The Open-Ended Investment Companies Regulations 2001

[^key-acd30cebabef2ae53ca5c736c42dd84f]: Words in Sch. 5 para. 1 substituted (6.4.2008) by The Companies Act 2006 (Consequential Amendments etc) Order 2008 (S.I. 2008/948), art. 2(2), Sch. 1 para. 28(2) (with arts. 6, 11, 12)

[^key-3a8d87eca553112ec865071486a4228f]: Sch. 5 para. 2(3)-(5) substituted for Sch. 5 para. 2(3) (6.4.2008) by The Companies Act 2006 (Consequential Amendments etc) Order 2008 (S.I. 2008/948), art. 2(2), Sch. 1 para. 28(3) (with arts. 6, 11, 12)

[^key-08a8a3da83397d63409035e2a0cfe594]: Words in Sch. 5 para. 11(1) substituted (6.4.2008) by The Companies Act 2006 (Consequential Amendments etc) Order 2008 (S.I. 2008/948), art. 2(2), Sch. 1 para. 222(a) (with arts. 6, 11, 12)

[^key-679802765bef9487d4404e48cb75cc94]: Words in Sch. 5 para. 11(2) substituted (6.4.2008) by The Companies Act 2006 (Consequential Amendments etc) Order 2008 (S.I. 2008/948), art. 2(2), Sch. 1 para. 222(b)(i) (with arts. 6, 11, 12)

[^key-6e08b0915e1923f26d85cd20d78b8c9b]: Words in Sch. 5 para. 11(2) substituted (6.4.2008) by The Companies Act 2006 (Consequential Amendments etc) Order 2008 (S.I. 2008/948), art. 2(2), Sch. 1 para. 222(b)(ii) (with arts. 6, 11, 12)

[^key-196a9de3d9fc94d98b41ab831b4502ef]: Words in Sch. 6 para. 2 substituted (6.4.2008) by The Companies Act 2006 (Consequential Amendments etc) Order 2008 (S.I. 2008/948), art. 2(2), Sch. 1 para. 223(2)(a) (with arts. 6, 11, 12)

[^key-99a5257cb3a4952ac20c65053a894d0c]: Words in Sch. 6 para. 2 substituted (6.4.2008) by The Companies Act 2006 (Consequential Amendments etc) Order 2008 (S.I. 2008/948), art. 2(2), Sch. 1 para. 223(2)(b) (with arts. 6, 11, 12)

[^key-01d60b5cb428c69c0c728e3002defaf6]: Words in Sch. 6 para. 3 substituted (6.4.2008) by The Companies Act 2006 (Consequential Amendments etc) Order 2008 (S.I. 2008/948), art. 2(2), Sch. 1 para. 223(3)(a)(i) (with arts. 6, 11, 12)

[^key-f4d70d7834fddc6c12f82294aead0886]: Words in Sch. 6 para. 3 substituted (6.4.2008) by The Companies Act 2006 (Consequential Amendments etc) Order 2008 (S.I. 2008/948), art. 2(2), Sch. 1 para. 223(3)(a)(ii) (with arts. 6, 11, 12)

[^key-8098cb964c21510b12064278e5a41c4b]: Words in Sch. 6 para. 6(1) substituted (6.4.2008) by The Companies Act 2006 (Consequential Amendments etc) Order 2008 (S.I. 2008/948), art. 2(2), Sch. 1 para. 223(5)(a) (with arts. 6, 11, 12)

[^key-61898e05c141cc457005fcd698f6ef3f]: Words in Sch. 6 para. 6(2) substituted (6.4.2008) by The Companies Act 2006 (Consequential Amendments etc) Order 2008 (S.I. 2008/948), art. 2(2), Sch. 1 para. 223(5)(b) (with arts. 6, 11, 12)

[^key-67bba320873498a0b96c5b84ba8fe616]: Sch. 6 para. 6(3)(h) omitted (6.4.2008) by virtue of The Companies Act 2006 (Consequential Amendments etc) Order 2008 (S.I. 2008/948), art. 2(2), Sch. 1 para. 223(5)(c)(i) (with arts. 6, 11, 12)

[^key-1650f2eb61f773ffab81369d38dad936]: Words in Sch. 6 para. 6(3)(i) substituted (6.4.2008) by The Companies Act 2006 (Consequential Amendments etc) Order 2008 (S.I. 2008/948), art. 2(2), Sch. 1 para. 223(5)(c)(ii) (with arts. 6, 11, 12)

[^key-64872072c145e97b279b86bfb8777363]: Sch. 4 paras. 4A-4C inserted (6.3.2009) by The Open-Ended Investment Companies (Amendment) Regulations 2009 (S.I. 2009/553), regs. 1, 2(4)(a)

[^key-cc842a6f95fc78233e807b8aca56a8fc]: Words in reg. 2(1) inserted (6.3.2009) by The Open-Ended Investment Companies (Amendment) Regulations 2009 (S.I. 2009/553), regs. 1, 2(3)(a)

[^key-1ebc87bec172ada75847458c6bab57ea]: Words in reg. 2(1) inserted (6.3.2009) by The Open-Ended Investment Companies (Amendment) Regulations 2009 (S.I. 2009/553), regs. 1, 2(3)(b)

[^key-7911ec0db13c60cfe7339e019aae46c3]: Words in Sch. 4 para. 5(3) inserted (6.3.2009) by The Open-Ended Investment Companies (Amendment) Regulations 2009 (S.I. 2009/553), regs. 1, 2(4)(b)

[^key-fcf1abec4d542a94d8c4551e77e87169]: Sch. 4 para. 5(3A) inserted (6.3.2009) by The Open-Ended Investment Companies (Amendment) Regulations 2009 (S.I. 2009/553), regs. 1, 2(4)(c)

[^key-062bf8189ad51efb830cfce1bc6d6370]: Sch. 4 para. 6 renumbered as Sch. 4 para. 6(1) (6.3.2009) by The Open-Ended Investment Companies (Amendment) Regulations 2009 (S.I. 2009/553), regs. 1, 2(4)(d)(i)

[^key-9d2645840a1c68b385d840c98470b085]: Words in Sch. 4 para. 6(1) inserted (6.3.2009) by The Open-Ended Investment Companies (Amendment) Regulations 2009 (S.I. 2009/553), regs. 1, 2(4)(d)(ii)

[^key-9e7fa8b982ef7e8de7e5e75cae530b34]: Sch. 4 para. 6(2) inserted (6.3.2009) by The Open-Ended Investment Companies (Amendment) Regulations 2009 (S.I. 2009/553), regs. 1, 2(4)(d)(iii)

[^key-6f47606695851f33a0f06a3d33fd6836]: Sch. 7 paras. 3-9 revoked (1.10.2009) by The Companies Act 2006 (Consequential Amendments, Transitional Provisions and Savings) Order 2009 (S.I. 2009/1941), art. 1(2), Sch. 2

[^key-8ca484f7688b3c319177d7e96c11010f]: Words in reg. 2(1) omitted (6.4.2010) by virtue of The Transfer of Tribunal Functions Order 2010 (S.I. 2010/22), art. 1(2)(f), Sch. 3 para. 17

[^key-fa18d42996b8cd9c4cc6becc71a1b5fe]: Reg. 11 omitted (6.4.2010) by virtue of The Transfer of Tribunal Functions Order 2010 (S.I. 2010/22), art. 1(2)(f), Sch. 3 para. 18

[^key-a17d708c0e24c37d42d797d77e0dc366]: Words in reg. 16(2)(b) substituted (6.4.2010) by The Transfer of Tribunal Functions Order 2010 (S.I. 2010/22), art. 1(2)(f), Sch. 3 para. 19

[^key-964cf4e560e7c6f611a8a5b6ff230a36]: Words in reg. 22(4)(b) substituted (6.4.2010) by The Transfer of Tribunal Functions Order 2010 (S.I. 2010/22), art. 1(2)(f), Sch. 3 para. 20

[^key-a71b92635f9fda5a42202efc4135c40f]: Words in reg. 24(2) substituted (6.4.2010) by The Transfer of Tribunal Functions Order 2010 (S.I. 2010/22), art. 1(2)(f), Sch. 3 para. 21

[^key-96ca1722750460c2de24cafc06d93791]: Words in reg. 27(4)(d)(e) substituted (6.4.2010) by The Transfer of Tribunal Functions Order 2010 (S.I. 2010/22), art. 1(2)(f), Sch. 3 para. 22

[^key-f189d52257347571b20d69d19d8b1bc6]: Words in reg. 27(10) substituted (6.4.2010) by The Transfer of Tribunal Functions Order 2010 (S.I. 2010/22), art. 1(2)(f), Sch. 3 para. 22

[^key-a387236178e52d1bd109501ff0630cd4]: Words in reg. 27(12) substituted (6.4.2010) by The Transfer of Tribunal Functions Order 2010 (S.I. 2010/22), art. 1(2)(f), Sch. 3 para. 22

[^key-28641b8c53e3cd206a08a5a4add91841]: Words in reg. 28(2)(b) substituted (6.4.2010) by The Transfer of Tribunal Functions Order 2010 (S.I. 2010/22), art. 1(2)(f), Sch. 3 para. 23

[^key-9bb4e86e17d9a2a872b8bd25848c8fc9]: Words in reg. 56 heading inserted (12.5.2011) by The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011 (S.I. 2011/1265), art. 1(2), Sch. 2 para. 17 (with Sch. 3)

[^M_F_e004f5b5-184a-4ea0-96ee-7d6d7c54c492]: Words in reg. 56 inserted (12.5.2011) by The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011 (S.I. 2011/1265), art. 1(2), Sch. 2 para. 17 (with Sch. 3)

[^key-f0078bf6f34aebd1dd7f3f4a878d51f1]: Words in reg. 57 heading inserted (12.5.2011) by The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011 (S.I. 2011/1265), art. 1(2), Sch. 2 para. 18 (with Sch. 3)

[^M_F_3b73cc91-3647-46c5-eff9-7e510ac1964b]: Words in reg. 57(1) inserted (12.5.2011) by The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011 (S.I. 2011/1265), art. 1(2), Sch. 2 para. 18 (with Sch. 3)

[^key-dc4015f470e4cfa855a897946a512e16]: Reg. 58 heading substituted (12.5.2011) by The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011 (S.I. 2011/1265), art. 1(2), Sch. 2 para. 19(1) (with Sch. 3)

[^key-3bd18bbbca276ac0c22c2cdaf0467dd8]: Sch. 3 para. 9 substituted (12.5.2011) by The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011 (S.I. 2011/1265), art. 1(2), Sch. 2 para. 31(b) (with Sch. 3)

[^key-30f3ea283663dd5a039cf3f207339d3d]: Reg. 1(3) substituted (12.5.2011) by The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011 (S.I. 2011/1265), art. 1(2), Sch. 2 para. 2 (with Sch. 3)

[^key-8055dae9ce9879d3e79510f201678c0d]: Words in reg. 2(1) omitted (12.5.2011) by virtue of The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011 (S.I. 2011/1265), art. 1(2), Sch. 2 para. 3(a) (with Sch. 3)

[^key-8dff282fd52c836f6f30e0a5701f34c2]: Words in reg. 2(1) inserted (12.5.2011) by The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011 (S.I. 2011/1265), art. 1(2), Sch. 2 para. 3(a) (with Sch. 3)

[^key-79b40130eea4b91df669bc2eec19e51d]: Words in reg. 2(1) inserted (12.5.2011) by The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011 (S.I. 2011/1265), art. 1(2), Sch. 2 para. 3(b) (with Sch. 3)

[^key-d495d9749f97d19f59d785803ea7d330]: Words in reg. 2(1) inserted (12.5.2011) by The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011 (S.I. 2011/1265), art. 1(2), Sch. 2 para. 3(c) (with Sch. 3)

[^key-7e4351dd2b9e287ff1ab1fd71a014187]: Words in reg. 2(1) substituted (12.5.2011) by The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011 (S.I. 2011/1265), art. 1(2), Sch. 2 para. 3(d) (with Sch. 3)

[^key-ad84cd30c027b48f349efea4f87e98b2]: Words in reg. 13(1)(b) substituted (12.5.2011) by The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011 (S.I. 2011/1265), art. 1(2), Sch. 2 para. 4(a) (with Sch. 3)

[^key-6a7490dc7ce148fddd34984d826d3152]: Words in reg. 13(4)(c) substituted (12.5.2011) by The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011 (S.I. 2011/1265), art. 1(2), Sch. 2 para. 4(b) (with Sch. 3)

[^key-0d54a3ec7f87985cad94f8490ed99340]: Words in reg. 13(5) substituted (12.5.2011) by The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011 (S.I. 2011/1265), art. 1(2), Sch. 2 para. 4(c) (with Sch. 3)

[^key-2a2d35203855ccd9db253379ecac0ea7]: Words in reg. 15(3) substituted (12.5.2011) by The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011 (S.I. 2011/1265), art. 1(2), Sch. 2 para. 5 (with Sch. 3)

[^key-b00a807b4d50fe77a236297932db965b]: Reg. 20(2) omitted (12.5.2011) by virtue of The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011 (S.I. 2011/1265), art. 1(2), Sch. 2 para. 6 (with Sch. 3)

[^key-e8c5ddfb0bd1c32643473e78caf1046c]: Words in reg. 31(1) inserted (12.5.2011) by The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011 (S.I. 2011/1265), art. 1(2), Sch. 2 para. 7(a)(i) (with Sch. 3)

[^key-d9148c0d763b7ab6e89df356de65c33b]: Words in reg. 31(1) inserted (12.5.2011) by The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011 (S.I. 2011/1265), art. 1(2), Sch. 2 para. 7(a)(ii) (with Sch. 3)

[^key-00ad7189531f2d9a7f1f4753c5442c0b]: Words in reg. 31(2) substituted (12.5.2011) by The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011 (S.I. 2011/1265), art. 1(2), Sch. 2 para. 7(b)(i) (with Sch. 3)

[^key-f5762bb38781e3a85d12c09a938c816f]: Words in reg. 31(2) substituted (12.5.2011) by The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011 (S.I. 2011/1265), art. 1(2), Sch. 2 para. 7(b)(ii) (with Sch. 3)

[^key-6b1327d413bcb4913cedb4ac94a8278b]: Words in reg. 31(2) inserted (12.5.2011) by The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011 (S.I. 2011/1265), art. 1(2), Sch. 2 para. 7(b)(iii) (with Sch. 3)

[^key-10d602567ecb22539a78384897c8720a]: Words in reg. 31(2) inserted (12.5.2011) by The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011 (S.I. 2011/1265), art. 1(2), Sch. 2 para. 7(b)(iv) (with Sch. 3)

[^key-d84538dd629951f60bb5280946bba8ab]: Words in reg. 31(4) inserted (12.5.2011) by The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011 (S.I. 2011/1265), art. 1(2), Sch. 2 para. 7(c)(i) (with Sch. 3)

[^key-d1250ab03720cc3441112058c40a2f8a]: Words in reg. 31(4)(a) substituted (12.5.2011) by The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011 (S.I. 2011/1265), art. 1(2), Sch. 2 para. 7(c)(ii) (with Sch. 3)

[^key-bf461a5ae8e16efd466624bd70171e13]: Words in reg. 32(1) inserted (12.5.2011) by The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011 (S.I. 2011/1265), art. 1(2), Sch. 2 para. 8(a)(i) (with Sch. 3)

[^key-bf9c4e1509d09ea6f434027976bdaf31]: Words in reg. 32(1) inserted (12.5.2011) by The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011 (S.I. 2011/1265), art. 1(2), Sch. 2 para. 8(a)(ii) (with Sch. 3)

[^key-f48fa7873a97c7463337880a3e70780a]: Words in reg. 32(2) inserted (12.5.2011) by The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011 (S.I. 2011/1265), art. 1(2), Sch. 2 para. 8(b) (with Sch. 3)

[^key-872ecc1c73e16b41fdb5295ac23e01b1]: Words in reg. 33(4) substituted (12.5.2011) by The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011 (S.I. 2011/1265), art. 1(2), Sch. 2 para. 9 (with Sch. 3)

[^key-43934553fac44728c5ec2de1cdaa4e98]: Words in reg. 34A(2)(a) substituted (12.5.2011) by The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011 (S.I. 2011/1265), art. 1(2), Sch. 2 para. 10(a) (with Sch. 3)

[^key-0a8c09d362654d27d7837066d193a237]: Reg. 34A(2A) inserted (12.5.2011) by The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011 (S.I. 2011/1265), art. 1(2), Sch. 2 para. 10(b) (with Sch. 3)

[^key-89f8e7625ba70e73ef96211f8a9a85b9]: Reg. 36(3)(b) substituted for reg. 36(3)(b)(c) (12.5.2011) by The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011 (S.I. 2011/1265), art. 1(2), Sch. 2 para. 11 (with Sch. 3)

[^key-8f9d6a2d5beba911e38ff98248f3c4f7]: Reg. 41 omitted (12.5.2011) by virtue of The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011 (S.I. 2011/1265), art. 1(2), Sch. 2 para. 12 (with Sch. 3)

[^key-e13b21cef636e6daec1a6b57a76f5d1a]: Words in reg. 46(8) inserted (12.5.2011) by The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011 (S.I. 2011/1265), art. 1(2), Sch. 2 para. 13 (with Sch. 3)

[^key-427c2f3928cee6addf486a66d4d4a5cb]: Reg. 50 omitted (12.5.2011) by virtue of The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011 (S.I. 2011/1265), art. 1(2), Sch. 2 para. 14 (with Sch. 3)

[^key-673b232b99914fb3d38ccc4ba463f6cf]: Words in reg. 54(1) substituted (12.5.2011) by The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011 (S.I. 2011/1265), art. 1(2), Sch. 2 para. 15(a) (with Sch. 3)

[^key-f3aa813af680fee7d3300a07efcbd85a]: Reg. 54(2) omitted (12.5.2011) by virtue of The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011 (S.I. 2011/1265), art. 1(2), Sch. 2 para. 15(b) (with Sch. 3)

[^key-54e4af6841aee94ee294ba9adf9a08a5]: Words in reg. 55(1) substituted (12.5.2011) by The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011 (S.I. 2011/1265), art. 1(2), Sch. 2 para. 16 (with Sch. 3)

[^key-a306ce0138853b8dc9634b04db1d898b]: Words in reg. 58(1) inserted (12.5.2011) by The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011 (S.I. 2011/1265), art. 1(2), Sch. 2 para. 19(2)(a)(i) (with Sch. 3)

[^key-a350031c791649604ad6de3fe093d917]: Words in reg. 58(1) substituted (12.5.2011) by The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011 (S.I. 2011/1265), art. 1(2), Sch. 2 para. 19(2)(a)(ii) (with Sch. 3)

[^key-5a1e34820d64b14c35252993f923996e]: Words in reg. 58(1) omitted (12.5.2011) by virtue of The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011 (S.I. 2011/1265), art. 1(2), Sch. 2 para. 19(2)(a)(iii) (with Sch. 3)

[^key-b9811bda09a32aa365c2121d94e55e19]: Words in reg. 58(2) substituted (12.5.2011) by The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011 (S.I. 2011/1265), art. 1(2), Sch. 2 para. 19(2)(b) (with Sch. 3)

[^key-ef7d6f99f6ead0f68154a443a0230784]: Reg. 59 omitted (12.5.2011) by virtue of The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011 (S.I. 2011/1265), art. 1(2), Sch. 2 para. 20 (with Sch. 3)

[^key-99545b203db648a9b3311e2302dd15b4]: Reg. 60(3) omitted (12.5.2011) by virtue of The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011 (S.I. 2011/1265), art. 1(2), Sch. 2 para. 21 (with Sch. 3)

[^key-fc3904b0411f4443c8205ac2549faf0c]: Words in reg. 61(2)(a) inserted (12.5.2011) by The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011 (S.I. 2011/1265), art. 1(2), Sch. 2 para. 22 (with Sch. 3)

[^key-b6262ef9848168278cc9708e938dad2b]: Word in reg. 64(1)(a) substituted (12.5.2011) by The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011 (S.I. 2011/1265), art. 1(2), Sch. 2 para. 23(a) (with Sch. 3)

[^key-57e0da75d51859044119730b01a454f5]: Reg. 64(1)(b) substituted (12.5.2011) by The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011 (S.I. 2011/1265), art. 1(2), Sch. 2 para. 23(b) (with Sch. 3)

[^key-12e2465f6a0a9486b04872fd2804e2a4]: Reg. 65(4) inserted (12.5.2011) by The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011 (S.I. 2011/1265), art. 1(2), Sch. 2 para. 24(b) (with Sch. 3)

[^key-fe227c12173d9b8e5c36a9d5894d7d1d]: Words in reg. 65(3)(b) inserted (12.5.2011) by The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011 (S.I. 2011/1265), art. 1(2), Sch. 2 para. 24(a) (with Sch. 3)

[^key-15de7545a9f653192213f406081c7f3c]: Reg. 66(3) omitted (12.5.2011) by virtue of The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011 (S.I. 2011/1265), art. 1(2), Sch. 2 para. 25 (with Sch. 3)

[^key-8ab18108913e0f71d0000bf2442d6430]: Words in reg. 74(1) omitted (12.5.2011) by virtue of The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011 (S.I. 2011/1265), art. 1(2), Sch. 2 para. 26(a) (with Sch. 3)

[^key-350e122497f89af745fc39826f88633d]: Reg. 74(2)(2A) substituted for reg. 74(2) (12.5.2011) by The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011 (S.I. 2011/1265), art. 1(2), Sch. 2 para. 26(b) (with Sch. 3)

[^key-d933fbbba126f4e147a4367b215436c4]: Reg. 74(5) inserted (12.5.2011) by The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011 (S.I. 2011/1265), art. 1(2), Sch. 2 para. 26(c) (with Sch. 3)

[^key-c061e093d77edfa94ad1a3ab00569666]: Reg. 75(1)-(1F) substituted for reg. 75(1) (12.5.2011) by The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011 (S.I. 2011/1265), art. 1(2), Sch. 2 para. 27(a) (with Sch. 3)

[^key-3626b08d07ca274cd2bae5344c6df2f8]: Words in reg. 75(2) substituted (12.5.2011) by The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011 (S.I. 2011/1265), art. 1(2), Sch. 2 para. 27(b) (with Sch. 3)

[^key-d828e89e6d56cd21071f08408898934c]: Words in reg. 75(3) substituted (12.5.2011) by The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011 (S.I. 2011/1265), art. 1(2), Sch. 2 para. 27(c) (with Sch. 3)

[^key-967e0cc0f0f5d41f5fd9bfd4aef81ac8]: Words in reg. 76 heading substituted (12.5.2011) by The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011 (S.I. 2011/1265), art. 1(2), Sch. 2 para. 28(1) (with Sch. 3)

[^key-3ceba8ca6aec18c9631320b9a3643523]: Words in reg. 76 substituted (12.5.2011) by The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011 (S.I. 2011/1265), art. 1(2), Sch. 2 para. 28(2) (with Sch. 3)

[^key-92a30443d2fc4d1761eeb890e6e1328b]: Reg. 79 omitted (12.5.2011) by virtue of The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011 (S.I. 2011/1265), art. 1(2), Sch. 2 para. 29 (with Sch. 3)

[^key-6d2a32c6c4437d1a1ba6bfd77ed45f90]: Words in Sch. 2 para. 2(a) substituted (12.5.2011) by The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011 (S.I. 2011/1265), art. 1(2), Sch. 2 para. 30 (with Sch. 3)

[^key-a2433d15faca40c53d47b08eb611ac7d]: Words in Sch. 3 para. 3(1) inserted (12.5.2011) by The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011 (S.I. 2011/1265), art. 1(2), Sch. 2 para. 31(a) (with Sch. 3)

[^key-9f9d32ab880bc6c3c50599d326314ccd]: Sch. 3 para. 12 omitted (12.5.2011) by virtue of The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011 (S.I. 2011/1265), art. 1(2), Sch. 2 para. 31(c) (with Sch. 3)

[^key-c11a10aab304a9d0f46363e820a7c20b]: Words in Sch. 4 para. 5(3)(a) inserted (12.5.2011) by The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011 (S.I. 2011/1265), art. 1(2), Sch. 2 para. 32 (with Sch. 3)

[^key-d37aab33417d636303bfe90efd24e70f]: Words in Sch. 6 para. 6(3)(e) omitted (12.5.2011) by virtue of The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011 (S.I. 2011/1265), art. 1(2), Sch. 2 para. 33(a) (with Sch. 3)

[^key-9b6991341d597d9b26a559682db0bedb]: Words in Sch. 6 para. 6(3)(f) substituted (12.5.2011) by The Companies Act 2006 (Consequential Amendments and Transitional Provisions) Order 2011 (S.I. 2011/1265), art. 1(2), Sch. 2 para. 33(b) (with Sch. 3)

[^key-dc9cbb403e81992ff084af9ada6ab795]: Reg. 22A inserted (1.7.2011) by The Undertakings for Collective Investment in Transferable Securities Regulations 2011 (S.I. 2011/1613), regs. 1, 3(4)

[^key-09aaba9bff0a413fc9d2e5fb4e70781c]: Regs. 29A, 29B and cross-heading inserted (1.7.2011) by The Undertakings for Collective Investment in Transferable Securities Regulations 2011 (S.I. 2011/1613), regs. 1, 3(5)

[^key-8fe4d2911b02d39e0acbf2c7c82fa581]: Regs. 33A, 33B inserted (1.7.2011) by The Undertakings for Collective Investment in Transferable Securities Regulations 2011 (S.I. 2011/1613), regs. 1, 3(6)

[^key-c23ab5db888e6fe08a7c89d41ec25411]: Reg. 83A inserted (1.7.2011) by The Undertakings for Collective Investment in Transferable Securities Regulations 2011 (S.I. 2011/1613), regs. 1, 3(8)

[^key-addcca83b0a47623b96e03050217e938]: Words in reg. 14(4) inserted (1.7.2011) by The Undertakings for Collective Investment in Transferable Securities Regulations 2011 (S.I. 2011/1613), regs. 1, 3(2)(a)

[^key-f75a3b90c84382ad91eebdd9969d871f]: Reg. 14(4A) inserted (1.7.2011) by The Undertakings for Collective Investment in Transferable Securities Regulations 2011 (S.I. 2011/1613), regs. 1, 3(2)(b)

[^key-eff9acf01bb3ef2282353a24d3394ba8]: Words in reg. 21(1)(a) inserted (1.7.2011) by The Undertakings for Collective Investment in Transferable Securities Regulations 2011 (S.I. 2011/1613), regs. 1, 3(3)(a)

[^key-bf5e69cf115904975ca9b56b4680b21b]: Words in reg. 21(1)(c) inserted (1.7.2011) by The Undertakings for Collective Investment in Transferable Securities Regulations 2011 (S.I. 2011/1613), regs. 1, 3(3)(b)

[^key-ab0aa3f0b0e57a8ae78ac6ffff035700]: Words in reg. 70 inserted (1.7.2011) by The Undertakings for Collective Investment in Transferable Securities Regulations 2011 (S.I. 2011/1613), regs. 1, 3(7)

[^key-35ac9b14997785e59504520abc1862ed]: Sch. 5 para. 4(5)(5A) substituted for Sch. 5 para. 4(5) (1.7.2011) by The Undertakings for Collective Investment in Transferable Securities Regulations 2011 (S.I. 2011/1613), regs. 1, 3(9)

[^key-531ff0f2e13eccfaa930ba9567ceeddf]: Words in Sch. 6 para. 1 inserted (1.7.2011) by The Undertakings for Collective Investment in Transferable Securities Regulations 2011 (S.I. 2011/1613), regs. 1, 3(10)

[^key-db4d75bc47e2dcda7c7ebda09a25b553]: Ss. 11A, 11B and cross-heading inserted (21.12.2011) by The Open-Ended Investment Companies (Amendment) Regulations 2011 (S.I. 2011/3049), regs. 1, 3(3) (with regs. 4-10)

[^key-1cdcdbbcd6711465b772135338b08796]: Reg. 33C inserted (21.12.2011) by The Open-Ended Investment Companies (Amendment) Regulations 2011 (S.I. 2011/3049), regs. 1, 3(5) (with regs. 4-10)

[^key-9c3b2faa569c086aa2d63b9411056397]: Words in reg. 2(1) inserted (21.12.2011) by The Open-Ended Investment Companies (Amendment) Regulations 2011 (S.I. 2011/3049), regs. 1, 3(2) (with regs. 4-10)

[^key-05d6fec3ef0a09715a657f5be8d77310]: Words in reg. 21(1)(d) inserted (21.12.2011) by The Open-Ended Investment Companies (Amendment) Regulations 2011 (S.I. 2011/3049), regs. 1, 3(4) (with regs. 4-10)

[^key-bdd787d8d2df9b5c148e3b6b2a32701e]: Sch. 2 para. 2(ba) inserted (21.12.2011) by The Open-Ended Investment Companies (Amendment) Regulations 2011 (S.I. 2011/3049), regs. 1, 3(6) (with regs. 4-10)

[^key-22e07a67ed7afbb1a72aaed221fbf07f]: Words in Regulations substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 41(2)

[^key-b329be9f44e9bcb2155c0d011e7f31ae]: Words in reg. 2 inserted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 41(3)

[^key-0a0a66e1e4d15a89d104fdf4d2b9d770]: Words in reg. 7(3) substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 41(4)(a)(i)

[^key-343909d1c83ae89c8cd8a48f1915a1b2]: Words in reg. 7(3) substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 41(4)(a)(ii)

[^key-69b36f64409f54ebb069d314c5663973]: Words in reg. 7(3) substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 41(4)(a)(iii)

[^key-e45811b1195711bbd3cedb94d05bcc3c]: Words in reg. 7(4) substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 41(4)(b)(i)

[^key-b53de621f3554e850021cc995c610787]: Words in reg. 7(4) substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 41(4)(b)(ii)

[^key-b137fd3902fa304347875394a217d5e1]: Words in reg. 7(4) substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 41(4)(b)(iii)

[^key-e3192145d32b0f57bd66eed3227bc39f]: Words in reg. 7(4) substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 41(4)(b)(iv)

[^key-387b732396dcaa24d45fb79f4a93996b]: Words in reg. 7(4) substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 41(4)(b)(v)

[^key-2e5acd688d2ca1ec8ada852e01f7470d]: Words in reg. 7(4) substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 41(4)(b)(vi)

[^key-5832ecda0763739cf141816a16cd3d89]: Words in reg. 10 substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 41(5)

[^key-a6006a6b8bb497b5b31aaff1c98d4a19]: Words in reg. 25(6) substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 41(6)

[^key-d43e29341828b88c878c77f36e258044]: Words in reg. 27(15) substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 41(7)

[^key-f3af9bfccf07b0bbe0e6134cba20176f]: Words in reg. 42(6) substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 41(8)

[^key-c2805c6be37af2d16f2356f39d809597]: Words in reg. 80 substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), Sch. 2 para. 41(9)

[^key-8b1fef29d7fc413658b4f878951b41ec]: Reg. 15(6) substituted (22.7.2013) by The Alternative Investment Fund Managers Regulations 2013 (S.I. 2013/1773), reg. 1, Sch. 2 para. 10(2)(a)

[^key-2c816844d0f3543591842eae1fd2fb9f]: Words in reg. 15(8)(e) inserted (22.7.2013) by The Alternative Investment Fund Managers Regulations 2013 (S.I. 2013/1773), reg. 1, Sch. 2 para. 10(2)(b)

[^key-7d26957bc6b304f830ad7d897c9cee4f]: Words in reg. 62(3) substituted (22.7.2013) by The Alternative Investment Fund Managers Regulations 2013 (S.I. 2013/1773), reg. 1, Sch. 2 para. 10(3)

[^key-8b54f3d14aefeb0b7488ed2843bf7664]: Reg. 13(4)(b)(iii) substituted (E.W.) (13.3.2014) by The Marriage (Same Sex Couples) Act 2013 (Consequential Provisions) Order 2014 (S.I. 2014/107), art. 1(2), Sch. 1 para. 31 (which amendment was extended to N.I. (13.1.2020) by S.I. 2019/1514, regs. 1(2), 149(a)(iii) (with regs. 6-9); and reg. 13(4)(b)(iii) substituted (S.) (16.12.2014) by The Marriage and Civil Partnership (Scotland) Act 2014 and Civil Partnership Act 2004 (Consequential Provisions and Modifications) Order 2014 (S.I. 2014/3229), art. 1(2), Sch. 6 para. 22

[^key-c1e44e85a10ed58f729393986386adf1]: Reg. 48 renumbered as reg. 48(1) (26.6.2017) by The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 (S.I. 2017/692), reg. 1(2), Sch. 7 para. 18(a) (with regs. 8, 15)

[^key-23aff8cf302f0417f5695ae122db7df2]: Words in reg. 48(1) inserted (26.6.2017) by The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 (S.I. 2017/692), reg. 1(2), Sch. 7 para. 18(b) (with regs. 8, 15)

[^key-3891811746e3352ff58dc8905309743f]: Reg. 48(2)(3) inserted (26.6.2017) by The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 (S.I. 2017/692), reg. 1(2), Sch. 7 para. 18(c) (with regs. 8, 15)

[^key-ec7ebab95d1d8a4877ed394744d50345]: Words in reg. 2(1) inserted (28.6.2018 for specified purposes, 21.7.2018 in so far as not already in force) by The Money Market Funds Regulations 2018 (S.I. 2018/698), regs. 1(2), 3(2)(a)

[^key-7e62e0b99bbe7d32e7d821251dd08f53]: Words in reg. 2(1) substituted (28.6.2018 for specified purposes, 21.7.2018 in so far as not already in force) by The Money Market Funds Regulations 2018 (S.I. 2018/698), regs. 1(2), 3(2)(b)

[^key-6277400d0ea39c1d3499130ef2775ff8]: Reg. 12(A1) inserted (28.6.2018 for specified purposes, 21.7.2018 in so far as not already in force) by The Money Market Funds Regulations 2018 (S.I. 2018/698), regs. 1(2), 3(3)(a)

[^key-d1f03d3039b92be36ee421d35b7d1079]: Words in reg. 12(1) omitted (28.6.2018 for specified purposes, 21.7.2018 in so far as not already in force) by virtue of The Money Market Funds Regulations 2018 (S.I. 2018/698), regs. 1(2), 3(3)(b)

[^key-69ba41948c24a4ac316dfa60b237e096]: Reg. 14(1A) inserted (28.6.2018 for specified purposes, 21.7.2018 in so far as not already in force) by The Money Market Funds Regulations 2018 (S.I. 2018/698), regs. 1(2), 3(4)

[^key-9ff3d240292a35f8a3693ac9ac63e6cc]: Words in reg. 15(1) inserted (28.6.2018 for specified purposes, 21.7.2018 in so far as not already in force) by The Money Market Funds Regulations 2018 (S.I. 2018/698), regs. 1(2), 3(5)

[^key-293942f7af84c50c5d529fc5f8ec2d74]: Reg. 25(1)(b)(iii) inserted (28.6.2018 for specified purposes, 21.7.2018 in so far as not already in force) by The Money Market Funds Regulations 2018 (S.I. 2018/698), regs. 1(2), 3(6)

[^key-394d8f93c68810be9dbb9368a624e9db]: Reg. 15(8)(a) excluded (31.12.2020) by Regulation (EU) No. 760/2015, Art. 29(1A) (as substituted by The Long-term Investment Funds (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/336), regs. 1(3), 34(2) (with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1))

[^key-c4849886946163e91c692e6ef55d70c7]: Reg. 2(4) inserted (31.12.2020) by The Collective Investment Schemes (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/325), regs. 1(2), 52(2) (with savings in S.I. 2019/680, reg. 11) (as amended by S.I. 2020/1301, regs. 1, 3, Sch. para. 18(d)); 2020 c. 1, Sch. 5 para. 1(1)

[^key-ce2b2e394bd215e8cc2bdc510d3d26c2]: Words in reg. 15(6) inserted (31.12.2020) by The Collective Investment Schemes (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/325), regs. 1(2), 52(3)(a) (with reg. 73) (as amended by S.I. 2020/1301, regs. 1, 3, Sch. para. 18(g) and with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)

[^key-0df58aca7d239d9f2a32b668c0c19373]: Word in reg. 15(6) inserted (31.12.2020) by The Collective Investment Schemes (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/325), regs. 1(2), 52(3)(b) (with reg. 73) (as amended by S.I. 2020/1301, regs. 1, 3, Sch. para. 18(g) and with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)

[^key-11cb79fddce46fceb128bb7a30ce6842]: Words in reg. 15(8)(a) omitted (31.12.2020) by virtue of The Collective Investment Schemes (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/325), regs. 1(2), 52(4) (with reg. 73) (as amended by S.I. 2020/1301, regs. 1, 3, Sch. para. 18(g) and with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)

[^key-08fd7ca763d05cb85252e468a4770f0a]: Words in reg. 17(1) substituted (31.12.2020) by The Collective Investment Schemes (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/325), regs. 1(2), 52(5) (with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)

[^key-0fc0a56d1ebe46a130d4b06e13940ae2]: Word in reg. 19(1)(a)(i) omitted (31.12.2020) by virtue of The Collective Investment Schemes (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/325), regs. 1(2), 52(6)(a) (with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)

[^key-7438055b119398d81718ec91001cd956]: Word in reg. 19(1)(a)(ii) inserted (31.12.2020) by The Collective Investment Schemes (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/325), regs. 1(2), 52(6)(b) (with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)

[^key-561cda6ae842a6dc8505ebf04b7dc966]: Reg. 19(1)(a)(iii) inserted (31.12.2020) by The Collective Investment Schemes (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/325), regs. 1(2), 52(6)(c) (with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)

[^key-f94756295341e66300a918724109598c]: Reg. 22A(9)(a)(b) substituted (31.12.2020) by The Collective Investment Schemes (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/325), regs. 1(2), 52(7) (with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)

[^M_F_20745da2-6e84-4e18-9819-4e1283fb736b]: The definition of “UCITS-related direct EU legislation” is inserted into section 237(3) of the Financial Services and Markets Act 2000 by regulation 7(3)(d) of these Regulations.

[^key-1b6b2e3e3af9a41d111f91042ed2bb1b]: Reg. 29A omitted (31.12.2020) by virtue of The Collective Investment Schemes (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/325), regs. 1(2), 52(8) (with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)