Financial Services and Markets Act 2023

[^key-b49899300126377d7cf84e99a81bc146]: Sch. 11 para. 122 in force at 31.12.2023 by S.I. 2023/1382, reg. 8(b)

[^key-1003dc5eca4296b7e007d3d648b69489]: Sch. 11 para. 123 in force at 31.12.2023 by S.I. 2023/1382, reg. 8(b)

[^key-3e020e455734e01a90034c0cc73a8acc]: Sch. 11 para. 124 in force at 31.12.2023 by S.I. 2023/1382, reg. 8(b)

[^key-f406d3cdf0f11939505d77826d5175e9]: Sch. 11 para. 125 in force at 31.12.2023 by S.I. 2023/1382, reg. 8(b)

[^key-7474232c3dc47dc5bfac4264ac1e2171]: Sch. 11 para. 126 in force at 31.12.2023 by S.I. 2023/1382, reg. 8(b)

[^key-44dfcbf5cc451032a948452378c25b61]: Sch. 11 para. 127 in force at 31.12.2023 by S.I. 2023/1382, reg. 8(b)

[^key-38c7eb221214e1cfd5cb2298296cf823]: Sch. 11 para. 128 in force at 31.12.2023 by S.I. 2023/1382, reg. 8(b)

[^key-3e490e0591998f32f55c647fe6ff24ba]: Sch. 11 para. 129 in force at 31.12.2023 by S.I. 2023/1382, reg. 8(b)

[^key-638ec8707cb220e739fce32e371201b4]: Sch. 11 para. 130 in force at 31.12.2023 by S.I. 2023/1382, reg. 8(b)

[^key-fb9bc859c053baa544f08d883ae10b9b]: Sch. 11 para. 131 in force at 31.12.2023 by S.I. 2023/1382, reg. 8(b)

[^key-c755a5393cf8bf55c7dd4bb8b1989e76]: Sch. 11 para. 132 in force at 31.12.2023 by S.I. 2023/1382, reg. 8(b)

[^key-80342d6f4337a173168413a25381c161]: Sch. 11 para. 133 in force at 31.12.2023 by S.I. 2023/1382, reg. 8(b)

[^key-d25146d9e2353bbe2ed2f94eb3daa3f9]: Sch. 11 para. 134 in force at 31.12.2023 by S.I. 2023/1382, reg. 8(b)

[^key-65bb8a3a74e131e29027315b3a56e293]: Sch. 11 para. 135 in force at 31.12.2023 by S.I. 2023/1382, reg. 8(b)

[^key-0e40c33ee4a30b481e75e7ebb80ba1ad]: Sch. 11 para. 136 in force at 31.12.2023 by S.I. 2023/1382, reg. 8(b)

[^key-cd5aa3b97457a1d001ab8cb4d04a62f8]: Sch. 11 para. 137 in force at 31.12.2023 by S.I. 2023/1382, reg. 8(b)

[^key-7406724c21b1f8051708d3f86a6e3c26]: Sch. 11 para. 138 in force at 31.12.2023 by S.I. 2023/1382, reg. 8(b)

[^key-7d06dccb3a03ec4a5a506b77766c2f77]: Sch. 11 para. 139 in force at 31.12.2023 by S.I. 2023/1382, reg. 8(b)

[^key-900d08bbcf910667dc1131c3943374fe]: Sch. 11 para. 140 in force at 31.12.2023 by S.I. 2023/1382, reg. 8(b)

[^key-56e05b6c481c930022927abc4e26929f]: Sch. 11 para. 141 in force at 31.12.2023 by S.I. 2023/1382, reg. 8(b)

[^key-079aad7da87dcce760ceffd19f1cd1be]: Sch. 11 para. 142 in force at 31.12.2023 by S.I. 2023/1382, reg. 8(b)

[^key-ba481e12d238b50a80d1b40a764aa804]: Sch. 11 para. 143 in force at 31.12.2023 by S.I. 2023/1382, reg. 8(b)

[^key-7240944503028cef38b4206d75f800b6]: Sch. 11 para. 144 in force at 31.12.2023 by S.I. 2023/1382, reg. 8(b)

[^key-e7289bb7165a2976a6e5e4e00aefb9c4]: Sch. 11 para. 145 in force at 31.12.2023 by S.I. 2023/1382, reg. 8(b)

[^key-6004ef98a5d8a5d7f41a5f5a7e2bab6b]: Sch. 11 para. 146 in force at 31.12.2023 by S.I. 2023/1382, reg. 8(b)

[^key-ff9116d418590f65bbf4264cf95b0bff]: Sch. 11 para. 147 in force at 31.12.2023 by S.I. 2023/1382, reg. 8(b)

[^key-e00d4c5716f3c94d4791db70045e76a6]: Sch. 11 para. 148 in force at 31.12.2023 by S.I. 2023/1382, reg. 8(b)

[^key-52dbfb80b4df17257b3db29de60fc1da]: Sch. 11 para. 149 in force at 31.12.2023 by S.I. 2023/1382, reg. 8(b)

[^key-db01d992700da046149982cb7660cb21]: Sch. 11 para. 150 in force at 31.12.2023 by S.I. 2023/1382, reg. 8(b)

[^key-a4099cdf425446b1a0e4cb70d0e07aa5]: Sch. 11 para. 151 applied (31.12.2023) by The Financial Services and Markets Act 2023 (Resolution of Central Counterparties: Deferment of Provisions in Resolution Instruments) Regulations 2023 (S.I. 2023/1190), regs. 1(2), 9

[^key-cb111bd0ff644f060506b50fd953dc55]: Sch. 11 para. 151 in force at 31.12.2023 by S.I. 2023/1382, reg. 8(b)

[^key-c0cd14f71efaffb62fbdb7db02b6f5fd]: Sch. 11 para. 152 in force at 31.12.2023 by S.I. 2023/1382, reg. 8(b)

[^key-23d60e2d145360540e26e061b1b0d4c7]: Sch. 11 para. 153 in force at 31.12.2023 by S.I. 2023/1382, reg. 8(b)

[^key-4b332d02c4a6f0d676c2dbd5a2614a21]: Sch. 11 para. 155 in force at 31.12.2023 by S.I. 2023/1382, reg. 8(b)

[^key-ef3bdaaa7f0b4c4b54f9ee900fb45c5e]: Sch. 11 para. 156 in force at 31.12.2023 by S.I. 2023/1382, reg. 8(b)

[^key-d098b3eeb17862f1c5db14701f46204e]: Sch. 11 para. 157 in force at 31.12.2023 by S.I. 2023/1382, reg. 8(b)

[^key-266562d48a41fc7c398b7aa67b1ee87e]: Sch. 11 para. 158 in force at 31.12.2023 by S.I. 2023/1382, reg. 8(b)

[^key-7026492ab302d36a99932b716552d947]: Sch. 11 para. 159 in force at 31.12.2023 by S.I. 2023/1382, reg. 8(b)

[^key-a961658ce0fcc6232698e943d45f44de]: Sch. 11 para. 160 in force at 31.12.2023 by S.I. 2023/1382, reg. 8(b)

[^key-73b32b34b8e36fc920664040536b1cf7]: Sch. 11 para. 161 in force at 31.12.2023 by S.I. 2023/1382, reg. 8(b)

[^key-7dd045318b44a8039518d438f24bcf43]: Sch. 11 para. 162 in force at 31.12.2023 by S.I. 2023/1382, reg. 8(b) (with reg. 14)

[^key-97774362463b4d77617dda8dc172a0f1]: Sch. 11 para. 163 in force at 31.12.2023 by S.I. 2023/1382, reg. 8(b)

[^key-3244ef4ea46d36a2090c14a9974079e6]: Sch. 11 para. 164 in force at 31.12.2023 by S.I. 2023/1382, reg. 8(b)

[^key-fb642610a8719e522f492f6934e1e0dc]: Sch. 11 para. 25(1)(4)(6)(7) in force at 31.12.2023 by S.I. 2023/1382, reg. 8(b)

[^key-8519b8169e686f4c17764eeccf58dca9]: Sch. 11 para. 32(1)(2) in force at 31.12.2023 by S.I. 2023/1382, reg. 8(b)

[^key-fd5d9a527039a8dcccdb236a44fdc6d2]: S. 9(1)-(5) in force at 1.1.2024 at 1.00 a.m. by S.I. 2023/1382, reg. 10(a)

[^key-7d7a09f33429c2a4e3f010e1f07aaf25]: S. 1(1) in force at 1.1.2024 for specified purposes by S.I. 2023/779, reg. 5(a)

[^key-88a73c2cfb983949a870f5915c3cb0bb]: S. 1(1) in force at 1.1.2024 for specified purposes by S.I. 2023/1382, reg. 3(a)

[^key-040184625de8c41bfd9390f6cd92fe5b]: Sch. 7 para. 1 in force at 1.1.2024 for specified purposes by S.I. 2023/1382, reg. 9(1)(d)(i)

[^key-7dec06208f292330036b0866eca0b093]: Sch. 7 para. 2 in force at 1.1.2024 in so far as not already in force by S.I. 2023/1382, reg. 9(1)(d)(ii)

[^key-5a24946096235499a0878235e1402c0e]: S. 10 in force at 1.1.2024 at 1.00 a.m. by S.I. 2023/1382, reg. 10(b)

[^key-698ab8d5f3560ea31fe2d4c09707aada]: S. 12 in force at 1.1.2024 at 1.00 a.m. by S.I. 2023/1382, reg. 10(c)

[^key-5c70d9ae4ab650d4e248e657855501c3]: S. 21 in force at 1.1.2024 by S.I. 2023/1382, reg. 9(1)(a)

[^key-35ffc054ad2940571c7c7613aa18691c]: S. 33 in force at 1.1.2024 by S.I. 2023/1382, reg. 9(1)(b) (with reg. 15)

[^key-d576f84ff1b5fbcde84877d4180a6de3]: S. 48 in force at 1.1.2024 at 1.00 a.m. for specified purposes by S.I. 2023/1382, reg. 10(d)

[^key-f5e46c61404aea16822393ff660f5384]: S. 49 in force at 1.1.2024 at 1.00 a.m. by S.I. 2023/1382, reg. 10(e)

[^key-b536ff401315dd5897320719f853109b]: S. 50 in force at 1.1.2024 at 1.00 a.m. for specified purposes by S.I. 2023/1382, reg. 10(f)

[^key-62bad707589875b5be11b78e71fa332d]: S. 70(1)(3)(4) in force at 1.1.2024 for specified purposes by S.I. 2023/1382, reg. 9(1)(c)

[^key-f778d47c41f55fc4c450c2db66a9716e]: Sch. 7 para. 8 in force at 1.1.2024 by S.I. 2023/1382, reg. 9(1)(d)(iii) (with reg. 15)

[^key-89262466e43a07675946ae35b73f5dfc]: Sch. 1 Pt. 1 in force at 1.1.2024 for specified purposes by S.I. 2023/779, reg. 5(b)

[^key-a5a6452f05c233f66ee3aa9c8cedadef]: Sch. 1 Pt. 1 in force at 1.1.2024 for specified purposes by S.I. 2023/1382, reg. 3(b), Sch. Pt. 1

[^key-ddaf93b3457e830098076bddf854388e]: Sch. 1 Pt. 2 in force at 1.1.2024 for specified purposes by S.I. 2023/779, reg. 5(c)

[^key-e4fa0851463a2aafc8c0c13b6164202f]: Sch. 1 Pt. 2 in force at 1.1.2024 for specified purposes by S.I. 2023/1382, reg. 3(c), Sch. Pt. 2

[^key-377e39e6bbc42b820c25be0dd6563216]: Sch. 1 Pt. 3 in force at 1.1.2024 for specified purposes by S.I. 2023/779, reg. 5(d)

[^key-6de82d48dc36d906e17b8b28fe5357c6]: Sch. 1 Pt. 3 in force at 1.1.2024 for specified purposes by S.I. 2023/1382, reg. 3(d), Sch. Pt. 3

[^key-a645994a242610ce1b9e3a4d8e6ea71f]: Sch. 1 Pt. 4 in force at 1.1.2024 for specified purposes by S.I. 2023/779, reg. 5(e)

[^key-bb1c8321c53f9de4356bc85030ff220f]: Sch. 1 Pt. 5 in force at 1.1.2024 for specified purposes by S.I. 2023/1382, reg. 3(e), Sch. Pt. 4

[^key-dc5027f95e5e0931ef19ff53db66c28c]: Word in Sch. 1 Pt. 1 heading substituted (1.1.2024) by The Retained EU Law (Revocation and Reform) Act 2023 (Consequential Amendment) Regulations 2023 (S.I. 2023/1424), reg. 1(2), Sch. para. 107(10)(b)

[^key-afca8e983d0648d9205f7de9a7252438]: Word in Sch. 1 heading substituted (1.1.2024) by The Retained EU Law (Revocation and Reform) Act 2023 (Consequential Amendment) Regulations 2023 (S.I. 2023/1424), reg. 1(2), Sch. para. 107(10)(a)

[^key-b3731e3a70bf188e016564a25b867475]: Words in Sch. 1 Pt. 5 substituted (1.1.2024) by The Retained EU Law (Revocation and Reform) Act 2023 (Consequential Amendment) Regulations 2023 (S.I. 2023/1424), reg. 1(2), Sch. para. 107(10)(c)

[^key-fa416958ca8d78de091d8a7e502e19c8]: Word in s. 1 heading substituted (1.1.2024) by The Retained EU Law (Revocation and Reform) Act 2023 (Consequential Amendment) Regulations 2023 (S.I. 2023/1424), reg. 1(2), Sch. para. 107(3)(a)

[^key-ea154ad41eb84682dc6823deb0c2a569]: S. 1(3) omitted (1.1.2024) by virtue of The Retained EU Law (Revocation and Reform) Act 2023 (Consequential Amendment) Regulations 2023 (S.I. 2023/1424), reg. 1(2), Sch. para. 107(3)(c)

[^key-84bef4363f5c4dcd4ad196868ebddc32]: Words in s. 1(2)(a) substituted (1.1.2024) by The Retained EU Law (Revocation and Reform) Act 2023 (Consequential Amendment) Regulations 2023 (S.I. 2023/1424), reg. 1(2), Sch. para. 107(3)(b)

[^key-a146808db7daec2eb53736b3cbe2fb58]: Word in s. 4(3) substituted (1.1.2024) by The Retained EU Law (Revocation and Reform) Act 2023 (Consequential Amendment) Regulations 2023 (S.I. 2023/1424), reg. 1(2), Sch. para. 107(4)

[^key-3c91dc439c2aebfc5cd7ed076cb9cd1b]: Words in s. 6(2)(a) substituted (1.1.2024) by The Retained EU Law (Revocation and Reform) Act 2023 (Consequential Amendment) Regulations 2023 (S.I. 2023/1424), reg. 1(2), Sch. para. 107(5)(a)

[^key-709357654f3af71ab98bc164deb19299]: Words in s. 6(3)(a) substituted (1.1.2024) by The Retained EU Law (Revocation and Reform) Act 2023 (Consequential Amendment) Regulations 2023 (S.I. 2023/1424), reg. 1(2), Sch. para. 107(5)(a)

[^key-981c4b29c3b11e705a7993c76c4fb6d7]: Words in s. 6(2)(b) substituted (1.1.2024) by The Retained EU Law (Revocation and Reform) Act 2023 (Consequential Amendment) Regulations 2023 (S.I. 2023/1424), reg. 1(2), Sch. para. 107(5)(b)

[^key-ea4c0dc8b387722bca76ceb3ebe70c5d]: Words in s. 6(9)(b) substituted (1.1.2024) by The Retained EU Law (Revocation and Reform) Act 2023 (Consequential Amendment) Regulations 2023 (S.I. 2023/1424), reg. 1(2), Sch. para. 107(5)(b)

[^key-82dc5ebcac065587f4a1fc73101da7c2]: Words in s. 6(9)(c) substituted (1.1.2024) by The Retained EU Law (Revocation and Reform) Act 2023 (Consequential Amendment) Regulations 2023 (S.I. 2023/1424), reg. 1(2), Sch. para. 107(5)(b)

[^key-8d903981425202763356972f08584251]: Words in s. 7(1) substituted (1.1.2024) by The Retained EU Law (Revocation and Reform) Act 2023 (Consequential Amendment) Regulations 2023 (S.I. 2023/1424), reg. 1(2), Sch. para. 107(6)

[^key-7af17d47c8cc0c66431db1539318e93e]: Words in s. 23(13) substituted (1.1.2024) by The Retained EU Law (Revocation and Reform) Act 2023 (Consequential Amendment) Regulations 2023 (S.I. 2023/1424), reg. 1(2), Sch. para. 107(7)

[^key-735b5995d6fc101a0d4632e84d7d8b7c]: Words in s. 24(11) substituted (1.1.2024) by The Retained EU Law (Revocation and Reform) Act 2023 (Consequential Amendment) Regulations 2023 (S.I. 2023/1424), reg. 1(2), Sch. para. 107(8)

[^key-11d3c2ee03a4857a4c1e0232da111013]: Word in s. 50(12) substituted (1.1.2024) by The Financial Services and Markets Act 2023 (Consequential Amendments) Regulations 2023 (S.I. 2023/1410), regs. 1(2), 5

[^key-1d64f72d162d2205240629a797d2c093]: Words in s. 80(1) substituted (1.1.2024) by The Retained EU Law (Revocation and Reform) Act 2023 (Consequential Amendment) Regulations 2023 (S.I. 2023/1424), reg. 1(2), Sch. para. 107(9)(a)

[^key-8562cbf997ecefc08f007ef74738318f]: Words in s. 80(2) omitted (1.1.2024) by virtue of The Retained EU Law (Revocation and Reform) Act 2023 (Consequential Amendment) Regulations 2023 (S.I. 2023/1424), reg. 1(2), Sch. para. 107(9)(b)

[^key-29038cf44ea268db07e42caf43ed6bcf]: S. 14(3): 10.1.2028 specified for the purposes of s. 14(3) (8.1.2024) by The Financial Services and Markets Act 2023 (Digital Securities Sandbox) Regulations 2023 (S.I. 2023/1398), regs. 1(2), 11

[^key-713cbe52da3cc953b0229c0b867db5fc]: S. 20(1)-(4) in force at 7.2.2024 in so far as not already in force by S.I. 2023/936, reg. 2(3) (with reg. 3)

[^key-f078ff6cfbf468cee6b34c0ba18bc63a]: S. 20(5) in force at 7.2.2024 by S.I. 2023/936, reg. 2(3)

[^key-f9c06f8f24f3d0cbd60327a67e5adbab]: Sch. 5 para. 1 in force at 7.2.2024 in so far as not already in force by S.I. 2023/936, reg. 2(3)

[^key-caeea9fe0bc3beced7c16256b5760fa0]: Sch. 5 para. 2 in force at 7.2.2024 in so far as not already in force by S.I. 2023/936, reg. 2(3)

[^key-1520b52cdd4cac5b937b0b97372b4775]: Sch. 5 para. 3 in force at 7.2.2024 in so far as not already in force by S.I. 2023/936, reg. 2(3) (with reg. 3)

[^key-ed924d9381df86b3fe04f45a187450b5]: Sch. 5 para. 4 in force at 7.2.2024 in so far as not already in force by S.I. 2023/936, reg. 2(3)

[^key-57ad7e1b57fd128f67fd25467ae4d617]: Sch. 5 para. 5 in force at 7.2.2024 by S.I. 2023/936, reg. 2(3)

[^key-d0c27de54b0b17751698db774e73bb33]: Sch. 5 para. 6 in force at 7.2.2024 in so far as not already in force by S.I. 2023/936, reg. 2(3)

[^key-05b519179a5d8e946bf79111c5ba319b]: Sch. 5 para. 7 in force at 7.2.2024 in so far as not already in force by S.I. 2023/936, reg. 2(3)

[^key-9c342b37af9b339fb22ab75975db4d57]: Sch. 5 para. 8 in force at 7.2.2024 in so far as not already in force by S.I. 2023/936, reg. 2(3)

[^key-05847819dfb4ca9f9b05c588c3fa75f3]: Sch. 5 para. 9 in force at 7.2.2024 in so far as not already in force by S.I. 2023/936, reg. 2(3)

[^key-9e48c768b269eed6a22d5c48177a1eb1]: Sch. 5 para. 10 in force at 7.2.2024 in so far as not already in force by S.I. 2023/936, reg. 2(3)

[^key-2dfea6a7acc267abef334f5e84f67cc1]: Sch. 5 para. 11 in force at 7.2.2024 in so far as not already in force by S.I. 2023/936, reg. 2(3)

[^key-b4afede5b68dc2bd0067341441e8cfc6]: Sch. 5 para. 12 in force at 7.2.2024 in so far as not already in force by S.I. 2023/936, reg. 2(3)

[^key-1b561a0fa959e3032c32435ab5e4ddf7]: S. 51 in force at 1.3.2024 for specified purposes by S.I. 2024/250, reg. 2(a)

[^key-254f911dc087fb17975426abc1399a48]: S. 70(2) in force at 1.3.2024 by S.I. 2024/250, reg. 2(b)

[^key-8eead490b7f5b390a23cee2e355567a5]: S. 70(1)(3)(4) in force at 1.3.2024 in so far as not already in force by S.I. 2024/250, reg. 2(b)

[^key-383164111a66c901da2d2ede74297220]: S. 71 in force at 1.3.2024 by S.I. 2024/250, reg. 2(c)

[^key-6150d8afd2da02bbb6470cf62b9456c0]: S. 1(1) in force at 5.4.2024 for specified purposes by S.I. 2023/1382, reg. 4(a)

[^key-a184c7667500317d57edd6dfd5b38c52]: Sch. 1 Pt. 1 in force at 5.4.2024 for specified purposes by S.I. 2023/1382, reg. 4(b)

[^key-515c8dbcf4fe44fa5efec7442a585e3f]: Sch. 1 Pt. 2 in force at 5.4.2024 for specified purposes by S.I. 2023/1382, reg. 4(c)

[^key-dbb35eb14b9fdc92e13c34393848c117]: Sch. 1 Pt. 3 in force at 5.4.2024 for specified purposes by S.I. 2023/1382, reg. 4(d)

[^key-f83d7fbf6c889dc9617ba2f3c92e2ab1]: S. 1(1) in force at 30.6.2024 for specified purposes by S.I. 2023/1382, reg. 5(a)

[^key-7d53851e229617b8877789cbbe7e24b9]: Sch. 1 Pt. 2 in force at 30.6.2024 for specified purposes by S.I. 2023/1382, reg. 5(b)

[^key-ce79ae8baafac96f0d1c62dd9f1e7475]: Sch. 1 Pt. 3 in force at 30.6.2024 for specified purposes by S.I. 2023/1382, reg. 5(c)

[^key-66c48b891ea00a5c03702e03999b8ec9]: S. 43 in force at 1.8.2024 for specified purposes by S.I. 2023/1382, reg. 11(a)

[^key-67158940f7e46fbafc26ef452eb38cca]: S. 51 in force at 1.8.2024 for specified purposes by S.I. 2024/250, reg. 3(a)

[^key-9e04bd0ea3d4f12316c92f18f51566d2]: Sch. 7 para. 1 in force at 1.8.2024 for specified purposes by S.I. 2024/250, reg. 3(b)

[^key-d27d26c33778465c191fc88e5d644af9]: Sch. 7 para. 7 in force at 1.8.2024 for specified purposes by S.I. 2023/1382, reg. 11(c)

[^key-c07edf19af64872c141f44f4b56f1e53]: S. 50 in force at 1.8.2024 in so far as not already in force by S.I. 2023/1382, reg. 11(b)

[^key-222d2c22090ea5a1dce6fbd2de538c08]: S. 1(1) in force at 29.10.2024 for specified purposes by S.I. 2024/1071, reg. 2(a)

[^key-ef9553fef6ce676df5b6bcc821a953b6]: S. 2(1) in force at 29.10.2024 for specified purposes by S.I. 2024/1071, regs. 2(b), 3(a)

[^key-6d10ab4c3c20f9acd02179da5b485890]: S. 64 in force at 29.10.2024 by S.I. 2024/1071, reg. 2(c)

[^key-f927c77dfde741a8bd5a4f190c59ad7c]: Sch. 2 para. 1 in force at 29.10.2024 for specified purposes by S.I. 2024/1071, regs. 2(e)(i), 3(b)(i)

[^key-9e557202545896392e1dc4f63297d045]: Sch. 2 para. 7 in force at 29.10.2024 for specified purposes by S.I. 2024/1071, reg. 3(b)(ii)

[^key-16a4b60e7ebb873262e49d767ea0d166]: Sch. 2 para. 8 in force at 29.10.2024 for specified purposes by S.I. 2024/1071, reg. 3(b)(iii)

[^key-3ca132ff83857f842bf5c3f8130a90cc]: Sch. 2 para. 10 in force at 29.10.2024 for specified purposes by S.I. 2024/1071, reg. 3(b)(iv)

[^key-e5aa93bc360551e09be6b3d41f737611]: Sch. 2 para. 11 in force at 29.10.2024 for specified purposes by S.I. 2024/1071, reg. 3(b)(v)

[^key-fed487b547dd6eaf2ab01717ac58da3c]: Sch. 2 para. 12 in force at 29.10.2024 for specified purposes by S.I. 2024/1071, reg. 3(b)(vi)

[^key-08151f18f6010806248ab188b7205c09]: Sch. 2 para. 26 in force at 29.10.2024 by S.I. 2024/1071, reg. 2(e)(ii)

[^key-a8e3209b19062658bfc10097f6eb878b]: Sch. 2 para. 27 in force at 29.10.2024 for specified purposes by S.I. 2024/1071, reg. 3(b)(ix)

[^key-6389c359bfd1068612808b64ca18e96b]: Sch. 2 para. 44 in force at 29.10.2024 for specified purposes by S.I. 2024/1071, reg. 3(c)(i)

[^key-e79f3ed001dc537f23fc9fda353108c0]: Sch. 2 para. 45 in force at 29.10.2024 for specified purposes by S.I. 2024/1071, reg. 3(c)(ii)

[^key-e63825e008bdade3126843e5fdb940f1]: Sch. 2 para. 49 in force at 29.10.2024 for specified purposes by S.I. 2024/1071, reg. 3(c)(iii)

[^key-fd338cf55e3771ae13700bb3d3a27d2c]: Sch. 1 Pt. 3 in force at 29.10.2024 for specified purposes by S.I. 2024/1071, reg. 2(d)

[^M_I_49f8039a-f33c-4c6e-a7a7-60784be7eb0c]: Sch. 2 para. 17 in force at 29.10.2024 for specified purposes by S.I. 2024/1071, reg. 3(b)(vii)

[^M_I_9b7f0925-2abe-40d3-f8ed-7d9b32881c11]: Sch. 2 para. 18 in force at 29.10.2024 for specified purposes by S.I. 2024/1071, reg. 3(b)(viii)

[^key-bfc683b0703bb20ea4f9991f18aa9ebd]: S. 1(1) in force at 1.11.2024 for specified purposes by S.I. 2024/891, reg. 2(a)

[^key-a6d588788be9014e7d23e020d8dfb458]: Sch. 1 Pt. 1 in force at 1.11.2024 for specified purposes by S.I. 2024/891, reg. 2(b)

[^key-63f4d53c2fe81d184d679708ff81ccd4]: Sch. 1 Pt. 2 in force at 1.11.2024 for specified purposes by S.I. 2024/891, reg. 2(c)

[^key-bb5b9e9a350c201024f9e79790b152ec]: Sch. 1 Pt. 3 in force at 1.11.2024 for specified purposes by S.I. 2024/891, reg. 2(d)

[^key-103e69641f0129f14c79caa73a870fae]: Sch. 1 Pt. 5 in force at 1.11.2024 for specified purposes by S.I. 2024/891, reg. 2(e)

[^key-3f0ad2167f23fd4eb2201d322f0af474]: S. 2(1) in force at 1.12.2024 for specified purposes by S.I. 2024/1071, reg. 4(a)

[^key-f3f65c5688bfeaf42a2fcd37719b91c3]: Sch. 2 para. 25 in force at 1.12.2024 in so far as not already in force by S.I. 2024/1071, reg. 4(b)(viii)

[^key-057048f57bc3c5c734c26ce426ba9298]: Sch. 2 para. 1 in force at 1.12.2024 for specified purposes by S.I. 2024/1071, reg. 4(b)(i)

[^key-face1264874e7a2829b9e5485f8bcafc]: Sch. 2 para. 7 in force at 1.12.2024 in so far as not already in force by S.I. 2024/1071, reg. 4(b)(ii)

[^key-e10ee43d4e6ec9712a7f97978c0dfbf6]: Sch. 2 para. 10 in force at 1.12.2024 in so far as not already in force by S.I. 2024/1071, reg. 4(b)(iii)

[^key-fd52d0024bd45957ccb7e6a0c961eb7e]: Sch. 2 para. 11 in force at 1.12.2024 in so far as not already in force by S.I. 2024/1071, reg. 4(b)(iv)

[^key-a8b210d237e9b8f94a3e5906d089a06e]: Sch. 2 para. 20 in force at 1.12.2024 by S.I. 2024/1071, reg. 4(b)(v)

[^key-a4d33c0aa0d95ac7e5420d96a63b9f2e]: Sch. 2 para. 21 in force at 1.12.2024 by S.I. 2024/1071, reg. 4(b)(vi)

[^key-a6fa07ecf7417a7f1e37bc741593951e]: Sch. 2 para. 24 in force at 1.12.2024 by S.I. 2024/1071, reg. 4(b)(vii)

[^key-741437abb3f0cc4361e1da0c26c5eaa8]: S. 17(3)(ba) inserted (17.12.2024) by The Financial Services and Markets Act 2023 (Addition of Relevant Enactments) Regulations 2024 (S.I. 2024/1347), regs. 1(2), 2(2)(a)

[^key-a7ddc4cafb938ebba1ddeb6ce5a355b9]: S. 17(3)(ea)(eb) inserted (17.12.2024) by The Financial Services and Markets Act 2023 (Addition of Relevant Enactments) Regulations 2024 (S.I. 2024/1347), regs. 1(2), 2(2)(b)

[^key-75b876f833a7611c05165f3cdb2c18f7]: S. 17(3)(j) inserted (17.12.2024) by The Financial Services and Markets Act 2023 (Addition of Relevant Enactments) Regulations 2024 (S.I. 2024/1347), regs. 1(2), 2(2)(c)

[^key-1b15c512ad8d010ef2176471c11b21f0]: S. 1(1) in force at 31.12.2024 for specified purposes by S.I. 2024/620, reg. 2(a)

[^key-b41e92e2ab19ff21eaa49082a168489f]: S. 1(1) in force at 31.12.2024 for specified purposes by S.I. 2024/1071, reg. 5(a)

[^key-7eb752917d4f18622bcb141bebaa2b22]: S. 2(1) in force at 31.12.2024 for specified purposes by S.I. 2024/1071, reg. 5(b)

[^key-ffa7a7f46945def53f19073386c5aa32]: Sch. 2 para. 1 in force at 31.12.2024 for specified purposes by S.I. 2024/1071, reg. 5(d)(i)

[^key-3c482c15e9c9e217851bfbcb9f33d030]: Sch. 1 Pt. 2 in force at 31.12.2024 for specified purposes by S.I. 2024/620, reg. 2(b) (with saving for Gibraltar groups and undertakings in S.I. 2024/1083, regs. 1(2)(b), 3)

[^key-31fe60e1709da08f2c1d9e78cbaab4da]: Sch. 1 Pt. 3 in force at 31.12.2024 for specified purposes by S.I. 2024/620, Sch. (with saving for Gibraltar groups and undertakings in S.I. 2024/1083, regs. 1(2)(b), 3)

[^key-0392860f3571b8e8cef819577ebb6c68]: Sch. 1 Pt. 3 in force at 31.12.2024 for specified purposes by S.I. 2024/1071, reg. 5(c), Sch.

[^key-d10a5609f98f1bd084cd1f4700b6f248]: Sch. 1 Pt. 5 in force at 31.12.2024 for specified purposes by S.I. 2024/620, reg. 2(d) (with saving for Gibraltar groups and undertakings in S.I. 2024/1083, regs. 1(2)(b), 3)

[^key-2d98fff858a07303a424b1fd76762dd3]: Sch. 2 para. 17 in force at 31.12.2024 in so far as not already in force by S.I. 2024/1071, reg. 5(d)(ii)

[^key-775a4b1f57c4c20a8ee8c60cef111876]: S. 27 in force at 1.1.2025 for specified purposes by S.I. 2023/1382, reg. 12(a) (with reg. 16(1))

[^key-1dd6dcd3045d38388b0164a5b8d19144]: S. 51 in force at 1.1.2025 for specified purposes by S.I. 2023/1382, reg. 12(c) (with reg. 16(2))

[^key-4ca72b1f5ab1a9e840f7c98fe6d8fd48]: S. 51 in force at 1.1.2025 in so far as not already in force by S.I. 2024/250, reg. 4(a)

[^key-b8a5201f49dba5aafc54289051c9ee13]: Sch. 7 para. 1 in force at 1.1.2025 in so far as not already in force by S.I. 2024/250, reg. 4(b)

[^key-63ff469869f3663f6d87a1fe6da8d44f]: Sch. 7 para. 3 in force at 1.1.2025 for specified purposes by S.I. 2023/1382, reg. 12(d) (with reg. 16(2))

[^key-6643c9e1369d48ceafa36242b1660e84]: S. 48 in force at 1.1.2025 for specified purposes by S.I. 2023/1382, reg. 12(b) (with reg. 16(1))

[^key-9ab21e3e731a24f2a9c94f516811c1a4]: S. 48 in force at 1.2.2025 for specified purposes by S.I. 2023/1382, reg. 13

[^key-0c4d4c801904955106bf6bea8f1d86f7]: S. 2(1) in force at 31.3.2025 for specified purposes by S.I. 2024/1071, reg. 6(a)

[^key-4a58c71b0acd763d658115038ec9091f]: Sch. 2 para. 1 in force at 31.3.2025 for specified purposes by S.I. 2024/1071, reg. 6(b)(i)

[^key-f16e326d52a716e3e2083cb78a9af4af]: Sch. 2 para. 22 in force at 31.3.2025 by S.I. 2024/1071, reg. 6(b)(ii)

[^key-532e46b7440c56a22a315f155568a44f]: Sch. 2 para. 27 in force at 31.3.2025 in so far as not already in force by S.I. 2024/1071, reg. 6(b)(iii)

[^key-abc9628bee2915e1c4f99184a9cc4c16]: S. 1(1) in force at 14.5.2025 for specified purposes by S.I. 2025/572, reg. 2(a)

[^key-068104c50b8642799df2e2655ca595bf]: Sch. 1 Pt. 3 in force at 14.5.2025 for specified purposes by S.I. 2025/572, reg. 2(b)

[^key-89f7ba98dcca28d380c4d0d6c5c0ab77]: Sch. 1 Pt. 4 in force at 14.5.2025 for specified purposes by S.I. 2025/572, reg. 2(c)

[^key-3f8b18735b0871e23dc8f816f2942799]: Sch. 1 Pt. 5 in force at 14.5.2025 for specified purposes by S.I. 2025/572, reg. 2(d)

[^key-6c6d4378f1a5f0a352cff4bd2707ca82]: S. 14(3): 5.6.2029 specified for the purposes of s. 14(3) (5.6.2025) by The Financial Services and Markets Act 2023 (Private Intermittent Securities and Capital Exchange System Sandbox) Regulations 2025 (S.I. 2025/583), regs. 1(2), 19 (with reg. 20)

[^key-d9301ed95ee3a14bc0fd8ddbafc16f87]: S. 2(1) in force at 30.6.2025 for specified purposes by S.I. 2024/1071, reg. 7(a)

[^key-1de537552df350acdc75ac156390d541]: Sch. 2 para. 1 in force at 30.6.2025 for specified purposes by S.I. 2024/1071, reg. 7(b)(i)

[^key-4fe86b0255bcedb6996f0962dee65b0f]: Sch. 2 para. 18 in force at 30.6.2025 in so far as not already in force by S.I. 2024/1071, reg. 7(b)(ii)

[^key-aed1fcf0e447801dc885d33c255c521c]: S. 1(1) in force at 15.7.2025 for specified purposes by S.I. 2025/873, reg. 2(a)

[^key-d2024e119a453cc8964f3f239961211f]: Sch. 1 Pt. 1 in force at 15.7.2025 for specified purposes by S.I. 2025/873, reg. 2(b)

[^key-c06be29b7734156b67cdc4480d367bff]: S. 1(1) in force at 31.7.2025 for specified purposes by S.I. 2025/572, reg. 3(a)

[^key-011688afe9c6ea78ac8a7acaa4cda7e1]: Sch. 1 Pt. 2 in force at 31.7.2025 for specified purposes by S.I. 2025/572, reg. 3(b)

[^key-d978482ccbaf197404cd6f7384895918]: S. 1(1) in force at 23.10.2025 for specified purposes by S.I. 2025/1078, reg. 2(a) (with reg. 11)

[^key-b00b17c8530fe2aee1e1a819cf0f5563]: Sch. 1 Pt. 3 in force at 23.10.2025 for specified purposes by S.I. 2025/1078, reg. 2(b) (with reg. 11)

[^key-36c66ca940d50966792c7d5f293a8e59]: S. 2(1) in force at 26.11.2025 for specified purposes by S.I. 2025/1078, reg. 3(a)

[^key-a35023bb37ec93f819b49a9c270f5032]: Sch. 2 para. 3 in force at 26.11.2025 by S.I. 2025/1078, reg. 3(b)

[^key-fb8ca69406f8dbf60e9eec2cd596c70c]: S. 1(1) in force at 28.11.2025 for specified purposes by S.I. 2025/873, reg. 3(a) (with reg. 5)

[^key-68c4aa2e4cc981e4e34912bc207bde84]: Sch. 1 Pt. 2 in force at 28.11.2025 for specified purposes by S.I. 2025/873, reg. 3(b) (with reg. 5)

[^key-2b995fe1100e9ab1fc77ac896caf477a]: S. 1(1) in force at 1.12.2025 for specified purposes by S.I. 2025/1078, reg. 4(a)

[^key-5bda9a357eba200805566d6a0ef7da46]: S. 2(1) in force at 1.12.2025 for specified purposes by S.I. 2024/1071, reg. 8(a)

[^key-67aeba3a8024046792f3ceb2e951e7b8]: Sch. 2 para. 1 in force at 1.12.2025 for specified purposes by S.I. 2024/1071, reg. 8(b)(i)

[^key-1f578448600b213529551d923f8ace93]: Sch. 2 para. 8 in force at 1.12.2025 in so far as not already in force by S.I. 2024/1071, reg. 8(b)(ii)

[^key-0b2c4d4d99ff5441fe37d2646c8bf91d]: Sch. 2 para. 12 in force at 1.12.2025 in so far as not already in force by S.I. 2024/1071, reg. 8(b)(iii)

[^key-06dc61a569c3b695956ac1900f4da1b9]: Sch. 1 Pt. 1 in force at 1.12.2025 for specified purposes by S.I. 2025/1078, reg. 4(b)

[^key-576ff149ada14a97ea7e73b19298b8de]: S. 1(1) in force at 1.1.2026 for specified purposes by S.I. 2025/873, reg. 4(a) (with reg. 6)

[^key-b20b6c7ff0e424f85f4285750241c48b]: Sch. 1 Pt. 1 in force at 1.1.2026 for specified purposes by S.I. 2025/873, reg. 4(b) (with reg. 6)

[^key-01165a55e2f02cbad7f31af7644b9364]: Sch. 1 Pt. 3 in force at 1.1.2026 for specified purposes by S.I. 2025/873, reg. 4(c) (with reg. 6)

[^key-13208854257e6a8f3bfcb9d8b99e38b8]: S. 1(1) in force at 19.1.2026 for specified purposes by S.I. 2025/1078, reg. 5(a) (with reg. 12)

[^key-e1388e7434b127457bf9a590d3413698]: Sch. 1 Pt. 1 in force at 19.1.2026 for specified purposes by S.I. 2025/1078, reg. 5(b) (with reg. 12)

[^key-f69326563e4d0e899fec6caebe57658e]: Sch. 1 Pt. 2 in force at 19.1.2026 for specified purposes by S.I. 2025/1078, reg. 5(c)(i)

[^key-ef04d377ea628a4c8465f5534cf83165]: Sch. 1 Pt. 2 in force at 19.1.2026 for specified purposes by S.I. 2025/1078, reg. 5(c)(ii)

[^key-003f4f86b4d21380cc31c7b931a5b6ce]: Sch. 1 Pt. 3 in force at 19.1.2026 for specified purposes by S.I. 2025/1078, reg. 5(d)(i)

[^key-a1d214834ef6b3f9650896b86820aacf]: Sch. 1 Pt. 3 in force at 19.1.2026 for specified purposes by S.I. 2025/1078, reg. 5(d)(ii)

[^key-ea0308fd8f5e2c967c6d729a6bd7dd44]: Words in Sch. 11 para. 35(3)(d) omitted (30.1.2024 for specified purposes, 19.1.2026 in so far as not already in force) by virtue of The Public Offers and Admissions to Trading Regulations 2024 (S.I. 2024/105), reg. 2(2)(3), Sch. 3 para. 26 (with regs. 48-50); S.I. 2025/1078, reg. 5(b) (with reg. 12)

[^key-545d6abba764bc19b01596bffafa2a47]: S. 1(1) in force at 30.3.2026 for specified purposes by S.I. 2025/1078, reg. 6(a)

[^key-d9ed6c2fb517a95f6768a39de91d1e19]: Sch. 1 Pt. 1 in force at 30.3.2026 for specified purposes by S.I. 2025/1078, reg. 6(b)

[^key-231814c5b7ed113c4fa2ac597f294d41]: S. 1(1) in force at 6.4.2026 for specified purposes by S.I. 2025/1078, reg. 7(a)

[^key-09109d9ffdf594fb8f7c6e45245183fe]: Sch. 1 Pt. 1 in force at 6.4.2026 for specified purposes by S.I. 2025/1078, reg. 7(b)

[^key-fce10fa5f3dc8152b8d4847a3e7cc912]: Sch. 1 Pt. 2 in force at 6.4.2026 for specified purposes by S.I. 2025/1078, reg. 7(c)

[^key-4c3fa5e7ef8ead93c7579122335acdcc]: Sch. 1 Pt. 3 in force at 6.4.2026 for specified purposes by S.I. 2025/1078, reg. 7(d)(i)

[^key-a745383b3c24d4281485529624c981d3]: Sch. 1 Pt. 3 in force at 6.4.2026 for specified purposes by S.I. 2025/1078, reg. 7(d)(ii)

[^key-31d65a66a85ef5e62244fdf82cc4d027]: Sch. 1 Pt. 3 in force at 6.4.2026 for specified purposes by S.I. 2025/1078, reg. 7(d)(iii)

[^key-bb62b3cbd388010d47cdfe1fbfa5ddce]: Sch. 1 Pt. 5 in force at 6.4.2026 for specified purposes by S.I. 2025/1078, reg. 7(e)

Transparency requirements for equities

Participation

Technology

Practices

Financial instruments

Settlement of payments

Requirements

Cooperation

Transparency and reporting

Enforcement

Financial Services Act 2012

Overview

Reverse share transfer

Safeguards relating to directions under paragraph 2

Resolution plans

Removal of directors and senior managers

Temporary manager

Paragraphs 5 and 6: conditions