The Collective Investment Schemes (Miscellaneous Amendments) Regulations 2003

Made: 11th August 2003

Laid before Parliament: 11th August 2003

Coming into force: 13th February 2004

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PART 1 — General

Citation, commencement and interpretation

1

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PART 2 — Passport Rights of Management Companies

General

2

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Passporting by EEA management companies

3

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Passporting by UK management companies

4

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PART 3 — Authorisation of Unit Trust Schemes and Management Companies

Power to restrict the activities of a management company

5

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Control over management companies

6

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Participation of EEA management companies in the compensation scheme

7

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Amendment of the Open-Ended Investment Companies Regulations

8

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Rules applying to management companies

9

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PART 4 — Miscellaneous

Open-ended investment companies incorporated in Northern Ireland

10

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Regulations made under section 264 of the Act

11

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Disclosure of information

12

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References to the UCITS Directive

13

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Signed

Jim Murphy — Joan Ryan — Two of the Lords Commissioners of Her Majesty’s Treasury — 2003-08-11

Explanatory note

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Footnotes

[^f00001]: S.I. 2002/2840.

[^f00002]: 1972 c. 68. By virtue of the amendment of section 1(2) made by section 1 of the European Economic Area Act 1993 (c. 51), regulations may be made under section 2(2) to implement obligations of the United Kingdom created by or arising under the Agreement on the European Economic Area signed at Oporto on 2nd May 1992 (Cm 2073) and the Protocol adjusting that Agreement signed at Brussels on 17th March 1993 (Cm 2183).

[^f00003]: See the definition of “prescribed”.

[^f00004]: 2000 c. 8.

[^f00005]: S.I. 2001/2511; amended by S.I. 2002/765 and S.I. 2003/1473.

[^f00006]: Amended by S.I. 2000/2952 and S.I. 2003/1473.

[^f00007]: Amended by S.I. 2000/2952, S.I. 2001/1376 and S.I. 2003/1473.

[^f00008]: OJ L375, 31.12.85, p. 3; amended by Council Directive 88/220/EEC, European Parliament and Council Directive 95/26/EC, European Parliament and Council Directive 2001/107/EC and European Parliament and Council Directive 2001/108/EC.

[^f00009]: Amended by S.I. 2003/1473.

[^f00010]: S.I. 2001/2509.

[^f00011]: Amended by S.I. 2000/2952, S.I. 2001/1376, S.I. 2003/1473 and these Regulations.

[^f00012]: S.I. 2001/1783; amended by S.I. 2003/1476.

[^f00013]: S.I. 2001/1228.

[^f00014]: Act of the Northern Ireland Assembly; 2002 c. 13.

[^f00015]: S.I. 2001/2383.

[^f00016]: S.I. 2001/2188; amended by S.I. 2001/3437, S.I. 2001/3624, S.I. 2001/3648 and S.I. 2002/1775.

[^f00017]: 1985 c. 6. Subsection (8) was inserted by S.I. 1993/1819 and amended by S.I. 2001/3649.

[^f00018]: OJ L41, 13.2.2002, p. 35.

[^f00019]: S.I. 1989/469; amended by S.I. 2001/923.

[^f00020]: S.I. 1998/1831; amended by S.I. 1999/3259 and by S.I. 2001/3649.

[^f00021]: S.I. 1998/1870.

[^f00022]: S.I. 1999/1876.

[^f00023]: S.I. 2001/117; amended by S.I. 2001/3629.

[^f00024]: S.I. 2001/1228; amended by S.I. 2001/3755.

Editorial notes