The Bank Insolvency (No. 2) Rules (Northern Ireland) 2009

CHAPTER 4 — ENFORCEMENT PROCEDURES

Enforcement of court orders

202

• (1) Apply rule 7.19 of the 1991 Rules.

• (2) Delete paragraph (2).

Orders enforcing compliance with the rules

203

• (1) The court may on application of the bank liquidator, or the provisional liquidator as the case may be, make such orders as it thinks necessary for the enforcement of obligations falling on any person in accordance with—

• (a) Article 121(2) of the Order (liquidator to furnish information, books, papers etc.); or

• (b) Article 199 of the Order (duty to cooperate with liquidator).

• (2) An order of the court under this Rule may provide that all costs of and incidental to the application for it shall be borne by the person against whom the order is made.

Warrants (general provisions)

204

• (1) A warrant issued by the court under any provision of the Order shall be addressed to such officer of the High Court as the warrant specifies, or to any constable.

• (2) The person described in Article 199(3) of the Order as the prescribed officer of the court is the tipstaff and his assistants of the court.

• (3) In this Chapter references to property include books, paper and records.

Warrants under Article 200

205

• (1) Apply rule 7.22 of the 1991 Rules.

• (2) In paragraph (1), delete “or 337 (the equivalent in bankruptcy),”.

CHAPTER 5 — COURT RECORDS AND RETURNS

Title of proceedings

206

Every proceeding under Part 2 of the 2009 Act shall, with any necessary additions, be titled “IN THE MATTER OF ………. (naming the bank to which the proceedings relate) AND IN THE MATTER OF THE BANKING ACT 2009”.

Court records

207

Apply rule 7.24 of the 1991 Rules.

Inspection of records

208

Apply rule 7.25 of the 1991 Rules.

File of court proceedings and inspection

209

• (1) The Court shall open and maintain a file for each bank insolvency and (subject to the direction of the registrar) all documents relating to that bank insolvency shall be placed on that file.

• (2) Where a file has been opened under paragraph (1), the following have the right, at all reasonable times, to inspect that file—

• (a) the bank liquidator;

• (b) any person stating in writing that they are a creditor of the bank to which the bank insolvency relates; and

• (c) a member of the bank;

• (d) any person who is, or at any time has been, a director or officer of the bank to which the bank insolvency relates;

• (e) any person who is a contributory of the bank to which the bank insolvency relates; and

• (f) the Bank of England, the FSA and the FSCS.

• (3) The right of inspection conferred on any person by paragraph (2) may be exercised on their behalf by a person properly authorised by them.

• (4) Any person may, with special leave of the court, inspect the file.

• (5) The right of inspection conferred by this rule is not exercisable in respect of documents, or parts of documents, which the court has directed (either generally or specially) are not to be open to inspection without the court’s permission.

• (6) An application for a direction of the court under paragraph (5) may be made by the bank liquidator or by any party appearing to the court to have an interest in the bank insolvency.

• (7) If for the purposes of powers conferred by the Order, the 2009 Act or these Rules the Department requires to inspect the file on a bank insolvency and requests the court to transmit the file to it, the court shall comply with the request or, if the file is for the time being in use for the court’s own purposes, as soon as the file is no longer in such use.

• (8) Rule 208 applies in respect of the court’s records on any bank insolvency as they apply in respect of court records of general insolvency proceedings.

Filing of Gazette notices and advertisements

210

• (1) Apply rule 7.28 of the 1991 Rules.

• (2) In paragraph (3) for “An officer of the court” substitute “The bank liquidator”.

• (3) In paragraph (4) for “The officer’s” substitute “the bank liquidator’s”.

CHAPTER 6 — COSTS AND DETAILED ASSESSMENT

Application of the Supreme Court Rules

211

Apply rule 7.29 of the 1991 Rules.

Requirement to assess costs by the detailed procedure

212

• (1) Apply rule 7.30 of the 1991 Rules.

• (2) In paragraph (1)—

• (a) for “company insolvency” and “liquidation”, substitute “bank insolvency”; and

• (b) delete sub-paragraph (b).

• (3) In paragraph (2) delete “or creditors’”.

• (4) In paragraph (3) for “insolvency proceedings” substitute “a bank insolvency ”;

• (5) In paragraph (5) for “trustee in bankruptcy or a liquidator ” substitute “bank liquidator”;

• (6) Delete paragraph (6).

Procedure where detailed assessment required

213

Apply rule 7.32 of the 1991 Rules.

Cost of officers charged with executions of writs or other process

214

• (1) Apply rule 7.31 of the 1991 Rules.

• (2) In Paragraph (1) for “insolvency proceedings” substitute “a bank insolvency”.

• (3) Delete paragraph (9)

Costs paid otherwise than out of the insolvent estate

215

Apply rule 7.34 of the 1991 Rules.

Award of costs against responsible insolvency practitioner

216

• (1) Apply rule 7.35 of the 1991 Rules.

• (2) For “Without prejudice” to “the official receiver or” substitute “Where”.

Application for costs

217

• (1) Apply rule 7.36 of the 1991 Rules.

• (2) In paragraph (1) for “insolvency” substitute “bank insolvency”.

• (3) In paragraph (2), delete “, and, in a winding up by the court or bankruptcy, on the official receiver”;

• (4) In paragraph (3), delete “and, where appropriate, the official receiver”.

Costs and expenses of witnesses

218

• (1) Apply rule 7.37 of the 1991 Rules.

• (2) In paragraph (1), delete “the bankrupt or”.

• (3) Delete paragraph (2).

CHAPTER 7 — PERSONS INCAPABLE OF MANAGING THEIR AFFAIRS

Introductory

219

Apply rule 7.38 of the 1991 Rules.

Appointment of another person to act

220

• (1) Apply rule 7.39 of the 1991 Rules.

• (2) Delete paragraph (3)(c).

Affidavit in support of application

221

• (1) Apply rule 7.40 of the 1991 Rules.

• (2) In paragraph (1) delete from the beginning to “receiver”.

• (3) Delete paragraph (2).

Service of notices following appointment

222

Apply rule 7.41 of the 1991 Rules.

CHAPTER 8 — APPEALS IN BANK INSOLVENCY PROCEEDINGS

Appeals and review of court orders

223

• (1) The High Court may review, rescind or vary any order made by it in the exercise of its jurisdiction under Part 2 of the 2009 Act.

• (2) An appeal from a decision of a registrar of the High Court lies, with the permission of the registrar or a judge of the High Court, to a single judge of the High Court, and a second appeal lies, with the permission of the Court of Appeal to the Court of Appeal.

• (3) An appeal of a decision of first instance of a judge of the High Court lies, with the permission of the judge or the Court of Appeal, to the Court of Appeal.

• (4) A bank insolvency order made under rule 16 cannot be appealed under this rule.

Procedure on appeal

224

Apply rule 7.42 of the 1991 Rules.

Appeal against a decision of the Department

225

• (1) Apply rule 7.44 of the 1991 Rules.

• (2) In paragraph (1) delete “or the official receiver”.

• (3) Delete paragraph (2).

CHAPTER 9 — GENERAL

Principal court rules and practice to apply

226

The Rules of the Supreme Court (Northern Ireland) 1980[^f00024] and the practice and procedure of the High Court (including any practice direction) apply to bank insolvency proceedings in the High Court, with any necessary modifications, except so far as is inconsistent with these Rules.

Right of attendance

227

• (1) Apply rule 7.47 of the 1991 Rules.

• (2) For “company” substitute “bank”.

Restriction on concurrent proceedings and remedies

228

Where in a bank insolvency, the court makes an order staying any action, execution or legal process against the property of the bank, service of the order may be effected by delivering a sealed copy by personal service to the applicant for the bank insolvency order.

Security in court

229

Apply rule 7.53 of the 1991 Rules.

Further information and disclosure

230

• (1) Apply rule 7.54 of the 1991 Rules.

• (2) After paragraph (2) insert—

(3) Before the passing of a full payment resolution the court shall only grant an order on an application under paragraph (1)(b) if satisfied that granting the order is unlikely to prejudice the achievement of Objective 1.

Office copies of documents

231

Apply rule 7.55 of the 1991 Rules.

PART 19 — PROXIES AND COMPANY REPRESENTATION

Definition of “proxy”

232

• (1) Apply rule 8.1 of the 1991 Rules.

• (2) In paragraph (2) delete “, company”.

• (3) In paragraph (4), for “chairman of the meeting” to “official receiver” substitute: “chair of the meeting or the bank liquidator”.

Issue and use of forms

233

Apply rule 8.2 of the 1991 Rules.

Use of proxies at meetings

234

• (1) Apply rule 8.3 of the 1991 Rules.

• (2) Delete paragraph (2).

Retention of proxies

235

Apply rule 8.4 of the 1991 Rules.

Right of inspection

236

• (1) Apply rule 8.5 of the 1991 Rules.

• (2) in paragraph (1)(b) for “company” substitute “bank”.

• (3) For paragraph (2) substitute—

(2) The reference in paragraph (1) to creditors is to those creditors who have proved their debts but does not include a person whose proof has been wholly rejected for purposes of voting, dividend or otherwise.

• (4) In paragraph (3)(a) delete “, and” and insert a full stop.

• (5) Delete paragraph (3)(b).

Proxy-holder with financial interest

237

Apply rule 8.6 of the 1991 Rules.

Company representation

238

• (1) Apply rule 8.7 of the 1991 Rules.

• (2) In paragraph (1), the reference to Article 383 of the Companies Order should, after that Article is repealed, be to section 323 of the 2006 Act.

PART 20 — EXAMINATION OF PERSONS CONCERNED IN BANK INSOLVENCY

Preliminary

239

• (1) The rules in this Part relates to applications to the court for an order under Article 220 of the Order (inquiry into company’s dealings when it is, or is alleged to be, insolvent).

• (2) The following definitions apply—

• (a) the person in respect of whom an order is applied for is “the respondent”;

• (b) “the applicable Article” is Article 200 of the Order; and

• (c) the bank is “the insolvent”.

Form and contents of application

240

Apply rule 9.2 of the 1991 Rules.

Order for examination, etc

241

Apply rule 9.3 of the 1991 Rules.

Procedure for examination

242

Apply rule 9.4 of the 1991 Rules.

Record of examination

243

Apply rule 9.5 of the 1991 Rules.

Cost of proceedings

244

• (1) Apply rule 9.6 of the 1991 Rules.

• (2) In paragraph (2)(a) delete “or 338(1)” and in paragraph (2)(b) delete “or 338(2)”.

• (3) In paragraph (3)(a), for “company insolvency” substitute “bank insolvency”.

• (4) Delete sub-paragraph (3)(b).

• (5) Delete paragraph (5).

PART 21 — DECLARATION AND PAYMENT OF DIVIDEND

Preliminary

245

• (1) The rules in this Part relate to the declaration and payment of dividends in a bank insolvency.

• (2) In this part—

• (a) “creditors” means those creditors of the bank of whom the bank liquidator is aware, or who are identified in the bank’s statement of affairs; and

• (b) “the insolvent” means the bank.

Notice of intended dividend

246

• (1) Apply rule 11.02 of the 1991 Rules.

• (2) Delete paragraph (1)(b) .

Final admission/rejection of proofs

247

• (1) Apply rule 11.03 of the 1991 Rules.

• (2) Delete paragraph (4).

Postponement or cancellation of dividend

248

Apply rule 11.04 of the 1991 Rules.

Decision to declare dividend

249

Apply rule 11.05 of the 1991 Rules.

Notice of declaration

250

• (1) Apply rule 11.06 of the 1991 Rules.

• (2) Delete paragraph (1)(b).

• (3) In paragraph (2), after (b) add—

(ba) expenses incurred by the bank liquidator in the achievement of objective 1 under section 99 of the Banking Act 2009;

Notice of no, or no further, dividend

251

Apply rule 11.07 of the 1991 Rules.

Proof altered after payment of dividend

252

Apply rule 11.08 of the 1991 Rules.

Secured creditors

253

Apply rule 11.09 of the 1991 Rules.

Disqualification from dividend

254

• (1) Apply rule 11.10 of the 1991 Rules.

• (2) For “the Order” substitute “the Order as applied by the 2009 Act”.

Assignment of right to dividend

255

Apply rule 11.11 of the 1991 Rules.

Preferential creditors

256

Apply rule 11.12 of the 1991 Rules.

Debt payable at future time

257

• (1) Apply rule 11.13 of the 1991 Rules.

• (2) For paragraph (3) substitute—

(3) In paragraph (2) “relevant date” means the date of the commencement of the bank insolvency.

PART 22 — MISCELLANEOUS AND GENERAL

Power of Department to regulate certain matters

258

• (1) As provided for in paragraph 27 of Schedule 5 to the Order and paragraph 28 of Schedule 6 to the Order[^f00025], the Department may, subject to the Order and to these Rules, make regulations with respect to any matter provided for in these Rules relating to the carrying out of the functions of a bank liquidator or provisional bank liquidator, including, without prejudice to the generality of the above, provision with respect to the following matters arising in bank insolvency—

• (a) the preparation and keeping by bank liquidator and provisional bank liquidators of books, accounts and other records, and their production to such persons as may be authorised or required to inspect them;

• (b) the auditing of bank liquidators’ accounts;

• (c) the manner in which bank liquidators are to act in relation to the bank’s books, papers and other records, and the manner of their disposal by the bank liquidator or others;

• (d) the supply by the bank liquidator to creditors and contributories and to the liquidation committee of copies of documents relating to the bank insolvency and the affairs of the bank (on payment, in such cases as may be specified in the regulations, of a fee.);

• (e) the manner in which insolvent estates are to be distributed by the bank liquidator, including provision with respect to unclaimed funds and dividends;

• (f) the manner in which monies coming into the hands of the bank liquidator are to be handled and invested and the payment of interest on sums which, in pursuance of regulations made under this sub-paragraph, have been paid into the Insolvency Account.

• (2) Regulations made under paragraph (1) may—

• (a) confer a discretion on the court;

• (b) make non-compliance with any of the regulations a criminal offence;

• (c) make different provision for different cases, including different provision for different areas; and

• (d) contain such incidental, supplemental and transitional provisions as may appear to the Department as necessary or expedient.

Costs, expenses, etc

259

• (1) All fees, costs, charges and other expenses incurred in the course of bank insolvency, except for any money paid by the FSCS to eligible depositors in pursuance of objective 1, and any expense incurred by the FSCS in this process, are to be regarded as expenses of the bank insolvency.

• (2) The costs associated with the prescribed part shall be paid out of that prescribed part.

Provable debts

260

• (1) Subject to paragraphs (2) and (3), in a bank insolvency all claims by creditors are provable as debts against the bank, whether they are present or future, certain or contingent, ascertained or sounding only in damages.

• (2) Any obligation arising under a confiscation order made under Articles 4 or 5 of the Criminal Justice (Confiscation) (Northern Ireland) Order 1990[^f00026] or under Parts 2, 3 or 4 of the Proceeds of Crime Act 2002 is not provable.

• (3) The following are not provable except at a time when all other claims of creditors in the bank insolvency proceedings (other than any of a kind mentioned in this paragraph) have been paid in full with interest under Article 160(2) of the Order—

• (a) any claim arising by virtue of section 382(1)(a) of the Financial Services and Markets Act 2000, not being a claim also arising by virtue of section 382(1)(b) of that Act;

• (b) any claim which by virtue of the Order or any other enactment is a claim the payment of which is to be postponed.

• (4) Nothing in this Rule prejudices any enactment or rule of law under which a particular kind of debt is not provable, whether on grounds of public policy or otherwise.

Notices

261

• (1) Apply rule 12.04 of the 1991 Rules.

• (2) For paragraph (2) substitute—

(2) Where in any proceedings a notice is required to be sent or given by the bank liquidator the sending or giving of it may be provided by means of a certificate by the bank liquidator or his solicitor, or a partner or an employee of either of them, that the notice was duly posted.

• (3) For paragraph (3) substitute—

(3) In the case of a notice to be sent or given by a person other than the bank liquidator the sending or giving of it may be provided by means of a certificate by that person that they posted the notice, or instructed another person (naming them) to do so.

Quorum at meeting of creditors or contributories

262

• (1) Apply rule 12.05 of the 1991 Rules.

• (2) In paragraph (1), for “insolvency proceedings” read “a bank insolvency”.

• (3) For paragraph (3) substitute—

(3) For the purposes of this rule, the reference to the creditors or contributories necessary to constitute a quorum is to those persons present or represented by proxy by any person (including the chair) under Article 383 of the Order or, after that Article is repealed, by section 323 of the 2006 Act.

Evidence of proceedings at meetings

263

• (1) Apply rule 12.06 of the 1991 Rules.

Documents issuing from the Department

264

Apply rule 12.07 of the 1991 Rules.

Insolvency practitioner’s security

265

• (1) Apply rule 12.09 of the 1991 Rules.

• (2) For paragraph (2) substitute—

(2) It is the duty of the liquidation committee in a bank insolvency to review from time to time the adequacy of the bank liquidator’s security.

Time

266

Apply rule 12.10 of the 1991 Rules as regards time limits for anything required or authorised to be done by these Rules.

Service by post

267

Apply rule 12.11 of the 1991 Rules.

General provisions as to service

268

Order 65 of The Rules of the Supreme Court (Northern Ireland) 1980 (service of documents) applies as regards any matter relating to the service of documents and the giving of notice in bank insolvency proceedings except in cases where a rule makes provision as to the service of a document or the giving of a notice.

Service outside the jurisdiction

269

Apply rule 12.13 of the 1991 Rules.

Confidentiality of documents

270

• (1) Apply rule 12.14 of the 1991 Rules.

• (2) In paragraph (2) delete “or a creditors’ committee”.

Notices sent simultaneously to the same person

271

Apply rule 12.15 of the 1991 Rules.

Right to copy documents

272

Apply rule 12.16 of the 1991 Rules.

Charge for copy documents

273

Apply rule 12.17 of the 1991 Rules.

Non-receipt of notice of meeting

274

Apply rule 12.18 of the 1991 Rules.

Right to have list of creditors

275

• (1) Where a creditor has the right under these Rules to inspect documents on the court file, the creditor may require the bank liquidator to send them a list of the bank’s creditors and the amounts of their respective debts.

• (2) Paragraph (1) does not apply if a statement of the bank’s affairs has been filed in court or filed with the registrar of companies.

• (3) The bank liquidator must respond to a request in paragraph (1) but may charge the appropriate fee for doing so.

False claim of status as creditors

276

Apply rule 12.20 of the 1991 Rules.

Execution overtaken by judgement debtor’s insolvency

277

• (1) This rule applies where execution has been taken out against property of a judgment debtor, and notice is given to the enforcement officer or other officer charged with the execution under Article 115 of the Order (that a bank insolvency order has been made against the debtor, or that a provisional bank liquidator has been appointed).

• (2) The notice shall be in writing and be delivered by personal service at, or sent by recorded delivery to, the office of the enforcement officer or (as the case may be) of the officer charged with the execution.

The Gazette

278

Apply rule 12.21 of the 1991 Rules.

Punishment of offences

279

Apply rule 12.22 of the 1991 Rules.

Notice of order under Article 150A(5)

280

• (1) Apply rule 12.23 of the 1991 Rules.

• (2) In paragraphs (2), (3) and (5) for “the liquidator, administrator or receiver, as the case may be”, substitute “the bank liquidator”.

• (3) In paragraph (6), for “The liquidator, administrator or receiver” substitute “The bank liquidator”.

PART 23 — INTERPRETATION

Introductory

281

This Part of the Rules has effect for their interpretation and application; and any definition given in this Part (and in any provision of the 1991 Rules applied by this Part) applies except, and in so far as, the context requires otherwise.

Expressions used generally

282

• (1) Apply rule 0.2 of the 1991 Rules.

• (2) For the definition “insolvency proceedings” after “the Order” insert “, the 2009 Act”.

“Give notice”, etc

283

Apply rule 0.3 of the 1991 Rules. In paragraph (3) after “personal service of a document”, add “which means the same as service by hand”.

Notice, etc to solicitors

284

Apply rule 0.4 of the 1991 Rules.

Notice to joint bank liquidators

285

Where two or more persons are acting jointly as the bank liquidator, delivery of a document to one of them is to be treated as delivery to them all.

“Insolvent estate”

286

References to “the insolvent estate” are to the assets of a bank which is subject to a bank insolvency order.

“Responsible insolvency practitioner”, etc

287

In relation to a bank insolvency, “the responsible insolvency practitioner” means the person acting in the bank insolvency as bank liquidator or provisional bank liquidator.

The Schedule

288

The Schedule, which applies relevant schedules to the 1991 Rules, has effect.

SCHEDULE

The following schedules of the 1991 Rules are applied to these Rules.

• (a) Schedule 1. For “Rule 4.078”, wherever it appears, substitute “rule 40”;

• (b) Schedule 2;

• (c) Schedule 3; and

• (d) Schedule 4.

Signed

Signed by authority of the Lord Chancellor

Bridget Prentice — Parliamentary Under-Secretary of State — Ministry of Justice — Dated 18th March 2009

I concur

Brian Kerr — The Lord Chief Justice of Northern Ireland — Dated 19th March 2009

We concur

Frank Roy — Dave Watts — Two of the Lords Commissioners of Her Majesty’s Treasury — Dated 19th March 2009

Explanatory note

(This note is not part of the Rules)

EXPLANATORY NOTE

These Rules revoke and replace the Bank Insolvency Rules (Northern Ireland) 2009 to correct drafting errors in that instrument. They set out the procedure for the bank insolvency process under Part 2 of the Banking Act 2009 (c.1).

The main features of Bank Insolvency are that, in the event of a deposit-taking bank becoming insolvent, it enables those depositors who are eligible for compensation under the Financial Services Compensation Scheme (FSCS) to either—

• (a) receive compensation for their lost deposits as soon as possible after the bank goes into bank insolvency; or

• (b) have their account transferred to a different bank.

This is the first objective of the insolvency process.

The procedure can only be initiated by the Bank of England, the Financial Services Authority or the Department by application to the court. The court then makes a bank insolvency order, appointing a bank liquidator. In the initial stages, the bank liquidator is accountable to a liquidation committee formed of the FSA, the Bank of England and the FSCS.

Once the bank liquidator considers that the first objective is achieved, the liquidation committee will pass a resolution to that effect and the bank insolvency will move to the second objective which is to wind up the affairs of the bank so as to achieve the best results for the creditors as a whole.

The Rules are based and follow the same order as the Insolvency Rules (Northern Ireland)1991 (“the 1991 Rules”) and certain provisions of the 1991 Rules are applied to these Rules, subject to a number of general and specific modifications.

Part 2 of the Rules sets out the application process for a bank insolvency order.

Part 3 sets out the procedure for appointing a provisional bank liquidator.

Parts 4 to 8 set out the procedure concerning the creditors and contributories.

Part 9 sets out provisions concerning the bank liquidator.

Part 10 sets out provisions concerning the liquidation committee.

Parts 11- 17 set out provisions relating to the bank’s assets and other miscellaneous provisions.

Part 18 sets out court procedure and practice.

Part 19 sets out provisions re proxies and company representation.

Part 20 sets out provisions concerning the examination of persons concerned in bank insolvency.

Part 21 sets out provisions relating to the declaration of dividend,

Parts 22 and 23 set out miscellaneous and general provisions relating to the procedure.

An Impact Assessment of the effect of the Banking Act 2009 is available on HM Treasury’s website (www.hm-treasury.gov.uk).

Footnotes

[^f00001]: S.I. 1989/2405(N.I. 19), section 1282 of the Companies Act 2006 (c. 46) inserted a new Article 150ZA into the Insolvency (Northern Ireland) Order 1989 providing for the payment and priority of general expenses of a winding up subject to exceptions prescribed by rules made under Article 359 of the 1989 Order. Article 359 of the Insolvency (Northern Ireland) Order 1989 was amended by the Insolvency (Northern Ireland) 1989 (Amendment) Regulations (Northern Ireland) 2002 S.R. 2002 N. 223).

[^f00002]: Article 359(1A) was inserted by the Constitutional Reform Act 2005 (c. 4), Schedule 5, Part 1, paragraphs 80 and 81.

[^f00003]: 2009 c.1. See also section 134.

[^f00004]: S.R. 2009 No. 64

[^f00005]: The Insolvency Rules (Northern Ireland) (S.R. 1991 No. 364), as amended by the Insolvency (Amendment) Rules (Northern Ireland) 1994 (S.R. 1994 No. 26), the Insolvency (Amendment) Rules (Northern Ireland) 1995 (S.R. 1995 No.291), the Insolvency (Amendment) Rules (Northern Ireland) 2000 (S.R. 2000 No. 247), the Insolvency (Amendment) Rules (Northern Ireland) 2002 (S.R. 2002 N.261), the Insolvency (Amendment) Rules (Northern Ireland) 2003 (S.R. 2003 549), the Insolvency (Amendment) Rules (Northern Ireland) 2006 (S.R. 2006 No. 47), the Insolvency (Amendment) Rules (Northern Ireland) 2008 (S.R. 2008 No. 118) and the Financial Services and Markets Act 2000 (Consequential Amendments) Order 2004 (S.I. 2004/355).

[^f00006]: 2006 c. 46.

[^f00007]: 2009 c.1

[^f00008]: Formerly the Department of Economic Development, see the Departments (Northern Ireland) Order 1999 (S.I. 1999/283 (N.I. 1))

[^f00009]: S.I. 1986/1032 (N.I. 6).

[^f00010]: 2000 c.8.

[^f00011]: Article 21 of the Companies Order is repealed on 1 October 2009

[^f00012]: Article 295 is repealed on 1 October 2009.

[^f00013]: The reference to FSA Rules are to the FSA’s Compensation Sourcebook (made under section 213 of the Financial Services and Markets Act 2000) (2000 c. 8).

[^f00015]: Article 150A was inserted by the (Insolvency (Northern Ireland) Order 1989 (Prescribed Part) Order S.R. 2006 No. 25.

[^f00016]: Rule 4.132A was inserted by the Insolvency (Amendment) Rules (Northern Ireland) 2006 (S.R. 2006 No. 47), rule 33.

[^f00017]: Article 383 is repealed on 1 October 2009

[^f00018]: Article 383 is repealed on 1 October 2009

[^f00019]: Rule 4.228 was amended by the Insolvency (Amendment) Rules (Northern Ireland) 2008 (S.R. 2008 No. 118).

[^f00020]: Rules 4.228A to E were inserted by the Insolvency (Amendment) Rules (Northern Ireland) 2008 (S.R. 2008 No. 118).

[^f00021]: Article 180 is repealed on 1 October 2009.

[^f00022]: Rule 7.07A was inserted by the Insolvency (Amendment) Rules (Northern Ireland) 2006 (S.R. 2006 No. 47), rule 97.

[^f00023]: Rule 7.08A was inserted by the Insolvency (Amendment) Rules (Northern Ireland) 2006 (S.R. 2006 No. 47), rule 98.

[^f00024]: S.R. 1980 No. 346

[^f00025]: Article 359 of the Order, which introduces Schedule 5, was amended by section 134 of the 2009 Act to extend the powers in the Schedule to rules made under Part 2 of that Act

[^f00026]: S.I. 1990/2588 (N.I. 17).

Editorial notes

[^key-1a11626f8607f4e50088d48dfec3f403]: Rule 1 in operation at 1.4.2009, see rule 1(1)

[^key-cdeb30df34745a579ca8aedbb1841268]: Rule 2 in operation at 1.4.2009, see rule 1(1)

[^key-6dc4b1c1abd80f1ca9dbd6c132b0af0f]: Rule 3 in operation at 1.4.2009, see rule 1(1)

[^key-aadef7757fbf953e2b6203f1f10705e0]: Rule 4 in operation at 1.4.2009, see rule 1(1)

[^key-cdb801a35bcf2f407b168b63066f78db]: Rule 5 in operation at 1.4.2009, see rule 1(1)

[^key-04bc016131aff709882fc0bd47bad06e]: Rule 6 in operation at 1.4.2009, see rule 1(1)

[^key-b1e17729bb5abd302fc6165e984bf04e]: Rule 7 in operation at 1.4.2009, see rule 1(1)

[^key-cf9cc9a4df9f1ec648913093743caf4f]: Rule 8 in operation at 1.4.2009, see rule 1(1)

[^key-c7b8cb1f5746e481c5a96deb62a8465f]: Rule 9 in operation at 1.4.2009, see rule 1(1)

[^key-7470ccdcb8d7cf5bd21c34816723b192]: Rule 10 in operation at 1.4.2009, see rule 1(1)

[^key-411a05d2d355bac6e25df8b89a0f24ba]: Rule 11 in operation at 1.4.2009, see rule 1(1)

[^key-5a33960d6d8233980e7c7a71f8b6bc7b]: Rule 12 in operation at 1.4.2009, see rule 1(1)

[^key-ad110cf946730c34ae77ddfe964202c5]: Rule 13 in operation at 1.4.2009, see rule 1(1)

[^key-908744fdb85e1e18ab90544146b720ff]: Rule 14 in operation at 1.4.2009, see rule 1(1)

[^key-fcff2238c19771d69d078b818bfa7c14]: Rule 15 in operation at 1.4.2009, see rule 1(1)

[^key-55e8b4a0849a5169a2ea5ec3dba03fa7]: Rule 16 in operation at 1.4.2009, see rule 1(1)

[^key-469e1c86e5e8167e9c613e89cb5033ac]: Rule 17 in operation at 1.4.2009, see rule 1(1)

[^key-1ffbee5438661fef799b566b29a97459]: Rule 18 in operation at 1.4.2009, see rule 1(1)

[^key-c5aa939c6285cf09d3fb8af1b19e6006]: Rule 19 in operation at 1.4.2009, see rule 1(1)

[^key-401ef01762e8a6f8c8d8bb2a3e2550fb]: Rule 20 in operation at 1.4.2009, see rule 1(1)

[^key-4c6d0d62a15a002f6a79697ce2d5efb2]: Rule 21 in operation at 1.4.2009, see rule 1(1)

[^key-f7a73d8b0eb5f8dd7a8938c6e69c07f6]: Rule 22 in operation at 1.4.2009, see rule 1(1)

[^key-b5b039189a38117ede42e50007244b9d]: Rule 23 in operation at 1.4.2009, see rule 1(1)

[^key-49ffe89ecd25c3d4c8db892f00366685]: Rule 24 in operation at 1.4.2009, see rule 1(1)

[^key-8fe9c11f76be6b6c90084177701dfe5d]: Rule 25 in operation at 1.4.2009, see rule 1(1)

[^key-54ec2c1cf8b0a2fb255fc45d98bf4b9a]: Rule 26 in operation at 1.4.2009, see rule 1(1)

[^key-08606afce74c1f60b1e9e72dbfce707a]: Rule 27 in operation at 1.4.2009, see rule 1(1)

[^key-705f6bb3b127a543276118a6d082a97a]: Rule 28 in operation at 1.4.2009, see rule 1(1)

[^key-1336080d66ae239f8d3312fcb5f98ed4]: Rule 29 in operation at 1.4.2009, see rule 1(1)

[^key-b3982bc5d4f6865898f86d5de1f375a2]: Rule 30 in operation at 1.4.2009, see rule 1(1)

[^key-4f168cd59fb4463d8515f4f01908fcc4]: Rule 31 in operation at 1.4.2009, see rule 1(1)

[^key-5e7d581e2787429188a37e2b8b574e84]: Rule 32 in operation at 1.4.2009, see rule 1(1)

[^key-beb971e06a2c822ae145fcc973dc6cfb]: Rule 33 in operation at 1.4.2009, see rule 1(1)

[^key-60be6d2b224a3f7dffff74de3c26e953]: Rule 34 in operation at 1.4.2009, see rule 1(1)

[^key-fbaf0c1bac4bcf17cb98dce20c436b50]: Rule 35 in operation at 1.4.2009, see rule 1(1)

[^key-80952f0b688dca07755c93105700abe6]: Rule 36 in operation at 1.4.2009, see rule 1(1)

[^key-e02c1fe7b525ad20f676a6feddda99db]: Rule 37 in operation at 1.4.2009, see rule 1(1)

[^key-c4fa1b974b4040b60a23d8bf3f651621]: Rule 38 in operation at 1.4.2009, see rule 1(1)

[^key-9f794b7e18e3b56f6d47b641b9b552b9]: Rule 39 in operation at 1.4.2009, see rule 1(1)

[^key-2d0247b37d13d60dccef2bc938417299]: Rule 40 in operation at 1.4.2009, see rule 1(1)

[^key-9d87f15742357dbcc08c815b4a334a5b]: Rule 41 in operation at 1.4.2009, see rule 1(1)

[^key-0b455b135e749fae17bfa9a64b8f9d33]: Rule 42 in operation at 1.4.2009, see rule 1(1)

[^key-c6b1ba582fe5829f8b03311e86941414]: Rule 43 in operation at 1.4.2009, see rule 1(1)

[^key-3753391b42501ffc71e43b8bb2b7b867]: Rule 44 in operation at 1.4.2009, see rule 1(1)

[^key-b7a18e4aa8bd7cd7a20c8943e526b7fd]: Rule 45 in operation at 1.4.2009, see rule 1(1)

[^key-4cd5d6d93cc49171150951026a97e3c9]: Rule 46 in operation at 1.4.2009, see rule 1(1)

[^key-e6385e72dd507ceeb0b14c8bd5fc527e]: Rule 47 in operation at 1.4.2009, see rule 1(1)

[^key-893fb7acc5f901c2813610dc293ca544]: Rule 48 in operation at 1.4.2009, see rule 1(1)

[^key-9f5fc081592d6b5038936320ab4dd25f]: Rule 49 in operation at 1.4.2009, see rule 1(1)

[^key-70ff2c738564dd31b8add0a6b6b45f7b]: Rule 50 in operation at 1.4.2009, see rule 1(1)

[^key-d015072988a6a5fc431008a3b9a8208a]: Rule 51 in operation at 1.4.2009, see rule 1(1)

[^key-8c45c473003474a91dbb020f57e5d3f5]: Rule 52 in operation at 1.4.2009, see rule 1(1)

[^key-6778dd1198616be20fac798f736a2741]: Rule 53 in operation at 1.4.2009, see rule 1(1)

[^key-bc0e2f982b367727a0653adb95052d37]: Rule 54 in operation at 1.4.2009, see rule 1(1)

[^key-5dce28f7d9f9c9a2f8efae212cda70e4]: Rule 55 in operation at 1.4.2009, see rule 1(1)

[^key-dc341fd6739d275919314ab0149bb22b]: Rule 56 in operation at 1.4.2009, see rule 1(1)

[^key-592581394c4ea7c616a97a3cef474c05]: Rule 57 in operation at 1.4.2009, see rule 1(1)

[^key-3894a00cf304f7040ccfceff1ceda21a]: Rule 58 in operation at 1.4.2009, see rule 1(1)

[^key-1a54b6ac1587a81b4a465e5e4c34882a]: Rule 59 in operation at 1.4.2009, see rule 1(1)

[^key-0d68d6c803cc1dc44822a200111667ab]: Rule 60 in operation at 1.4.2009, see rule 1(1)

[^key-a91ec552aa8400ed2265f0ddb7e511a6]: Rule 61 in operation at 1.4.2009, see rule 1(1)

[^key-8194d28d7cb7f4d9c4f6d293c973f2fe]: Rule 62 in operation at 1.4.2009, see rule 1(1)

[^key-4f61a13d46772081a86218fd93a77a18]: Rule 63 in operation at 1.4.2009, see rule 1(1)

[^key-6cc7628b15a3ec6db3db9d70a692e76c]: Rule 64 in operation at 1.4.2009, see rule 1(1)

[^key-3ac1d57303c7ea2bfe9d1ac7bd02fa2d]: Rule 65 in operation at 1.4.2009, see rule 1(1)

[^key-2beb935792c3f5dcd3109a0cc9fd873a]: Rule 66 in operation at 1.4.2009, see rule 1(1)

[^key-88e1bff9b255f6bf255f582d3b395e6f]: Rule 67 in operation at 1.4.2009, see rule 1(1)

[^key-ae8b41873d1e6f737e60ad75c0ed7730]: Rule 68 in operation at 1.4.2009, see rule 1(1)

[^key-d24ca1d9d4706683b9045d0f6b692367]: Rule 69 in operation at 1.4.2009, see rule 1(1)

[^key-eb583471035c9754e161a1f844c1bffe]: Rule 70 in operation at 1.4.2009, see rule 1(1)

[^key-e937b574edef1bf56921045332a36eee]: Rule 71 in operation at 1.4.2009, see rule 1(1)

[^key-2b65a4e65ba33ef6a66baae2d3a20530]: Rule 72 in operation at 1.4.2009, see rule 1(1)

[^key-b57a6c4306cf9dc2605bacf801749c79]: Rule 73 in operation at 1.4.2009, see rule 1(1)

[^key-48f487aef18fa0a9501311cd63f3f26f]: Rule 74 in operation at 1.4.2009, see rule 1(1)

[^key-93a9bbc2abc2ae25138b78644c4002e8]: Rule 75 in operation at 1.4.2009, see rule 1(1)

[^key-7ee59d1879e30378d297603088aaae3b]: Rule 76 in operation at 1.4.2009, see rule 1(1)

[^key-2006458445d5622d71f40fcc19a1722e]: Rule 77 in operation at 1.4.2009, see rule 1(1)

[^key-a832eae5b475cffbcdd6d96cb983095a]: Rule 78 in operation at 1.4.2009, see rule 1(1)

[^key-4026d57239d7677e0762021efb201317]: Rule 79 in operation at 1.4.2009, see rule 1(1)

[^key-902217a3125b78d776578ed440aaedc6]: Rule 80 in operation at 1.4.2009, see rule 1(1)

[^key-c47d7ae62cf46e356226398868b2daaa]: Rule 81 in operation at 1.4.2009, see rule 1(1)

[^key-95e42015b2ac83a5aa996e10c773fb80]: Rule 82 in operation at 1.4.2009, see rule 1(1)

[^key-7e9e2b7488538f0add7f343c5c3632d1]: Rule 83 in operation at 1.4.2009, see rule 1(1)

[^key-7e3dad563db00312b74fb49cbe7175dd]: Rule 84 in operation at 1.4.2009, see rule 1(1)

[^key-664ea3642403a9ec16c7fd5add9c56b2]: Rule 85 in operation at 1.4.2009, see rule 1(1)

[^key-490ca3dbade4f33a7d0e642c16d07101]: Rule 86 in operation at 1.4.2009, see rule 1(1)

[^key-59781f4484aad8ca5cb972d109b583c4]: Rule 87 in operation at 1.4.2009, see rule 1(1)

[^key-1d73e2179e78738f4c78a5fe7e317040]: Rule 88 in operation at 1.4.2009, see rule 1(1)

[^key-d7acd98dc24ddb7ec337c55b6374ff11]: Rule 89 in operation at 1.4.2009, see rule 1(1)

[^key-a825281542a096e2b7890ee1a84c6ad7]: Rule 90 in operation at 1.4.2009, see rule 1(1)

[^key-43857d847df140ce000bbd76aeabb70b]: Rule 91 in operation at 1.4.2009, see rule 1(1)

[^key-abd75b9135dcc9a78545a1e9139fbd3a]: Rule 92 in operation at 1.4.2009, see rule 1(1)

[^key-45c8d23887b546996ae287d3c3fa6f7f]: Rule 93 in operation at 1.4.2009, see rule 1(1)

[^key-7d5e7459bcd17dafa0d393f573d07978]: Rule 94 in operation at 1.4.2009, see rule 1(1)

[^key-c43e7ae235447d670e6006a360c2407f]: Rule 95 in operation at 1.4.2009, see rule 1(1)

[^key-25bc7c1d6fd8734db32524c1ee484196]: Rule 96 in operation at 1.4.2009, see rule 1(1)

[^key-a664d39f4308a5f08951a0da6f10ccaf]: Rule 97 in operation at 1.4.2009, see rule 1(1)

[^key-ff04a60a09d5b6c25aa50a460e8fb5f8]: Rule 98 in operation at 1.4.2009, see rule 1(1)

[^key-426a11148484d5f5b2bd5351f446e547]: Rule 99 in operation at 1.4.2009, see rule 1(1)

[^key-72755527d2df7a21bcf723734170c2d7]: Rule 100 in operation at 1.4.2009, see rule 1(1)

[^key-77c3bed67d35353d8b6452caa6c22b19]: Rule 101 in operation at 1.4.2009, see rule 1(1)

[^key-6e69dc58410b9f4d134299a864ed2a02]: Rule 102 in operation at 1.4.2009, see rule 1(1)

[^key-966d188e2c1ce6a1cb0dfc3dfcf1bb93]: Rule 103 in operation at 1.4.2009, see rule 1(1)

[^key-2d7b277a7dae2d84bf5b227fcb9489b6]: Rule 104 in operation at 1.4.2009, see rule 1(1)

[^key-688f7a5e857d0cf3dee6aef29c23d8be]: Rule 105 in operation at 1.4.2009, see rule 1(1)

[^key-8679b7163d15b23d2ed2a21703b87ead]: Rule 106 in operation at 1.4.2009, see rule 1(1)

[^key-9c3b07ac520d81a4a993afcec7346165]: Rule 107 in operation at 1.4.2009, see rule 1(1)

[^key-361568659b40495243272652fa1f27d6]: Rule 108 in operation at 1.4.2009, see rule 1(1)

[^key-3c490786fecc911e93c4b0c147927658]: Rule 109 in operation at 1.4.2009, see rule 1(1)

[^key-d17ea64ac1aaa9da944ffe2abfe98c7c]: Rule 110 in operation at 1.4.2009, see rule 1(1)

[^key-4868516c9541d321e11df2455df1ce00]: Rule 111 in operation at 1.4.2009, see rule 1(1)

[^key-2372acd26126bd66025750cedd7e57fd]: Rule 112 in operation at 1.4.2009, see rule 1(1)

[^key-65454488e3b3ce6cfe5af7e84b89b7d4]: Rule 113 in operation at 1.4.2009, see rule 1(1)

[^key-cee76577afd995e652f46e5522360167]: Rule 114 in operation at 1.4.2009, see rule 1(1)

[^key-8a922d34343451e4536222247fb3c9a2]: Rule 115 in operation at 1.4.2009, see rule 1(1)

[^key-2ba25b0660637ab3bbfe69123d80fd03]: Rule 116 in operation at 1.4.2009, see rule 1(1)

[^key-9811b609700951f9131c1a96a637f62e]: Rule 117 in operation at 1.4.2009, see rule 1(1)

[^key-1452547857794a7132333d0a66fcc147]: Rule 118 in operation at 1.4.2009, see rule 1(1)

[^key-4ece17e40ef0f4755878364981f42796]: Rule 119 in operation at 1.4.2009, see rule 1(1)

[^key-5f68d749d647efb730f388d1a95c4126]: Rule 120 in operation at 1.4.2009, see rule 1(1)

[^key-3c06fdec9274c6e8c8233145eee297e9]: Rule 121 in operation at 1.4.2009, see rule 1(1)

[^key-5e51858e0c3b6dcb58799cc24ed63de8]: Rule 122 in operation at 1.4.2009, see rule 1(1)

[^key-09a3430a75ead291dddce6a2fb003f41]: Rule 123 in operation at 1.4.2009, see rule 1(1)

[^key-fc019fba78bc7f37059b72d90817a9a9]: Rule 124 in operation at 1.4.2009, see rule 1(1)

[^key-803988c1ee621ed9c48fd9a029a6e911]: Rule 125 in operation at 1.4.2009, see rule 1(1)

[^key-85d9cb59aa76d043353882cb15fa3acd]: Rule 126 in operation at 1.4.2009, see rule 1(1)

[^key-016fb2c68dfa6635b49a1c7f5bc973e2]: Rule 127 in operation at 1.4.2009, see rule 1(1)

[^key-b207d91f96633a86272bca225501ffa3]: Rule 128 in operation at 1.4.2009, see rule 1(1)

[^key-d12a5e4d75a9a1fee5d2d10b7565528c]: Rule 129 in operation at 1.4.2009, see rule 1(1)

[^key-f5719127609442e09416ae5bdb3cf7a7]: Rule 130 in operation at 1.4.2009, see rule 1(1)

[^key-d429d18d309af940ec2c31903384b463]: Rule 131 in operation at 1.4.2009, see rule 1(1)

[^key-38eac0e168c3656127878ec7b0664ce2]: Rule 132 in operation at 1.4.2009, see rule 1(1)

[^key-bfa3616b53847103028df4e8c06b5598]: Rule 133 in operation at 1.4.2009, see rule 1(1)

[^key-010c5edcab8a1bce6f8c830a4e19ca6e]: Rule 134 in operation at 1.4.2009, see rule 1(1)

[^key-68dfb1727e892ac8edc365db0cbc062c]: Rule 135 in operation at 1.4.2009, see rule 1(1)

[^key-6fcd6dbe461a7e6189b72ea0df106cae]: Rule 136 in operation at 1.4.2009, see rule 1(1)

[^key-0437dfd09aee7ebc930751c38e214320]: Rule 137 in operation at 1.4.2009, see rule 1(1)

[^key-99c930275dd632041a8b9f925dc4e56f]: Rule 138 in operation at 1.4.2009, see rule 1(1)

[^key-189ee66e60fa08e0ce1f5b0e82d8efe6]: Rule 139 in operation at 1.4.2009, see rule 1(1)

[^key-3e9f535eab5699d3a814557068d26efc]: Rule 140 in operation at 1.4.2009, see rule 1(1)

[^key-e071404fe1805e24d272f91e3311ae3a]: Rule 141 in operation at 1.4.2009, see rule 1(1)

[^key-d2847924c57d2181423b0fa84e65e4fd]: Rule 142 in operation at 1.4.2009, see rule 1(1)

[^key-539540b972e93517e62f6ed168eb3469]: Rule 143 in operation at 1.4.2009, see rule 1(1)

[^key-fe2034ba52e28b3062eff845c1aa229a]: Rule 144 in operation at 1.4.2009, see rule 1(1)

[^key-899baec83780a6d56b5e70c1086e562e]: Rule 145 in operation at 1.4.2009, see rule 1(1)

[^key-240e7a77c4090bf8fc892c3fcb039333]: Rule 146 in operation at 1.4.2009, see rule 1(1)

[^key-7c1fe1b6ed115a0d44f7534eae627af5]: Rule 147 in operation at 1.4.2009, see rule 1(1)

[^key-65a82a36439c7bdc3ce7219f6b285d1f]: Rule 148 in operation at 1.4.2009, see rule 1(1)

[^key-bb268bd51cea4ce10d4827c0f02e5e85]: Rule 149 in operation at 1.4.2009, see rule 1(1)

[^key-a9c71afe6bcfe427079e5d7faa1ca10d]: Rule 150 in operation at 1.4.2009, see rule 1(1)

[^key-077ed7dc499f19f3674ee5763d00923d]: Rule 151 in operation at 1.4.2009, see rule 1(1)

[^key-8d9e892df3d22af18824732cf8e2fcd0]: Rule 152 in operation at 1.4.2009, see rule 1(1)

[^key-3c0eece2e22ec6c26210ceb5f89b5537]: Rule 153 in operation at 1.4.2009, see rule 1(1)

[^key-def2e73c15bb434fba0a9b9e7018bfbc]: Rule 154 in operation at 1.4.2009, see rule 1(1)

[^key-5c814de9d587fa0a8ebf68bc4a8a1a60]: Rule 155 in operation at 1.4.2009, see rule 1(1)

[^key-d660325325f33dbbf40258eb21d50e97]: Rule 156 in operation at 1.4.2009, see rule 1(1)

[^key-90dd87cd6039b0d750b8f7296819fb45]: Rule 157 in operation at 1.4.2009, see rule 1(1)

[^key-d35f69f2aba71ebad21d5155b280e409]: Rule 158 in operation at 1.4.2009, see rule 1(1)

[^key-306dba01f267e79848b7088e40b4ef43]: Rule 159 in operation at 1.4.2009, see rule 1(1)

[^key-fe055a4de53a2e2ac3dfe84cc66afcb3]: Rule 160 in operation at 1.4.2009, see rule 1(1)

[^key-68b5e21704fb6ca5492e9ecff3db18e2]: Rule 161 in operation at 1.4.2009, see rule 1(1)

[^key-ebadaf589f0acb83a0825160f991b5f2]: Rule 162 in operation at 1.4.2009, see rule 1(1)

[^key-738d5f921318adc78c6be70db8d696d3]: Rule 163 in operation at 1.4.2009, see rule 1(1)

[^key-dfafc678d28fca3da79e69cc3cfe3a6f]: Rule 164 in operation at 1.4.2009, see rule 1(1)

[^key-a5abcf4f84b269e25aee69cf0af3cf8f]: Rule 165 in operation at 1.4.2009, see rule 1(1)

[^key-59018e73af356b29c0cc85990f62d48b]: Rule 166 in operation at 1.4.2009, see rule 1(1)

[^key-5a5ab5735131397e2e776c09f1584e17]: Rule 167 in operation at 1.4.2009, see rule 1(1)

[^key-6c96022784e95500a82ffeb32cef2358]: Rule 168 in operation at 1.4.2009, see rule 1(1)

[^key-6ea61745016ca7a7b7c72110045472f4]: Rule 169 in operation at 1.4.2009, see rule 1(1)

[^key-220492f8b4758b06915e52113abeff38]: Rule 170 in operation at 1.4.2009, see rule 1(1)

[^key-378d514b79627806c3a8b5b2c140fc4f]: Rule 171 in operation at 1.4.2009, see rule 1(1)

[^key-6f269279b8c2f4fcd3f4839f2bc5aafb]: Rule 172 in operation at 1.4.2009, see rule 1(1)

[^key-378ccab7754d63d59de13901a064577c]: Rule 173 in operation at 1.4.2009, see rule 1(1)

[^key-318dd10bede87a17e5cb33a2b8cf0b90]: Rule 174 in operation at 1.4.2009, see rule 1(1)

[^key-d326696b6a5e1d167f5f822a984aa9d1]: Rule 175 in operation at 1.4.2009, see rule 1(1)

[^key-96eaec4d33ffc773b114b21879de6c26]: Rule 176 in operation at 1.4.2009, see rule 1(1)

[^key-06d932c7e6d38df9df63fa4dd94446fb]: Rule 177 in operation at 1.4.2009, see rule 1(1)

[^key-3638f8452edbc90da0d4304f33a0cbac]: Rule 178 in operation at 1.4.2009, see rule 1(1)

[^key-8aa72aefc46f5d2dd84d2118f54ef6fc]: Rule 179 in operation at 1.4.2009, see rule 1(1)

[^key-68541bbc274d80ac84adf33319066b99]: Rule 180 in operation at 1.4.2009, see rule 1(1)

[^key-e49e773174eec1375303d3c860ac3f14]: Rule 181 in operation at 1.4.2009, see rule 1(1)

[^key-84e7ef8dc5deeb4b4727f11f13e3df91]: Rule 182 in operation at 1.4.2009, see rule 1(1)

[^key-a2ec89f2afcae432c059cfd79a4d1a29]: Rule 183 in operation at 1.4.2009, see rule 1(1)

[^key-5167591cf1f47806255ab389d447f65b]: Rule 184 in operation at 1.4.2009, see rule 1(1)

[^key-9572a041c2e186f39c329ab8552f0689]: Rule 185 in operation at 1.4.2009, see rule 1(1)

[^key-624ccdb1cc396d18bcfd861ac833db4d]: Rule 186 in operation at 1.4.2009, see rule 1(1)

[^key-bc79b55b98baea466dcdd2d0eabe6356]: Rule 187 in operation at 1.4.2009, see rule 1(1)

[^key-de0f95c657f445a0fa935b685d552ac7]: Rule 188 in operation at 1.4.2009, see rule 1(1)

[^key-8ad9c006a1f6269ccffce1f207e80cc6]: Rule 189 in operation at 1.4.2009, see rule 1(1)

[^key-f401387c09ba66fd41f15029bed412d5]: Rule 190 in operation at 1.4.2009, see rule 1(1)

[^key-93b9e82cc82e24ef1076dfc52d330b1d]: Rule 191 in operation at 1.4.2009, see rule 1(1)

[^key-57fbbaeb05033e14240a229c89602a37]: Rule 192 in operation at 1.4.2009, see rule 1(1)

[^key-07eb64b71370a8555a1ce1b4089a0397]: Rule 193 in operation at 1.4.2009, see rule 1(1)

[^key-014893479edb6f1d1e59322149cc9cf1]: Rule 194 in operation at 1.4.2009, see rule 1(1)

[^key-d040ec7fe8f756aa44229df30a2ea98a]: Rule 195 in operation at 1.4.2009, see rule 1(1)

[^key-9f1e3bee9f7b2de253a14524f87bdd32]: Rule 196 in operation at 1.4.2009, see rule 1(1)

[^key-c4733d91cc706a32d481f809ae609691]: Rule 197 in operation at 1.4.2009, see rule 1(1)

[^key-517147217d39a16917118d587220efee]: Rule 198 in operation at 1.4.2009, see rule 1(1)

[^key-b62c8cd1b14fe2cbb39181f74dcddca3]: Rule 199 in operation at 1.4.2009, see rule 1(1)

[^key-93cf104a1400ff17764a2693a0787b35]: Rule 200 in operation at 1.4.2009, see rule 1(1)

[^key-c7e6b7a7ee475561c98457f16cfbd944]: Rule 201 in operation at 1.4.2009, see rule 1(1)

[^key-f715656f5f3bd16f6ae1b55d9d584211]: Rule 202 in operation at 1.4.2009, see rule 1(1)

[^key-1556d00b6b7d4e62af8e3361420c4396]: Rule 203 in operation at 1.4.2009, see rule 1(1)

[^key-2fc0e6578c97b9576f94e4339db37e4d]: Rule 204 in operation at 1.4.2009, see rule 1(1)

[^key-7343c788f7da655bcfdf65a24bd7ee97]: Rule 205 in operation at 1.4.2009, see rule 1(1)

[^key-471bd7a8e095a26ca05910802971d946]: Rule 206 in operation at 1.4.2009, see rule 1(1)

[^key-36e524e66a76c4fec35f8b2358dc0d66]: Rule 207 in operation at 1.4.2009, see rule 1(1)

[^key-5b2613c9dbe3083c59a3a96f2862a08d]: Rule 208 in operation at 1.4.2009, see rule 1(1)

[^key-c67fc2ab2885d56fe8e21e6b1565817e]: Rule 209 in operation at 1.4.2009, see rule 1(1)

[^key-cefc5b06762a3d7137c828441bcb4f44]: Rule 210 in operation at 1.4.2009, see rule 1(1)

[^key-6cea12d22e131f08e2bb3b1e84e1188c]: Rule 211 in operation at 1.4.2009, see rule 1(1)

[^key-2bbe18e06ca72603d60df1696c4002b7]: Rule 212 in operation at 1.4.2009, see rule 1(1)

[^key-13907d8a94850b9a9846b2b79055a889]: Rule 213 in operation at 1.4.2009, see rule 1(1)

[^key-f844292cda5f34f19201f72eb5cc5af8]: Rule 214 in operation at 1.4.2009, see rule 1(1)

[^key-5422ac41e878dbf0092ace9310aa7667]: Rule 215 in operation at 1.4.2009, see rule 1(1)

[^key-413376f088cbc6eace96f244eff555a5]: Rule 216 in operation at 1.4.2009, see rule 1(1)

[^key-89276b3c9499006bb3c4a36f3909a4c3]: Rule 217 in operation at 1.4.2009, see rule 1(1)

[^key-642c88d63e9f10ad920be392ac5c31d7]: Rule 218 in operation at 1.4.2009, see rule 1(1)

[^key-b57e9cca3ca56abe8d9391762067149b]: Rule 219 in operation at 1.4.2009, see rule 1(1)

[^key-30eb717855f6f75202d25f5711b2a2a6]: Rule 220 in operation at 1.4.2009, see rule 1(1)

[^key-580ae492c951bbde4ccecf4b7f78d246]: Rule 221 in operation at 1.4.2009, see rule 1(1)

[^key-dc6e1424ed2a9a1fa0b271c80889c9eb]: Rule 222 in operation at 1.4.2009, see rule 1(1)

[^key-bc1af811f39ddb0f48f626e02a8b4383]: Rule 223 in operation at 1.4.2009, see rule 1(1)

[^key-371d3cdb754073f489d7b7afe77d0ec5]: Rule 224 in operation at 1.4.2009, see rule 1(1)

[^key-bdbca3b98e960108f706cff709fa937e]: Rule 225 in operation at 1.4.2009, see rule 1(1)

[^key-13405d9670b063448a8bad256294dcef]: Rule 226 in operation at 1.4.2009, see rule 1(1)

[^key-6e3043edce2bd3204bc067626091a29d]: Rule 227 in operation at 1.4.2009, see rule 1(1)

[^key-7911764f5dfbed4ffd32e01ce37c67cd]: Rule 228 in operation at 1.4.2009, see rule 1(1)

[^key-069a1c8d4a3e4772d5420a8372f206bf]: Rule 229 in operation at 1.4.2009, see rule 1(1)

[^key-07f1beeca40dc09066e0481cf96c630e]: Rule 230 in operation at 1.4.2009, see rule 1(1)

[^key-051f759ce489c3960202c36787702c64]: Rule 231 in operation at 1.4.2009, see rule 1(1)

[^key-42b368e05223ae028f74792dec603a4b]: Rule 232 in operation at 1.4.2009, see rule 1(1)

[^key-b86d7c411955b60a3da24b50e25858e6]: Rule 233 in operation at 1.4.2009, see rule 1(1)

[^key-7c428c0b14395fd7f5079bf35643c5b0]: Rule 234 in operation at 1.4.2009, see rule 1(1)

[^key-79969dbf9edcf3ca14ab42b329d91692]: Rule 235 in operation at 1.4.2009, see rule 1(1)

[^key-c56101bb2f7488f883b534147ab39a45]: Rule 236 in operation at 1.4.2009, see rule 1(1)

[^key-c4a5fc23b7baad8488b2ccb6b1c468bf]: Rule 237 in operation at 1.4.2009, see rule 1(1)

[^key-62db9b54a53b784c60103a361ef1c462]: Rule 238 in operation at 1.4.2009, see rule 1(1)

[^key-b87fc48fcd067d0309e1f6aedf6f194a]: Rule 239 in operation at 1.4.2009, see rule 1(1)

[^key-6d102adda7a7d586c72251bff68f2c01]: Rule 240 in operation at 1.4.2009, see rule 1(1)

[^key-3b00b2644affcdf151cd6023cb1b34d3]: Rule 241 in operation at 1.4.2009, see rule 1(1)

[^key-f81c84ac379e145e9c26a60bb81ad539]: Rule 242 in operation at 1.4.2009, see rule 1(1)

[^key-55b99483810c9eeb35afc459d9c91aa6]: Rule 243 in operation at 1.4.2009, see rule 1(1)

[^key-d257348216c124fdbf05b6d4081deff4]: Rule 244 in operation at 1.4.2009, see rule 1(1)

[^key-5fb9a0294c6bd0985f25ddbe2e2bf87a]: Rule 245 in operation at 1.4.2009, see rule 1(1)

[^key-189efc5f6d9b3895dec0886d00f2fb9a]: Rule 246 in operation at 1.4.2009, see rule 1(1)

[^key-141ce139f2aed83a736d9857b501c49e]: Rule 247 in operation at 1.4.2009, see rule 1(1)

[^key-13022db776d3635226178dacd8966c82]: Rule 248 in operation at 1.4.2009, see rule 1(1)

[^key-b8b46edc11f42a8dc39068dd336e3d15]: Rule 249 in operation at 1.4.2009, see rule 1(1)

[^key-817b9b94c0e29a16a1f06557e8ebc029]: Rule 250 in operation at 1.4.2009, see rule 1(1)

[^key-25df0dd58a919ba64d02f8415ef17af7]: Rule 251 in operation at 1.4.2009, see rule 1(1)

[^key-4d64f23c7d4ebf0d1078e9a1d601a97b]: Rule 252 in operation at 1.4.2009, see rule 1(1)

[^key-264604df6b08c68668994b54bb37e507]: Rule 253 in operation at 1.4.2009, see rule 1(1)

[^key-7e4a2cac9c2ef023a6c93bccca85c731]: Rule 254 in operation at 1.4.2009, see rule 1(1)

[^key-92a6dacf5b598e040127c40e204d861c]: Rule 255 in operation at 1.4.2009, see rule 1(1)

[^key-9d8891c356847b7791388f802e7b8689]: Rule 256 in operation at 1.4.2009, see rule 1(1)

[^key-ccf044d9c5a0e2f2716892826d239743]: Rule 257 in operation at 1.4.2009, see rule 1(1)

[^key-fd351e5b3aa0d957fbb50ce538272596]: Rule 258 in operation at 1.4.2009, see rule 1(1)

[^key-03f4afc3d5410c9d1d70fb275523ae25]: Rule 259 in operation at 1.4.2009, see rule 1(1)

[^key-3122cdba65c9708c55d2092a8a2dfcdd]: Rule 260 in operation at 1.4.2009, see rule 1(1)

[^key-68208c1c3037cf6082d9b2953300c8b4]: Rule 261 in operation at 1.4.2009, see rule 1(1)

[^key-e861c47808188140f88353268215e22e]: Rule 262 in operation at 1.4.2009, see rule 1(1)

[^key-ca14699939370d7890db13e7cd9a9010]: Rule 263 in operation at 1.4.2009, see rule 1(1)

[^key-8bab2dd13114e0b75c07a17f16722439]: Rule 264 in operation at 1.4.2009, see rule 1(1)

[^key-faa2f4dad4ac6b59207302e5cc699335]: Rule 265 in operation at 1.4.2009, see rule 1(1)

[^key-30c58fac5b66b3e2fe529cf805060230]: Rule 266 in operation at 1.4.2009, see rule 1(1)

[^key-7d432bdb436345ff59742336a018b988]: Rule 267 in operation at 1.4.2009, see rule 1(1)

[^key-0c49de256adad1891b125196c85094b8]: Rule 268 in operation at 1.4.2009, see rule 1(1)

[^key-a5d5c97896382357af8ac905bb9c7a66]: Rule 269 in operation at 1.4.2009, see rule 1(1)

[^key-b36c112b78521f54096d1284ef6de81a]: Rule 270 in operation at 1.4.2009, see rule 1(1)

[^key-9a712d5ff6167d6957617790fcf9413d]: Rule 271 in operation at 1.4.2009, see rule 1(1)

[^key-762c332a037e3dbfa57273bd2374246c]: Rule 272 in operation at 1.4.2009, see rule 1(1)

[^key-256c314a74556730a65ab1dc2883c06c]: Rule 273 in operation at 1.4.2009, see rule 1(1)

[^key-ceda343e6bd844185feb4cb6a6553a0d]: Rule 274 in operation at 1.4.2009, see rule 1(1)

[^key-86204a5c9023541bbf14aa047c0df34d]: Rule 275 in operation at 1.4.2009, see rule 1(1)

[^key-39b528c8a10a6bff4e8fa8760d76f576]: Rule 276 in operation at 1.4.2009, see rule 1(1)

[^key-a4fb2f6cfda519004bc8ad36f82a89ba]: Rule 277 in operation at 1.4.2009, see rule 1(1)

[^key-2cb7becc367a1a148015e8faedeafcb9]: Rule 278 in operation at 1.4.2009, see rule 1(1)

[^key-299291747efb0c7b91475b4e5fc55cab]: Rule 279 in operation at 1.4.2009, see rule 1(1)

[^key-93db9b78fe69d015d90ee7e4688b3960]: Rule 280 in operation at 1.4.2009, see rule 1(1)

[^key-643ccb4585daacb8fe27757be19eae2b]: Rule 281 in operation at 1.4.2009, see rule 1(1)

[^key-527dbb62fb50c40e7ed0d1359afabe69]: Rule 282 in operation at 1.4.2009, see rule 1(1)

[^key-53d10cbf406582aac6d2ad2e5e67bb74]: Rule 283 in operation at 1.4.2009, see rule 1(1)

[^key-f0ef83459b677376d7aa45ee56dc621b]: Rule 284 in operation at 1.4.2009, see rule 1(1)

[^key-4a520ebfa49f83410eb9db759da0a84a]: Rule 285 in operation at 1.4.2009, see rule 1(1)

[^key-1699d296662cf586b3c798dc7aca068e]: Rule 286 in operation at 1.4.2009, see rule 1(1)

[^key-59e350cf8b438fd18f350b8d7f11e908]: Rule 287 in operation at 1.4.2009, see rule 1(1)

[^key-2e533940b31f3389e845036c54aab502]: Rule 288 in operation at 1.4.2009, see rule 1(1)

[^key-0163a222d2c6eb73b776aa5f42eb91a6]: Sch. in operation at 1.4.2009, see rule 1(1)

[^key-cc7167f482cd1aead97f731818e7099b]: Words in rule 3(2) omitted (1.4.2013) by virtue of The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 154(a)(i)

[^key-971410b11e9ae64e79e337327ec87d07]: Words in rule 3(2) inserted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 154(a)(ii)

[^key-05a8126cc12a843e83cdf299d964f1ef]: Rule 10(1)(c)(ca) substituted for rule 10(1)(c) (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 154(b)

[^key-ea21127ac5f6298ef988cddc80bb6843]: Words in rule 10(1)(e) substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 154(c)

[^key-f5529eff5ba3f8d8d1d56b3ca5737241]: Rule 20(2)(b)(ba) substituted for rule 20(2)(b) (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 154(d)

[^key-356ed4522a0f5d5cca1d1aeb6ace59c6]: Rule 73(6) substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 154(e)

[^key-3ca4105299becac8e9e06b929d7ba7bb]: Words in rule 94(2) substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 154(f)