Employment Rights Act 1996
- (b) the desirability of preventing this Chapter from having a significant adverse effect on employers who are dealing with exceptional circumstances.
- (8) Where, by virtue of subsection (2), a guaranteed hours offer made by an employer to a qualifying worker is treated as having been withdrawn, the employer must, by no later than the end of the response period, give a notice to the qualifying worker stating this to be the case.
- (9) Where, by virtue of regulations under subsection (6)—
- (a) an employer who would otherwise have been subject to the duty imposed by section 27BA(1) in relation to a qualifying worker and a particular reference period is not required to make a guaranteed hours offer to the qualifying worker, or
- (b) a guaranteed hours offer made by an employer to a qualifying worker is treated as having been withdrawn,
the employer must give a notice to the qualifying worker that states which provision of the regulations has produced the effect referred to in paragraph (a) or (b) (as the case may be).
- (10) A notice under subsection (9) must be given by an employer to a qualifying worker—
- (a) where it is required to be given by virtue of paragraph (a) of that subsection, by no later than the end of the offer period;
- (b) where it is required to be given by virtue of paragraph (b) of that subsection, by no later than the end of the response period.
- (11) The Secretary of State may by regulations make provision about—
- (a) the form and manner in which a notice under subsection (8) or (9) must be given;
- (b) when a notice under subsection (8) or (9) is to be treated as having been given.
- (12) For the purposes of subsection (4)(c) (and subsection (5)(b), which applies subsection (4)(c))—
- (a) subsection (9) of section 27BB (when it is reasonable for a worker’s contract to be entered into as a limited-term contract) applies as it applies for the purposes of that section;
- (b) it is to be presumed, unless the contrary is shown, that it was not reasonable for the worker’s contract to have been entered into as a limited-term contract if the work done by the qualifying worker under the worker’s contract was of the same or a similar nature as the work done under another worker’s contract under which the qualifying worker worked for the employer—
- (i) where the period in question is the relevant reference period, during that period;
- (ii) where the period in question is the offer period, during that period or the relevant reference period;
- (iii) where the period in question is the response period, during that period, the relevant reference period or the offer period.
- (13) In this section—
- “the offer period”, in relation to a qualifying worker and the qualifying worker’s employer, means the period beginning with the day after the day on which the relevant reference period ends and ending with—the day on which a guaranteed hours offer is made to the qualifying worker by the employer, orif no guaranteed hours offer is made before the day specified under section 27BB(11)(a) as the last day on which the employer may make such an offer to the qualifying worker, that last day;
- “qualifying reason” means—a reason of the type mentioned in section 98(1)(b), orin relation to a worker who was not an employee immediately before ceasing to be employed, a reason that would be of the type mentioned in section 98(1)(b) if references in that provision and in section 98(2) and (3) to an employee were references to a worker;
- “the response period”, in relation to a guaranteed hours offer made to a qualifying worker, means the period—beginning with the day after the day on which the offer is made, andending with the specified day.
27BE
- (1) Where an employer makes a guaranteed hours offer to a qualifying worker and the offer is not treated as having been withdrawn by virtue of section 27BD(2) or regulations under section 27BD(6), the qualifying worker may, by giving notice to the employer before the end of the response period, accept or reject the offer.
- (2) Where the guaranteed hours offer takes the form of an offer to vary the qualifying worker’s terms and conditions of employment and the qualifying worker gives notice under subsection (1) accepting the offer, the variation (assuming the worker’s contract that was in force when the guaranteed hours offer was made is still in force) is to be treated as taking effect on the day after the day on which notice is given (but this is subject to subsection (6)).
- (3) If the guaranteed hours offer takes the form of an offer to vary the qualifying worker’s terms and conditions of employment but the worker’s contract that was in force when the guaranteed hours offer was made ceases to be in force during the response period—
- (a) the qualifying worker may (if the offer is not treated as having been withdrawn by virtue of section 27BD(2) or regulations under section 27BD(6)) still give notice under subsection (1) accepting the offer, and
- (b) if the qualifying worker does so—
- (i) the qualifying worker and the employer are to be treated as entering into a worker’s contract on the day after the day on which notice is given (but this is subject to subsection (6)), and
- (ii) the terms of the contract are to be treated as being the terms of the worker’s contract that was in force when the guaranteed hours offer was made as varied in accordance with the terms of the offer.
- (4) Where the guaranteed hours offer takes the form of an offer to enter into a new worker’s contract and the qualifying worker gives notice under subsection (1) accepting the offer—
- (a) the qualifying worker and the employer are to be treated as entering into a worker’s contract in the terms of the offer on the day after the day on which notice is given (but this is subject to subsection (6)), and
- (b) that worker’s contract is to be treated as replacing any other worker’s contract entered into between the qualifying worker and the employer that is in force on that day.
- (5) But where, by virtue of subsection (4)(b), a new worker’s contract replaces another worker’s contract of a qualifying worker who is an employee—
- (a) that is not to be treated for the purposes of this Act as breaking the continuity of a period of employment of the qualifying worker;
- (b) the worker’s contract that is replaced is not to be treated for the purposes of Part 10 as having terminated.
- (6) A qualifying worker and an employer may agree, for the purposes of subsection (2), (3) or (4), that the variation of the qualifying worker’s terms and conditions of employment is to be treated as taking effect, or (as the case may be) the new worker’s contract is to be treated as being entered into, on a later day than the day mentioned in the subsection (and, in subsection (4)(b), the reference to “that day” is then to be read as a reference to the later agreed day).
- (7) If a qualifying worker to whom a guaranteed hours offer has been made does not give notice under subsection (1) before the end of the response period, the qualifying worker is to be treated as having rejected the offer.
- (8) The Secretary of State may by regulations make provision about—
- (a) the form and manner in which notice under subsection (1) must be given by a qualifying worker to an employer;
- (b) when notice given by a qualifying worker to an employer under subsection (1) is to be treated as having been given.
- (9) In this section, “the response period” has the same meaning as in section 27BD.
- (10) Where—
- (a) an employer is permitted by section 27BY(3) to withdraw a guaranteed hours offer (withdrawal of offer following incorporation of terms of collective agreement), and
- (b) the employer withdraws the offer by giving notice under that section,
subsection (1) of this section ceases to apply in relation to the offer when the notice is given.
Information
27BF
- (1) An employer who employs a worker who it is reasonable to consider might become a qualifying worker of the employer in relation to a reference period (whether the initial reference period, or a subsequent reference period, as defined in section 27BA) must take reasonable steps, within the initial information period, to ensure that the worker is aware of specified information relating to the rights conferred on workers by this Chapter.
- (2) An employer who is subject to the duty in subsection (1) in relation to a worker must take reasonable steps to ensure that, after the end of the initial information period, the worker continues to have access to the specified information referred to in that subsection at all times when—
- (a) the worker is employed by the employer, and
- (b) it is reasonable to consider that the worker might become (or might again become) a qualifying worker of the employer in relation to a reference period.
- (3) “The initial information period”, in relation to a worker and the worker’s employer, means the period of two weeks beginning with—
- (a) where the worker is employed by the employer on the day on which section 27BA(1) comes into force (“the commencement day”), the commencement day, or
- (b) where the worker is not so employed, the first day after the commencement day on which the worker is employed by the employer.
- (4) But where, on the day referred to in subsection (3)(a) or (b), it was not reasonable to consider that the worker might become a qualifying worker of the employer in relation to any reference period, subsection (3) is to be read as if it provided for “the initial information period” to mean the period of two weeks beginning with the day on which it becomes reasonable so to consider.
Enforcement
27BG
- (1) A worker may present a complaint to an employment tribunal that—
- (a) the duty imposed by section 27BA(1) applies to the worker’s employer in relation to the worker and a particular reference period, but
- (b) by the end of the last day of the offer period, the employer has not made an offer to vary the worker’s terms and conditions of employment or to enter into a new worker’s contract in compliance (or purported compliance) with that duty (whether because the employer does not consider that the worker is a qualifying worker in relation to the reference period or for any other reason).
- (2) A worker may present a complaint to an employment tribunal that—
- (a) the duty imposed by section 27BA(1) applies to the worker’s employer in relation to the worker and a particular reference period, but
- (b) the offer that the employer has made to the worker in relation to that reference period to vary the worker’s terms and conditions of employment or to enter into a new worker’s contract is not a guaranteed hours offer as described in—
- (i) where regulations are in force under subsection (2) of section 27BB that apply in relation to the offer, subsections (1) and (3) of that section (read with any regulations in force under subsection (5)(a) or (b) of that section), or
- (ii) where no regulations are in force under subsection (2) of section 27BB that apply in relation to the offer, subsections (1) and (4) of that section (read with any regulations in force under subsection (5)(a) of that section).
- (3) A worker may present a complaint to an employment tribunal that—
- (a) the duty imposed by section 27BA(1) applies to the worker’s employer in relation to the worker and a particular reference period, but
- (b) the guaranteed hours offer that the employer has made to the worker in relation to that reference period—
- (i) takes the form of an offer to vary the worker’s terms and conditions of employment where that is prohibited by section 27BB(6),
- (ii) does not comply with section 27BB(7), or
- (iii) does not comply with section 27BB(8).
- (4) A worker may present a complaint to an employment tribunal that—
- (a) the duty imposed by section 27BA(1) applies to the worker’s employer in relation to the worker and a particular reference period, but
- (b) the guaranteed hours offer that the employer has made to the worker in relation to that reference period is on terms requiring the employer to provide, and the worker to do, less work than would have been the case if the employer had not, during that reference period—
- (i) limited (by whatever means, including termination of a worker’s contract or an arrangement) the number of hours of work made available to the worker, or
- (ii) decided to make work available to the worker in the way that the employer did,
for the sole or main purpose of being able to comply with the duty by making such a reduced offer.
- (5) A worker may present a complaint to an employment tribunal that the duty imposed by section 27BA(1) would have applied to the worker’s employer in relation to the worker and a particular reference period if the employer had not, during that reference period—
- (a) limited (by whatever means, including termination of a worker’s contract or an arrangement) the number of hours of work made available to the worker, or
- (b) decided to make work available to the worker in the way that the employer did,
for the sole or main purpose of preventing the worker from satisfying, in relation to that reference period, one or more of the conditions in section 27BA(3)(b) to (d).
- (6) A complaint under subsection (2), (3) or (4)—
- (a) may be presented whether or not the offer in question has been accepted by the worker, but
- (b) may not be presented in relation to an offer that is—
- (i) treated as having been withdrawn by virtue of section 27BD(2) or regulations under section 27BD(6), or
- (ii) withdrawn in accordance with section 27BY(3) (withdrawal of offer following incorporation of terms of collective agreement).
- (7) A worker may present a complaint to an employment tribunal that the worker’s employer—
- (a) has failed to give to the worker a notice under section 27BD(8) or (9);
- (b) has given to the worker a notice under section 27BD(8) or (9)(b) in circumstances in which the employer should not have done so;
- (c) has given to the worker a notice in purported compliance with section 27BD(9) that does not refer to any provision of the regulations or refers to the wrong provision.
- (8) A worker may present a complaint to an employment tribunal that the worker’s employer has failed to comply with—
- (a) the duty imposed by section 27BF(1);
- (b) the duty imposed by section 27BF(2).
- (9) In this section “the last day of the offer period”, in relation to a reference period, means the day specified under section 27BB(11)(a) as the last day on which a guaranteed hours offer may be made in relation to that reference period.
27BH
- (1) An employment tribunal must not consider a complaint under section 27BG(1) unless it is presented before the end of the period of six months beginning with the day after the last day of the offer period (as defined in section 27BG(9)).
- (2) An employment tribunal must not consider a complaint under section 27BG(2) unless it is presented before the end of the period of six months beginning with the day after the day when the offer referred to in that provision is made.
- (3) An employment tribunal must not consider a complaint under section 27BG(3) or (4) unless it is presented before the end of the period of six months beginning with the day after the day when the guaranteed hours offer referred to in that provision is made.
- (4) An employment tribunal must not consider a complaint under section 27BG(5) unless it is presented before the end of the period of six months beginning with the day after what would have been the last day of the offer period (as defined in section 27BG(9)) if the duty imposed by section 27BA(1) had applied.
- (5) An employment tribunal must not consider a complaint under section 27BG(7)(a) relating to a notice unless it is presented before the end of the period of six months beginning with the day after the day on or before which the notice should have been given (see section 27BD(8) and (10)).
- (6) An employment tribunal must not consider a complaint under section 27BG(7)(b) or (c) relating to a notice unless it is presented before the end of the period of six months beginning with the day after the day on which the notice is given.
- (7) An employment tribunal must not consider a complaint under section 27BG(8)(a)unless it is presented before the end of the period of six months beginning with the day after the last day of the initial information period (see section 27BF(3) and (4)).
- (8) An employment tribunal must not consider a complaint under section 27BG(8)(b) unless it is presented before the end of the period of six months beginning with the day on which the worker first becomes aware of the failure to which the complaint relates.
- (9) But, if the employment tribunal is satisfied that it was not reasonably practicable for a complaint under section 27BG to be presented before the end of the relevant period of six months, the tribunal may consider the complaint if it is presented within such further period as the tribunal considers reasonable.
- (10) Section 207B (extension of time limits to facilitate conciliation before institution of proceedings) applies for the purposes of subsections (1) to (8).
27BI
- (1) Where an employment tribunal finds a complaint under section 27BG well-founded, the tribunal—
- (a) must make a declaration to that effect, and
- (b) may make an award of compensation to be paid by the employer to the worker.
- (2) The amount of compensation under subsection (1)(b) is to be such amount, not exceeding the permitted maximum, as the tribunal considers just and equitable in all the circumstances to compensate the worker for any financial loss sustained by the worker which is attributable to the matter complained of.
- (3) In ascertaining the financial loss sustained, the tribunal must apply the same rule concerning the duty of a person to mitigate their loss as applies to damages recoverable under the common law of England and Wales or (as the case may be) Scotland.
- (4) For the purposes of subsection (2), “the permitted maximum” is—
- (a) where the complaint is under section 27BG(1), (2), (3), (7) or (8), such number of weeks’ pay as the Secretary of State may specify in regulations;
- (b) where the complaint is under section 27BG(4) or (5), such amount as the Secretary of State may specify in regulations.
- (5) In calculating a week’s pay for the purposes of determining the permitted maximum for an award of compensation to a worker who is not an employee, Chapter 2 of Part 14 is to apply as if—
- (a) references in that Chapter and in section 234 (normal working hours) to an employee were references to a worker;
- (b) references in that Chapter and in section 234 to a contract of employment were references to a worker’s contract;
- (c) “week” meant—
- (i) in relation to a worker whose remuneration is calculated weekly by a week ending with a day other than a Saturday, a week ending with that other day, and
- (ii) in relation to any other worker, a week ending with Saturday.
Chapter 3 — Shifts: rights to reasonable notice
27BJ
- (1) An employer must give to a worker reasonable notice of a shift that the employer requests or requires the worker to work if—
- (a) the worker is (or is to be) employed by the employer under a zero hours contract, or
- (b) the worker is (or is to be) employed by the employer under a worker’s contract of a specified description that requires the employer to make some work available to the worker but does not provide on what days and at what times, or in accordance with what pattern of days and times, that work is to be done by the worker,
and the shift is to be worked under the contract referred to in paragraph (a) or (b).
- (2) An employer must give to a worker reasonable notice of a shift that the employer requests or requires the worker to work if—
- (a) the worker is (or is to be) employed by the employer under a worker’s contract of a specified description that requires the employer to make some work available to the worker,
- (b) the contract provides on what days and at what times, or in accordance with what pattern of days and times, that work, or some of that work, is to be done by the worker, and
- (c) the shift is to be worked under that contract but no part of it corresponds to the time of a shift provided for by the contract as described in paragraph (b).
- (3) An employer must give to an individual reasonable notice of a shift that the employer requests the individual to work if—
- (a) the individual would, if they worked the shift, be employed by the employer under a worker’s contract, and
- (b) the worker’s contract would be entered into in accordance with a zero hours arrangement that is in place between the employer and the individual.
- (4) It is to be presumed, unless the contrary is shown, that notice of a shift is not reasonable notice for the purposes of subsections (1) to (3) if it is given less than a specified amount of time before the shift is due to start.
- (5) Regulations under subsection (1)(b) or (2)(a)may, in particular, specify a description of worker’s contract by reference to—
- (a) it being a worker’s contract that entitles a worker to be paid no more than a specified amount;
- (b) it being a worker’s contract that requires an employer to make work available to a worker for no more than a specified number of hours.
- (6) Where—
- (a) the conditions in subsection (2)(a) and (b) are met in relation to a worker and a worker’s contract,
- (b) the worker is to work (or is working) a shift under that contract all or part of which corresponds to the time of a shift (a “guaranteed shift”) provided for by the contract as described in subsection (2)(b),
- (c) the employer requests or requires the worker to start earlier, or end later, than is provided for by the contract (as described in subsection (2)(b)) in relation to the guaranteed shift, and
- (d) the earlier start or later end is to result in an additional number of hours being worked above the number of hours to be worked in the guaranteed shift,
the additional hours are to be treated for the purposes of this Chapter as a separate shift (and accordingly as one that meets the condition in subsection (2)(c)).
- (7) For the purposes of this Chapter—
- “employer”, in relation to an individual and a shift, includes a person by whom the individual would be (or would have been) employed if the individual worked the shift;
- “worker”, in relation to a shift, includes an individual who would be (or would have been) a worker if the individual worked the shift.
- (8) In this section, “notice of a shift” means notice of how many hours are to be worked and when the shift is to start and end.
27BK
- (1) Subsection (2) applies in relation to an employer and a worker where—
- (a) the employer has given notice of a shift to the worker,
- (b) the shift is one that the worker was entitled to reasonable notice of under section 27BJ(1), (2) or (3), and
- (c) where the shift is one that the employer has requested (rather than required) the worker to work, the worker has agreed to work it.
- (2) The employer must give reasonable notice to the worker of—
- (a) the cancellation of the shift by the employer;
- (b) any change requested or required by the employer consisting of—
- (i) a change to when the shift is to start or end;
- (ii) a reduction in the number of hours to be worked during the shift because of a break in the shift;
(but this is subject to section 27BM).
- (3) It is to be presumed, unless the contrary is shown, that—
- (a) notice of the cancellation of a shift is not reasonable notice for the purposes of subsection (2) if it is given less than a specified amount of time before the shift would have started (if the shift had not been cancelled);
- (b) notice of a change to when a shift is to start is not reasonable notice for the purposes of subsection (2) if it is given less than a specified amount of time before the earlier of—
- (i) when the shift would have started (if the shift had not been changed), and
- (ii) when the shift is due to start (having been changed);
- (c) notice of any other change to a shift is not reasonable notice for the purposes of subsection (2) if it is given—
- (i) less than a specified amount of time before the shift is due to start;
- (ii) on or after the start of the shift.
- (4) In this section, “notice of a shift” has the same meaning as in section 27BJ.
27BL
- (1) None of the duties imposed by sections 27BJ and 27BK applies in relation to a shift that would be (or would have been) worked, or is being worked, by a worker as an agency worker (but see Part 2 of Schedule A1 for provision about rights of agency workers to reasonable notice in relation to shifts).
- (2) Where a worker suggests working a shift and the employer agrees to the suggestion—
- (a) the duties imposed by section 27BJ(1), (2) and (3) do not apply in relation to the shift as suggested by the worker, but
- (b) the duty imposed by section 27BK(2) applies (even though the conditions in section 27BK(1) have not been met).
- (3) Section 27BJ(6) applies for the purposes of subsection (2) of this section as if section 27BJ(6)(c) referred to what the worker suggests rather than what the employer requests or requires.
- (4) In sections 27BJ and 27BK, references to a request to work a shift made by an employer to a worker include a request (a “multi-worker request”) made by the employer to the worker and one or more others in circumstances where the employer does not need the shift to be worked by all of those to whom the request is made.
- (5) For the purposes of section 27BK, where an employer has made a multi-worker request to a worker in relation to a shift, references to the cancellation of the shift include the worker not being needed to work the shift because one or more others have agreed to work it.
- (6) The Secretary of State may by regulations make provision about—
- (a) the form and manner in which notice under sections 27BJ and 27BK must be given;
- (b) when notice under those sections is to be treated as having been given.
27BM
- (1) Where an employer—
- (a) is required to make a payment to a worker under section 27BP in relation to a shift that the employer cancels, moves or curtails at short notice, or
- (b) would have been required to make such a payment in relation to the shift but for provision made under section 27BR(1)(c),
nothing in section 27BK(2) is to be taken to have applied in relation to the cancellation, movement or curtailment of the shift that gave rise to, or would have given rise to, the requirement to make the payment.
- (2) Terms used in this section have the same meaning as in section 27BP.
27BN
- (1) A worker may present a complaint to an employment tribunal that the worker’s employer has failed to comply with a duty imposed by section 27BJ or 27BK.
- (2) Where, in determining whether a complaint under this section is well-founded, the tribunal must determine whether reasonable notice has been given, the tribunal must have regard, in particular, to such of the specified matters as are appropriate in the circumstances.
- (3) An employment tribunal must not consider a complaint under this section unless it is presented before the end of the period of six months beginning with—
- (a) where the complaint is that the employer failed to comply with a duty imposed by section 27BJ(1), (2) or (3) in relation to a shift, the day on which the shift was due to start;
- (b) where the complaint is that the employer failed to comply with the duty imposed by section 27BK(2) in relation to the cancellation of a shift, the day on which the shift would have started (if the shift had not been cancelled);
- (c) where the complaint is that the employer failed to comply with the duty imposed by section 27BK(2) in relation to a change to a shift, the day on which the shift as changed was due to start or, where the shift was changed on or after its start, the day on which the shift started.
- (4) But, if the employment tribunal is satisfied that it was not reasonably practicable for a complaint to be presented before the end of the relevant period of six months, the tribunal may consider the complaint if it is presented within such further period as the tribunal considers reasonable.
- (5) Section 207B (extension of time limits to facilitate conciliation before institution of proceedings) applies for the purposes of subsection (3).
27BO
- (1) Where an employment tribunal finds a complaint under section 27BN well-founded, the tribunal—
- (a) must make a declaration to that effect, and
- (b) may make an award of compensation to be paid by the employer to the worker.
- (2) The amount of compensation under subsection (1)(b) in relation to a complaint is to be such amount, not exceeding the specified amount, as the tribunal considers just and equitable in all the circumstances to compensate the worker for any financial loss sustained by the worker which is attributable to the matter complained of.
- (3) In ascertaining the financial loss sustained, the tribunal must apply the same rule concerning the duty of a person to mitigate their loss as applies to damages recoverable under the common law of England and Wales or (as the case may be) Scotland.
Chapter 4 — Right to payment for cancelled, moved and curtailed shifts
27BP
- (1) An employer must make a payment of a specified amount to a worker each time that the employer cancels, moves or curtails at short notice a qualifying shift—
- (a) that the employer has informed the worker they are required to work,
- (b) that the employer has requested the worker to work and the worker has agreed to work, or
- (c) that the worker has suggested working and the employer has agreed to the worker working,
(but see section 27BR for exceptions to this duty).
- (2) A shift is a “qualifying shift”, in relation to a worker and an employer, if it would be (or would have been) worked, or is being worked, by the worker for the employer under—
- (a) a zero hours contract,
- (b) a worker’s contract entered into in accordance with a zero hours arrangement, or
- (c) a worker’s contract of a specified description that requires the employer to make some work available to the worker but does not provide on what days and at what times, or in accordance with what pattern of days and times, that work is to be done by the worker.
- (3) A shift is also a “qualifying shift”, in relation to a worker and an employer, if—
- (a) it would be (or would have been) worked, or is being worked, by the worker for the employer under a worker’s contract of a specified description that requires the employer to make some work available to the worker,
- (b) the contract provides on what days and at what times, or in accordance with what pattern of days and times, that work, or some of that work, is to be done by the worker, and
- (c) no part of the shift corresponds to the time of a shift provided for by the contract as described in paragraph (b).
- (4) Where—
- (a) the conditions in subsection (3)(a) and (b) are met in relation to a shift,
- (b) all or part of the shift corresponds to the time of a shift (a “guaranteed shift”) provided for by the contract as described in subsection (3)(b),
- (c) the employer requests or requires, or the worker suggests, that the worker starts earlier, or ends later, than is provided for by the contract (as described in subsection (3)(b)) in relation to the guaranteed shift, and
- (d) the earlier start or later end is to result in an additional number of hours being worked above the number of hours to be worked in the guaranteed shift,
the additional hours are to be treated for the purposes of this Chapter as a separate shift (and accordingly as a “qualifying shift”).
- (5) A payment that an employer is required to make under subsection (1) must be made by no later than the specified day.
- (6) For the purposes of this Chapter, “short notice” means—
- (a) in relation to the cancellation of a shift, notice given less than a specified amount of time before the shift would have started (if the shift had not been cancelled);
- (b) in relation to the movement of a shift, or the movement and curtailment (at the same time) of a shift, notice given—
- (i) less than a specified amount of time before the earlier of when the shift would have started (if the shift had not been moved, or moved and curtailed) and when the shift is due to start (having been moved, or moved and curtailed);
- (ii) on or after the start of the shift;
- (c) in relation to the curtailment of a shift where there is a change to when the shift is to start (but there is no movement of the shift), notice given less than a specified amount of time before the earlier of—
- (i) when the shift would have started (if there had not been the change), and
- (ii) when the shift is due to start (the change having been made);
- (d) in relation to the curtailment of a shift where there is no change to when the shift is to start, notice given—
- (i) less than a specified amount of time before the shift is due to start;
- (ii) on or after the start of the shift.
- (7) The Secretary of State may by regulations make provision about when notice of the cancellation, movement or curtailment of a shift is to be treated as having been given by an employer to a worker.
- (8) For the purposes of this Chapter—
- “employer”, in relation to an individual and a shift, includes a person by whom the individual would be (or would have been) employed if the individual worked the shift;
- “worker”, in relation to a shift, includes an individual who would be (or would have been) a worker if the individual worked the shift.
- (9) For the purposes of this Chapter, references to the movement of a shift (however expressed)—
- (a) are to any change to the time at which the shift is to start that is a change of more than a specified amount of time;
- (b) include—
- (i) where a shift is in two or more parts, a change of more than a specified amount of time to the time at which the second (or a subsequent) part is to start, and
- (ii) a division of a shift into two or more parts where the time between the parts is more than a specified amount of time,
but only if the change or division (as the case may be) results in the shift ending later.
- (10) In this Chapter, references to a request to work a shift made by an employer to a worker include a request (a “multi-worker request”) made by the employer to the worker and one or more others in circumstances where the employer does not need the shift to be worked by all of those to whom the request is made.
- (11) For the purposes of this Chapter, where an employer has made a multi-worker request to a worker in relation to a shift, references to the cancellation of the shift (however expressed) include the worker not being needed to work the shift because one or more others have agreed to work it.
27BQ
- (1) Regulations under section 27BP(1) may not specify an amount to be paid to a worker in relation to the cancellation, movement or curtailment of a shift that exceeds—
- (a) where the shift is cancelled, the amount of remuneration to which the worker would have been entitled had they worked the hours that will not be worked because of the cancellation;
- (b) where the shift is moved, or moved and curtailed (at the same time), and no part of the shift as moved, or as moved and curtailed, corresponds to the time of the shift (“the original shift”) before it was moved, or moved and curtailed, the amount of remuneration to which the worker would have been entitled had they worked the original shift;
- (c) where the shift is moved, or moved and curtailed (at the same time), and part of the shift as moved, or as moved and curtailed, corresponds to the time of the original shift (but part does not), the amount of remuneration to which the worker would have been entitled had they worked the part of the original shift that does not correspond to the shift as moved, or as moved and curtailed;
- (d) where the shift is—
- (i) curtailed but not moved, or
- (ii) moved and curtailed (at the same time) and the shift as moved and curtailed is to start and end within the time of the original shift,
the amount of remuneration to which the worker would have been entitled had they worked the hours that will not be worked because of the curtailment, or the movement and curtailment.
- (2) Regulations under section 27BP(1) may, in particular, include provision specifying different amounts depending on the amount of notice that was given of the cancellation, movement or curtailment.
- (3) Regulations under section 27BP(2)(c) or (3)(a) may, in particular, specify a description of worker’s contract by reference to—
- (a) it being a worker’s contract that entitles a worker to be paid no more than a specified amount;
- (b) it being a worker’s contract that requires an employer to make work available to a worker for no more than a specified number of hours.
- (4) Regulations under section 27BP(6) may not specify an amount of time that exceeds 7 days.
27BR
- (1) The requirement to make a payment under section 27BP(1) does not apply—
- (a) in relation to a shift that would be (or would have been) worked, or is being worked, by a worker as an agency worker (but see Part 3 of Schedule A1 for provision about rights of agency workers to payment for cancelled, moved and curtailed shifts);
- (b) in relation to the cancellation, movement or curtailment of a shift that an employer has requested a worker to work, unless the worker reasonably believed, whether on agreeing to work the shift or at some later time before the cancellation, movement or curtailment, that they would be needed to work the shift;
- (c) in other specified circumstances.
- (2) Where, by virtue of regulations made under subsection (1)(c), an employer is not required to make a payment to a worker in relation to a shift under section 27BP(1), the employer must give a notice to the worker that—
- (a) states which provision of the regulations has produced the effect that the employer is not required to make the payment, and
- (b) explains why the employer was entitled to rely on that provision.
- (3) But subsection (2)(b) does not require an employer to disclose—
- (a) any information the disclosure of which by the employer would contravene the data protection legislation (but in determining whether a disclosure would do so, the duty imposed by that subsection is to be taken into account);
- (b) any information that is commercially sensitive;
- (c) any information the disclosure of which by the employer would constitute a breach of a duty of confidentiality owed by the employer to any other person.
- (4) In subsection (3)(a) “the data protection legislation” has the same meaning as in the Data Protection Act 2018 (see section 3(9) of that Act).
- (5) The Secretary of State may by regulations make provision about—
- (a) the form and manner in which a notice under this section must be given;
- (b) the day on or before which it must be given;
- (c) when a notice under this section is to be treated as having been given.
- (6) The duty in subsection (2) is to be taken not to have applied if—
- (a) the employer pays to the worker an amount in relation to a number of hours that is at least equal to the amount of the payment that the employer would have been required to make to the worker under section 27BP(1) in relation to the same number of hours but for regulations made under subsection (1)(c), and
- (b) the payment is made on or before the day on which the payment under section 27BP(1) would have had to be made if the employer had been required to make it.
- (7) Subsection (4) of section 27BS applies for the purposes of subsection (6) of this section as it applies for the purposes of subsections (2) and (3) of that section.
27BS
- (1) The right of a worker to receive a payment from an employer under section 27BP(1) does not affect any right of the worker in relation to remuneration under a worker’s contract entered into between the worker and the employer (“contractual remuneration”).
- (2) Any contractual remuneration paid to a worker by an employer in relation to a number of hours goes towards discharging any liability of the employer to make a payment to the worker under section 27BP(1) in relation to the same hours.
- (3) Any payment made by an employer to a worker under section 27BP(1) in relation to a number of hours goes towards discharging any liability of the employer to pay contractual remuneration to the worker in relation to the same hours.
- (4) For the purposes of subsections (2) and (3), the hours to which a payment under section 27BP(1) relates are—
- (a) where a shift has been cancelled, the hours that would have been worked if the shift had not been cancelled;
- (b) where a shift has been moved, or moved and curtailed (at the same time), and no part of the shift as moved, or as moved and curtailed, corresponds to the time of the shift (“the original shift”) before it was moved, or moved and curtailed, the hours that would have been worked during the original shift;
- (c) where a shift has been moved, or moved and curtailed (at the same time), and part of the shift as moved, or as moved and curtailed, corresponds to the time of the original shift (but part does not), the hours that would have been worked during the part of the original shift that does not correspond to the shift as moved, or as moved and curtailed;
- (d) where a shift has been—
- (i) curtailed but not moved, or
- (ii) moved and curtailed (at the same time) and the shift as moved and curtailed is to start and end within the time of the original shift,
the hours that would have been worked if the shift had not been curtailed, or moved and curtailed.
27BT
- (1) A worker may present a complaint to an employment tribunal that the worker’s employer—
- (a) has failed to make the whole or any part of a payment that the employer is liable to make to the worker under section 27BP(1);
- (b) has unreasonably failed to give to the worker a notice under section 27BR(2);
- (c) has given to the worker a notice in purported compliance with section 27BR(2) that—
- (i) does not refer to any provision of the regulations;
- (ii) does not contain an explanation or contains an explanation that is inadequate or untrue.
- (2) An employment tribunal must not consider a complaint under subsection (1)(a) relating to a payment unless it is presented before the end of the period of six months beginning with the day after the day on or before which the payment should have been made (see section 27BP(5)).
- (3) An employment tribunal must not consider a complaint under subsection (1)(b) relating to a notice unless it is presented before the end of the period of six months beginning with the day after the day on or before which the notice should have been given (see section 27BR(5)(b)).
- (4) An employment tribunal must not consider a complaint under subsection (1)(c) relating to a notice unless it is presented before the end of the period of six months beginning with the day after the day on which the notice is given.
- (5) But, if the employment tribunal is satisfied that it was not reasonably practicable for a complaint under this section to be presented before the end of the relevant period of six months, the tribunal may consider the complaint if it is presented within such further period as the tribunal considers reasonable.
- (6) Section 207B (extension of time limits to facilitate conciliation before institution of proceedings) applies for the purposes of subsections (2) to (4).
27BU
- (1) Where an employment tribunal finds a complaint under section 27BT(1)(a) well-founded, the tribunal must—
- (a) make a declaration to that effect, and
- (b) order the employer to pay to the worker the amount of the payment under section 27BP(1) which it finds is due to the worker.
- (2) Where an employment tribunal finds a complaint under section 27BT(1)(b) or (c) well-founded, the tribunal—
- (a) must make a declaration to that effect, and
- (b) may order the employer to make a payment to the worker of such amount, not exceeding the specified amount, as the tribunal considers just and equitable in all the circumstances.
- (3) But an employment tribunal may not make an order under subsection (2)(b) relating to a notice given in purported compliance with section 27BR(2) if the tribunal makes an order under subsection (1)(b) relating to the same payment to which the notice related.
- (4) In determining—
- (a) whether to make an order under subsection (2)(b), and
- (b) if so, how much to order the employer to pay,
an employment tribunal must have regard, in particular, to the seriousness of the matter complained of.
Chapter 5 — Agency workers: guaranteed hours and rights relating to shifts
27BV
- (1) In this Part, “agency worker” means an individual—
- (a) who has a worker’s contract or an arrangement with a work-finding agency by virtue of which the individual is (or is to be) supplied to work for and under the supervision and direction of another person,
- (b) who does not do (or is not to do) the work under a worker’s contract with the other person, and
- (c) who is not (or is not to be) a party to a contract under which the individual undertakes to do the work for another party to the contract whose status is, by virtue of the contract, that of a client or customer of any profession or business undertaking carried on by the individual.
- (2) In this Part—
- (a) references to an agency worker include, where the context requires, a former agency worker, and
- (b) where that is the case, references in relation to the agency worker to a work-finding agency, and references (however expressed) to a person for and under the supervision and direction of whom the agency worker works, are to be read accordingly.
- (3) An individual is an “agency worker” for the purposes of this Part—
- (a) whether the individual is (or is to be) supplied to work for and under the supervision and direction of another person—
- (i) by the work-finding agency referred to in subsection (1)(a), or
- (ii) by a person other than the work-finding agency;
- (b) whether the individual is (or is to be) paid, for work done for and under the supervision and direction of another person—
- (i) by the work-finding agency referred to in subsection (1)(a), or
- (ii) by a person other than the work-finding agency.
- (4) In this Part, “work-finding agency” means a person carrying on the business (whether or not with a view to profit and whether or not in conjunction with any other business) of finding, or seeking to find, work for individuals to do for and under the supervision and direction of other persons (but not in the employment of those other persons).
- (5) Part 1 of Schedule A1 contains provision about guaranteed hours and agency workers.
- (6) Part 2 of Schedule A1 contains provision about rights of agency workers to reasonable notice in relation to shifts.
- (7) Part 3 of Schedule A1 contains provision about rights of agency workers to payment for shifts that are cancelled, moved or curtailed at short notice.
Chapter 6 — Collective agreements: contracting out
27BW
- (1) This section applies in relation to—
- (a) a duty imposed on an employer in respect of a worker, and
- (b) a right conferred on a worker in respect of an employer,
by or under any provision of Chapter 2, 3 or 4.
- (2) The duty or right is excluded if—
- (a) the worker is employed by the employer under a worker’s contract (“the contract”),
- (b) a relevant collective agreement contains—
- (i) terms that expressly exclude the duty or right, and
- (ii) terms that expressly replace the excluded duty or right,
- (c) the terms within paragraph (b)(ii) are incorporated into the contract, and
- (d) the employer notifies the worker in writing of the incorporation and effect of those terms.
- (3) A relevant collective agreement is a collective agreement that is—
- (a) in writing, and
- (b) made by or on behalf of—
- (i) one or more trade unions which each have a certificate of independence, and
- (ii) the worker’s employer.
27BX
- (1) This section applies in relation to—
- (a) a duty imposed on a hirer or a work-finding agency in respect of an agency worker, and
- (b) a right conferred on an agency worker in respect of a hirer or a work-finding agency,
by or under any provision of Chapter 5 (including Schedule A1).
- (2) The duty or right is excluded if—
- (a) the agency worker is supplied to work for and under the supervision and direction of the hirer by virtue of a worker’s contract (“the contract”) that the agency worker has with another person (“the other party”),
- (b) a relevant collective agreement contains—
- (i) terms that expressly exclude the duty or right, and
- (ii) terms that expressly replace the excluded duty or right,
- (c) the terms within paragraph (b)(ii) are incorporated into the contract, and
- (d) the other party notifies the agency worker in writing of the incorporation and effect of those terms.
- (3) A relevant collective agreement is a collective agreement that is—
- (a) in writing, and
- (b) made by or on behalf of—
- (i) one or more trade unions which each have a certificate of independence, and
- (ii) the other party.
27BY
- (1) For the purposes of sections 27BW and 27BX, it does not matter whether—
- (a) terms in a collective agreement that expressly replace a duty or right relate to the same subject matter as the duty or right, or
- (b) a collective agreement ceases to be in force after the terms mentioned in section 27BW(2)(b)(ii) or 27BX(2)(b)(ii) are incorporated into the contract (within the meaning of section 27BW or 27BX, as the case may be), provided the terms continue to be incorporated.
- (2) Where the duty to make a guaranteed hours offer under Chapter 2 or 5 is excluded by virtue of terms that are incorporated into a contract with a worker or, as the case may be, an agency worker, as mentioned in section 27BW(2)(c) or 27BX(2)(c), during the offer period, the duty ceases to apply.
- (3) Where—
- (a) the duty to make a guaranteed hours offer under Chapter 2 or 5 is excluded by virtue of terms that are incorporated into a contract with a worker or, as the case may be, an agency worker, as mentioned in section 27BW(2)(c) or 27BX(2)(c),
- (b) a guaranteed hours offer has already been made in compliance with the duty, and
- (c) the worker or agency worker has not accepted the offer,
the person who made the offer may withdraw it during the response period by giving a notice to the worker or agency worker.
- (4) The notice must include a statement to the effect that the offer is withdrawn in consequence of the exclusion of the duty to make a guaranteed hours offer as a result of the incorporation into the worker’s or agency worker’s contract, as mentioned in section 27BW(2)(c) or 27BX(2)(c), of terms contained in a collective agreement that expressly replace that duty.
- (5) A worker or an agency worker to whom a notice is given in reliance on subsection (3) may present a complaint to an employment tribunal that subsection (3) did not permit the notice to be given.
- (6) Where a complaint is presented under subsection (5)—
- (a) by a worker, sections 27BH and 27BI apply in relation to the complaint as they apply in relation to a complaint under section 27BG(7)(b);
- (b) by an agency worker, paragraphs 10 and 11 of Schedule A1 apply in relation to the complaint as they apply in relation to a complaint under paragraph 8(7)(b) of that Schedule.
- (7) Subsection (8) applies where—
- (a) the duty to make a guaranteed hours offer under Chapter 2 or 5 is excluded by virtue of terms that are incorporated into a contract with a worker or, as the case may be, an agency worker, as mentioned in section 27BW(2)(c) or 27BX(2)(c), and
- (b) the duty ceases to be excluded as a result of the terms ceasing to be incorporated into the contract (including where the contract ceases to be in force).
- (8) In applying Chapter 2 or 5 for the purposes of the duty after it has ceased to be excluded—
- (a) in any case where there was a reference period in relation to the duty as it had effect before being excluded, that reference period is to be disregarded;
- (b) in relation to a worker and the worker’s employer—
- (i) section 27BA(5)(a) has effect as if for sub-paragraphs (i) and (ii) there were substituted—
(i) where the worker is employed by the employer on the day (“the effective day”) after the day on which terms cease to be incorporated as mentioned in section 27BY(7)(b), the effective day, or (ii) where the worker is not so employed, the first day after the effective day on which the worker is employed by the employer, and
;
- (ii) section 27BF(3) has effect as if for paragraphs (a) and (b) there were substituted—
(a) where the worker is employed by the employer on the day (“the effective day”) after the day on which terms cease to be incorporated as mentioned in section 27BY(7)(b), the effective day, or (b) where the worker is not so employed, the first day after the effective day on which the worker is employed by the employer.
;
- (c) in relation to an agency worker and a hirer for and under the supervision and direction of whom the agency worker works, paragraph 1(5)(a) of Schedule A1 has effect as if for sub-paragraphs (i) and (ii) there were substituted—
(i) where the agency worker is working for and under the supervision and direction of the hirer on the day (“the effective day”) after the day on which terms cease to be incorporated as mentioned in section 27BY(7)(b), the effective day, or (ii) where the agency worker is not so working, the first day after the effective day on which the agency worker is working for and under the supervision and direction of the hirer, and
;
- (d) in relation to an agency worker and the work-finding agency with which the agency worker has a worker’s contract or an arrangement by virtue of which the agency worker is (or is to be) supplied to work for and under the supervision and direction of a hirer, paragraph 7(3) of Schedule A1 has effect as if for paragraphs (a) and (b) there were substituted—
(a) where the worker’s contract or arrangement is in force on the day (“the effective day”) after the day on which terms cease to be incorporated as mentioned in section 27BY(7)(b), the effective day, or (b) where it is not in force on the effective day, the first day after the effective day on which it is in force.
27BZ
- (1) The Secretary of State may by regulations make further provision for the purposes of section 27BW or 27BX.
- (2) The regulations may, in particular, make provision about—
- (a) the effect on a duty in Chapters 2 to 5 of terms being or ceasing to be incorporated as mentioned in section 27BW(2)(c) or 27BX(2)(c),
- (b) the form and manner in which a notice under section 27BY(3) is to be given, and
- (c) when a notice under section 27BY(3) is to be treated as having been given.
27BZ1
- (1) Terms used in this Chapter that are used in—
- (a) Chapters 2 to 4 (rights relating to zero hours workers, etc), or
- (b) Chapter 5 (including Schedule A1) (rights relating to agency workers),
have the same meaning as in those Chapters or that Chapter (including that Schedule).
- (2) In this Chapter, “certificate of independence” means a certificate issued under section 6 of the Trade Union and Labour Relations (Consolidation) Act 1992.
Chapter 7 — General
27BZ2
- (1) In this Part—
- “agency worker” has the meaning given by section 27BV;
- “arrangement” (when used by itself and not as part of the expression “zero hours arrangement”) means an arrangement (whether contractual or non-contractual) other than a worker’s contract;
- “specified” means specified in, or determined in accordance with, regulations made by the Secretary of State;
- “work-finding agency” has the meaning given by section 27BV;
- “zero hours arrangement” means an arrangement under which—an employer and an individual agree terms on which the individual will do any work where the employer makes it available to the individual and the individual agrees to do it, butthe employer is not required to make any work available to the individual, nor the individual required to accept it,and in this Part “employer”, in relation to a zero hours arrangement, is to be read accordingly;
- “zero hours contract” means a contract of employment or other worker’s contract under which—the undertaking to do work is an undertaking to do so conditionally on the employer making work available to the worker, andthere is no certainty that any such work will be made available to the worker.
- (2) For the purposes of this Part—
- (a) a person who is, or is treated as, an employer makes work available to a worker or other individual if they request or require the individual to do it;
- (b) references to work and doing work include references to services and performing them.
27BZ3
- (1) Regulations under this Part may—
- (a) make different provision for different purposes;
- (b) make provision subject to exceptions.
- (2) Regulations under this Part may provide that a reference in the regulations to a provision of legislation is to be read as a reference to that provision as amended from time to time.
49E
Regulations under section 49D may—
- (a) make provision about notices to be given, evidence to be produced and other procedures to be followed by employees and employers;
- (b) make provision for the consequences of failure to give notices, to produce evidence or to comply with other procedural requirements;
- (c) make provision for the consequences of failure to act in accordance with a notice given by virtue of paragraph (a);
- (d) make special provision for cases where an employee has a right which corresponds to a right under section 49D and which arises under a contract of employment or otherwise;
- (e) make provision modifying the effect of Chapter 2 of Part 14 (calculation of a week’s pay) in relation to an employee who is or has been absent from work during, or after, a protected period of pregnancy;
- (f) make provision applying, modifying or excluding an enactment, in such circumstances as may be specified and subject to any conditions specified, in relation to a person during, or after, a protected period of pregnancy;
- (g) make different provision for different cases or circumstances.
Short-term incapacity benefit , contributory employment and support allowance and industrial injury benefit.
Supplementary.
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
No normal retirement age: dismissal at or after 65
Normal retirement age: dismissal before retirement age
Normal retirement age 65 or higher: dismissal at or after retirement age
Jury service
Leave for family reasons.
Contracts of employment: restricted variations
104I
- (1) An employee who is dismissed is to be regarded for the purposes of this Part as unfairly dismissed if—
- (a) the employee was employed for the purposes of a business carried on by the employer, and
- (b) the reason (or, if more than one, the principal reason) for the dismissal is a reason within subsection (2) or (3).
- (2) The reason within this subsection is that—
- (a) the employer sought to vary the employee’s contract of employment to make a restricted variation (see subsection (5)), and
- (b) the employee—
- (i) did not agree to the restricted variation, or
- (ii) where the employer sought to make more than one variation, did not agree to a number of variations that included the restricted variation.
- (3) The reason within this subsection is to enable the employer to employ another person, or to re-engage the employee, under a varied contract of employment to carry out the same duties, or substantially the same duties, as the employee carried out before being dismissed.
- (4) For the purposes of subsection (3), a contract of employment is a “varied” contract of employment if—
- (a) the terms of the contract are not the same as the terms of the contract of employment under which the employee worked before being dismissed, and
- (b) one or more of the differences between the two sets of terms constitutes a restricted variation (see subsection (5));
and, in a case where subsection (3) applies, any reference in this section to the restricted variation is to be read accordingly.
- (5) In this section “restricted variation” means any of the following—
- (a) a reduction of, or removal of an entitlement to, any sum payable to an employee in connection with the employment (but see subsection (6));
- (b) where the amount of any sum payable to an employee in connection with the employment is determined by reference to a measure of the amount of work done by the employee (including a measure referable to results achieved by the employee), a variation of that measure;
- (c) a variation of any term or condition relating to pensions or pension schemes;
- (d) a variation of the number of hours which an employee is required to work;
- (e) a variation of the timing or duration of a shift which meets such conditions as may be specified in regulations made by the Secretary of State;
- (f) a reduction in the amount of time off which an employee is entitled to take;
- (g) a variation of a description specified in regulations made by the Secretary of State;
- (h) the inclusion in a contract of employment of a term enabling the employer to make any variation within any of the preceding paragraphs without the employee’s agreement.
- (6) The Secretary of State may by regulations provide that a reference in subsection (5) to a sum payable to an employee in connection with the employment does not include a reference to—
- (a) a sum payable in respect of—
- (i) any expenses incurred by an employee;
- (ii) any expenses of a specified description incurred by an employee;
- (iii) any expenses incurred by an employee other than expenses of a specified description;
- (b) a payment or benefit in kind, a payment or benefit in kind of a specified description, or a payment or benefit in kind other than one of a specified description.
In this subsection “specified” means specified in the regulations.
- (7) Subsection (1) does not apply in relation to an employee if on the effective date of termination the employee has not yet started work.
- (8) In the case of an employer that is not a local authority, subsection (1) does not apply in relation to an employee if the employer shows that—
- (a) the reason for the restricted variation was to eliminate, prevent or significantly reduce, or significantly mitigate the effect of, any financial difficulties which at the time of the dismissal were affecting, or were likely in the immediate future to affect—
- (i) the employer’s ability to carry on the business as a going concern, or
- (ii) where the employer is a public sector employer, the financial sustainability of carrying out the employer’s statutory functions, and
- (b) in all the circumstances the employer could not reasonably have avoided the need to make the restricted variation.
- (9) In the case of an employer that is a local authority, subsection (1) does not apply in relation to an employee if—
- (a) at the time of the dismissal, a relevant intervention direction has effect in relation to the authority,
- (b) the relevant intervention direction—
- (i) specifies that the reason, or one of the reasons, for the giving of the direction is that the authority is undergoing financial difficulties, and
- (ii) contains provision relating to the financial management or financial governance of the authority, and
- (c) the authority shows that—
- (i) the reason for the restricted variation was to eliminate or significantly reduce, or significantly mitigate the effect of, any of the financial difficulties referred to in paragraph (b)(i), and
- (ii) in all the circumstances the authority could not reasonably have avoided the need to make the restricted variation.
- (10) In determining whether—
- (a) in the case of a public sector employer (other than a local authority), subsection (8)(b) is met, or
- (b) in the case of a local authority, subsection (9)(c)(ii) is met,
an employment tribunal must apply the same principles as would be applied by a court on an application for judicial review.
- (11) Where the employer shows that the conditions in paragraphs (a) and (b) of subsection (8) are met, or (where the employer is a local authority) the conditions in paragraphs (a), (b) and (c) of subsection (9) are met, the matters that must be considered in determining the question whether the dismissal is fair or unfair include the following—
- (a) any consultation carried out by the employer with the employee about varying the employee’s contract of employment;
- (b) if the employee is of a description in respect of which an independent trade union is recognised by the employer, any consultation carried out by the employer with that trade union;
- (c) if the employee is not of a description in respect of which an independent trade union is recognised by the employer, any consultation carried out by the employer with any other person representing the interests of the employee that, at the time of the dismissal, had authority to receive information and to be consulted about the dismissal on the employee’s behalf;
- (d) anything offered to the employee by the employer in return for agreeing to the restricted variation;
- (e) any matters specified for the purposes of this subsection in regulations made by the Secretary of State.
- (12) In this section—
- “English local authority” means—a county council or district council in England;a London borough council;the Greater London Authority;the Council of the Isles of Scilly;the Common Council of the City of London in its capacity as a local authority, a police authority or a port health authority;a combined authority established under section 103 of the Local Democracy, Economic Development and Construction Act 2009;a combined county authority established under section 9(1) of the Levelling-up and Regeneration Act 2023;
- “local authority” means—an English local authority,a Welsh local authority, ora Scottish local authority;
- “public sector employer” means a person that—is wholly or mainly funded from public funds,is under a statutory duty to carry out any functions of a public nature, andso far as carrying out those functions, does not operate on a commercial basis;
- “recognised”, in relation to a trade union, has the same meaning as in the Trade Union and Labour Relations (Consolidation) Act 1992 (see section 178 of that Act);
- “relevant intervention direction” means—in the case of an English local authority, a direction under section 15(5) or (6)(a) of the Local Government Act 1999 (powers to deal with failure to comply with duties relating to best value authorities);in the case of a Welsh local authority, a direction under section 106 or 107 of the Local Government and Elections (Wales) Act 2021 (asc 1) (intervention powers of Welsh Ministers);in the case of a Scottish local authority, an enforcement direction under section 24 of the Local Government in Scotland Act 2003 (asp 1) relating wholly or partly to a failure of the authority to comply with its duties under section 1 of that Act (local authorities’ duty to secure best value);
- “Scottish local authority” means a council constituted under section 2 of the Local Government etc. (Scotland) Act 1994;
- “statutory duty” means a duty imposed by or under any enactment, including—a Measure or Act of the National Assembly for Wales or an Act of Senedd Cymru, andan Act of the Scottish Parliament;
- “statutory functions”, in relation to a public sector employer, means functions of a public nature which the employer is under a statutory duty to carry out;
- “Welsh local authority” means—a county council or county borough council in Wales;a corporate joint committee established under Part 5 of the Local Government and Elections (Wales) Act 2021.
- (13) The reference in subsection (9)(a) to a relevant intervention direction includes a relevant intervention direction given before the day on which the Employment Rights Act 2025 was passed.
104J
- (1) This section applies to the dismissal of an employee if—
- (a) the employee was employed for the purposes of a business carried on by the employer, and
- (b) the reason (or, if more than one, the principal reason) for the dismissal is a reason within subsection (2) or (3).
- (2) The reason within this subsection is that—
- (a) the employer sought to vary the employee’s contract of employment,
- (b) the variation was not a restricted variation or, where the employer sought to make more than one variation, none of the variations was a restricted variation, and
- (c) the employee did not agree to the variation.
- (3) The reason within this subsection is to enable the employer to employ another person, or to re-engage the employee, under a varied contract of employment to carry out the same duties, or substantially the same duties, as the employee carried out before being dismissed.
- (4) For the purposes of subsection (3), a contract of employment is a “varied” contract of employment if—
- (a) the terms of the contract are not the same as the terms of the contract of employment under which the employee worked before being dismissed, and
- (b) none of the differences between the two sets of terms constitutes a restricted variation;
and, in a case where subsection (3) applies, any reference in this section to the variation is to be read accordingly.
- (5) The matters that must be considered in determining the question whether the dismissal is fair or unfair include the following—
- (a) the reason for the variation;
- (b) any consultation carried out by the employer with the employee about varying the employee’s contract of employment;
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