The Animal Welfare (Licensing of Activities Involving Animals) (Scotland) Regulations 2021

Type Scottish-Statutory-Instrument
Publication 2021-02-17
Last updated 2021-10-10
State In force
Jurisdiction Scotland
Department King's Printer for Scotland
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Made: 17th February 2021

Coming into force: 1st September 2021

In accordance with section 51(3) of that Act[^f00002], a draft of this instrument has been laid before and approved by resolution of the Scottish Parliament.

PART 1 — Introduction

Title and commencement

1

These Regulations may be cited as the Animal Welfare (Licensing of Activities Involving Animals) (Scotland) Regulations 2021 and come into force on 1 September 2021.

Interpretation

2

In these Regulations—

  • “the Act” means the Animal Health and Welfare (Scotland) Act 2006,
  • “animal” has the meaning given in section 16 of the Act,
  • “breeding”, when used in the context of a “breeding dog”, “breeding bitch”, “breeding cat”, “breeding female cat”, “breeding female rabbit” or “breeding female animal” means that the animal is an adult and is intended to be used, is used or has been used for the purpose of producing offspring,
  • “dangerous wild animal” means an animal of a kind specified in the first column of the schedule of the Dangerous Wild Animals Act 1976[^f00003],
  • “general conditions” means the conditions set out in schedule 2,
  • “inspector” means a person appointed as an inspector by the Scottish Ministers or a local authority for the purposes of these Regulations,
  • “in writing”, when used in relation to an application, representations or a notice to a licensing authority, has a meaning which includes sending by means of an electronic communication as defined in section 15(1) of the Electronic Communications Act 2000[^f00004], which has been recorded and is consequently capable of being reproduced, provided that the application, representations or notice shall only be sent to a licensing authority by an electronic communication if the licensing authority has represented that electronic communication is a means by which a person can send such an application, notice or representations to it,
  • “kit” means a rabbit aged less than 3 months,
  • “kitten” means a cat aged less than 6 months,
  • “licence”, except where more specifically provided, means a licence to carry on a licensable activity granted or renewed under these Regulations and cognate expressions are to be construed accordingly,
  • “licence conditions”, except where the context otherwise requires, means— the general conditions, the relevant specific conditions, and any other conditions attached to a licence by a licensing authority in accordance with these Regulations,
  • “licensable activity” means an activity described in paragraph 1, 4, 8, 14, 17 or 20 of schedule 1,
  • “operator” means an individual who— carries on a licensable activity, or where a licence has been granted or renewed, is the licence holder,
  • “pet” means an animal kept permanently, or intended to be kept permanently, by a person mainly for— personal interest, companionship, ornamental purposes, or any combination of (a) to (c),
  • “puppy” means a dog aged less than 6 months,
  • “relevant specific conditions” means— in relation to the activity described in paragraph 1 of schedule 1 (selling animals as pets), the conditions set out in schedule 3, in relation to the activity described in paragraph 4 of schedule 1 (engaging in animal rehoming activities), the conditions set out in schedule 4, in relation to the activity described in paragraph 8 of schedule 1 (operating an animal welfare establishment), the conditions set out in schedule 5, in relation to the activity described in paragraph 14 of schedule 1 (breeding dogs), the conditions set out in schedule 6, in relation to the described in paragraph 17 of schedule 1 (breeding cats), the conditions set out in schedule 7, and in relation to the activity described in paragraph 20 of schedule 1 (breeding rabbits), the conditions set out in schedule 8,
  • “standard conditions” means— the general conditions, and the relevant specific conditions,
  • “veterinary surgeon” means a person registered in the register of veterinary surgeons, or the supplementary veterinary register, kept under the Veterinary Surgeons Act 1966[^f00005],
  • “working day” meansany day other than a Saturday, a Sunday or a day which, under the Banking and Financial Dealings Act 1971[^f00006], is a bank holiday in Scotland.

PART 2 — Licensing of activities involving animals

Licensing of activities involving animals

3

A person must not carry on a licensable activity without the authority of a licence granted under regulation 6.

Application for a licence

4
  • (1) A person may apply to an appropriate licensing authority for the grant or renewal of a licence to carry on a licensable activity.
  • (2) An application for a licence to carry on a licensable activity must be—
  • (a) addressed, and sent, to an appropriate licensing authority, and
  • (b) in writing, and
  • (c) in the form required by the appropriate licensing authority.
  • (3) The appropriate licensing authority for any of the licensable activities described in paragraphs 1, 8, 14, 17 and 20 of schedule 1 is the local authority for the area in which the licensable activity is carried on.
  • (4) Subject to paragraph (5), an appropriate licensing authority for the licensable activity described in paragraph 4 of schedule 1 (engaging in animal rehoming activities) is a local authority for an area in which the applicant resides or has a place of business.
  • (5) If the applicant neither resides nor has a place of business in Scotland, the appropriate licensing authority for the licensable activity described in paragraph 4 of schedule 1 (engaging in animal rehoming activities) is the Scottish Ministers.
  • (6) In this regulation, if the applicant is not an individual, “place of business” includes a registered office or other official address.

Authority of a licence

5
  • (1) A licence granted or renewed under regulation 6 authorises the carrying on of the licensable activity—
  • (a) on the premises specified in the licence, in the case of a licence for any of the licensable activities described in paragraphs 1, 8, 14, 17 and 20 of schedule 1,
  • (b) throughout Scotland, in the case of the licensable activity described in paragraph 4 of schedule 1 (engaging in animal rehoming activities).
  • (2) If a licence authorises the carrying on of a licensable activity which involves supply of an animal, the supply is not to be treated as carrying on the licensable activity outwith the premises specified in the licence by reason that the supply is negotiated or agreed when the recipient of the animal, or the supplier, is not physically present at the premises specified in the licence provided that the condition mentioned in paragraph (3) is met.
  • (3) The condition referred to in paragraph (2) is that the animal being supplied is not removed from the premises for the purpose of the supply until the supply of the animal has been agreed.

PART 3 — Grant, renewal and variation of a licence and inspection of premises

Conditions of grant or renewal of a licence

6
  • (1) This regulation applies where—
  • (a) a licensing authority has received an application that complies with regulation 4(2) for the grant or renewal of a licence to carry on—
  • (i) a licensable activity described in paragraphs 1, 8, 14, 17 or 20 of schedule 1 on premises in the area of the local authority that is the licensing authority, or
  • (ii) the licensable activity described in paragraph 4 of schedule 1 (engaging in animal rehoming activities), where the licensing authority is an appropriate licensing authority in terms of regulation 4(4) or (5),
  • (b) the application gives such information as the licensing authority has required, and
  • (c) any appropriate fee charged in accordance with regulation 15 has been paid.
  • (2) The licensing authority—
  • (a) must (where paragraph (1)(a)(i) applies) instruct one or more inspectors to inspect the premises on which the licensable activity is being or is to be carried on,
  • (b) may (where paragraph (1)(a)(ii) applies) instruct one or more inspectors to inspect any premises on which the licensable activity described in paragraph 4 of schedule 1 (engaging in animal rehoming activities) is being or is to be carried on.
  • (3) Following the receipt by the local authority of an inspector’s report submitted to it under regulation 12, or the taking of a decision not to instruct an inspection under paragraph (2)(b), the licensing authority must grant a licence to the applicant, or renew the applicant’s licence, in accordance with the application if it is satisfied that—
  • (a) the standard conditions are likely to be met,
  • (b) any licence condition which it intends to attach to the licence in accordance with paragraph (5) is likely to be met, and
  • (c) the grant or renewal is appropriate, having taken into account any report submitted to it in accordance with regulation 12.
  • (4) A licensing authority must attach to each licence granted or renewed—
  • (a) a copy of the definitions in regulation 2, and
  • (b) the standard conditions.
  • (5) A licensing authority may attach such further conditions to licences granted or renewed under this regulation as it considers necessary for the purposes of securing the welfare of animals for which the applicant is or will be responsible.
  • (6) A licensing authority must specify in a licence granted or renewed by it under this regulation—
  • (a) for a licensable activity described in paragraph 1, 8, 14, 17 or 20 of schedule 1, the premises on which the licensable activity may be carried on,
  • (b) for a licensable activity described in paragraph 14, 17 or 20 of schedule 1 (dog breeding, cat breeding or rabbit breeding), the maximum number of breeding bitches, breeding female cats or breeding female rabbits, as the case may be, that may be kept in relation to the licensable activity at any time on the premises on which the activity will be carried on,
  • (c) for the licensable activity described in paragraph 1 of schedule 1 (selling animals as pets), the animals or types of animal that may be sold by the applicant as an operator.
  • (7) In considering whether the standard licence conditions and any licence conditions which it intends to attach to the licence are likely to be met, a licensing authority must take account of—
  • (a) the applicant’s conduct, if any, as the operator of the licensable activity to which the application for the grant or renewal relates,
  • (b) whether the applicant is a fit and proper person to be the operator of that activity, and
  • (c) any other relevant circumstances.
  • (8) A licensing authority must not grant a licence to an applicant, or renew an applicant’s licence, in any circumstances other than those described in these Regulations.
  • (9) Any licence granted or renewed in relation to any of the licensable activities is subject to—
  • (a) the standard conditions, and
  • (b) any other licence conditions attached to the licence by the licensing authority in accordance with paragraph (5).

Notices arising from an application

7
  • (1) A decision of a licensing authority to—
  • (a) refuse an application for grant or renewal of a licence that has been made in accordance with regulation 6(1)(a), or
  • (b) attach a condition to a licence in accordance with regulation 6(5),

must be notified to the applicant by service of a notice on the applicant.

  • (2) A notice under paragraph (1) must include—
  • (a) a description of the applicant’s right of appeal to the sheriff including specification of the period under regulation 27 within which such an appeal may be brought, and
  • (b) the licensing authority’s reasons for the decision.

Period of licence

8
  • (1) A licensing authority may grant or renew a licence for a period of one, two or three years in respect of the licensable activity.
  • (2) A licensing authority must be satisfied that the period for which a licence is granted or renewed is appropriate on the basis of its assessment of—
  • (a) the risk of an applicant breaching any standard conditions or other licence conditions to be attached to the licence by the licensing authority in accordance with regulation 6(5),
  • (b) the impact on animal welfare of any such breaches, and
  • (c) whether the applicant is already meeting higher standards of animal welfare than are required by the licence conditions.

Power to take samples from animals

9

For the purposes of checking compliance with these Regulations or the licence conditions, an inspector may take samples, or arrange for samples to be taken by a veterinary surgeon, from any animals on premises occupied by an operator for laboratory testing.

Duty to assist in the taking of samples from animals

10

An operator must comply with any reasonable request of an inspector to facilitate the identification and examination of an animal and the taking of samples in accordance with regulation 9 and, in particular, must arrange the suitable restraint of an animal if so requested by an inspector.

11
  • (1) A licensing authority may at any time vary a licence—
  • (a) on the application in writing of the licence holder, or
  • (b) on its own initiative, with the consent of the licence holder.
  • (2) Variation of a licence under paragraph (1) means changing the details of a licence other than a standard licence condition and includes—
  • (a) attachment of a condition to a licence of the same legal effect as if it had been attached under regulation 6(5), if the requirements for attachment of a licence under regulation 6(5) are also met, and
  • (b) removal of a condition that has been attached to a licence under regulation 6(5) or by way of variation of a licence.

Inspector’s report

12
  • (1) Where a licensing authority instructs an inspection pursuant to regulation 6(2), it must arrange for the submission to it of a report by the inspector.
  • (2) The inspector’s report must—
  • (a) contain information about the applicant, any relevant premises, any relevant records, the condition of any animals and any other relevant matter the inspector considers relevant,
  • (b) state whether or not the inspector considers that the standard licence conditions are likely to be met, and
  • (c) where the application is for a licence to carry out any of the activities defined in paragraphs 14, 17 and 20 of schedule 1 (dog breeding, cat breeding and rabbit breeding), recommend a maximum number of breeding female animals for the purposes of regulation 6(6)(b).

Persons who may not apply for a licence

13
  • (1) A person may not apply for a licence in respect of a licensable activity while the person is disqualified under—
  • (a) section 40(1) (disqualification orders) of the Act as applied by any enactment if the disqualification is of a type specified in section 40(2)(a), (b), (c), (d), (f), (g) or (h) of the Act,
  • (b) section 34(1) (disqualification) of the Animal Welfare Act 2006[^f00007] if the disqualification is of a type specified in section 34(2), (3) or (4) of that Act, or
  • (c) section 33(1) (disqualification) of the Welfare of Animals Act (Northern Ireland) 2011[^f00008] if the disqualification is of a type specified under section 33(2), (3) or (4) of that Act.
  • (2) Any licence held by a person mentioned in paragraph (1) is automatically revoked.

Death of a licence holder

14
  • (1) In the event of the death of a licence holder, the licence is deemed to have been granted to, or renewed in respect of, the personal representatives of that former licence holder.
  • (2) In the circumstances described in paragraph (1), and subject to paragraph (4), the licence is to remain in force for three months beginning with the date of the death of the former licence holder or for as long as it was due to remain in force but for the death (whichever period is shorter) but remains subject to the provisions in Part 4.
  • (3) The personal representatives must give notice in writing to the licensing authority which granted or renewed the licence that they are now the licence holders within 28 days beginning with the date of the death of the former licence holder.
  • (4) If the personal representatives fail to notify the licensing authority within the period specified in paragraph (3), the licence ceases to have effect on the expiry of that period.
  • (5) The licensing authority which granted or renewed the licence may, on the application of the personal representatives, extend the period specified in paragraph (2) for up to three months if it is satisfied that the extension is necessary for the purpose of winding up the estate of the former licence holder and is appropriate in all the circumstances.

Fees

15
  • (1) A licensing authority may charge such fees as it considers necessary for—
  • (a) the consideration of an application for the grant, renewal or variation of a licence including any inspection relating to that consideration, and for the grant, renewal or variation,
  • (b) the reasonable anticipated costs of consideration of a licence holder’s compliance with these Regulations and the licence conditions to which the licence holder is subject in circumstances other than those described in sub-paragraph (a) including any inspection relating to that consideration, and

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