renumbered as s. 4(2)(b) (1.1.2015) by The Scottish Legal Complaints Commission (Modification of Duties and Powers) Regulations 2014 (S.S.I. 2014/232), regs. 1(2), 2(3)(a)(ii) (with reg. 4)

[^key-99a110a590229229038838642a6aa7cf]: Words in s. 4(2) renumbered as s. 4(2)(c) (1.1.2015) by The Scottish Legal Complaints Commission (Modification of Duties and Powers) Regulations 2014 (S.S.I. 2014/232), regs. 1(2), 2(3)(a)(iv) (with reg. 4)

[^key-25c52e33a50ddea4791a76986df85394]: Words in s. 4(2) omitted (1.1.2015) by virtue of The Scottish Legal Complaints Commission (Modification of Duties and Powers) Regulations 2014 (S.S.I. 2014/232), regs. 1(2), 2(3)(a)(iii) (with reg. 4)

[^key-ef499f2867d6c7fbdb667f8c9395a20f]: Words in s. 4(3) inserted (1.1.2015) by The Scottish Legal Complaints Commission (Modification of Duties and Powers) Regulations 2014 (S.S.I. 2014/232), regs. 1(2), 2(3)(b) (with reg. 4)

[^key-2fb40c290ce39cf7b275a52bb5d7994a]: Words in s. 4(4) inserted (1.1.2015) by The Scottish Legal Complaints Commission (Modification of Duties and Powers) Regulations 2014 (S.S.I. 2014/232), regs. 1(2), 2(3)(c) (with reg. 4)

[^key-7989f7ba7f1db373e3d5d9dda0e3967b]: S. 23(1)(1A) substituted for s. 23(1) (1.1.2015) by The Scottish Legal Complaints Commission (Modification of Duties and Powers) Regulations 2014 (S.S.I. 2014/232), regs. 1(2), 2(13)(a) (with reg. 4)

[^key-0b7a82f29fd7012c92dc56567fe823ad]: S. 23(2)(c) inserted (1.1.2015) by The Scottish Legal Complaints Commission (Modification of Duties and Powers) Regulations 2014 (S.S.I. 2014/232), regs. 1(2), 2(13)(b) (with reg. 4)

[^key-afa037888f689e6ddbe6f86b502a8392]: Words in s. 23(3) inserted (1.1.2015) by The Scottish Legal Complaints Commission (Modification of Duties and Powers) Regulations 2014 (S.S.I. 2014/232), regs. 1(2), 2(13)(c)(i) (with reg. 4)

[^key-16e3672ad145708aafd61e5d8ec58584]: Words in s. 23(3)(a) inserted (1.1.2015) by The Scottish Legal Complaints Commission (Modification of Duties and Powers) Regulations 2014 (S.S.I. 2014/232), regs. 1(2), 2(13)(c)(ii) (with reg. 4)

[^key-ef396be3f50bc204e5fa6cd77e82c38c]: S. 23(3)(aa) inserted (1.1.2015) by The Scottish Legal Complaints Commission (Modification of Duties and Powers) Regulations 2014 (S.S.I. 2014/232), regs. 1(2), 2(13)(c)(iii) (with reg. 4)

[^key-8c3a42f3f89100875ce591ed03f63d94]: S. 23(3)(c) omitted (1.1.2015) by virtue of The Scottish Legal Complaints Commission (Modification of Duties and Powers) Regulations 2014 (S.S.I. 2014/232), regs. 1(2), 2(13)(c)(iv) (with reg. 4)

[^key-6b4818bcc3ebc808ea9c9bcaf29a5c1f]: Words in s. 23(6)(a) inserted (1.1.2015) by The Scottish Legal Complaints Commission (Modification of Duties and Powers) Regulations 2014 (S.S.I. 2014/232), regs. 1(2), 2(13)(d)(i) (with reg. 4)

[^key-880b766a8ef27a5679fdf3aa19c91790]: S. 23(6)(aa) inserted (1.1.2015) by The Scottish Legal Complaints Commission (Modification of Duties and Powers) Regulations 2014 (S.S.I. 2014/232), regs. 1(2), 2(13)(d)(ii) (with reg. 4)

[^key-cfb3838b7d6ad72ac02fe3cecc60d933]: S. 23(6)(c) omitted (1.1.2015) by virtue of The Scottish Legal Complaints Commission (Modification of Duties and Powers) Regulations 2014 (S.S.I. 2014/232), regs. 1(2), 2(13)(d)(iii) (with reg. 4)

[^key-870f1919d71f3eebca4b1269f1057015]: Words in s. 23(8)(a) inserted (1.1.2015) by The Scottish Legal Complaints Commission (Modification of Duties and Powers) Regulations 2014 (S.S.I. 2014/232), regs. 1(2), 2(13)(e)(i) (with reg. 4)

[^key-31713d61a17f1afae66be7d2b121900f]: S. 23(8)(aa) inserted (1.1.2015) by The Scottish Legal Complaints Commission (Modification of Duties and Powers) Regulations 2014 (S.S.I. 2014/232), regs. 1(2), 2(13)(e)(ii) (with reg. 4)

[^key-33e437189163ffe4dedb0e803595ae7c]: S. 23(8)(c) omitted (1.1.2015) by virtue of The Scottish Legal Complaints Commission (Modification of Duties and Powers) Regulations 2014 (S.S.I. 2014/232), regs. 1(2), 2(13)(e)(iii) (with reg. 4)

[^key-ef6d663029f6ce40296a402f51bd1bc2]: S. 23(10) inserted (1.1.2015) by The Scottish Legal Complaints Commission (Modification of Duties and Powers) Regulations 2014 (S.S.I. 2014/232), regs. 1(2), 2(13)(f) (with reg. 4)

[^key-8cd59c4b47e2dd3665be01374e9f7fca]: Words in s. 2(1) substituted (1.1.2015) by The Scottish Legal Complaints Commission (Modification of Duties and Powers) Regulations 2014 (S.S.I. 2014/232), regs. 1(2), 2(2)(a)(i) (with reg. 4)

[^key-b495afff62a0d6b6f0e5be5aa546ac61]: Words in s. 2(1) omitted (1.1.2015) by virtue of The Scottish Legal Complaints Commission (Modification of Duties and Powers) Regulations 2014 (S.S.I. 2014/232), regs. 1(2), 2(2)(a)(ii) (with reg. 4)

[^key-1946de86a630a7bdcafc76bacdfe63e3]: S. 2(1A) inserted (1.1.2015) by The Scottish Legal Complaints Commission (Modification of Duties and Powers) Regulations 2014 (S.S.I. 2014/232), regs. 1(2), 2(2)(b) (with reg. 4)

[^key-43c65ea375addfc159de7f4dec240f7f]: S. 2(2A)-(2C) inserted (1.1.2015) by The Scottish Legal Complaints Commission (Modification of Duties and Powers) Regulations 2014 (S.S.I. 2014/232), regs. 1(2), 2(2)(c) (with reg. 4)

[^key-4824b9692ed53f1f387978f4ab7f757f]: S. 5 omitted (1.1.2015) by virtue of The Scottish Legal Complaints Commission (Modification of Duties and Powers) Regulations 2014 (S.S.I. 2014/232), regs. 1(2), 2(4) (with reg. 4)

[^key-c26ad64c6593ce88eb644932af851672]: Words in s. 6 renumbered as s. 6(2) (1.1.2015) by The Scottish Legal Complaints Commission (Modification of Duties and Powers) Regulations 2014 (S.S.I. 2014/232), regs. 1(2), 2(5)(b) (with reg. 4)

[^key-6f736666a45a7bfebe58a5032316ac13]: S. 6(1) inserted (1.1.2015) by The Scottish Legal Complaints Commission (Modification of Duties and Powers) Regulations 2014 (S.S.I. 2014/232) , regs. 1(2) , 2(5)(a) (with reg. 4 )

[^key-1ccf2262d84024044f6cab0febd57fd3]: Words in s. 6(2) substituted (1.1.2015) by The Scottish Legal Complaints Commission (Modification of Duties and Powers) Regulations 2014 (S.S.I. 2014/232) , regs. 1(2) , 2(5)(c)(i) (with reg. 4 )

[^key-01d15240676bd41506977ef31c7a9ef6]: Words in s. 6(2) inserted (1.1.2015) by The Scottish Legal Complaints Commission (Modification of Duties and Powers) Regulations 2014 (S.S.I. 2014/232) , regs. 1(2) , 2(5)(c)(ii) (with reg. 4 )

[^key-e2358c64c259b4cdb8f79cc04a8797da]: S. 8(1) substituted (1.1.2015) by The Scottish Legal Complaints Commission (Modification of Duties and Powers) Regulations 2014 (S.S.I. 2014/232), regs. 1(2), 2(7) (with reg. 4)

[^key-93209f9689de7f6ad7934d461d85ec4a]: Words in s. 7 renumbered as s. 7(2) (1.1.2015) by The Scottish Legal Complaints Commission (Modification of Duties and Powers) Regulations 2014 (S.S.I. 2014/232), regs. 1(2), 2(6)(b) (with reg. 4)

[^key-2d49601b671ab1f8263815c8678142b0]: S. 7(1) inserted (1.1.2015) by The Scottish Legal Complaints Commission (Modification of Duties and Powers) Regulations 2014 (S.S.I. 2014/232), regs. 1(2), 2(6)(a) (with reg. 4)

[^key-6b1ed8bc7154691639018a230b1e1b36]: Words in s. 7(2) substituted (1.1.2015) by The Scottish Legal Complaints Commission (Modification of Duties and Powers) Regulations 2014 (S.S.I. 2014/232), regs. 1(2), 2(6)(c)(i) (with reg. 4)

[^key-56004d44fc1687b00f84115ef33dd5e9]: Words in s. 7(2) inserted (1.1.2015) by The Scottish Legal Complaints Commission (Modification of Duties and Powers) Regulations 2014 (S.S.I. 2014/232), regs. 1(2), 2(6)(c)(ii) (with reg. 4)

[^key-cebcf74129cf02bf7ee04be4cef2f1e0]: Words in s. 9 substituted (1.1.2015) by The Scottish Legal Complaints Commission (Modification of Duties and Powers) Regulations 2014 (S.S.I. 2014/232), regs. 1(2), 2(8) (with reg. 4)

[^key-8b88e75ecceb2007bcaea1fc34469707]: Words in s. 9(1) inserted (1.1.2015) by The Scottish Legal Complaints Commission (Modification of Duties and Powers) Regulations 2014 (S.S.I. 2014/232), regs. 1(2), 2(9)(a) (with reg. 4)

[^key-1a0b9458bbaf3ee3b56ce70bfc00d4e5]: S. 9(1A)(1B) inserted (1.1.2015) by The Scottish Legal Complaints Commission (Modification of Duties and Powers) Regulations 2014 (S.S.I. 2014/232), regs. 1(2), 2(9)(b) (with reg. 4)

[^key-324fb39822794daf7a60cde49ae65708]: Words in s. 15 substituted (1.1.2015) by The Scottish Legal Complaints Commission (Modification of Duties and Powers) Regulations 2014 (S.S.I. 2014/232), regs. 1(2), 2(8) (with reg. 4)

[^key-cdfdf4842fa76d98ab6823b8b0ae5218]: Word in s. 15(1) substituted (1.1.2015) by The Scottish Legal Complaints Commission (Modification of Duties and Powers) Regulations 2014 (S.S.I. 2014/232), regs. 1(2), 2(11) (with reg. 4)

[^key-353cdfeebafa3baa88d20f703c1eb1c8]: Word in s. 15(5)(a) substituted (1.1.2015) by The Scottish Legal Complaints Commission (Modification of Duties and Powers) Regulations 2014 (S.S.I. 2014/232), regs. 1(2), 2(11) (with reg. 4)

[^key-afc1a11eacf58950dc395a32f52f03a8]: Word in s. 17(1) omitted (1.1.2015) by virtue of The Scottish Legal Complaints Commission (Modification of Duties and Powers) Regulations 2014 (S.S.I. 2014/232), regs. 1(2), 2(12)(a) (with reg. 4)

[^key-d1ee29f87335b3bf4193ae0956373a4e]: Word in s. 17(4) omitted (1.1.2015) by virtue of The Scottish Legal Complaints Commission (Modification of Duties and Powers) Regulations 2014 (S.S.I. 2014/232), regs. 1(2), 2(12)(b) (with reg. 4)

[^key-8fc8fbc2ae723f2e8531677d1852f103]: Word in s. 33(b) substituted (1.1.2015) by The Scottish Legal Complaints Commission (Modification of Duties and Powers) Regulations 2014 (S.S.I. 2014/232), regs. 1(2), 2(11) (with reg. 4)

[^key-0043bf7370bea06909e4544065683c25]: Word in s. 36(1)(a) substituted (1.1.2015) by The Scottish Legal Complaints Commission (Modification of Duties and Powers) Regulations 2014 (S.S.I. 2014/232), regs. 1(2), 2(11) (with reg. 4)

[^key-e0039c1e12059795d9c097d72cf8bc30]: Word in s. 36(3)(a) substituted (1.1.2015) by The Scottish Legal Complaints Commission (Modification of Duties and Powers) Regulations 2014 (S.S.I. 2014/232), regs. 1(2), 2(11) (with reg. 4)

[^key-b492e01e9695dafff2b0cb80d0065079]: Word in s. 36(5) substituted (1.1.2015) by The Scottish Legal Complaints Commission (Modification of Duties and Powers) Regulations 2014 (S.S.I. 2014/232), regs. 1(2), 2(11) (with reg. 4)

[^key-4aed5c39b3c594e6ac89016a22e7a687]: Word in s. 37(2) substituted (1.1.2015) by The Scottish Legal Complaints Commission (Modification of Duties and Powers) Regulations 2014 (S.S.I. 2014/232), regs. 1(2), 2(11) (with reg. 4)

[^key-23f61e94e506a17ca1fc76123d8e7121]: Word in s. 46 substituted (1.1.2015) by The Scottish Legal Complaints Commission (Modification of Duties and Powers) Regulations 2014 (S.S.I. 2014/232), regs. 1(2), 2(15) (with reg. 4)

[^key-a76a7d3398d392d4716fc5bebc6da044]: Word in s. 47(1) substituted (1.1.2015) by The Scottish Legal Complaints Commission (Modification of Duties and Powers) Regulations 2014 (S.S.I. 2014/232), regs. 1(2), 2(11) (with reg. 4)

[^key-247deabd229fcc3bfdd52573ce4a3d96]: Word in Sch. 3 para. 1(b)(ii) substituted (1.1.2015) by The Scottish Legal Complaints Commission (Modification of Duties and Powers) Regulations 2014 (S.S.I. 2014/232), regs. 1(2), 2(17)(a) (with reg. 4)

[^key-53115fd5c81542601aabbf82b54e3551]: Sch. 3 para. 1(ca)(cb) inserted (1.1.2015) by The Scottish Legal Complaints Commission (Modification of Duties and Powers) Regulations 2014 (S.S.I. 2014/232), regs. 1(2), 2(17)(b) (with reg. 4)

[^key-df7a5f0d73ac402590413c3e73613bf9]: S. 2(2)(b)(va) inserted (30.1.2019) by Civil Litigation (Expenses and Group Proceedings) (Scotland) Act 2018 (asp 10), s. 27(3), sch. para. 6; S.S.I. 2018/368, reg. 2(o)

[^key-64c1d62b0d1c0c13895210f680a78db3]: Words in sch. 1 para. 2(1)(b) substituted (5.3.2026) by Regulation of Legal Services (Scotland) Act 2025 (asp 8), ss. 79(2)(a), 103(3); S.S.I. 2026/96, reg. 2(1)(2), sch. 1

[^key-9b4f6881e2acbd78d1e4c1a26f93638f]: Words in sch. 1 para. 2(3) substituted (5.3.2026) by Regulation of Legal Services (Scotland) Act 2025 (asp 8), ss. 79(2)(b), 103(3); S.S.I. 2026/96, reg. 2(1)(2), sch. 1

[^key-59e701cf11f3aa20d2e8a18fcc79eafe]: Words in sch. 1 para. 2(4) inserted (5.3.2026) by Regulation of Legal Services (Scotland) Act 2025 (asp 8), ss. 79(2)(c), 103(3); S.S.I. 2026/96, reg. 2(1)(2), sch. 1

[^key-1e971b85b6ed09097e4ccdb93facd16d]: Sch. 1 para. 2(5) repealed (5.3.2026) by Regulation of Legal Services (Scotland) Act 2025 (asp 8), ss. 79(2)(d), 103(3); S.S.I. 2026/96, reg. 2(1)(2), sch. 1