The Investment Recommendation (Media) Regulations 2005

Made: 23rd February 2005

Laid before Parliament: 24th February 2005

Coming into force: 1st July 2005

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PART 1 — CITATION, INTERPRETATION AND APPLICATION

Citation and commencement

1

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Interpretation

2

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Application of Regulations

3

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PART 2 — PRODUCTION OF INVESTMENT RECOMMENDATIONS

Disclosure of identity of producers

4

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Fair presentation

5

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Disclosure of interests etc

6

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Non-written investment recommendations

7

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PART 3 — DISSEMINATION OF INVESTMENT RECOMMENDATIONS PRODUCED BY THIRD PARTIES

Disclosure of identity of persons disseminating investment recommendations

8

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Dissemination of altered investment recommendations

9

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Dissemination of summaries of investment recommendations

10

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News reporting on investment recommendations

11

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PART 4 — TERRITORIAL SCOPE AND ACTIONS FOR DAMAGES

Territorial scope

12

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Actions for damages

13

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Signed

Nick Ainger — Jim Murphy — Two of the Lords Commissioners of Her Majesty's Treasury — 2005-02-23

Explanatory note

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Footnotes

[^f00001]: S.I. 1992/1315.

[^f00002]: 1972 c. 68.

[^f00003]: OJ No. L 1, 3.1.1994, p. 3.

[^f00004]: OJ No. L 96, 12.4. 2003, p. 16.

[^f00005]: OJ No. L 141, 11.6.1993, p. 27 as last amended by Directive 2000/64/EC (OJ L 290, 17.11.2000, p. 27).

[^f00006]: S.I. 2001/544, amended by 2003/1475.

[^f00007]: 2000 c. 8.

[^f00008]: 2003 c. 21.

[^f00009]: 1985 c. 6. Sections 258-260 were modified by sections 21 and 22 of the Companies Act 1989 (c. 40) and by regulation 2(3) ofthe Financial Institutions (Prudential Supervision) Regulations 1996, S.I. 1996/1669.

[^f00010]: S.I. 1986/1032 (N.I. 6).

[^f00011]: European Council Seventh Company Law Directive of 13th June 1983 on consolidated accounts (No. 83/349/EEC); OJNo. L 193, 18.07.83, p. 1.

[^f00012]: The Authority has powers to make rules under Part X of the Financial Services and Markets Act 2000.

[^f00013]: S.I. 2001/2256, amended by S.I. 2002/1775.

[^f00014]: OJ No. L 96, 12.04.2003, p.16.

[^f00015]: OJ No. L 339, 24.12.2003, p.73.

Editorial notes

[^key-80786414617e7abcb73f71219b28f0a8]: Regulations revoked (3.7.2016) by The Financial Services and Markets Act 2000 (Market Abuse) Regulations 2016 (S.I. 2016/680), regs. 1, 19