Legalize / United Kingdom / Public General Act

Police Act 1997

Type Public General Act

Publication 1997-03-21

Last updated 2026-01-01

State In force

Department Statute Law Database

Source legislation.gov.uk

articles Not indexed

Reform history JSON API

(g) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(h) the British Transport Police;

(i) the Civil Nuclear Constabulary;

(j) the States of Jersey Police Force;

(k) the salaried police force of the Island of Guernsey;

(l) the Isle of Man Constabulary;

(m) a body with functions in any country or territory outside the British Islands which correspond to those of a police force in any part of the United Kingdom,

and any reference to the chief officer of a police force includes the person responsible for the direction of a body mentioned in this subsection.

(11) For the purposes of this section each of the following must be treated as if it were a police force—

(a) the Commissioners for Her Majesty's Revenue and Customs (and for this purpose a reference to the chief officer of a police force must be taken to be a reference to any one of the Commissioners);

(b) the National Crime Agency (and for this purpose a reference to the chief officer of a police force must be taken to be a reference to the Director General of the Agency);

(ba) the tri-service serious crime unit (and for this purpose a reference to the chief officer of a police force must be taken to be a reference to the Provost Marshal for serious crime);

(c) such other department or body as is prescribed (and regulations may prescribe in relation to the department or body the person to whom a reference to the chief officer is to be taken to be).

(12) For the purposes of this Part a person acts as the registered person in relation to an application for an enhanced criminal record certificate if the person—

(a) countersigns the application, or

(b) transmits the application to DBS under subsection (2A).

(13) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Suitability information relating to children

113BA

(1) In such cases as are prescribed, an enhanced criminal record certificate must also include suitability information relating to children.

(2) Suitability information relating to children is—

(a) whether the applicant is barred from regulated activity relating to children;

(b) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(d) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(e) whether the applicant is subject to a direction under section 128 of the Education and Skills Act 2008 (prohibition on participation in management of independent educational institution in England) or section 167A of the Education Act 2002 (prohibition on participation in management of independent school in Wales).

(3) Expressions used in this section and in the 2006 Act have the same meaning in this section as in that Act, except that “prescribed” must be construed in accordance with section 125 of this Act.

(4) “The 2006 Act” means the Safeguarding Vulnerable Groups Act 2006.

Suitability information relating to vulnerable adults

113BB

(1) In such cases as are prescribed, an enhanced criminal record certificate must also include suitability information relating to vulnerable adults.

(2) Suitability information relating to vulnerable adults is —

(a) whether the applicant is barred from regulated activity relating to vulnerable adults;

(b) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(d) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(3) Expressions used in this section and in the 2006 Act have the same meaning in this section as in that Act, except that “prescribed” must be construed in accordance with section 125 of this Act.

(4) “The 2006 Act” means the Safeguarding Vulnerable Groups Act 2006.

Suitability information: power to amend

113BC

(1) The Secretary of State may by order made by statutory instrument—

(a) amend section 113BA for the purpose of altering the meaning of suitability information relating to children;

(b) amend section 113BB for the purpose of altering the meaning of suitability information relating to vulnerable adults ;

(2) Such an order is subject to annulment in pursuance of a resolution of either House of Parliament.

Suitability information relating to children

113CA

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Suitability information relating to protected adults

113CB

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Suitability information: supplementary

113CC

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Criminal record certificates: suitability relating to children

113C

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Criminal record certificates: suitability relating to adults

113D

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Criminal record certificates: specified children's and adults' lists: urgent cases

113E

(1) Subsection (2) applies to an application under section 113A or 113B if—

(a) it is accompanied by a children's suitability statement,

(b) the registered person requests an urgent preliminary response, and

(2) The Secretary of State DBS must notify the registered person—

(a) if the applicant is not included in a specified children's list, of that fact;

(b) if the applicant is included in such a list, of the details prescribed for the purposes of section 113C(1)(b) above;

(d) if the applicant is subject to such a direction, of the grounds on which the direction was given and the details prescribed for the purposes of section 113C(1)(d) above.

(3) Subsection (4) applies to an application under section 113A or 113B if—

(a) it is accompanied by an adults' suitability statement,

(b) the registered person requests an urgent preliminary response, and

(4) The Secretary of State DBS must notify the registered person either—

(a) that the applicant is not included in a specified adults' list, or

(b) that a criminal record certificate or enhanced criminal record certificate will be issued in due course.

(5) In this section—

“criminal record certificate” has the same meaning as in section 113A;

“enhanced criminal record certificate” has the same meaning as in section 113B;

“children's suitability statement” “, specified children's direction” and “specified children's list” have the same meaning as in section 113C;

“adults' suitability statement” and “specified adults' list” have the same meaning as in section 113D.

Criminal record certificates: supplementary

113F

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Criminal record certificates: Crown employment.

114

(1) The Secretary of State DBS shall issue a criminal record certificate to any individual who—

(a) makes an application under this section ...,

(aa) is aged 16 or over at the time of making the application,

(aa) except in prescribed circumstances, is aged 16 or over at the time of making the application, and

(b) pays any fee that is payable in relation to the application under regulations made by the Secretary of State.

(2) An application under this section must be accompanied by a statement by a Minister of the Crown that the certificate is required for the purposes of an exempted question asked in the course of considering the applicant’s suitability for an appointment by or under the Crown.

(3) Sections 113A(3) to (6), 120AC and 120AD shall apply in relation to this section with any necessary modifications.

Enhanced criminal record certificates.

115

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Enhanced criminal record certificates: judicial appointments and Crown employment.

116

(1) The Secretary of State DBS shall issue an enhanced criminal record certificate to any individual who—

(a) makes an application under this section ...,

(aa) is aged 16 or over at the time of making the application,

(aa) except in prescribed circumstances, is aged 16 or over at the time of making the application, and

(b) pays any fee that is payable in relation to the application under regulations made by the Secretary of State.

(2) An application under this section must be accompanied by a statement by a Minister of the Crown, or a person nominated by a Minister of the Crown, that the certificate is required for the purposes of an exempted question asked in the course of considering the applicant’s suitability for—

(a) a judicial appointment, or

(b) an appointment by or under the Crown to a position of such description as may be prescribed.

(3) Sections 113B(3) to (11) , 113BA to 113BC, 120AC and 120AD shall apply in relation to this section with any necessary modifications.

Copies of criminal record certificate or enhanced criminal record certificate

116ZA

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Application for an order for a new criminal record certificate or enhanced criminal record certificate

116ZB

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Up-dating certificates

116A

(1) DBS must, on the request of a relevant person and subject to subsection (2), give up-date information to that person about—

(a) a criminal conviction certificate,

(b) a criminal record certificate, or

which is subject to up-date arrangements.

(2) DBS may impose conditions about—

(a) the information to be supplied in connection with such a request for the purpose of enabling the Secretary of State to decide whether the person is a relevant person,

(b) any other information to be supplied in connection with such a request.

(3) For the purposes of subsection (1) a certificate is subject to up-date arrangements if condition A, B or C is met and the arrangements have not ceased to have effect in accordance with a notice given under section 118(3B).

(4) Condition A is that—

(a) the individual who applied for the certificate made an application at the same time to DBS for the certificate to be subject to up-date arrangements,

(b) the individual has paid in the prescribed manner any prescribed fee,

(d) the period of 12 months beginning with the date on which the grant comes into force has not expired.

(5) Condition B is that—

(a) the individual whose certificate it is has made an application to DBS to renew or (as the case may be) further renew unexpired up-date arrangements in relation to the certificate,

(b) the individual has paid in the prescribed manner any prescribed fee,

(d) the grant has come into force on the expiry of the previous up-date arrangements, and

(e) the period of 12 months beginning with the date on which the grant has come into force has not expired.

(6) Condition C is that—

(a) the certificate was issued under section 117(2) or 117A(5)(b), and

(b) the certificate which it superseded—

(i) was subject to up-date arrangements immediately before it was superseded, and

(ii) would still be subject to those arrangements had it not been superseded.

(7) DBS must not grant an application as mentioned in subsection (4)(c) or (5)(c) unless any fee prescribed under subsection (4)(b) or (as the case may be) (5)(b) has been paid in the manner so prescribed.

(8) In this section “up-date information” means—

(a) in relation to a criminal conviction certificate or a criminal record certificate—

(i) information that there is no information recorded in central records which would be included in a new certificate but is not included in the current certificate, or

(ii) advice to apply for a new certificate or (as the case may be) request another person to apply for such a certificate,

(b) in relation to an enhanced criminal record certificate which includes suitability information relating to children or vulnerable adults—

(i) information that there is no information recorded in central records, no information of the kind mentioned in section 113B(4), and no information of the kind mentioned in section 113BA(2) or (as the case may be) 113BB(2), which would be included in a new certificate but is not included in the current certificate, or

(ii) advice to apply for a new certificate or (as the case may be) request another person to apply for such a certificate, and

(i) information that there is no information recorded in central records, nor any information of the kind mentioned in section 113B(4), which would be included in a new certificate but is not included in the current certificate, or

(ii) advice to apply for a new certificate or (as the case may be) request another person to apply for such a certificate.

(9) If up-date information is given under subsection (8)(a)(i), (8)(b)(i) or (8)(c)(i) and the certificate to which that information relates is one to which subsection (10) applies, the up-date information must include that fact.

(10) This subsection applies to a certificate which—

(a) in the case of a criminal conviction certificate, states that there are no convictions or conditional cautions of the applicant recorded in central records,

(b) in the case of a criminal record certificate, is as described in section 120AC(3), and

(11) In this section—

“central records” has the same meaning as in section 113A,

“criminal record certificate” includes a certificate under section 114,

“enhanced criminal record certificate” includes a certificate under section 116,

“exempted question” has the same meaning as in section 113A,

“relevant person” means—in relation to a criminal conviction certificate—the individual whose certificate it is, orany person authorised by the individual,in relation to a criminal record certificate—the individual whose certificate it is, orany person who is authorised by the individual and is seeking the information for the purposes of an exempted question, andin relation to an enhanced criminal record certificate—the individual whose certificate it is, orany person who is authorised by the individual and is seeking the information for the purposes of an exempted question asked for a purpose prescribed under section 113B(2)(b).

Disputes about accuracy of certificates certificates and up-date information.

117

(1) Where an applicant for a certificate under any of sections 112 to 116 believes that the information contained in the certificate is inaccurate he may make an application in writing to the Secretary of State DBS for a new certificate.

(1A) Where any person other than the applicant believes that the information contained in a certificate under any of sections 112 to 116 is inaccurate, that person may make an application in writing to DBS for a decision as to whether or not the information is inaccurate.

(1A) Where any person other than the applicant believes that the information contained in a certificate under any of sections 112 to 116 is inaccurate, that person may make an application in writing to the Department for a decision as to whether or not the information is inaccurate.

(1B) Where a person believes that the wrong up-date information has been given under section 116A in relation to the person's certificate, the person may make an application in writing to DBS for corrected up-date information.

(2) The Secretary of State DBS shall consider any application under this section; and where he it is of the opinion that the information in the certificate is inaccurate , or that the wrong up-date information has been given, he it shall issue a new certificate or (as the case may be) corrected up-date information.

(2A) In this section—

“corrected up-date information”, in relation to a certificate, means information which includes— information that the wrong up-date information was given in relation to the certificate on a particular date, and new up-date information in relation to the certificate,

“up-date information” has the same meaning as in section 116A.

Other disputes about section 113B(4) information

117A

(1) Subsection (2) applies if a person believes that information provided in accordance with section 113B(4) and included in a certificate under section 113B or 116 —

(a) is not relevant for the purpose described in the statement under section 113B(2) or (as the case may be) 116(2), or

(b) ought not to be included in the certificate.

(2) The person may apply in writing to the independent monitor appointed under section 119B for a decision as to whether the information is information which falls within subsection (1)(a) or (b) above.

(3) The independent monitor, on receiving such an application, must ask such chief officer of a police force as the independent monitor considers appropriate to review whether the information concerned is information which—

(a) the chief officer reasonably believes to be relevant for the purpose described in the statement under section 113B(2) or (as the case may be) 116(2), and

(b) in the chief officer's opinion, ought to be included in the certificate.

(4) In exercising functions under subsection (3), the chief officer concerned must have regard to any guidance for the time being published under section 113B(4A).

(5) If, following a review under subsection (3), the independent monitor considers that any of the information concerned is information which falls within subsection (1)(a) or (b)—

(a) the independent monitor must inform DBS of that fact, and

(b) on being so informed, DBS must issue a new certificate.

(6) In issuing such a certificate, DBS must proceed as if the information which falls within subsection (1)(a) or (b) had not been provided under section 113B(4).

(7) In deciding for the purposes of this section whether information is information which falls within subsection (1)(a) or (b), the independent monitor must have regard to any guidance for the time being published under section 113B(4A).

(8) Subsections (10) and (11) of section 113B apply for the purposes of this section as they apply for the purposes of that section.

Review of criminal record certificates

117B

Schedule 8A (which provides for an independent review of certain criminal record certificates) has effect.

Evidence of identity.

118

(1) The Secretary of State DBS may refuse to issue a certificate under this Part, or to consider an application as mentioned in section 116A(4)(a) or (5)(a) or an application under section 117 , 117A or 120, unless the application is supported by such evidence of identity as he it may require.

(2) In particular, the Secretary of State DBS may refuse to issue a certificate or consider an application unless the applicant—

(a) has his fingerprints taken at such place and in such manner as may be prescribed, and

(b) pays the prescribed fee to such person as may be prescribed.

(2A) For the purpose of verifying evidence of identity supplied in pursuance of subsection (1) the Secretary of State DBS may obtain such information as he it thinks is appropriate from data held—

(a) by the United Kingdom Passport Agency;

(b) by the Driver and Vehicle Licensing Agency;

(d) by the Secretary of State in connection with keeping records of national insurance numbers;

(e) by such other persons or for such purposes as is prescribed.

(3) Regulations dealing with the taking of fingerprints may make provision requiring their destruction in specified circumstances and by specified persons.

(3A) DBS by notice given in writing may require a person who has a certificate which is subject to up-date arrangements under section 116A to attend at a place and time specified in the notice to provide fingerprints for the sole purpose of enabling DBS to verify whether information in the possession of DBS that DBS considers may be relevant to the person's certificate does relate to that person.

(3B) If a person fails to comply with a requirement imposed under subsection (3A), DBS by notice given in writing may inform that person that, from a date specified in the notice, the person's certificate is to cease to be subject to up-date arrangements.

(4) Regulations prescribing a fee for the purposes of subsection (2)(b) shall make provision for a refund in cases of an application under section 117 or 117A where a new certificate is issued.

Sources of information.

119

(1) Any person who holds records of convictions or cautions for the use of police forces generally shall make those records available to the Secretary of State DBS for the purpose of enabling him it to carry out a relevant function.

(1ZA) Any person who holds records of convictions or cautions for the use of police forces generally must make those records available to the Disclosure and Barring Service for the purpose of enabling it to carry out its functions under paragraph 1, 2, 7 or 8 of Schedule 1 to the Safeguarding Vulnerable Groups (Northern Ireland) Order 2007.

(1A) The Secretary of State may require the Disclosure and Barring Service to make available specified information for the purpose of enabling the Secretary of State to carry out functions under this Part in relation to—

(a) any application for a certificate or for registration;

(aa) the provision of up-date information under section 116A; or

(b) the determination of whether a person should continue to be a registered person.

(1B) The Secretary of State DBS may require the chief officer of a police force to make available such information as he it may specify for the purpose of deciding whether to make a request to that chief officer under section 113B(4).

(2) Where the chief officer of a police force receives a request under section 113B or 116 ... he shall comply with it as soon as practicable.

(2A) Where, in connection with the provision of up-date information under section 116A, the chief officer of a police force receives a request for information of the kind mentioned in section 113B(4), the chief officer of police must comply with it as soon as practicable.

(2B) Subsection (2A) (as inserted by section 10(1) of the 2019 Act) applies in relation to the following persons as it applies in relation to the chief constable of the Police Service of Scotland—

(a) the chief constable of—

(i) a police force in England and Wales;

(ii) the Police Service of Northern Ireland;

(iii) the Ministry of Defence Police;

(iv) the British Transport Police;

(v) the Civil Nuclear Constabulary;

(b) the Provost Marshal of—

(i) the Royal Navy Police;

(ii) the Royal Military Police;

(iii) the Royal Air Force Police;

(3) The Secretary of State DBS shall pay to the appropriate local policing body or police authority, ... such fee as he the Secretary of State thinks appropriate for information provided in accordance with section 120A(4) or subsection (2) of this section.

(4) Any person who holds records of fingerprints for the use of police forces generally shall make those records available to the Secretary of State DBS for the purpose of enabling him it to carry out his its functions under this Part in relation to—

(a) any application for a certificate or for registration;

(aa) any application as mentioned in section 116A(4)(a) or (5)(a); or

(b) the determination of whether a person should continue to be a registered person.

(4A) DBS may require the Secretary of State to provide it with the information and advice specified in section 113CD(2) to (6) for the purpose of enabling DBS to carry out its functions under section 113CD.

(4A) The Department of Justice may provide to the Disclosure and Barring Service any information it holds for the purposes of this Part in order to enable the Disclosure and Barring Service to determine whether, in relation to any person, paragraph 1, 2, 3, 5, 7, 8, 9 or 11 of Schedule 1 to the Safeguarding Vulnerable Groups (Northern Ireland) Order 2007 applies or appears to apply.

(5) No proceedings shall lie against the Secretary of State DBS or the Disclosure and Barring Service by reason of an inaccuracy in the information made available or provided to him it or it in accordance with this section.

(6) For the purposes of this section references to a police force include any body mentioned in subsections (10)(a) to (i) and (11) of section 113B and references to a chief officer must be construed accordingly.

(7) In the case of such a body the reference in subsection (3) to the appropriate local policing body or police authority must be construed as a reference to such body as is prescribed.

(8) In this section a relevant function is a function of the Secretary of State DBS—

(a) under this Part in relation to any application for a certificate or for registration;

(aa) under this Part in relation to any request under section 116A(1);

(b) under this Part in relation to the determination of whether a person should continue to be a registered person;

(d) under paragraph 1, 2, 7 or 8 of Schedule 3 to the Safeguarding Vulnerable Groups Act 2006 (considering whether criteria prescribed for the purpose of that paragraph apply to an individual).

Further sources of information: Scotland

119A

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Independent monitor

119B

(1) There is to be an independent monitor for the purposes of this Part.

(2) The independent monitor is a person appointed by the Secretary of State—

(a) for such period, not exceeding three years, as the Secretary of State decides;

(b) on such terms as the Secretary of State decides.

(3) A person may be appointed for a further period or periods.

(4) The Secretary of State may terminate the appointment of the independent monitor before the end of the period mentioned in subsection (2)(a) by giving the monitor notice of the termination not less than three months before it is to take effect.

(4A) Before appointing a person to be the independent monitor, or terminating the appointment of the independent monitor, the Secretary of State must consult the Department of Justice in Northern Ireland.

(5) The independent monitor must review—

(a) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(b) a sample of cases in which a certificate issued under section 113B has included information in pursuance of subsection (4)(b) of that section;

(c) a sample of cases in which the chief officer of a police force has decided that information must not be included in a certificate or report in pursuance of section 113B(4)(b) or disclosed in pursuance of section 113B(5)(c) and (6)(b);

(ca) a sample of cases in which the chief officer of a police force has decided that information should be disclosed or not disclosed to DBS for the purpose of the provision by DBS of up-date information under section 116A.

(d) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(e) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(6) The purpose of a review under subsection (5) is to ensure compliance with Article 8 of the European Convention of Human Rights.

(7) The independent monitor must in relation to each year make a report to the Secretary of State about the performance of police forces in exercising their functions under this Part.

(8) The independent monitor may make recommendations to the Secretary of State as to—

(a) any guidance issued by the Secretary of State or which the monitor thinks it would be appropriate for the Secretary of State to issue;

(b) any changes to any enactment which the monitor thinks may be appropriate.

(8A) The independent monitor has the functions conferred on the monitor by section 117A.

(8A) The independent monitor has the functions conferred on the monitor by section 117A.

(9) The chief officer of a police force must provide to the independent monitor such information as the monitor reasonably requires in connection with the exercise of his functions under this section or section 117A.

Registered persons.

120

(1) For the purposes of this Part a registered person is a person who is listed in a register to be maintained by DBS for the purposes of this Part.

(2) DBS shall include in the register any person who—

(a) applies to it in writing to be registered, and

(b) satisfies the conditions in subsections (4) to (6), ...

(2A) Subsection (2) is subject to—

(a) regulations under section 120ZA,

(b) section 120A, and

(3) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(4) A person applying for registration under this section must be—

(a) a body corporate or unincorporate,

(b) a person who is appointed to an office by virtue of any enactment and who, in the case of an individual, is aged 18 or over, or

(5) A body applying for registration under this section must satisfy DBS that it—

(a) is likely to ask exempted questions, or

(b) is likely to act as the registered person in relation to applications under section 113A or 113B at the request of bodies or individuals asking exempted questions.

(6) A person, other than a body, applying for registration under this section must satisfy DBS that he is likely to ask exempted questions.

(7) In this section “exempted question” has the same meaning as in section 113A.

Regulations about registration

120ZA

(1) The Secretary of State may by regulations make further provision about registration.

(2) Regulations under this section may in particular make provision for—

(a) the payment of fees,

(b) the information to be included in the register,

(d) the nomination by—

(i) a body corporate or unincorporate, or

(ii) a person appointed to an office by virtue of any enactment,

of the individuals authorised to act for it or, as the case may be, him in relation to the countersigning of applications under this Part or the transmitting of applications under section 113A(2A) or 113B(2A), and

(e) the refusal by the Secretary of State DBS, on such grounds as may be specified in or determined under the regulations, to accept or to continue to accept the nomination of a person as so authorised.

(3) The provision which may be made by virtue of subsection (2)(c) includes provision—

(a) for the registration or continued registration of any person to be subject to prescribed conditions or, if the regulations so provide, such conditions as the Secretary of State DBS thinks fit, and

(b) for the Secretary of State DBS to vary or revoke those conditions.

(4) The conditions imposed by virtue of subsection (2)(c) may in particular include conditions—

(a) requiring a registered person, before acting as the registered person in relation to an application at an individual’s request, to verify the identity of that individual in the prescribed manner,

(b) requiring an application under section 113A or 113B to be transmitted by electronic means to the Secretary of State DBS by the person who acts as the registered person in relation to the application, and

Regulations about registration

120ZB

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120A

(1) DBS may refuse to include a person in the register maintained for the purposes of this Part if it appears to it that the registration of that person is likely to make it possible for information to become available to an individual who, in DBS's opinion, is not a suitable person to have access to that information.

(2) DBS may remove a person from the register if it appears to DBS—

(a) that the registration of that person is likely to make it possible for information to become available to an individual who, in DBS's opinion, is not a suitable person to have access to that information; or

(b) that the registration of that person has resulted in information becoming known to such an individual.

(3) In determining for the purposes of this section whether an individual is a suitable person to have access to any information, DBS may have regard, in particular, to—

(a) any information relating to that person which concerns a relevant matter;

(b) any information relating to the person of a kind specified in subsection (3A);

(3A) The information is—

(a) whether the person is barred from regulated activity;

(b) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(d) whether the person is subject to a direction under section 167A of the Education Act 2002 (prohibition on participation in management of independent school).

(3B) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(3C) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(3D) Expressions used in subsection (3A) and in the Safeguarding Vulnerable Groups Act 2006 have the same meaning in that subsection as in that Act ....

(4) It shall be the duty of the chief officer of any police force to comply, as soon as practicable after receiving it, with any request by DBS to provide DBS with information which—

(a) is available to the chief officer;

(b) relates to—

(i) an applicant for registration;

(ii) a registered person; or

(iii) an individual who is likely to have access to information in consequence of a particular applicant for registration, or a particular registered person, acting as the registered person in relation to applications under this Part;

and

(c) concerns a matter which DBS has notified to the chief officer to be a matter which, in the opinion of DBS, is relevant to the determination of the suitability of individuals for having access to the information that may be provided in consequence of a person acting as the registered person in relation to applications under this Part.

(5) In this section “relevant matter” has the same meaning as in section 113A.

(6) For the purposes of this section references to a police force include any body mentioned in subsections (10)(a) to (i) and (11) of section 113B and references to a chief officer must be construed accordingly.

(7) The Secretary of State may by order made by statutory instrument amend subsection (3A) for the purpose of altering the information specified in that subsection.

(8) Such an order is subject to annulment in pursuance of a resolution of either House of Parliament.

Refusal, cancellation or suspension of registration on other grounds

120AA

(1) Regulations may make provision enabling DBS in prescribed cases to refuse to register a person who, in the opinion of DBS, is likely to act as the registered person in relation to fewer applications under this Part in any period of twelve months than a prescribed minimum number.

(2) Subsection (3) applies where a registered person—

(a) is, in the opinion of DBS, no longer likely to wish to act as the registered person in relation to applications under this Part,

(b) has, in any period of twelve months during which he was registered, acted as the registered person in relation to fewer applications under this Part than the minimum number specified in respect of him by regulations under subsection (1), or

(3) Subject to section 120AB, DBS may—

(a) suspend that person’s registration for such period not exceeding 6 months as DBS thinks fit, or

(b) remove that person from the register.

(4) Subsection (6) applies if an application is made under section 120 by an individual who—

(a) has previously been a registered person; and

(b) has been removed from the register (otherwise than at that individual's own request).

(5) Subsection (6) also applies if an application is made under section 120 by a body corporate or unincorporate which—

(a) has previously been a registered person; and

(b) has been removed from the register (otherwise than at its own request).

(6) DBS may refuse the application.

Procedure for cancellation or suspension under section 120AA

120AB

(1) Before cancelling or suspending a person’s registration by virtue of section 120AA, the Secretary of StateDBS must send himits written notice of his intention to do so.

(2) Every such notice must—

(a) give the Secretary of State’sDBS's reasons for proposing to cancel or suspend the registration, and

(b) inform the person concerned of his right under subsection (3) to make representations.

(3) A person who receives such a notice may, within 21 days of service, make representations in writing to the Secretary of StateDBS as to why the registration should not be cancelled or suspended.

(4) After considering such representations, the Secretary of StateDBS must give the registered person written notice—

(a) that at the end of a further period of six weeks beginning with the date of service, the person’s registration will be cancelled or suspended, or

(b) that heit does not propose to take any further action.

(5) If no representations are received within the period mentioned in subsection (3) the Secretary of StateDBS may cancel or suspend the person’s registration at the end of the period mentioned in that subsection.

(6) Subsection (1) does not prevent the Secretary of StateDBS from imposing on the registered person a lesser sanction than that specified in the notice under that subsection.

(7) Any notice under this section that is required to be given in writing may be given by being transmitted electronically.

(8) This section does not apply where—

(a) the Secretary of StateDBS is satisfied, in the case of a registered person other than a body, that the person has died or is incapable, by reason of physical or mental impairment, of acting as the registered person in relation to applications under this Part, or

(b) the registered person has requested to be removed from the register.

(9) The Secretary of State may by regulations amend subsection (4)(a) by substituting for the period there specified, such other period as may be specified in the regulations.

Registered persons: information on progress of an application

120AC

(1) DBS must, in response to a request from a person who is acting as the registered person in relation to an application under section 113A or 113B, inform that person whether or not a certificate has been issued in response to the application.

(2) Subsections (3) and (4) apply if, at the time a request is made under subsection (1), a certificate has been issued.

(3) In the case of a certificate under section 113A, if it was a certificate stating that there is no relevant matter recorded in central records, DBS may inform the person who made the request that the certificate was such a certificate.

(4) In the case of a certificate under section 113B, if it was a certificate—

(a) stating that there is no relevant matter recorded in central records and no information provided in accordance with subsection (4) of that section, and

(b) if section 113BA(1) or 113BB(1) applies to the certificate, containing no suitability information indicating that the person to whom the certificate is issued—

(i) is barred from regulated activity relating to children or to vulnerable adults, or

(ii) is subject to a direction under 128 of the Education and Skills Act 2008 or section 167A of the Education Act 2002,

DBS may inform the person who made the request that the certificate was such a certificate.

(5) If no certificate has been issued, DBS must inform the person who made the request of such other matters relating to the processing of the application as DBS considers appropriate.

(6) Subject to subsections (2) to (4), nothing in this section permits DBS to inform a person who is acting as the registered person in relation to an application under section 113A or 113B of the content of any certificate issued in response to the application.

(7) DBS may refuse a request under subsection (1) if it is made after the end of a prescribed period beginning with the day on which the certificate was issued.

(8) In this section—

“central records” and “relevant matter” have the same meaning as in section 113A,

“suitability information” means information required to be included in a certificate under section 113B by virtue of section 113BA or 113BB.

(9) Expressions in subsection (4)(b) and in the Safeguarding Vulnerable Groups Act 2006 have the same meaning in that paragraph as in that Act.

Registered persons: copies of certificates in certain circumstances

120AD

(1) Subsection (2) applies if—

(a) DBS gives up-date information in relation to a criminal record certificate or enhanced criminal record certificate,

(b) the up-date information is advice to apply for a new certificate or (as the case may be) request another person to apply for such a certificate, and

(c) the person whose certificate it is in respect of which the up-date information is given applies for a new criminal record certificate or (as the case may be) enhanced criminal record certificate.

(2) DBS must, in response to a request made within the prescribed period by the person who is acting as the registered person in relation to the application, send to that person a copy of any certificate issued in response to the application if the registered person—

(a) has counter-signed the application or transmitted it to DBS under section 113A(2A) or 113B(2A),

(b) has informed DBS that the applicant for the new certificate has not, within such period as may be prescribed, sent a copy of it to a person of such description as may be prescribed, and

(3) The power under subsection (2)(b) to prescribe a description of person may be exercised to describe the registered person or any other person.

(4) In this section “up-date information” has the same meaning as in section 116A.

Performance by constables on central service in Scotland of functions under this Part.

121

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Code of practice.

122

(1) The Secretary of State shall publish, and may from time to time revise, a code of practice in connection with the use of information provided to , or the discharge of any function by, registered persons under this Part.

(1A) The reference in subsection (1) to the use of information provided to registered persons under this Part includes a reference to the use of information provided in accordance with section 116A(1) to relevant persons (within the meaning of that section) who are not registered persons under this Part.

(2) The Secretary of State shall lay before Parliament the code of practice under this section as soon as practicable after publication and after revision.

(3) Subsection (3A) applies if the Secretary of State DBS thinks that the registered person who countersigned person who acted as the registered person in relation to an application for a certificate under section 113A or 113B—

(a) has failed to comply with the code of practice under this section, or

(b) countersigned acted as the registered person at the request of a body which, or individual who, has failed to comply with the code of practice.

(3A) The Secretary of State DBS may—

(a) refuse to issue the certificate;

(b) suspend the registration of the person;

(3B) Section 120AB applies if the Secretary of State DBS proposes to suspend or cancel a person's registration under subsection (3A) above as it applies if he it proposes to suspend or cancel a person's registration by virtue of section 120AA.

Delegation of functions of Secretary of State

122A

(1) The Secretary of State may, to such extent and subject to such conditions as he thinks fit, delegate any relevant function of his under this Part to such person as he may determine.

(2) A function is relevant for the purposes of subsection (1) if it does not consist of a power—

(a) to make regulations, or

(b) to publish or revise a code of practice or to lay any such code before Parliament.

(3) A delegation under subsection (1) may be varied or revoked at any time.

Delegation of functions of Scottish Ministers

122B

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Offences: falsification, &c.

123

(1) A person commits an offence if, with intent to deceive, he—

(a) makes a false certificate under this Part,

(b) alters a certificate under this Part,

(c) uses a certificate under this Part which relates to another person in a way which suggests that it relates to himself, or

(d) allows a certificate under this Part which relates to him to be used by another person in a way which suggests that it relates to that other person.

(2) A person commits an offence if he knowingly makes a false statement for the purpose of obtaining, or enabling another person to obtain, a certificate under this Part.

(3) A person who is guilty of an offence under this section shall be liable on summary conviction to imprisonment for a term not exceeding six months or to a fine not exceeding level 5 on the standard scale, or to both.

Offences: disclosure.

124

(1) A member, officer or employee of a body registered under section 120 commits an offence if he discloses information provided following an application under section 113A or 113B unless he discloses it, in the course of his duties,—

(a) to another member, officer or employee of the registered body,

(b) to a member, officer or employee of a body at the request of which the registered body countersigned acted as the registered person in relation to the application, or

(c) to an individual at whose request the registered body countersigned acted as the registered person in relation to the relevant application.

(2) Where information is provided under section 113A or 113B following an application countersigned in relation to which the person who acted as the registered person did so at the request of a body which is not registered under section 120, a member, officer or employee of the body commits an offence if he discloses the information unless he discloses it, in the course of his duties, to another member, officer or employee of that body.

(3) Where information is provided under section 113A or 113B following an application countersigned by or at the request of an individual in relation to which an individual acted as the registered person, or in relation to which the person who acted as the registered person did so at the request of an individual—

(a) the individual commits an offence if he discloses the information unless he discloses it to an employee of his for the purpose of the employee’s duties, and

(b) an employee of the individual commits an offence if he discloses the information unless he discloses it, in the course of his duties, to another employee of the individual.

(4) Where information provided under section 113A or 113B is disclosed to a person and the disclosure—

(a) is an offence under this section, or

(b) would be an offence under this section but for subsection ... (6)(a), (d), (e) or (f),

the person to whom the information is disclosed commits an offence (subject to subsection (6)) if he discloses it to any other person.

(5) Subsections (1) to (4) do not apply to a disclosure of information provided in accordance with section 113B(5) which is made with the written consent of the chief officer who provided the information.

(6) Subsections (1) to (4) do not apply to a disclosure of information contained in a certificate under section 113A or 113B which is made—

(a) with the written consent of the applicant for the certificate, or

(b) to a government department, or

(d) in accordance with an obligation to provide information under or by virtue of any enactment, or

(e) for the purposes of answering an exempted question (within the meaning of section 113A) of a kind specified in regulations made by the Secretary of State, or

(f) for some other purpose specified in regulations made by the Secretary of State.

(7) A person who is guilty of an offence under this section shall be liable on summary conviction to imprisonment for a term not exceeding six months or to a fine not exceeding level 3 on the standard scale, or to both.

Further offences: disclosure of information obtained in connection with delegated function

124A

(1) Any person who is engaged in the discharge of functions conferred by this Part on the Secretary of State DBS commits an offence if he discloses information which has been obtained by him in connection with those functions and which relates to a particular person unless he discloses the information, in the course of his duties,—

(a) to another person engaged in the discharge of those functions,

(b) to the chief officer of a police force in connection with a request under this Part to provide information to the Secretary of State DBS, or

(2) Where information is disclosed to a person and the disclosure—

(a) is an offence under subsection (1), or

(b) would be an offence under subsection (1) but for subsection (3)(a), (d) or (e),

the person to whom the information is disclosed commits an offence if he discloses it to any other person.

(3) Subsection (1) does not apply to a disclosure of information which is made—

(a) with the written consent of the person to whom the information relates,

(b) to a government department,

(d) in accordance with an obligation to provide information under or by virtue of any enactment, or

(e) for some other purpose specified in regulations made by the Secretary of State.

(4) A person who is guilty of an offence under this section shall be liable on summary conviction to imprisonment for a term not exceeding 51 weeks or to a fine not exceeding level 3 on the standard scale, or to both.

(5) In relation to an offence committed before the commencement of section 281(5) of the Criminal Justice Act 2003, the reference in subsection (4) to 51 weeks is to be read as a reference to 6 months.

(6) For the purposes of this section the reference to a police force includes any body mentioned in subsections (10)(a) to (i) and (11) of section 113B and the reference to a chief officer must be construed accordingly.

(6A) For the purposes of this section the reference to an applicant includes a person who makes a request under section 116A(1), 120AC(1) or 120AD(2).

Scottish annotated list of certificated persons

124B

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Regulations.

125

(1) Anything authorised or required by any provision of this Part to be prescribed shall be prescribed by regulations made by the Secretary of State.

(1A) In prescribing the amount of a fee that—

(a) is payable in relation to applications under a particular provision of this Part, but

(b) is not payable in relation to applications made by volunteers,

the Secretary of State may take into account not only the costs associated with applications in relation to which the fee is payable but also the costs associated with applications under that provision made by volunteers.

(2) Regulations under this Part shall be made by statutory instrument.

(3) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(4) A statutory instrument ... shall be subject to annulment pursuant to a resolution of either House of Parliament.

(5) Regulations under this Part may make different provision for different cases.

(6) If the power mentioned in subsection (1) is exercised by the Scottish Ministers, the reference in subsection (3)subsection (4) to each House of Parliament must be construed as a reference to the Scottish Parliament.

Form of applications

125A

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Form of applications

125B

(1) The Secretary of State DBS may determine the form, manner and contents of an application for the purposes of any provision of this Part.

(2) A determination may, in particular, impose requirements about the form or manner in which an electronic application is to be signed or countersigned.

(3) In this section “application” includes a request under section 116A(1), 120AC(1) or 120AD(2).

Interpretation of Part V.

126

(1) In this Part—

“caution” means a caution given to a person in England and Wales or Northern Ireland in respect of an offence which, at the time when the caution is given, he has admitted;

“certificate” means any one or more documents issued in response to a particular application but does not include any documents issued in response to— a request under section 116A(1), an application as mentioned in section 116A(4)(a) or (5)(a), or a request under section 120AC or 120AD;

“chief officer” means— a chief officer of police of a police force in England and Wales, the chief constable of the Police Service of Scotland, and the Chief Constable of the Police Service of Northern Ireland;

“DBS” means the Disclosure and Barring Service established by section 87(1) of the Protection of Freedoms Act 2012;

“the Department” means the Department of Justice in Northern Ireland;

“government department” includes a Northern Ireland department;

“Minister of the Crown” includes a Northern Ireland department;

“police authority” means— the Scottish Police Authority, and the Northern Ireland Policing Board;

“police force” means— a police force in Great Britain, and the Police Service of Northern Ireland and the Police Service of Northern Ireland Reserve;

“prescribed” shall be construed in accordance with section 125(1);

“tri-service serious crime unit” means the unit described in section 375(1A) of the Armed Forces Act 2006.

(2) In the application of this Part to Northern Ireland, a reference to the Rehabilitation of Offenders Act 1974, or to a provision of that Act, shall be construed as a reference to the Rehabilitation of Offenders (Northern Ireland) Order 1978 or, as the case may be, to the corresponding provision of that order.

(3) In the application of this Part to Northern Ireland a reference to the Safeguarding Vulnerable Groups Act 2006, or to a provision of that Act, shall be construed as a reference to the Safeguarding Vulnerable Groups (Northern Ireland) Order 2007 or, as the case maybe, to the corresponding provision of that Order.

(3) In the application of this Part to Scotland references to the Secretary of State must be construed as references to the Scottish Ministers.

(4) Subsection (3) does not apply to section 118(2A)(d) or 124A(1) and (2).

Protected convictions

126ZA

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Offences in schedules 8A and 8B

126ZB

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Part 5: Modifications for Northern Ireland

126A

(1) This Part applies to Northern Ireland subject to the following modifications.

(2) Any reference to the Secretary of State, except in—

(a) section 118(2A)(d),

(b) section 119(1), (3), (5) and (8),

(d) section 122A as it applies to a function of the Secretary of State under section 119 or 119B(2), (4) or (4A),

shall be construed as a reference to the Department of Justice in Northern Ireland.

(3) Section 119 has effect subject to the following modifications—

(a) in subsection (1), in relation to a relevant function within subsection (8)(a) or (b), any reference to the Secretary of State shall be construed as a reference to the Department of Justice in Northern Ireland;

(b) in subsection (3), except in relation to a request for the purposes of the provision of the Safeguarding Vulnerable Groups (Northern Ireland) Order 2007 that corresponds to section 24 of the Safeguarding Vulnerable Groups Act 2006, any reference to the Secretary of State shall be construed as a reference to the Department of Justice in Northern Ireland;

(c) subsections (5) and (8) have effect as if any reference to the Secretary of State included a reference to the Department of Justice in Northern Ireland.

(4) The following provisions shall not have effect—

(a) section 113A(8);

(b) in section 113BC—

(i) in subsection (1) the words “made by statutory instrument”;

(ii) subsection (2);

(i) in subsection (7) the words “made by statutory instrument”;

(ii) subsection (8);

(d) section 125(2), (4) and (6).

(5) In section 122 any reference to Parliament shall be construed as a reference to the Northern Ireland Assembly.

(6) In relation to the delegation of any function of the Department of Justice, any reference in section 122A to Parliament shall be construed as a reference to the Northern Ireland Assembly.

(7) Any power of the Department of Justice under this Part to make orders or regulations shall be exercisable by statutory rule for the purposes of the Statutory Rules (Northern Ireland) Order 1979.

(8) No order shall be made by the Department of Justice under section 113A(7) unless a draft of it has been laid before, and approved by a resolution of, the Northern Ireland Assembly.

(9) Any other order or regulations made under this Part by the Department of Justice shall be subject to negative resolution (within the meaning of section 41(6) of the Interpretation Act (Northern Ireland) 1954).

(10) Section 41(3) of the Interpretation Act (Northern Ireland) 1954 applies for the purposes of this Part in relation to the laying of anything before the Northern Ireland Assembly as it applies in relation to the laying of a statutory document under an enactment.

Saving: disclosure of information and records.

127

Nothing in sections 112 to 119 shall be taken to prejudice any power which exists apart from this Act to disclose information or to make records available.

Part VI — Miscellaneous

Amendments of Police Act 1996

Regulations for special constables and police cadets.

128

(1) In section 51 of the Police Act 1996 (regulations for special constables), after subsection (3) there shall be inserted—

(3A) In relation to any matter as to which provision may be made by regulations under this section, the regulations may— (a) authorise or require provision to be made by, or confer discretionary powers on, the Secretary of State, police authorities, chief officers of police or other persons, or (b) authorise or require the delegation by any person of functions conferred on that person by or under the regulations.

(2) In section 52 of that Act (regulations for police cadets) after subsection (1) there shall be inserted—

(1A) In relation to any matter as to which provision may be made by regulations under this section, the regulations may— (a) authorise or require provision to be made by, or confer discretionary powers on, the Secretary of State, police authorities, chief officers of police or other persons, or (b) authorise or require the delegation by any person of functions conferred on that person by or under the regulations.

Change of name or description of certain police areas.

129

In Schedule 1 to the Police Act 1996 (police areas for England and Wales except London)—

(a) in the entry in the first column for “Humberside” there shall be substituted “ Humber ”;

(b) in the entry in the second column opposite the name of the Dyfed Powys police area for “Cardiganshire” there shall be substituted “ Ceredigion ”;

	The counties of the Isle of Anglesey, Gwynedd, Denbighshire and Flintshire and the county boroughs of Conwy and Wrexham.

;

(d) in the entry in that column opposite the name of the South Wales police area for “Neath and Port Talbot” there shall be substituted “ Neath Port Talbot ”.

Amendments of Police Act (Northern Ireland) 1970

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

130

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

131

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

132

Rehabilitation of Offenders

Rehabilitation of Offenders.

133

The following provisions (which restrict the effect of the Rehabilitation of Offenders Act 1974 and the Rehabilitation of Offenders (Northern Ireland) Order 1978) shall cease to have effect—

(a) section 189 of, and Schedule 14 to, the Financial Services Act 1986;

(b) section 95 of the Banking Act 1987;

(d) section 19 of the National Lottery etc. Act 1993;

(e) section 40 of the Chiropractors Act 1994.

Part VII — General

Meaning of “prevention” and “detection”.

133A

Section 81(5) of the Regulation of Investigatory Powers Act 2000 (meaning of “prevention” and “detection”) shall apply for the purposes of this Act as it applies for the purposes of that Act.

Amendments and repeals.

134

(1) Schedule 9 (minor and consequential amendments) shall have effect.

(2) The enactments mentioned in Schedule 10 are hereby repealed to the extent specified in the third column of that Schedule.

Commencement.

135

(1) The preceding provisions of this Act shall come into force on such day as the Secretary of State may by order made by statutory instrument appoint.

(2) An order under this section may—

(a) appoint different days for different purposes or different areas, and

(b) make transitional provision and savings (including provision modifying this Act).

(3) An order under this section may, in relation to Part I, II or IV make provision—

(a) for the transfer and apportionment of property and for the transfer, apportionment and creation of rights and liabilities;

(b) for the transfer of members of police forces in Great Britain, members of the Police Service of Northern Ireland and other persons;

(c) for the Secretary of State, or any other person nominated by or in accordance with the order, to determine any matter requiring determination under or in consequence of the order;

(d) as to the payment of fees charged, or expenses incurred, by any person nominated to determine any matter by virtue of paragraph (c).

(4) Any day appointed by an order under this section for the coming into force of section 93, 94 or 95 of this Act shall not be earlier than the day on which a code of practice issued under section 101 comes into operation.

(5) A statutory instrument containing provisions made by virtue of subsection (2)(b) or (3) shall be subject to annulment in pursuance of a resolution of either House of Parliament.

Police: co-operation on implementation.

136

It shall be the duty of police authorities for areas in Great Britain, and the Northern Ireland Policing Board, and their staff to co-operate with each other, and generally to exercise their functions, so as to facilitate the implementation of Parts I and II of this Act and any transfer of property or staff made by an order under section 135.

Extent.

137

(1) Subject to subsections (2) to (4), this Act extends throughout the United Kingdom.

(2) The following provisions of this Act extend to England and Wales only—

(a) Part II;

(b) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(d) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(e) sections 128 and 129.

(3) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(4) The amendments in Schedules 6 and 9, and the repeals in Schedule 10, have the same extent as the enactments to which they refer.

Short title.

138

This Act may be cited as the Police Act 1997.

SCHEDULE 1

Part I — Core Members

1

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2

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3

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4

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5

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6

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6A

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6B

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Part II — Additional Members of NCIS Service Authority

7

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7A

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7B

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8

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Part III — Additional Members of NCS Service Authority

9

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10

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Part IV — General

Membership of more than one Service Authority by non-core members

11

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Local authority members

12

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13

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Interpretation

14

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15

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16

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SCHEDULE 2

Disqualification

1

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2

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3

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Tenure of office

4

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

5

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

6

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

7

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

8

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

9

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

10

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Chairman

11

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Eligibility for re-appointment

12

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Eligibility to vote

13

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

14

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Validity of acts

15

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

16

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Allowances

17

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Allowances for members etc.

17A

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Co-opted Members

18

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Interpretation

19

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

SCHEDULE 2A

Powers

1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Committees

2

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Proceedings

3

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

4

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Arrangements for discharge of functions by Service Authorities

5

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

6

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

7

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

8

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Interpretation

9

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

SCHEDULE 3

Decisions of Service Authority

1

(1) Where an order under section 17 requires the NCIS Service Authority to determine the total amount of the levies which it proposes to issue under that section for any financial year, that determination shall not be made except by a decision which—

(a) is made only by independent members and police authority members of the NCIS Service Authority, and

(b) complies with sub-paragraphs (2) and (3).

(2) A decision complies with this sub-paragraph only if a majority of the members making the decision (whether or not approving it) are police authority members of the Authority.

(3) A decision complies with this sub-paragraph only if the members approving it include more than half of the independent members and more than half of the police authority members of the Authority at the time of the decision.

(4) Before making such a determination as is mentioned in sub-paragraph (1) in respect of any financial year, the independent members and police authority members of the Authority shall take account of—

(a) the expenditure which the Director General of NCIS estimates will be incurred in connection with NCIS in the year,

(b) any income which it is estimated will be received by way of charges imposed by the Authority under section 19, or otherwise, in the year,

(c) the financial reserves of the Authority and the reserves which it estimates it will be appropriate to raise in the year for meeting its estimated future expenditure,

(d) the current and proposed level of borrowing of the Authority,

(e) the views of all members of the Authority, and

(f) such other matters as may be prescribed.

(5) In this paragraph “independent members” means members of the Authority appointed by the Secretary of State under paragraph 2 or 8(1)(a) of Schedule 1.

(6) In this paragraph “police authority members” means members appointed—

(a) by the local authority members of police authorities for areas in England and Wales (as defined by paragraph 14 of Schedule 1), . . .

(b) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Approval by Secretary of State

2

(1) Subject to paragraph 3, a levy shall not be issued by the NCIS Service Authority under section 17 in respect of a financial year, unless the Secretary of State has notified the Authority in writing that he approves the total amount of the levies the Authority proposes to issue for that year.

(2) Where the Secretary of State gives an approval under sub-paragraph (1), levies shall not be issued by the Authority in respect of the financial year concerned in excess of the amount so approved.

(3) Before deciding whether to give an approval under sub-paragraph (1), the Secretary of State shall consult—

(a) persons whom he considers to represent the interests of chief officers of police of police forces in England and Wales, and

(b) persons whom he considers to represent the interests of police authorities for areas in England and Wales.

(4) The Secretary of State shall give a copy of any notice sent to the NCIS Service Authority under sub-paragraph (1) to—

(a) each police authority for an area in England and Wales (other than the authority for the metropolitan police district), and

(b) the Metropolitan Police Authority.

Directions

3

(1) Where the Secretary of State does not approve, under paragraph 2, the total amount of the levies the NCIS Service Authority proposes to issue for a financial year—

(a) he shall notify the Authority of his decision, and

(b) he may direct the Authority to issue such levies under section 17 for that year as he considers appropriate.

(2) Where the NCIS Service Authority does not, within the prescribed period, make a determination of the total amount of levies it proposes to issue under section 17 in respect of a financial year, the Secretary of State may direct the Authority to issue, under that section, such levies as he considers appropriate.

(3) The NCIS Service Authority shall provide the Secretary of State with such information as he may require to enable him to give a direction under this paragraph.

(4) Before giving a direction under this paragraph, the Secretary of State may take into account any matter he considers relevant.

(5) A direction under this paragraph shall be in writing.

(6) The Secretary of State shall send a copy of any direction under this paragraph to—

(a) each police authority for an area in England and Wales (other than the authority for the metropolitan police district), and

(b) the Metropolitan Police Authority.

Notices

4

(1) The NCIS Service Authority shall, within the prescribed period, give notice of any levy to be issued under section 17 to—

(a) the Secretary of State,

(b) each police authority for an area in England and Wales (other than the authority for the metropolitan police district), and

(2) A notice under this paragraph shall contain such information as may be prescribed.

Interpretation

5

In this Schedule “prescribed” means prescribed by an order under section 17.

SCHEDULE 4

SCHEDULE 5

Decisions of Service Authority

1

(1) Where an order under section 62 requires the NCS Service Authority to determine the total amount of the levies which it proposes to issue under that section for any financial year, that determination shall not be made except by a decision which—

(a) is made only by independent members and police authority members of the Authority, and

(b) complies with sub-paragraphs (2) and (3).

(2) A decision complies with this sub-paragraph only if a majority of the members making the decision (whether or not approving it) are police authority members of the Authority.

(3) A decision complies with this sub-paragraph only if the members approving it include more than half of the independent members and more than half of the police authority members of the Authority at the time of the decision.

(4) Before making such a determination as is mentioned in sub-paragraph (1) in respect of any financial year, the independent members and police authority members of the Authority shall take account of—

(a) the expenditure which the Director General of the National Crime Squad estimates will be incurred in connection with the Squad in the year,

(b) any income which it is estimated will be received by way of charges imposed by the NCS Service Authority under section 64, or otherwise, in the year,

(c) the financial reserves of the Authority and the reserves which it estimates it will be appropriate to raise in the year for meeting its estimated future expenditure,

(d) the current and proposed level of borrowing of the Authority,

(e) the views of all members of the Authority, and

(f) such other matters as may be prescribed.

(5) In this paragraph “independent members” means members of the Authority appointed by the Secretary of State under paragraph 2 or 10(1)(a) of Schedule 1.

(6) In this paragraph “police authority members” means members appointed—

(a) by the local authority members of police authorities for areas in England and Wales (as defined by paragraph 14 of Schedule 1), . . .

(b) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Approval by Secretary of State

2

(1) Subject to paragraph 3, a levy shall not be issued by the NCS Service Authority under section 62 in respect of a financial year, unless the Secretary of State has notified the Authority in writing that he approves the total amount of the levies the Authority proposes to issue for that year.

(2) Where the Secretary of State gives an approval under sub-paragraph (1), levies shall not be issued by the Authority in respect of the financial year concerned in excess of the amount so approved.

(3) Before deciding whether to give an approval under sub-paragraph (1), the Secretary of State shall consult—

(a) persons whom he considers to represent the interests of chief officers of police of police forces in England and Wales, and

(b) persons whom he considers to represent the interests of police authorities for areas in England and Wales.

(4) The Secretary of State shall give a copy of any notice sent to the Authority under sub-paragraph (1) to—

(a) each police authority for an area in England and Wales (other than the authority for the metropolitan police district), and

(b) the Metropolitan Police Authority.

Directions

3

(1) Where the Secretary of State does not approve, under paragraph 2, the total amount of the levies the Authority proposes to issue for a financial year—

(a) he shall notify the Authority of his decision, and

(b) he may direct the Authority to issue such levies under section 62 for that year as he considers appropriate.

(2) Where the NCS Service Authority does not, within the prescribed period, make a determination of the total amount of levies it proposes to issue under section 62 in respect of a financial year, the Secretary of State may direct the Authority to issue, under that section, such levies as he considers appropriate.

(3) The Authority shall provide the Secretary of State with such information as he may require to enable him to give a direction under this paragraph.

(4) Before giving a direction under this paragraph, the Secretary of State may take into account any matter he considers relevant.

(5) A direction under this paragraph shall be in writing.

(6) The Secretary of State shall send a copy of any direction under this paragraph to—

(a) each police authority for an area in England and Wales (other than the authority for the metropolitan police district), and

(b) the Metropolitan Police Authority.

Notices

4

(1) The NCS Service Authority shall, within the prescribed period, give notice of any levy to be issued under section 62 to—

(a) the Secretary of State,

(b) each police authority for an area in England and Wales (other than the authority for the metropolitan police district), and

(2) A notice under this paragraph shall contain such information as may be prescribed.

Interpretation

5

In this Schedule “prescribed” means prescribed by an order under section 62.

SCHEDULE 6

Local Government Act 1972 (c. 70)

1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

2

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

3

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

4

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

5

(1) Section 107 (application to police authorities of provisions relating to the discharge of functions by local authorities) shall be amended as follows.

(2) In subsection (7) for “(a) and (b)” there shall be substituted “ (a), (aa) and (b) ”.

(3) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

6

(1) Section 146A (application to police authorities of miscellaneous powers of local authorities) shall be amended as follows.

(2) In subsection (1)—

(a) for “subsection (1A)” there shall be substituted “ subsections (1A) and (1AA) ”, and

(b) for “shall be” there shall be substituted “ and the Service Authority for the National Crime Squad shall each be ”.

(3) In subsection (1A)—

(a) for “A” there shall be substituted “ Neither a ”,

(b) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(4) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

7

In section 223 (appearance of local authorities in legal proceedings), in subsection (2), after “1996” there shall be inserted “ and the Service Authority for the National Crime Squad ”.

8

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

9

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

10

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Local Government Act 1974 (c. 7)

11

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Local Government (Miscellaneous Provisions) Act 1976 (c. 57)

12

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

13

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Local Government, Planning and Land Act 1980 (c. 65)

14

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

15

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Police Act 1997

Suitability information relating to children

113BA

Suitability information relating to vulnerable adults

113BB

Suitability information: power to amend

113BC

Suitability information relating to children

113CA

Suitability information relating to protected adults

113CB

Suitability information: supplementary

113CC

Criminal record certificates: suitability relating to children

113C

Criminal record certificates: suitability relating to adults

113D

Criminal record certificates: specified children's and adults' lists: urgent cases

113E

Criminal record certificates: supplementary

113F

Criminal record certificates: Crown employment.

114

Enhanced criminal record certificates.

115

Enhanced criminal record certificates: judicial appointments and Crown employment.

116

Copies of criminal record certificate or enhanced criminal record certificate

116ZA

Application for an order for a new criminal record certificate or enhanced criminal record certificate

116ZB

Up-dating certificates

116A

Disputes about accuracy of certificates certificates and up-date information.

117

Other disputes about section 113B(4) information

117A

Review of criminal record certificates

117B

Evidence of identity.

118

Sources of information.

119

Further sources of information: Scotland

119A

Independent monitor

119B

Registered persons.

120

Regulations about registration

120ZA

Regulations about registration

120ZB

Refusal and cancellation of registration on grounds related to disclosure

120A

Refusal, cancellation or suspension of registration on other grounds

120AA

Procedure for cancellation or suspension under section 120AA

120AB

Registered persons: information on progress of an application

120AC

Registered persons: copies of certificates in certain circumstances

120AD

Performance by constables on central service in Scotland of functions under this Part.

121

Code of practice.

122

Delegation of functions of Secretary of State

122A

Delegation of functions of Scottish Ministers

122B

Offences: falsification, &c.

123

Offences: disclosure.

124

Further offences: disclosure of information obtained in connection with delegated function

124A

Scottish annotated list of certificated persons

124B

Regulations.