The Financial Markets and Insolvency (Settlement Finality) Regulations 1999

[^key-5df07ff8dd70cdb73dc5e21e7ee41dd6]: Words in reg. 6(2) substituted (1.10.2009) by The Financial Markets and Insolvency (Settlement Finality) (Amendment) Regulations 2009 (S.I. 2009/1972), regs. 1, 3

[^key-878ea0e2d929b22d16de0a588cb4b28e]: Words in reg. 14(2) omitted (1.10.2009) by virtue of The Financial Markets and Insolvency (Settlement Finality) (Amendment) Regulations 2009 (S.I. 2009/1972), regs. 1, 4(b)

[^key-d78b754adc95aba4dce7bc2b0f09e79c]: Reg. 14(6)(c) and word inserted (1.10.2009) by The Financial Markets and Insolvency (Settlement Finality) (Amendment) Regulations 2009 (S.I. 2009/1972), regs. 1, 4(e)(ii)

[^key-0c4b591269fdcdd641f5e048b2eccc75]: Reg. 14(5)(a)(i)(ii) substituted for reg. 14(5)(a)(i) (1.10.2009) by The Financial Markets and Insolvency (Settlement Finality) (Amendment) Regulations 2009 (S.I. 2009/1972), regs. 1, 4(d)(ii)

[^key-2b400da33df214cabbac79cad634bc4d]: Words in reg. 14(5)(a) substituted (1.10.2009) by The Financial Markets and Insolvency (Settlement Finality) (Amendment) Regulations 2009 (S.I. 2009/1972), regs. 1, 4(d)(i)

[^key-448c4f4717fd5f1feb47664cab5a544b]: Reg. 14(5)(a)(iii)-(v) substituted for reg. 14(5)(a)(ii) (1.10.2009) by The Financial Markets and Insolvency (Settlement Finality) (Amendment) Regulations 2009 (S.I. 2009/1972), regs. 1, 4(d)(iii)

[^key-eebe6ee6513df479bf5a2bbb631090a5]: Words in reg. 14(6)(a) inserted (1.10.2009) by The Financial Markets and Insolvency (Settlement Finality) (Amendment) Regulations 2009 (S.I. 2009/1972), regs. 1, 4(e)(i)(aa)

[^key-cd0924e1ebdf8ff1c1cb8417bc019f46]: Words in reg. 14(6)(a) inserted (1.10.2009) by The Financial Markets and Insolvency (Settlement Finality) (Amendment) Regulations 2009 (S.I. 2009/1972), regs. 1, 4(e)(i)(bb)

[^key-178e05b4e0b9de40e0a963b7c21d86cf]: Word in reg. 14(1) inserted (1.10.2009) by The Financial Markets and Insolvency (Settlement Finality) (Amendment) Regulations 2009 (S.I. 2009/1972), regs. 1, 4(a)

[^key-543545e70f19d59245bc5a6bd994342d]: Words in reg. 14(4) substituted (1.10.2009) by The Financial Markets and Insolvency (Settlement Finality) (Amendment) Regulations 2009 (S.I. 2009/1972), regs. 1, 4(c)

[^key-f6e4bcdfa3ddfa75d219700f5eeb4a01]: Reg. 15(4) inserted (1.10.2009) by The Financial Markets and Insolvency (Settlement Finality) (Amendment) Regulations 2009 (S.I. 2009/1972), regs. 1, 5(b)

[^key-75c274002689232705751f79e445d217]: Words in reg. 15(2) inserted (1.10.2009) by The Financial Markets and Insolvency (Settlement Finality) (Amendment) Regulations 2009 (S.I. 2009/1972), regs. 1, 5(a)(iii)

[^key-b0d434d64604b11ecddef139cfdf854b]: Words in reg. 15(2)(b) inserted (1.10.2009) by The Financial Markets and Insolvency (Settlement Finality) (Amendment) Regulations 2009 (S.I. 2009/1972), regs. 1, 5(a)(ii)(aa)

[^key-36786ccc0e6a7ce8ff9508b2c9d44e50]: Words in reg. 15(2)(b) inserted (1.10.2009) by The Financial Markets and Insolvency (Settlement Finality) (Amendment) Regulations 2009 (S.I. 2009/1972), regs. 1, 5(a)(ii)(bb)

[^key-7774ff79f9e7c1e4c19ab9e25af0ff82]: Words in reg. 15(2) substituted (1.10.2009) by The Financial Markets and Insolvency (Settlement Finality) (Amendment) Regulations 2009 (S.I. 2009/1972), regs. 1, 5(a)(i)

[^key-84e5db22d188a0bc4f1876ec2b3a885f]: Words in reg. 16(3) substituted (1.10.2009) by The Financial Markets and Insolvency (Settlement Finality) (Amendment) Regulations 2009 (S.I. 2009/1972), regs. 1, 6(a)

[^key-32abb16fb493f3245c0bd328bdf80f74]: Words in reg. 16(3) substituted (1.10.2009) by The Financial Markets and Insolvency (Settlement Finality) (Amendment) Regulations 2009 (S.I. 2009/1972), regs. 1, 6(b)

[^key-54bd4153780755eeb14e67c18aa2d196]: Reg. 19(1ZA) inserted (1.10.2009) by The Financial Markets and Insolvency (Settlement Finality) (Amendment) Regulations 2009 (S.I. 2009/1972), regs. 1, 7(a)

[^key-6ed75a3532a7cb8b4c25876946ee286b]: Reg. 19(1B) inserted (1.10.2009) by The Financial Markets and Insolvency (Settlement Finality) (Amendment) Regulations 2009 (S.I. 2009/1972), regs. 1, 7(b)

[^key-feb1ffc076ad788db5259d97b7d56b2a]: Words in reg. 2(1) inserted (6.4.2011) by The Financial Markets and Insolvency (Settlement Finality and Financial Collateral Arrangements) (Amendment) Regulations 2010 (S.I. 2010/2993), regs. 1, 2(2)(a) (with reg. 3)

[^key-6b768efe8e16352bb20677b3dab19e5e]: Word in reg. 2(1) omitted (6.4.2011) by virtue of The Financial Markets and Insolvency (Settlement Finality and Financial Collateral Arrangements) (Amendment) Regulations 2010 (S.I. 2010/2993), regs. 1, 2(2)(b) (with reg. 3)

[^key-35038e34cdb82f7605eee94b0e64cc64]: Word in reg. 2(1) omitted (6.4.2011) by virtue of The Financial Markets and Insolvency (Settlement Finality and Financial Collateral Arrangements) (Amendment) Regulations 2010 (S.I. 2010/2993), regs. 1, 2(2)(c) (with reg. 3)

[^key-b0f8b6b8e50262d53834cf7a4d614cb2]: Words in reg. 2(1) inserted (6.4.2011) by The Financial Markets and Insolvency (Settlement Finality and Financial Collateral Arrangements) (Amendment) Regulations 2010 (S.I. 2010/2993), regs. 1, 2(2)(d)(i) (with reg. 3)

[^key-0547ad63603e9710e1ec3807a07a5456]: Words in reg. 2(1) inserted (6.4.2011) by The Financial Markets and Insolvency (Settlement Finality and Financial Collateral Arrangements) (Amendment) Regulations 2010 (S.I. 2010/2993), regs. 1, 2(2)(f)(i) (with reg. 3)

[^key-600e2e9deeb7787222982e804c209be6]: Words in reg. 2(1) inserted (6.4.2011) by The Financial Markets and Insolvency (Settlement Finality and Financial Collateral Arrangements) (Amendment) Regulations 2010 (S.I. 2010/2993), regs. 1, 2(2)(f)(ii) (with reg. 3)

[^key-d17b5ad14d2a2e774de746254ec94a12]: Words in reg. 2(1) substituted (6.4.2011) by The Financial Markets and Insolvency (Settlement Finality and Financial Collateral Arrangements) (Amendment) Regulations 2010 (S.I. 2010/2993), regs. 1, 2(2)(g) (with reg. 3)

[^key-a5c2c99608db0dda21fce7b823518d49]: Word in reg. 2(1) omitted (6.4.2011) by virtue of The Financial Markets and Insolvency (Settlement Finality and Financial Collateral Arrangements) (Amendment) Regulations 2010 (S.I. 2010/2993), regs. 1, 2(2)(h)(ii) (with reg. 3)

[^key-692aa49a90c09a23a271bc720dff6f12]: Words in reg. 2(1) inserted (6.4.2011) by The Financial Markets and Insolvency (Settlement Finality and Financial Collateral Arrangements) (Amendment) Regulations 2010 (S.I. 2010/2993), regs. 1, 2(2)(i) (with reg. 3)

[^key-fd718c2834e83846d1d30fe726544744]: Word in reg. 2(1) omitted (6.4.2011) by virtue of The Financial Markets and Insolvency (Settlement Finality and Financial Collateral Arrangements) (Amendment) Regulations 2010 (S.I. 2010/2993), regs. 1, 2(2)(j)(i) (with reg. 3)

[^key-7d5ff587964eebe8e05004dcb000b7a8]: Word in reg. 2(1) inserted (6.4.2011) by The Financial Markets and Insolvency (Settlement Finality and Financial Collateral Arrangements) (Amendment) Regulations 2010 (S.I. 2010/2993), regs. 1, 2(2)(j)(ii) (with reg. 3)

[^key-e51796a1d0c7c312a418ec8a133f2793]: Words in reg. 2(1) inserted (6.4.2011) by The Financial Markets and Insolvency (Settlement Finality and Financial Collateral Arrangements) (Amendment) Regulations 2010 (S.I. 2010/2993), regs. 1, 2(2)(j)(iii) (with reg. 3)

[^key-f0083a856f5007e7e1142d862b20d48b]: Word in reg. 2(1) omitted (6.4.2011) by virtue of The Financial Markets and Insolvency (Settlement Finality and Financial Collateral Arrangements) (Amendment) Regulations 2010 (S.I. 2010/2993), regs. 1, 2(2)(k) (with reg. 3)

[^key-a54cbbb06221844a4a40fc181ee9be5c]: Word in reg. 2(1) omitted (6.4.2011) by virtue of The Financial Markets and Insolvency (Settlement Finality and Financial Collateral Arrangements) (Amendment) Regulations 2010 (S.I. 2010/2993), regs. 1, 2(2)(l) (with reg. 3)

[^key-bee8ce4fa6971f9e2dc903b6826e64bc]: Words in reg. 2(1) inserted (6.4.2011) by The Financial Markets and Insolvency (Settlement Finality and Financial Collateral Arrangements) (Amendment) Regulations 2010 (S.I. 2010/2993), regs. 1, 2(2)(n) (with reg. 3)

[^key-ff3e108df8547a038a41f76ae1bb455c]: Words in reg. 2(1) substituted (6.4.2011) by The Financial Markets and Insolvency (Settlement Finality and Financial Collateral Arrangements) (Amendment) Regulations 2010 (S.I. 2010/2993), regs. 1, 2(2)(o) (with reg. 3)

[^key-64ddbf8fe8bf99155c5b9e9d68144562]: Word in reg. 2(1) omitted (6.4.2011) by virtue of The Financial Markets and Insolvency (Settlement Finality and Financial Collateral Arrangements) (Amendment) Regulations 2010 (S.I. 2010/2993), regs. 1, 2(2)(d)(ii) (with reg. 3)

[^key-e24773881defba25b8cfc3c90b3c6ff5]: Words in reg. 4(1) inserted (6.4.2011) by The Financial Markets and Insolvency (Settlement Finality and Financial Collateral Arrangements) (Amendment) Regulations 2010 (S.I. 2010/2993), regs. 1, 2(3) (with reg. 3)

[^key-d1aae40123aaa91eb90c1504da6ac5f8]: Words in reg. 5(2) inserted (6.4.2011) by The Financial Markets and Insolvency (Settlement Finality and Financial Collateral Arrangements) (Amendment) Regulations 2010 (S.I. 2010/2993), regs. 1, 2(4)(a) (with reg. 3)

[^key-b605b84be74879ec43753ac3a0e7bf76]: Words in reg. 5(3)(b) substituted (6.4.2011) by The Financial Markets and Insolvency (Settlement Finality and Financial Collateral Arrangements) (Amendment) Regulations 2010 (S.I. 2010/2993), regs. 1, 2(4)(b)(i) (with reg. 3)

[^key-8c16f674c0acadca754f14e804560cae]: Words in reg. 5(3)(b) substituted (6.4.2011) by The Financial Markets and Insolvency (Settlement Finality and Financial Collateral Arrangements) (Amendment) Regulations 2010 (S.I. 2010/2993), regs. 1, 2(4)(b)(ii) (with reg. 3)

[^key-a6a4cb1a0d1bb5ad2b2052886e9fa476]: Words in reg. 5(3)(b) substituted (6.4.2011) by The Financial Markets and Insolvency (Settlement Finality and Financial Collateral Arrangements) (Amendment) Regulations 2010 (S.I. 2010/2993), regs. 1, 2(4)(b)(iii) (with reg. 3)

[^key-4426ff4c4706404dd8a221c5924b94ad]: Words in reg. 7(4) inserted (6.4.2011) by The Financial Markets and Insolvency (Settlement Finality and Financial Collateral Arrangements) (Amendment) Regulations 2010 (S.I. 2010/2993), regs. 1, 2(6) (with reg. 3)

[^key-1373e6383df6e2c0e9938a3b58cfeaa7]: Words in reg. 7(1)(b) inserted (6.4.2011) by The Financial Markets and Insolvency (Settlement Finality and Financial Collateral Arrangements) (Amendment) Regulations 2010 (S.I. 2010/2993), regs. 1, 2(5)(a) (with reg. 3)

[^key-028036fd8832e1909e7156691112cd64]: Words in reg. 7(1)(b) substituted (6.4.2011) by The Financial Markets and Insolvency (Settlement Finality and Financial Collateral Arrangements) (Amendment) Regulations 2010 (S.I. 2010/2993), regs. 1, 2(5)(b) (with reg. 3)

[^key-b20083f0c5b610d8f40948842a06e9fa]: Words in reg. 8(2) inserted (6.4.2011) by The Financial Markets and Insolvency (Settlement Finality and Financial Collateral Arrangements) (Amendment) Regulations 2010 (S.I. 2010/2993), regs. 1, 2(7) (with reg. 3)

[^key-b9653440f47c6ff71d83403b520bb8e0]: Reg. 9(2) inserted (6.4.2011) by The Financial Markets and Insolvency (Settlement Finality and Financial Collateral Arrangements) (Amendment) Regulations 2010 (S.I. 2010/2993), regs. 1, 2(8)(b) (with reg. 3)

[^key-271c3fd23e47a73171bfe3e37dbbbcb4]: Words in reg. 9(1) inserted (6.4.2011) by The Financial Markets and Insolvency (Settlement Finality and Financial Collateral Arrangements) (Amendment) Regulations 2010 (S.I. 2010/2993), regs. 1, 2(8)(a) (with reg. 3)

[^key-13cb2091ddddb835ed5cfa2a43717199]: Reg. 10(1) substituted (6.4.2011) by The Financial Markets and Insolvency (Settlement Finality and Financial Collateral Arrangements) (Amendment) Regulations 2010 (S.I. 2010/2993), regs. 1, 2(9)(a) (with reg. 3)

[^key-e568ccc35fd29a4a6d54c43f918996d7]: Words in reg. 10(3) substituted (6.4.2011) by The Financial Markets and Insolvency (Settlement Finality and Financial Collateral Arrangements) (Amendment) Regulations 2010 (S.I. 2010/2993), regs. 1, 2(9)(b) (with reg. 3)

[^key-dbde276a1dba6abfa4c4fd0fda587aa4]: Words in reg. 10(2) substituted (6.4.2011) by The Financial Markets and Insolvency (Settlement Finality and Financial Collateral Arrangements) (Amendment) Regulations 2010 (S.I. 2010/2993), regs. 1, 2(9)(b) (with reg. 3)

[^key-3b52433192d5fa60625f110cc053f6f5]: Words in reg. 10(5) substituted (6.4.2011) by The Financial Markets and Insolvency (Settlement Finality and Financial Collateral Arrangements) (Amendment) Regulations 2010 (S.I. 2010/2993), regs. 1, 2(9)(b) (with reg. 3)

[^key-a8710abf31bc6f663dffb210701f21da]: Words in reg. 10(4) substituted (6.4.2011) by The Financial Markets and Insolvency (Settlement Finality and Financial Collateral Arrangements) (Amendment) Regulations 2010 (S.I. 2010/2993), regs. 1, 2(9)(b) (with reg. 3)

[^key-9fa60f5cdff833c9813f380cdfca8e57]: Reg. 13(4) inserted (6.4.2011) by The Financial Markets and Insolvency (Settlement Finality and Financial Collateral Arrangements) (Amendment) Regulations 2010 (S.I. 2010/2993), regs. 1, 2(10)(d) (with reg. 3)

[^key-6aec9df102cffd3390de0f84f27453aa]: Reg. 13(2)(a) substituted (6.4.2011) by The Financial Markets and Insolvency (Settlement Finality and Financial Collateral Arrangements) (Amendment) Regulations 2010 (S.I. 2010/2993), regs. 1, 2(10)(a) (with reg. 3)

[^key-a4f67eff5dc77fce45a4dbd4e0e6b940]: Reg. 13(2)(c) inserted (6.4.2011) by The Financial Markets and Insolvency (Settlement Finality and Financial Collateral Arrangements) (Amendment) Regulations 2010 (S.I. 2010/2993), regs. 1, 2(10)(c) (with reg. 3)

[^key-b1be0e688510fe7185c7b2bbe4743da7]: Words in reg. 14(6) inserted (6.4.2011) by The Financial Markets and Insolvency (Settlement Finality and Financial Collateral Arrangements) (Amendment) Regulations 2010 (S.I. 2010/2993), regs. 1, 2(11)(g) (with reg. 3)

[^key-f79e7e1cc01c9104bfd3b0a3058c8ee5]: Words in reg. 14(1) inserted (6.4.2011) by The Financial Markets and Insolvency (Settlement Finality and Financial Collateral Arrangements) (Amendment) Regulations 2010 (S.I. 2010/2993), regs. 1, 2(11)(a) (with reg. 3)

[^key-ce2b0b620b5f45ebb7f7cb004d295b99]: Words in reg. 14(1)(d) inserted (6.4.2011) by The Financial Markets and Insolvency (Settlement Finality and Financial Collateral Arrangements) (Amendment) Regulations 2010 (S.I. 2010/2993), regs. 1, 2(11)(b) (with reg. 3)

[^key-c17f68e79dc701c831821230a0be98ee]: Words in reg. 14(2)(b) substituted (6.4.2011) by The Financial Markets and Insolvency (Settlement Finality and Financial Collateral Arrangements) (Amendment) Regulations 2010 (S.I. 2010/2993), regs. 1, 2(11)(c) (with reg. 3)

[^key-0f9fea5e471f9ca88ea1742722617be2]: Reg. 14(5)(a)(iv) substituted (6.4.2011) by The Financial Markets and Insolvency (Settlement Finality and Financial Collateral Arrangements) (Amendment) Regulations 2010 (S.I. 2010/2993), regs. 1, 2(11)(e) (with reg. 3)

[^key-4f9024660848918a7a04be8d5feafe91]: Words in reg. 14(5)(a)(v) inserted (6.4.2011) by The Financial Markets and Insolvency (Settlement Finality and Financial Collateral Arrangements) (Amendment) Regulations 2010 (S.I. 2010/2993), regs. 1, 2(11)(f) (with reg. 3)

[^key-f6546f0df6f9783734889edb1e366e23]: Words in reg. 14(2)(c) inserted (6.4.2011) by The Financial Markets and Insolvency (Settlement Finality and Financial Collateral Arrangements) (Amendment) Regulations 2010 (S.I. 2010/2993), regs. 1, 2(11)(d) (with reg. 3)

[^key-d8f4040645b153364c6222d57d554d98]: Words in reg. 15(1) inserted (6.4.2011) by The Financial Markets and Insolvency (Settlement Finality and Financial Collateral Arrangements) (Amendment) Regulations 2010 (S.I. 2010/2993), regs. 1, 2(12) (with reg. 3)

[^key-93d58b2bc2bb83141a16dc7828565f7a]: Words in reg. 20(2)(a) substituted (6.4.2011) by The Financial Markets and Insolvency (Settlement Finality and Financial Collateral Arrangements) (Amendment) Regulations 2010 (S.I. 2010/2993), regs. 1, 2(13)(c)(i) (with reg. 3)

[^key-fcc415e2440965a1599fca7db3cf8f5a]: Words in reg. 20(3) substituted (6.4.2011) by The Financial Markets and Insolvency (Settlement Finality and Financial Collateral Arrangements) (Amendment) Regulations 2010 (S.I. 2010/2993), regs. 1, 2(13)(d) (with reg. 3)

[^key-9579720c74e9a629189247be1118eb1f]: Words in reg. 20(2)(b) substituted (6.4.2011) by The Financial Markets and Insolvency (Settlement Finality and Financial Collateral Arrangements) (Amendment) Regulations 2010 (S.I. 2010/2993), regs. 1, 2(13)(c)(ii)(aa) (with reg. 3)

[^key-008e937151ebad00d0ddf5e28053af10]: Words in reg. 20(2)(b) substituted (6.4.2011) by The Financial Markets and Insolvency (Settlement Finality and Financial Collateral Arrangements) (Amendment) Regulations 2010 (S.I. 2010/2993), regs. 1, 2(13)(c)(ii)(bb) (with reg. 3)

[^key-54c4605b12ca594129f42885aaf38ac2]: Words in reg. 20(1)(b)(c) inserted (6.4.2011) by The Financial Markets and Insolvency (Settlement Finality and Financial Collateral Arrangements) (Amendment) Regulations 2010 (S.I. 2010/2993), regs. 1, 2(13)(b) (with reg. 3)

[^key-b790e24c390fb669341e4fbc053ed472]: Words in reg. 20(1)(a) substituted (6.4.2011) by The Financial Markets and Insolvency (Settlement Finality and Financial Collateral Arrangements) (Amendment) Regulations 2010 (S.I. 2010/2993), regs. 1, 2(13)(a) (with reg. 3)

[^key-cb942a8ed80e8fb96ec7b37adcfbb08a]: Words in reg. 22(1) substituted (6.4.2011) by The Financial Markets and Insolvency (Settlement Finality and Financial Collateral Arrangements) (Amendment) Regulations 2010 (S.I. 2010/2993), regs. 1, 2(14) (with reg. 3)

[^key-65a3507e4191ec8b8709abf2fed6fd94]: Words in reg. 26(1)(b) omitted (6.4.2011) by virtue of The Financial Markets and Insolvency (Settlement Finality and Financial Collateral Arrangements) (Amendment) Regulations 2010 (S.I. 2010/2993), regs. 1, 2(16)(a) (with reg. 3)

[^key-17b608661a5587dd38e552a25a112896]: Reg. 26(2)(b) substituted (6.4.2011) by The Financial Markets and Insolvency (Settlement Finality and Financial Collateral Arrangements) (Amendment) Regulations 2010 (S.I. 2010/2993), regs. 1, 2(16)(b) (with reg. 3)

[^key-4cd608caa1d4e6b6949ec0777a2c8e8f]: Words in Sch. para. 3 substituted (6.4.2011) by The Financial Markets and Insolvency (Settlement Finality and Financial Collateral Arrangements) (Amendment) Regulations 2010 (S.I. 2010/2993), regs. 1, 2(17)(b) (with reg. 3)

[^key-48e65da64ab400af49dbf9a0c55cfa2b]: Words in Sch. para. 4 substituted (6.4.2011) by The Financial Markets and Insolvency (Settlement Finality and Financial Collateral Arrangements) (Amendment) Regulations 2010 (S.I. 2010/2993), regs. 1, 2(17)(c) (with reg. 3)

[^key-f84242202e1e94407cc158059610fb5f]: Sch. para. 1(5) inserted (6.4.2011) by The Financial Markets and Insolvency (Settlement Finality and Financial Collateral Arrangements) (Amendment) Regulations 2010 (S.I. 2010/2993), regs. 1, 2(17)(a) (with reg. 3)

[^key-eb2e52b8dd29242aa8622ffe53fb54b1]: Sch. para. 5(1A)(1B) inserted (6.4.2011) by The Financial Markets and Insolvency (Settlement Finality and Financial Collateral Arrangements) (Amendment) Regulations 2010 (S.I. 2010/2993), regs. 1, 2(17)(d) (with reg. 3)

[^key-941887355d72cbdd1aa81f6ae7c6c656]: Reg. 2(5) inserted (1.4.2013) by The Financial Services and Markets Act 2000 (Over the Counter Derivatives, Central Counterparties and Trade Repositories) Regulations 2013 (S.I. 2013/504), regs. 1(2), 32(2)(c) (with regs. 52-58)

[^key-19a889a7c8503b9158bee72da4d6d228]: Words in reg. 2(1) substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), reg. 1(1), Sch. 2 para. 27(a)(i)

[^key-4c3e1bb7b8884716a9222c378840de57]: Words in reg. 2(1) inserted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), reg. 1(1), Sch. 2 para. 27(a)(ii)

[^key-86463cbb839744e0871464e1903d2f5d]: Words in reg. 2(1) inserted (1.4.2013) by The Financial Services and Markets Act 2000 (Over the Counter Derivatives, Central Counterparties and Trade Repositories) Regulations 2013 (S.I. 2013/504), regs. 1(2), 32(2)(a)(i) (with regs. 52-58)

[^key-48de52c4a56f380209e48378bb448b9e]: Word in reg. 2(1) omitted (1.4.2013) by virtue of The Financial Services and Markets Act 2000 (Over the Counter Derivatives, Central Counterparties and Trade Repositories) Regulations 2013 (S.I. 2013/504), regs. 1(2), 32(2)(a)(ii)(aa) (with regs. 52-58)

[^key-0a9b2d2c6f1ee7384522b831d95aa49d]: Words in reg. 2(1) omitted (1.4.2013) by virtue of The Financial Services and Markets Act 2000 (Over the Counter Derivatives, Central Counterparties and Trade Repositories) Regulations 2013 (S.I. 2013/504), regs. 1(2), 32(2)(a)(iii)(aa) (with regs. 52-58)

[^key-1b1fa491004d332f90a157be9c7feaad]: Words in reg. 2(1) inserted (1.4.2013) by The Financial Services and Markets Act 2000 (Over the Counter Derivatives, Central Counterparties and Trade Repositories) Regulations 2013 (S.I. 2013/504), regs. 1(2), 32(2)(a)(iii)(bb) (with regs. 52-58)

[^key-9a032bf6cda61e57b8c44732e1c4275b]: Reg. 2(2)(a) substituted (1.4.2013) by The Financial Services and Markets Act 2000 (Over the Counter Derivatives, Central Counterparties and Trade Repositories) Regulations 2013 (S.I. 2013/504), regs. 1(2), 32(2)(b) (with regs. 52-58)

[^key-6f2a60ff52bb7b82d2a5eb56be77307d]: Word in reg. 2(1) inserted (1.4.2013) by virtue of The Financial Services and Markets Act 2000 (Over the Counter Derivatives, Central Counterparties and Trade Repositories) Regulations 2013 (S.I. 2013/504), regs. 1(2), 32(2)(a)(ii)(bb) (with regs. 52-58)

[^key-1236b0f887793846ab4b63d717ebebaf]: Words in reg. 2(1) inserted (1.4.2013) by The Financial Services and Markets Act 2000 (Over the Counter Derivatives, Central Counterparties and Trade Repositories) Regulations 2013 (S.I. 2013/504), regs. 1(2), 32(2)(a)(ii)(cc) (with regs. 52-58)

[^key-6ec88b87c89bf1975e517bc08863919a]: Word in reg. 4(3) substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), reg. 1(1), Sch. 2 para. 27(b)

[^key-a25ed0d0ad91491cb00ecde6cebc5e45]: Reg. 7(2)(c) omitted (1.4.2013) by virtue of The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), reg. 1(1), Sch. 2 para. 27(c)(i) (with Sch. 2 para. 28)

[^key-c7dda269ec23fcf4c4dc28ef9edff9fe]: Reg. 10(4A) inserted (1.4.2013) by The Financial Services and Markets Act 2000 (Over the Counter Derivatives, Central Counterparties and Trade Repositories) Regulations 2013 (S.I. 2013/504), regs. 1(2), 32(4)(b) (with regs. 52-58)

[^key-83e743ac37bc9c9b7ffc9ab1c279bd86]: Words in reg. 10(5) substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), reg. 1(1), Sch. 2 para. 27(d)

[^key-b2248546b3ae8702becff458b7c2dc60]: Words in reg. 10(4) substituted (1.4.2013) by The Financial Services and Markets Act 2000 (Over the Counter Derivatives, Central Counterparties and Trade Repositories) Regulations 2013 (S.I. 2013/504), regs. 1(2), 32(4)(a) (with regs. 52-58)

[^key-13f941f8e1c7c451c80f7322e888bcff]: Words in reg. 13(4) substituted (1.4.2013) by The Financial Services and Markets Act 2000 (Over the Counter Derivatives, Central Counterparties and Trade Repositories) Regulations 2013 (S.I. 2013/504), regs. 1(2), 32(5)(a) (with regs. 52-58)

[^key-d2f6d5ef3f7e6091d0ac4d73c392373c]: Reg. 13(4)(a)(b) omitted (1.4.2013) by virtue of The Financial Services and Markets Act 2000 (Over the Counter Derivatives, Central Counterparties and Trade Repositories) Regulations 2013 (S.I. 2013/504), regs. 1(2), 32(5)(b) (with regs. 52-58)

[^key-4c7ac3db0705c958136366b9cdbd7209]: Reg. 20(4)(5) inserted (1.4.2013) by The Financial Services and Markets Act 2000 (Over the Counter Derivatives, Central Counterparties and Trade Repositories) Regulations 2013 (S.I. 2013/504), regs. 1(2), 32(6)(c) (with regs. 52-58)

[^key-4bf92fcdc6ffb6626a2c67c9c314f9e6]: Words in reg. 20(1) substituted (1.4.2013) by The Financial Services and Markets Act 2000 (Over the Counter Derivatives, Central Counterparties and Trade Repositories) Regulations 2013 (S.I. 2013/504), regs. 1(2), 32(6)(a) (with regs. 52-58)

[^key-0d0150c0bf414326154d42e0f57411ca]: Words in reg. 20(2) substituted (1.4.2013) by The Financial Services and Markets Act 2000 (Over the Counter Derivatives, Central Counterparties and Trade Repositories) Regulations 2013 (S.I. 2013/504), regs. 1(2), 32(6)(b) (with regs. 52-58)

[^key-40467f3d79e2b09a014f9df030641d75]: Word in Sch. para. 4 substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), reg. 1(1), Sch. 2 para. 27(e)(i)

[^key-5cb0b2c227e197bac0fa2364a831ce09]: Sch. para. 4(ba) inserted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), reg. 1(1), Sch. 2 para. 27(e)(ii)

[^key-30e6701ac36d6e1e15a5ac92eda1f123]: Reg. 2(2A)(2B) inserted (10.1.2015) by The Bank Recovery and Resolution (No. 2) Order 2014 (S.I. 2014/3348), art. 1(2), Sch. 3 para. 7

[^key-de1d45afebd42e78603d2249b2b847c0]: Words in reg. 2(1) substituted (18.3.2015) by The Financial Markets and Insolvency (Settlement Finality) (Amendment) Regulations 2015 (S.I. 2015/347), regs. 1, 2(2)

[^key-6b94298c782dc90ffa357a99ec7b507f]: Reg. 2(2)(za) inserted (1.3.2017) by The Bank of England and Financial Services (Consequential Amendments) Regulations 2017 (S.I. 2017/80), reg. 1, Sch. para. 23

[^key-e7a00df2a613358e2ea953227677dfb3]: Reg. 6(1) substituted (28.11.2017) by The Central Securities Depositories Regulations 2017 (S.I. 2017/1064), reg. 1, Sch. para. 22(2)(a) (with regs. 7(4), 9(1))

[^key-18091962d479b4f35d8336e328fd32a5]: Reg. 6(3)(4) substituted for reg. 6(3) (28.11.2017) by The Central Securities Depositories Regulations 2017 (S.I. 2017/1064), reg. 1, Sch. para. 22(2)(b) (with regs. 7(4), 9(1))

[^key-913e5e0cb2c945e34a2d78f5a705b84c]: Words in reg. 7(2) substituted (28.11.2017) by The Central Securities Depositories Regulations 2017 (S.I. 2017/1064), reg. 1, Sch. para. 22(3)(a) (with regs. 7(4), 9(1))

[^key-0d8bcef029168bfcb5e9c7ccca882830]: Reg. 7(2)(ba) inserted (28.11.2017) by The Central Securities Depositories Regulations 2017 (S.I. 2017/1064), reg. 1, Sch. para. 22(3)(b) (with regs. 7(4), 9(1))

[^key-1e517c7708f34fc0781121e07806a589]: Reg. 7(2)(d) substituted (28.11.2017) by The Central Securities Depositories Regulations 2017 (S.I. 2017/1064), reg. 1, Sch. para. 22(3)(c) (with regs. 7(4), 9(1))

[^key-df65ac3cbb83a35037e178aaad51b7ee]: Words in reg. 2(1) inserted (13.1.2018) by The Payment Systems and Services and Electronic Money (Miscellaneous Amendments) Regulations 2017 (S.I. 2017/1173), regs. 1(4), 2

[^key-2a6c1006e72d22cf89217fbc678bbf18]: Words in reg. 14(5)(a)(ii) substituted (23.4.2019) by The Financial Services and Markets (Insolvency) (Amendment of Miscellaneous Enactments) Regulations 2019 (S.I. 2019/755), regs. 1, 2(2)(a)

[^key-0aef21f2deef532a3f4462d04bdca7f3]: Words in reg. 14(5)(a)(ii) substituted (23.4.2019) by The Financial Services and Markets (Insolvency) (Amendment of Miscellaneous Enactments) Regulations 2019 (S.I. 2019/755), regs. 1, 2(2)(b)

[^key-50618ef91bbb3a0cd3b00f805675b031]: Words in reg. 15(2)(b) substituted (23.4.2019) by The Financial Services and Markets (Insolvency) (Amendment of Miscellaneous Enactments) Regulations 2019 (S.I. 2019/755), regs. 1, 2(3)

[^key-a2e52f35e1d6af103c7626e44431e513]: Reg. 5 excluded (22.2.2019) by The Financial Markets and Insolvency (Amendment and Transitional Provision) (EU Exit) Regulations 2019 (S.I. 2019/341), regs. 1(2), 16(3) (with reg. 21) (as amended (31.1.2020) by S.I. 2020/56, regs. 1, 13(c))

[^key-18c26c2a20d6fc5d27eece178eb430ee]: Reg. 10 excluded (22.2.2019) by The Financial Markets and Insolvency (Amendment and Transitional Provision) (EU Exit) Regulations 2019 (S.I. 2019/341), regs. 1(2), 16(3) (with reg. 21) (as amended (31.1.2020) by S.I. 2020/56, regs. 1, 13(c))

[^key-0605f8e583e646f31a0a62945f5529f3]: Reg. 19(4) omitted (26.6.2020) by virtue of Corporate Insolvency and Governance Act 2020 (c. 12), s. 49(1), Sch. 3 para. 35 (with ss. 2(2), 5(2))

[^key-5fe5c112ea60b075cae7c39a3d4e7637]: Word in reg. 14(5)(a)(i) inserted (18.7.2020) by The Co-operative and Community Benefit Societies and Credit Unions (Arrangements, Reconstructions and Administration) (Amendment) and Consequential Amendments Order 2020 (S.I. 2020/744), arts. 1, 14(2)(a)

[^key-fa4970bee13a9a155fa85bb39790cde9]: Words in reg. 14(5)(a)(i) substituted (18.7.2020) by The Co-operative and Community Benefit Societies and Credit Unions (Arrangements, Reconstructions and Administration) (Amendment) and Consequential Amendments Order 2020 (S.I. 2020/744), arts. 1, 14(2)(b)

[^key-f20acb177ba721243e7c5b6b5a758f00]: Word in reg. 14(5)(a)(i) inserted (18.7.2020) by The Co-operative and Community Benefit Societies and Credit Unions (Arrangements, Reconstructions and Administration) (Amendment) and Consequential Amendments Order 2020 (S.I. 2020/744), arts. 1, 14(2)(c)

[^key-023654223487bf5d0beef4a97b5189ce]: Words in reg. 14(5)(a)(i) substituted (18.7.2020) by The Co-operative and Community Benefit Societies and Credit Unions (Arrangements, Reconstructions and Administration) (Amendment) and Consequential Amendments Order 2020 (S.I. 2020/744), arts. 1, 14(2)(d)

[^key-a6770683a7b17dce2b8a781cba53eb8f]: Reg. 2(6) inserted (31.12.2020) by The Financial Markets and Insolvency (Amendment and Transitional Provision) (EU Exit) Regulations 2019 (S.I. 2019/341), regs. 1(3), 5(7) (with reg. 21) (as amended by S.I. 2020/1301, regs. 1, 3, Sch. para. 23(b) and with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)

[^key-c90dc1d97c6ec48c12f2e5029d927597]: Reg. 2(7) inserted (31.12.2020) by The Financial Markets and Insolvency (Amendment and Transitional Provision) (EU Exit) Regulations 2019 (S.I. 2019/341), regs. 1(3), 5(8) (with reg. 21) (as amended by S.I. 2020/1301, regs. 1, 3, Sch. para. 23(b) and with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)

[^key-ee31d6c2c71418dfdd6e13957df6f918]: Words in reg. 2(1) substituted (31.12.2020) by The Financial Markets and Insolvency (Amendment and Transitional Provision) (EU Exit) Regulations 2019 (S.I. 2019/341), regs. 1(3), 5(2)(a) (with reg. 21) (as amended by S.I. 2020/1301, regs. 1, 3, Sch. para. 23(b) and with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)

[^key-74e52817052d79ce205f3ad5238a26fd]: Words in reg. 2(1) substituted (31.12.2020) by The Financial Markets and Insolvency (Amendment and Transitional Provision) (EU Exit) Regulations 2019 (S.I. 2019/341), regs. 1(3), 5(2)(b) (with reg. 21) (as amended by S.I. 2020/1301, regs. 1, 3, Sch. para. 23(b) and with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)

[^key-38069d82a5b26ae8e53067bc06d59ebc]: Words in reg. 2(1) substituted (31.12.2020) by The Financial Markets and Insolvency (Amendment and Transitional Provision) (EU Exit) Regulations 2019 (S.I. 2019/341), regs. 1(3), 5(2)(c) (with reg. 21) (as amended by S.I. 2020/1301, regs. 1, 3, Sch. para. 23(b) and with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)

[^key-80043e4d16c940c1d9a9eb5f848d6053]: Word in reg. 2(1) omitted (31.12.2020) by virtue of The Financial Markets and Insolvency (Amendment and Transitional Provision) (EU Exit) Regulations 2019 (S.I. 2019/341), regs. 1(3), 5(2)(d) (with reg. 21) (as amended by S.I. 2020/1301, regs. 1, 3, Sch. para. 23(b) and with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)

[^key-b8798e94fdad9c7732553f295e84f894]: Words in reg. 2(1) substituted (31.12.2020) by The Financial Markets and Insolvency (Amendment and Transitional Provision) (EU Exit) Regulations 2019 (S.I. 2019/341), regs. 1(3), 5(2)(e)(i) (with reg. 21) (as amended by S.I. 2020/1301, regs. 1, 3, Sch. para. 23(b) and with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)

[^key-6435ba790ce326b166db4170da8b2044]: Words in reg. 2(1) omitted (31.12.2020) by virtue of The Financial Markets and Insolvency (Amendment and Transitional Provision) (EU Exit) Regulations 2019 (S.I. 2019/341), regs. 1(3), 5(2)(e)(ii) (with reg. 21) (as amended by S.I. 2020/1301, regs. 1, 3, Sch. para. 23(b) and with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)

[^key-e523935c6cda247152aa5a2c4c46cbcd]: Words in reg. 2(1) substituted (31.12.2020) by The Financial Markets and Insolvency (Amendment and Transitional Provision) (EU Exit) Regulations 2019 (S.I. 2019/341), regs. 1(3), 5(2)(e)(iii) (with reg. 21) (as amended by S.I. 2020/1301, regs. 1, 3, Sch. para. 23(b) and with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)

[^key-819016c3a843a4432dbb2805691c90db]: Words in reg. 2(1) substituted (31.12.2020) by The Financial Markets and Insolvency (Amendment and Transitional Provision) (EU Exit) Regulations 2019 (S.I. 2019/341), regs. 1(3), 5(2)(e)(iv) (with reg. 21) (as amended by S.I. 2020/1301, regs. 1, 3, Sch. para. 23(b) and with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)

[^key-0c864ecc3ae895d0e6e2c19f2116c485]: Words in reg. 2(1) substituted (31.12.2020) by The Financial Markets and Insolvency (Amendment and Transitional Provision) (EU Exit) Regulations 2019 (S.I. 2019/341), regs. 1(3), 5(2)(f) (with reg. 21) (as amended by S.I. 2020/1301, regs. 1, 3, Sch. para. 23(b) and with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)

[^key-36ff3c3eae75a794eeb9d4f319b6283e]: Words in reg. 2(1) inserted (31.12.2020) by The Financial Markets and Insolvency (Amendment and Transitional Provision) (EU Exit) Regulations 2019 (S.I. 2019/341), regs. 1(3), 5(2)(g) (with reg. 21) (as amended by S.I. 2020/1301, regs. 1, 3, Sch. para. 23(b) and with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)

[^key-de8a4fa6df50bf424e49e589bf36989d]: Reg. 2(5)(d) inserted (31.12.2020) by The Financial Markets and Insolvency (Amendment and Transitional Provision) (EU Exit) Regulations 2019 (S.I. 2019/341), regs. 1(3), 5(6) (with reg. 21) (as amended by S.I. 2020/1301, regs. 1, 3, Sch. para. 23(b) and with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)