The Tribunals, Courts and Enforcement Act 2007 (Transitional and Consequential Provisions) Order 2008
Made: 9th October 2008
Laid before Parliament: 15th October 2008
Coming into force: 3rd November 2008
The Lord Chancellor makes the following Order in exercise of the powers conferred by sections 31(9) and 145 of, and paragraph 30 of Schedule 5 to, the Tribunals, Courts and Enforcement Act 20071.
Citation, commencement and extent
1
This Order may be cited as the Tribunals, Courts and Enforcement Act 2007 (Transitional and Consequential Provisions) Order 2008 and comes into force on 3rd November 2008.
2
Except as provided by articles 3 and 4, an amendment or revocation of any enactment by any provision of Schedules 1 and 2 extends to any part of the United Kingdom to which the enactment extends.
3
- (1) For the purposes of article 4 the following amendments and revocations made by Schedules 1 and 2 do not extend to Scotland—
- (2) In Schedule 1—
- (a) paragraph 96(a), (c), (d) and (e) (i), (iii), (iv) and (vi) to (ix);
- (b) paragraph 124 in so far as it relates to regulations 35, 36(1), (2)(a), (5) and (8), 37 and 38;
- (c) paragraph 126 in so far as it relates to regulations 39, 40, 42, 43, 46, 47, 49, 51 and 53 to 58;
- (d) paragraphs 128, 133(a) and 134; and
- (e) paragraph 136 in so far as it relates to regulations 16 to 28 and 30 to 33.
- (3) In Schedule 2 the entries relating to—
- (a) the Social Security and Child Support (Decisions and Appeals) (Amendment) Regulations 19992 in so far as the entry relates to regulation 2(b);
- (b) the Social Security and Child Support (Decisions and Appeals), Vaccine Damage Payments and Jobseeker’s Allowance Amendment Regulations 19993 in so far as the entry relates to regulation 10;
- (c) the Social Security and Child Support (Miscellaneous Amendments) Regulations 20004 in so far as the entry relates to regulations 24(a) to (c), (e) and (h), 25, 29 and 31;
- (d) the Social Security and Child Support (Decisions and Appeals) (Miscellaneous Amendments) Regulations 20025 in so far as the entry relates to regulations 13 to 18 and 20;
- (e) the Social Security and Child Support (Decisions and Appeals) (Miscellaneous Amendments) Regulations 20036;
- (f) the Social Security, Child Support and Tax Credits (Decisions and Appeals) Amendment Regulations 20047 in so far as the entry relates to regulation 2(4) to (7);
- (g) the Social Security, Child Support and Tax Credits (Miscellaneous Amendments) Regulations 20058 in so far as the entry relates to regulation 2(9) to (14), (18) and (20);
- (h) the Social Security and Child Support Commissioners (Procedure) (Amendment) Regulations 20059 in so far as the entry relates to regulation 2; and
- (i) the Social Security and Child Support (Decisions and Appeals) (Amendment) Regulations 200810.
4
The purposes referred to in article 3(1) are—
- (a) the determination by an appeal tribunal constituted under Chapter 1 of Part 1 of the Social Security Act 199811 of an appeal which is referred to such a tribunal by the Scottish Ministers, or the Secretary of State on their behalf, pursuant to section 158 (appeal tribunals) of the Health and Social Care (Community Health and Standards) Act 200312; and
- (b) the determination by a Social Security Commissioner of an appeal made under section 159 (appeal to social security commissioner) of that Act against a decision falling within sub-paragraph (a).
Transitional provision
5
Where an appeal lies to the High Court under regulation 12 of the Road Traffic (NHS Charges) (Reviews and Appeals) Regulations 199913 (appeals to the High Court) from any decision made by the appeal tribunal constituted under Chapter 1 of Part 1 of the Social Security Act 1998, and that appeal has not been commenced before 3rd November 2008, section 11 of the Tribunals Courts and Enforcement Act 2007 shall apply as if the decision were a decision made on or after the 3rd November 2008 by the First-tier Tribunal.
Consequential Amendments and Revocations
6
- (1) Schedule 1 contains consequential amendments.
- (2) Schedule 2 contains revocations. The instruments listed in column (1) of the table in Schedule 2 (which have the references listed in column (2)) are revoked to the extent indicated in column (3).
SCHEDULE 1 — Consequential amendments
War Pensions (Mercantile Marine) Scheme 1964
1
Schedule 7 to the War Pensions (Mercantile Marine) Scheme 196414 is amended as follows—
- (a) in paragraph 4—
- (i) after “decision of the President of the Pensions Appeal Tribunals” insert “or the First-tier Tribunal, as the case may be,”;
- (ii) for “the decision of a Pensions Appeal” substitute “the decision of the”; and
- (iii) in paragraph (b) after “Pensions Appeal Tribunals” insert “or the First-tier Tribunal, as the case may be,”; and
- (b) in paragraph 8—
- (i) after “decision of the President of the Pensions Appeal Tribunals” insert “or the First-tier Tribunal, as the case may be,”;
- (ii) for “the decision of a Pensions Appeal”, in both places, substitute “the decision of the”; and
- (iii) after “application to the President of the Pensions Appeal Tribunals” insert “or the First-tier Tribunal, as the case may be,”.
Rent Assessment Committees (England and Wales) Regulations 1971
2
In regulation 3(1) of the Rent Assessment Committees (England and Wales) Regulations 197115 (hearings) omit “; but nothing in these regulations shall prevent a member of the Council on Tribunals in that capacity from attending any hearing”.
Plant Varieties and Seeds Tribunal Rules 1974
3
In rule 10 of the Plant Varieties and Seeds Tribunal Rules 197416 (tribunal to sit in public) omit paragraph (2).
Industrial Training (Levy Exemption References) Regulations 1974
4
In paragraph 6(1) of the Schedule to the Industrial Training (Levy Exemption References) Regulations 197417 (the hearing) omit “, but a member of the Council on Tribunals or of the Scottish Committee of the Council shall be entitled to attend the hearing of any reference in private in his capacity as such member”.
Health and Safety Inquiries (Procedure) Regulations 1975
5
In regulation 8 of the Health and Safety Inquiries (Procedure) Regulations 197518 (procedure at inquiry) omit paragraph (3)(b)(i) (and the following “and” and “(ii)”).
Rehabilitation of Offenders Act 1974 (Exceptions) Order 1975
6
In Schedule 3 of the Rehabilitation of Offenders Act 1974 (Exceptions) Order 197519 (excepted proceedings) for paragraph 5 substitute—
(5) Proceedings under the Mental Health Act 1983 before any tribunal.
Social Security Benefit (Dependency) Regulations 1977
7
In regulation 1(2) of the Social Benefit (Dependency) Regulations 197720 (citation, commencement and interpretation) in the definition of “determining authority” for the words from “an appeal tribunal” to the end substitute “the First-tier Tribunal or the Upper Tribunal;”.
Social Security (Widow’s Benefit and Retirement Pensions) Regulations 1979
8
In regulation 1(2) of the Social Security (Widow’s Benefit and Retirement Pensions) Regulations 197921 (citation, commencement and interpretation) in the definition of “the determining authority” for the words “an appeal tribunal” to the end substitute “the First-tier Tribunal or the Upper Tribunal;”.
Pensions Appeals Tribunals (Posthumous Appeals) Order 1980
9
The Pensions Appeals Tribunals (Posthumous Appeals) Order 198022 is amended as follows.
10
In article 1(2) (interpretation)—
- (a) in the definition of “Commissioner” for sub-paragraphs (a) and (b) substitute “the Social Security Administration (Northern Ireland) Act 199223”; and
- (b) in the definition of “the President of the Pensions Appeal Tribunals”—
- (i) omit “by the Lord Chancellor”; and
- (ii) at the end insert “for Scotland or Northern Ireland”.
11
In article 3 (posthumous notification of, and appeals to Pensions Appeals Tribunals against, decisions of the Secretary of State)—
- (a) in the heading for “Pensions Appeals Tribunals” substitute “the appropriate tribunal”;
- (b) in paragraph (1) for “Pensions Appeal Tribunals” substitute “the appropriate tribunal; and
- (c) after paragraph (5) insert—
(6) For appeals to the First-tier Tribunal, Tribunal Procedure Rules apply in respect of the time limits and extension to those time limits by the Secretary of State.
12
In article 4 (initiation of posthumous appeals to a Commissioner)—
- (a) in the heading after “Commissioner” insert “or the Upper Tribunal”;
- (b) in paragraph (1)—
- (i) for “the Pensions Appeal Tribunal” substitute “an appropriate tribunal”;
- (ii) after “to a Commissioner” insert “or the Upper Tribunal”; and
- (iii) after “Act” insert “or to the Upper Tribunal under section 11 of the Tribunals, Courts and Enforcement Act 200724, as the case may be”;
- (c) in paragraph (2)—
- (i) for “the Pensions Appeal Tribunal” substitute “an appropriate tribunal”;
- (ii) after “to a Commissioner” insert “or the Upper Tribunal”; and
- (iii) after “6A” insert “of the Act, or to the Upper Tribunal under section 11 of the Tribunals, Courts and Enforcement Act 2007, as the case may be”; and
- (d) in paragraph (3)(b) for “a Pensions Appeal Tribunal” substitute “the appropriate tribunal”.
13
In article 5 (continuation of appeals after death of claimant) for “or, as the case may be, 6A of the Act” substitute “or 6A of the Act or section 11 of the Tribunals, Courts and Enforcement Act 2007, as the case may be”.
14
In article 5A (posthumous appeals from a Commissioner)—
- (a) in the heading, after “a Commissioner” insert “or the Upper Tribunal”; and
- (b) at the end insert “or where the appeal was brought or continued in the Upper Tribunal, the designated person may appeal from the Upper Tribunal in accordance with section 13 of the Tribunals, Courts and Enforcement Act 2007”.
15
In article 6 (directions in relation to appeals) after “President or a Commissioner” insert “or the First-tier Tribunal or the Upper Tribunal, as the case may be,”.
16
In article 9(3) (application of order and time for appealing) after “of the Act” insert “or the Tribunals, Courts and Enforcement Act 2007”.
Rent Assessment Committees (England and Wales) (Rent Tribunal) Regulations 1980
17
In regulation 7(1) of the Rent Assessment Committees (England and Wales) (Rent Tribunal) Regulations 198025 omit “; but nothing in these regulations shall prevent a member of the Council on Tribunals in that capacity from attending any hearing”.
Statutory Sick Pay (General) Regulations 1982
18
In regulation 9A(3) of the Statutory Sick Pay (General) Regulations 198226 (liability of the Commissioners of Inland Revenue for payments of statutory sick pay) for the words “a Social Security Appeal Tribunal” to the end substitute “the First-tier Tribunal or the Upper Tribunal.”.
War Pensions (Commencing Dates of Past Awards) Order 1982
19
The War Pensions (Commencing Dates of Past Awards) Order 198227 is amended as follows.
20
In article 1 (interpretation)—
- (a) before the definition of “instruments” insert—
- “appropriate tribunal” means the appropriate tribunal as defined in section 12(1) of the 1943 Act;
- (b) omit the definition of “Pensions Appeal Tribunal”; and
- (c) in the definition of “the rules” after “1943 Act” insert “or Tribunal Procedure Rules”.
21
In article 4 (limitation on arrears)—
- (a) in sub-paragraph (a)—
- (i) after “under the rules” insert “or by the Upper Tribunal”; and
- (ii) for “a Pensions Appeal Tribunal” substitute “an appropriate tribunal”;
- (b) in sub-paragraph (b) for “a Pensions Appeal Tribunal” substitute “an appropriate tribunal”; and
- (c) in sub-paragraph (c)—
- (i) for “from Pensions Appeal Tribunal” substitute “from the appropriate tribunal”; and
- (ii) for “a Pensions Appeal Tribunal” substitute “an appropriate tribunal”.
22
In items 4 and 5 of Schedule 2 (commencing dates of past awards)—
- (a) in column 2—
- (i) in paragraph (a) after “under the rules” insert “or by the Upper Tribunal”; and
- (ii) in paragraph (b) for “a Pensions Appeal Tribunal” substitute “an appropriate tribunal”; and
- (b) in column 3 for “Pensions Appeal Tribunal” substitute “appropriate tribunal”.
Social Security (General Benefit) Regulations 1982
23
The Social Security (General Benefit) Regulations 198228 are amended as follows.
24
In regulation 1(2) (citation, commencement and interpretation) in the definition of “determining authority” for the words from “an appeal tribunal” to the end substitute “the First-tier Tribunal or the Upper Tribunal;”.
25
In regulation 11(7) and (8) (further definition of the principles of assessment of disablement and prescribed degrees of disablement) for “an appeal tribunal” substitute “the First-tier Tribunal”.
Workmen’s Compensation (Supplementation) Scheme 1982
26
The Workmen’s Compensation (Supplementation) Scheme 198229 is amended as follows.
27
In article 1(2) (citation, commencement and interpretation) in the definition of “the appropriate determining authority” for the words “an appeal tribunal” to the end substitute “the First-tier Tribunal or the Upper Tribunal;”.
28
In article 12 (determination of claims and applications for revision and supersession arising under the scheme) omit “and the Social Security Commissioners (Procedure) Regulations 1999”.
29
In Schedule 2 (provisions of the 1998 Act or regulations applicable (with the necessary modifications) to this scheme) omit the entries relating to—
- (a) regulations 35 to 38, 39 to 47 and 49 to 58 of the Social Security and Child Support (Decisions and Appeals) Regulations 1999; and
- (b) the Social Security Commissioners (Procedure) Regulations 1999.
Pneumoconiosis, Byssinosis and Miscellaneous Diseases Benefit Scheme 1983
30
The Pneumoconiosis, Byssinosis and Miscellaneous Diseases Benefit Scheme 198330 is amended as follows.
31
In article 1(2) (citation, commencement and interpretation) in the definition of “the appropriate determining authority” for the words “an appeal tribunal” to the end substitute “the First-tier Tribunal or the Upper Tribunal;”.
32
In article 12 (questions arising under the scheme) omit the entry relating to “the Social Security Commissioners (Procedure) Regulations 1999”.
33
In Schedule 3 (provisions of the Social Security Act or regulations applicable (with the necessary modifications) to this scheme) omit the entries relating to—
- (a) regulations 35 to 38, 39 to 47 and 49 to 58 of the Social Security and Child Support (Decisions and Appeals) Regulations 1999; and
- (b) the Social Security Commissioners (Procedure) Regulations 1999.
Personal Injuries (Civilians) Scheme 1983
34
The Personal Injuries (Civilians) Scheme 198331 is amended as follows.
35
In article 56(a) (determination of medical questions) after “1949” insert “or, as the case may be, the First-tier Tribunal”.
36
In Schedule 5 (commencing dates of awards of pension)—
- (a) in paragraph 4—
- (i) after “decision of the President of the Pensions Appeal Tribunals” insert “or the First-tier Tribunal, as the case may be,”;
- (ii) for “the decision of a Pensions Appeal” substitute “the decision of the”; and
- (iii) in paragraph (b) after “Pensions Appeal Tribunals” insert “or the First-tier Tribunal as the case may be”; and
- (b) in paragraph 8—
- (i) after “decision of the President of the Pensions Appeal Tribunals” insert “or the First-tier Tribunal, as the case may be,”;
- (ii) for “the decision of a Pensions Appeal”, in both places, substitute “the decision”; and
- (iii) after “application to the President of the Pensions Appeal Tribunals” insert “or the First-tier Tribunal, as the case may be,”.
Social Security (Unemployment, Sickness and Invalidity Benefit) Regulations 1983
37
In regulation 1(2) of the Social Security (Unemployment, Sickness and Invalidity Benefit) Regulations 198332 (citation, commencement and interpretation), in the definition of “determining authority” for the words “a social security appeal tribunal” to the end substitute “the First-tier Tribunal or the Upper Tribunal;”.
Civil Aviation Authority (Economic Regulation of Airports) Regulations 1986
38
In regulation 13(7) of the Civil Aviation Authority (Economic Regulation of Airports) Regulations 198633 (enforcement of conditions) omit the words “, but nothing in this regulation shall prevent a member of the Council on Tribunals or of its Scottish Committee from attending a hearing in his capacity as such”.
Public Service Vehicles (Traffic Commissioners: Publication and Inquiries) Regulations 1986
39
In regulation 7 of the Public Service Vehicles (Traffic Commissioners: Publication and Inquiries) Regulations 198634 (attendance at inquiries) omit “, provided that a member of the Council on Tribunals or its Scottish Committee shall be entitled to attend notwithstanding that attendance is restricted”.
Medicines Act 1968 (Hearings by Persons Appointed) Rules 1986
40
In rule 6 of the Medicines Act 1968 (Hearings by Persons Appointed) Rules 198635 (procedure at hearings by persons appointed) omit paragraph (3).
Animals (Scientific Procedures) (Procedure for Representations) Rules 1986
41
In rule 8 of the Animals (Scientific Procedures) (Procedure for Representations) Rules 198636 (procedure at hearings of oral representations) omit paragraph (4).
Statutory Maternity Pay (General) Regulations 1986
42
In regulation 7(2) of the Statutory Maternity Pay (General) Regulations 198637 (liability of Commissioners of Inland Revenue to pay statutory maternity pay), for the words “a Social Security Appeal Tribunal” to the end substitute “the First-tier Tribunal or the Upper Tribunal.”.
Social Security (Claims and Payments) Regulations 1987
43
In regulation 6(26) and (33)(c) of the Social Security (Claims and Payments) Regulations 198738 (date of claim) for “an appeal tribunal, a Commissioner” substitute “the First-tier Tribunal, the Upper Tribunal”.
Social Security (Payments on account, Overpayments and Recovery) Regulations 1988
44
In regulation 1(2) of the Social Security (Payments on account, Overpayments and Recovery) Regulations 198839 (citation, commencement and interpretation) in the definition of “adjudicating authority” for the words “an appeal tribunal” to the end substitute “the First-tier Tribunal or the Upper Tribunal;”.
Civil Aviation Authority Regulations 1991
45
The Civil Aviation Authority Regulations 199140 are amended as follows.
46
For regulation 6(7A)(b) (regulation of the conduct of the Authority) substitute—
(b) Any person which the Authority, with the consent of the parties, permits to attend the hearing is entitled to do so, whether or not the hearing is in private.
47
In regulation 14(5) omit the words “, but nothing in this regulation shall prevent a member of the Council on Tribunals or of its Scottish Committee from attending a hearing in his capacity as such”.
48
In regulation 26(4) (procedure at hearings) omit the words “, but nothing in this regulation shall prevent a member of the Council on Tribunals or of its Scottish Committee from attending a hearing in his capacity as such”.
49
In regulation 31D(4) (procedure at hearings)—
- (a) omit sub-paragraph (b); and
- (b) sub-paragraph (a) shall stand as paragraph (4).
Social Security (Disability Living Allowance) Regulations 1991
50
In regulation 1(2) of the Social Security (Disability Living Allowance) Regulations 199141 (citation, commencement and interpretation) in the definition of “adjudicating authority” for “an appeal tribunal” to the end substitute “the First-tier Tribunal or the Upper Tribunal”.
National Health Service (Service Committees and Tribunal) Regulations 1992
51
The National Health Service (Service Committees and Tribunal) Regulations 199242 are amended as follows.
52
In regulation 10(10) (procedure on appeals) for “Council on Tribunals” substitute “Administrative Justice and Tribunals Council”.
53
In regulation 33 (attendance by member of Council on Tribunals)—
- (a) for “Council on Tribunals”, in both places (including the heading), substitute “Administrative Justice and Tribunals Council”;
- (b) omit sub-paragraph (a); and
- (c) for “Tribunal, committee” substitute “committee”.
54
In paragraph 5(1) of Schedule 4 (procedure for investigation by discipline committees) for “Council on Tribunals” substitute “Administrative Justice and Tribunals Council”.
55
In paragraph 5(1) of Schedule 9 (hearings under Part 3) omit “Subject to regulation 33 (attendance by a member of Council on Tribunals)”.
Child Support (Maintenance Assessment Procedure) Regulations 1992
56
The Child Support (Maintenance Assessment Procedure) Regulations 199243 are amended as follows.
57
In regulation 1(2) (citation, commencement and interpretation) in the definition of “official error” for “a Child Support Commissioner” substitute “the Upper Tribunal”.
58
In regulation 10(1) (notifications following certain decisions by child support officers) for “an appeal tribunal” substitute “the First-tier Tribunal”.
59
In regulation 18(6)(b) (late applications for a revision) for “a Child Support Commissioner” substitute “the Upper Tribunal”.
60
In regulation 20(4A) (supersession of decisions) for “an appeal tribunal or of a Child Support Commissioner” substitute “the First-tier Tribunal or Upper Tribunal”.
61
In regulation 23 (date from which a decision is superseded)—
- (a) in paragraph (10)—
- (i) in sub-paragraph (a) for “an appeal tribunal under section 20 of the Act or a Child Support Commissioner” substitute “the First-tier Tribunal under section 20 of the Act or the Upper Tribunal”; and
- (ii) for “appeal tribunal or, as the case may be, the Child Support Commissioner” substitute “the First-tier Tribunal or, as the case may be, the Upper Tribunal”; and
- (b) in paragraph (20)—
- (i) for “appeal tribunal or the Child Support Commissioner’s” substitute “First-tier Tribunal or the Upper Tribunal’s”; and
- (ii) for “Child Support Commissioner” substitute “Upper Tribunal”.
Child Support (Arrears, Interest and Adjustment of Maintenance Assessments) Regulations 1992
62
In regulation 14(6)(b) of the Child Support (Arrears, Interest and Adjustment of Maintenance Assessments) Regulations 199244 (late application for revision) for “a Child Support Commissioner” substitute “the Upper Tribunal”.
Family Proceedings Courts (Child Support Act 1991) Rules 1993
63
In rule 5(2)(c) of the Family Proceedings Courts (Child Support Act 1991) Rules 199345 (disclosure of information under the Act of 1991) for “an appeal tribunal” substitute “the First-tier Tribunal”.
Road Traffic (Parking Adjudicators) (London) Regulations 1993
64
For regulation 9(4) of the Road Traffic (Parking Adjudicators) (London) Regulations 199346 (procedure at a hearing) substitute—
(4) Any adjudicator appointed under section 73(3)(a) of the Act shall be entitled to attend the hearing of an appeal whether or not it is in private.
Social Security (Incapacity Benefit) Regulations 1994
65
In regulation 4A(3) of the Social Security (Incapacity Benefit) Regulations 199447 (days to be treated as days of incapacity for work)—
- (a) omit the definition of “Commissioner”; and
- (b) in the definition of “official error” for “a Commissioner” substitute “the Upper Tribunal”.
Social Security (Incapacity for Work) (General) Regulations 1995
66
For regulation 17(7)(b) of the Social Security (Incapacity for Work) (General) Regulations 199548 (exempt work) substitute—
(b) a member of the First-tier Tribunal where the member is eligible for appointment to be such a member in accordance with article 2(3) of the Qualifications for Appointment of Members to the First-tier Tribunal and Upper Tribunal Order 200849.
Personal and Occupational Pension Schemes (Pensions Ombudsman) (Procedure) Rules 1995
67
In rule 12 of the Personal and Occupational Pension Schemes (Pensions Ombudsman) (Procedure) Rules 199550 (hearings to be in public subject to exceptions) omit paragraph (2).
Civil Aviation Authority (Economic Regulation of Airports) (Northern Ireland) Regulations 1995
68
In regulation 13(9) of the Civil Aviation Authority (Economic Regulation of Airports) (Northern Ireland) Regulations 199551 (enforcement of conditions) omit “but nothing in this regulation shall prevent a member of the Council on Tribunals from attending a hearing in his capacity as such”.
Local Government Changes for England (Education) (Miscellaneous Provisions) Regulations 1996
69
The Local Government Changes for England (Education) (Miscellaneous Provisions) Regulations 199652 are amended as follows.
70
In regulation 13(b) for “Special Educational Needs” substitute “First-tier”.
71
Omit regulation 16 (appeals to Special Educational Needs Tribunal).
Deregulation (Model Appeal Provisions) Order 1996
72
The Schedule to the Deregulation (Model Appeal Provisions) Order 199653 (model rules for appeals) is amended as follows—
- (a) in paragraph 6(9) (appointment of tribunal) for “Council on Tribunals” substitute “Administrative Justice and Tribunals Council”;
- (b) omit paragraph 25(2) (hearing to be in public);
- (c) in the heading of paragraph 37 for “Council on Tribunals” substitute “Administrative Justice and Tribunals Council”; and
- (d) in paragraph 37 (supervision by the Council on Tribunals) for “Council on Tribunals as if they were tribunals specified in Schedule l to the Tribunals and Inquiries Act 1992” substitute “Administrative Justice and Tribunals Council as if they were a listed tribunal within the meaning given in paragraph 25 of Schedule 7 to the Tribunals, Courts and Enforcement Act 200754”.
Employment Protection (Recoupment of Jobseeker’s Allowance and Income Support) Regulations 1996
73
In regulation 10(2B) of the Employment Protection (Recoupment of Jobseeker’s Allowance and Income Support) Regulations 199655 (provisions relating to determination of amount paid by way of or paid as on account of benefit) for “an appeal tribunal constituted under Chapter I of Part I of the 1998 Act” substitute “the First-tier Tribunal”.
Child Support Departure Direction and Consequential Amendments Regulations 1996
74
The Child Support Departure Direction and Consequential Amendments Regulations 199656 are amended as follows.
75
In regulation 1(2) (citation, commencement and interpretation) in the definition of “official error” for “a Child Support Commissioner” substitute “the Upper Tribunal”.
76
In regulation 32A(1) (revision of decisions) for “an appeal tribunal” substitute “the First-tier Tribunal”.
77
In regulation 32B(6)(b) (late applications for a revision) for “a Child Support Commissioner” substitute “the Upper Tribunal”.
78
In regulation 32E(6)(a) (date from which a superseding decision takes effect) for “an appeal tribunal” substitute “the First-tier Tribunal”.
79
In regulation 34A(3) (correction of accidental errors in departure directions) for the words “in regulation 31(1)” to “Regulations 1999” substitute “under Tribunal Procedure Rules”.
Occupational and Personal Pension Schemes (Contracting-out etc: Review of Determinations) Regulations 1997
80
In regulation 4 of the Occupational and Personal Pension Schemes (Contracting-out etc: Review of Determinations) Regulations 199757 (formal hearings in connection with reviews) omit paragraph (5).
Occupational Pensions Regulatory Authority (Determinations and Review Procedure) Regulations 1997
81
In regulation 13 of the Occupational Pensions Regulatory Authority (Determinations and Review Procedure) Regulations 199758 (oral hearings) omit paragraph (2)(d).
Airports (Groundhandling) Regulations 1997
82
The Airports (Groundhandling) Regulations 199759 are amended as follows.
83
In paragraph 13(4) of Schedule 1 (procedure for a determination by the CAA under regulations 9, 10, 11, 14 and 15) omit the words “, but nothing in this sub-paragraph shall prevent a member of the Council on Tribunals or of its Scottish Committee from attending a hearing in his capacity as such”.
84
In paragraph 5(3) of Schedule 2 (appeals to the CAA) omit the words “, but nothing in this sub-paragraph shall prevent a member of the Council on Tribunals or of its Scottish Committee from attending a hearing in his capacity as such”.
Plant Breeders’ Rights Regulations 1998
85
In regulation 8 of the Plant Breeders’ Rights Regulations 199860 (hearings of oral representations) omit paragraph (9).
National Lottery (Imposition of Penalties and Revocation of Licences) Procedure Regulations 1999
86
The National Lottery (Imposition of Penalties and Revocation of Licences) Procedure Regulations 199961 are amended as follows.
87
In regulation 7 (admission to a hearing) omit paragraph (4).
88
In regulation 14 (admission to a hearing) omit paragraph (4).
Education (Registered Inspectors of Schools Appeal Tribunal and Registered Nursery Education Inspectors Appeal Tribunal) (Procedure) Regulations 1999
89
For regulation 24(3) of the Education (Registered Inspectors of Schools Appeal Tribunal and Registered Nursery Education Inspectors Appeal Tribunal) (Procedure) Regulations 199962 (hearings to be in public: exceptions) substitute—
(3) A person may, with the leave of the Tribunal and the consent of the parties present, attend the hearing of an appeal notwithstanding that it is in private.
Road Traffic (NHS Charges) (Reviews and Appeals) Regulations 1999
90
The Road Traffic (NHS Charges) (Reviews and Appeals) Regulations 199963 are amended as follows.
91
In regulation 1 (interpretation)—
- (a) in paragraph (2)—
- (i) in the definition of “appeal” omit “, except in regulation 12,”; and
- (ii) for the definition of “tribunal” substitute—
- “tribunal” means the First-tier Tribunal;
- (b) in paragraph (4) omit—
- (i) “or the clerk to or a chairman of a tribunal,”; and
- (ii) “or of the clerk to the tribunal, as appropriate”; and
- (c) omit paragraph (5).
92
In regulation 3 (manner of making appeals and time limits)—
- (a) for paragraph (1) substitute—
(1) An appeal against a certificate made in accordance with Tribunal Procedure Rules must be made on a form approved by the Secretary of State and sent to the Compensation Recovery Unit.
- (b) omit paragraphs (2) to (9);
- (c) in paragraphs (10) and (11) for “under paragraph (9)” substitute “by Tribunal Procedure Rules”;
- (d) in paragraph (12) for “this regulation” substitute “Tribunal Procedure Rules”; and
- (e) omit paragraphs (15) and (16).
93
Omit regulations 4 to 12 (tribunal procedure).
Police Appeals Tribunal Rules 1999
94
In rule 9 of the Police Appeals Tribunal Rules 199964 (hearing to be in private) omit paragraph (3).
Social Security and Child Support (Decisions and Appeals) Regulations 1999
95
The Social Security and Child Support (Decisions and Appeals) Regulations 199965 are amended as follows.
96
In regulation 1(3) (citation, commencement and interpretation)—
- (a) in the definition of “appeal” for “an appeal tribunal” substitute “the First-tier Tribunal”;
- (b) in the definition of “official error” for “a Commissioner” substitute “the Upper Tribunal”;
- (c) in the definition of “party to the proceedings” for “an appeal tribunal” substitute “the First-tier Tribunal”;
- (d) in the definition of “referral” for “an appeal tribunal” substitute “the First-tier Tribunal”; and
- (e) omit the definitions of—
- (i) “clerk to the appeal tribunal”;
- (ii) “financially qualified panel member”;
- (iii) “legally qualified panel member”;
- (iv) “medically qualified panel member”;
- (v) “out of jurisdiction appeal”;
- (vi) “panel”;
- (vii) “panel member”;
- (viii) “panel member with a disability qualification”; and
- (ix) “President”.
97
In regulation 2 (service of notices or documents)—
- (a) in sub-paragraph (a) omit—
- (i) “to the clerk to the appeal tribunal or”; and
- (ii) “by the clerk to the appeal tribunal or”; and
- (b) in sub-paragraph (b) omit “the clerk to the appeal tribunal or”.
98
In regulation 3 (revision of decisions)—
- (a) in paragraph (4A) for “in regulation 31, or in a case to which regulation 32 applies within the time prescribed by that regulation,” substitute “by Tribunal Procedure Rules”; and
- (b) in paragraph (5A)(b) for “an appeal tribunal” substitute “the First-tier Tribunal”.
99
In regulation 3A (revision of child support decisions)—
- (a) in paragraph (1)(cc) for “in regulation 31, or in a case to which regulation 32 applies within the time prescribed by that regulation,” substitute “by Tribunal Procedure Rules”; and
- (b) in paragraphs (3), (5A)(b) and (6) for “an appeal tribunal” substitute “the First-tier Tribunal”.
100
In regulation 4(6)(b) (late application for a revision) for “a Commissioner, a Child Support Commissioner” substitute “the Upper Tribunal”.
101
In regulation 6 (supersession of decisions)—
- (a) in paragraph (2)(c), for “an appeal tribunal or of a Commissioner” substitute “the First-tier Tribunal or of the Upper Tribunal”; and
- (b) in paragraph (2)(n)—
- (i) for “an appeal tribunal” substitute “ the First-tier Tribunal”; and
- (ii) for “appeal tribunal” substitute “ decision of the First-tier Tribunal”.
102
In regulation 6A(4A) (supersession of child support decisions) for “an appeal tribunal or of a Commissioner” substitute “the First-tier Tribunal or of the Upper Tribunal”.
103
In regulation 6B(1) (circumstances in which a child support decision may not be superseded) for “appeal tribunal or Child Support Commissioner” substitute “the First-tier Tribunal or the Upper Tribunal”.
104
In regulation 7 (date from which a decision superseded under section 10 takes effect)—
- (a) in paragraph (5)—
- (i) for “an appeal tribunal or a Commissioner” substitute “ the First-tier Tribunal or the Upper Tribunal”; and
- (ii) for “the appeal tribunal or the Commissioner” substitute “the First-tier Tribunal or the Upper Tribunal”; and
- (b) in paragraph (33)—
- (i) for “appeal tribunal or the Commissioner’s” substitute “First-tier Tribunal or the Upper Tribunal’s”; and
- (ii) for “Commissioner” substitute “Upper Tribunal”.
105
In regulation 7B (date from which a decision superseded under section 17 of the Child Support Act takes effect)—
- (a) in paragraph (9)—
- (i) in sub-paragraph (a) for “an appeal tribunal or by a Child Support Commissioner” substitute “the First-tier Tribunal or the Upper Tribunal”;
- (ii) for “the appeal tribunal” substitute “the First-tier Tribunal”; and
- (iii) for “the Child Support Commissioner” substitute “the Upper Tribunal”; and
- (b) in paragraph (22A)—
- (i) for “appeal tribunal or the Commissioner’s” substitute “First-tier Tribunal or the Upper Tribunal’s”; and
- (ii) for “of the Commissioner” substitute “of the Upper Tribunal”.
106
In regulation 8(6)(b) (effective date for late notifications of change of circumstances) for “a Commissioner” substitute “ the Upper Tribunal”.
107
In regulation 9ZA(2) (review of certificates) for “29, 31, 33, 36(2)(a)(ii) and 58(1)” substitute “29 and 33”.
108
In regulation 9A(3) (correction of accidental errors) omit “, or the time within which an appeal may be brought under regulation 31(1),”.
109
- (1) Regulation 16 (suspension in prescribed cases) is amended as follows.
- (2) In paragraph (3)—
- (a) in sub-paragraph (b)(i) for “an appeal tribunal, a Commissioner” substitute “the First-tier Tribunal, the Upper Tribunal”; and
- (b) in sub-paragraph (b)(ii) for “a Commissioner” substitute “the Upper Tribunal”.
- (3) In paragraph (4)—
- (a) for “an appeal tribunal, a Commissioner” substitute “the First-tier Tribunal, the Upper Tribunal”;
- (b) in sub-paragraph (a) for “an appeal tribunal decision” substitute “a decision of the First-tier Tribunal”; and
- (c) in sub-paragraph (b)—
- (i) for “an appeal tribunal decision” substitute “a decision of the First-tier Tribunal”; and
- (ii) for “leave” in both places substitute “permission”.
110
- (1) Regulation 20 (making of payments which have been suspended) is amended as follows.
- (2) In paragraph (2)—
- (a) in sub-paragraph (a)—
- (i) for “an appeal tribunal” substitute “the First-tier Tribunal”; and
- (ii) for “of one month specified in regulation 53(4)” substitute “specified under Tribunal Procedure Rules”;
- (b) in sub-paragraph (b)—
- (i) for “an appeal tribunal, a Commissioner” substitute “the First-tier Tribunal, the Upper Tribunal”; and
- (ii) for “leave” in both places, substitute “permission”; and
- (c) in sub-paragraphs (c) and (d) for “leave”, in each place, substitute “permission”.
- (3) in paragraph (3)—
- (a) for “a Commissioner” substitute “the Upper Tribunal”; and
- (b) for “leave”, in each place” substitute “permission”.
111
In regulation 21(4) (decisions involving issues that arise on appeal in other cases) for “leave” substitute “permission”.
112
In regulation 22 (appeals involving issues that arise in other cases) for “leave” substitute “permission”.
113
In regulation 23(4) (child support decisions involving issues that arise on appeal in other cases) for “leave” substitute “permission”.
114
In regulation 24 (child support appeals involving issues that arise in other cases) for “leave” substitute “permission”.
115
In regulation 25 (other persons with a right of appeal) for “an appeal tribunal” substitute “the First-tier Tribunal”.
116
In regulation 26 (decisions against which an appeal lies) for “an appeal tribunal” substitute “the First-tier Tribunal”.
117
In regulation 27 (decisions against which no appeal lies)—
- (a) in paragraph (1) for “an appeal tribunal” substitute “the First-tier Tribunal”; and
- (b) omit paragraph (3).
118
In regulation 29 (further particulars required relating to certificate of recoverable benefits or, as the case may be, recoverable lump sum payments appeals or applications)—
- (a) in the heading omit “or applications”;
- (b) omit paragraphs (1) and (2);
- (c) for paragraph (3) substitute—
(3) Where it appears to the Secretary of State that a notice of appeal in respect of an appeal under the 1997 Act relating to a certificate of recoverable benefits or, as the case may be, recoverable lump sum payments does not contain the particulars required, the Secretary of State may direct the appellant to provide such particulars.
- (d) in paragraph (4) omit “or application”; and
- (e) in paragraph (5) omit “or a written statement or summary”.
119
In regulation 30(5) (appeal against a decision which has been replaced or revised) for “appeal tribunal” substitute “First-tier Tribunal”.
120
In regulation 30A (appeals to appeal tribunals in child support cases) in the heading, for “appeal tribunals” substitute “the First-tier Tribunal”.
121
Omit regulation 31 (time within which an appeal is to be brought).
122
In regulation 32 (late appeals)—
- (a) for paragraphs (1) to (3) substitute—
(1) Where a dispute arises as to whether an appeal was brought within the time specified under Tribunal Procedure Rules the dispute shall be referred to, and determined by, the First-tier Tribunal. (2) The Secretary of State, the Commission or the Board, as the case may be, may treat a late appeal as made in time in accordance with Tribunal Procedure Rules if the conditions in paragraphs (4) to (8) are satisfied.
- (b) for paragraph (4) substitute—
(4) An appeal may be treated as made in time if the Secretary of State, the Commission or the Board, as the case may be, is satisfied that it is in the interests of justice.
- (c) in paragraph (5)—
- (i) for “grant an application unless the panel member” substitute “treat the appeal as made in time unless”;
- (ii) in sub-paragraphs (a) and (b) omit “to the application”; and
- (iii) for “regulation 31” substitute “Tribunal Procedure Rules”;
- (d) in paragraph (6), in each place, for “applicant” substitute “appellant”;
- (e) in paragraph (7)—
- (i) for “grant the application” substitute “treat the appeal as made in time”; and
- (ii) for the words “within which” to the end, substitute “limit under Tribunal Procedure Rules and the submission of the notice of appeal, the more compelling should be the special circumstances.”;
- (f) in paragraph (8)—
- (i) for “grant an application” substitute “treat the appeal as made in time”;
- (ii) in sub-paragraph (a) for “these Regulations” substitute “Tribunal Procedure Rules”; and
- (iii) in sub-paragraph (b) for “a Commissioner” substitute “the Upper Tribunal”; and
- (g) omit paragraphs (9) to (11).
123
- (1) Regulation 33 (making appeals and applications) is amended as follows.
- (2) For the heading substitute “Notice of Appeal”.
- (3) Omit paragraph (1).
- (4) In paragraph (2) for “In this regulation, “an appropriate office” means” substitute “A notice of appeal made in accordance with Tribunal Procedure Rules and on a form approved by the Secretary of State, the Commission or the Board, as the case may be, or in such other format as the Secretary of State, the Commission or the Board, as the case may be, accepts, is to be sent or delivered to the following appropriate office”.
- (5) For paragraph (3) substitute—
(3) Except where paragraph (4) applies, where a form does not contain the information required under Tribunal Procedure Rules the form may be returned by the Secretary of State, the Commission or the Board to the sender for completion in accordance with the Tribunal Procedure Rules.
- (6) In paragraph (4)—
- (a) omit “or application”; and
- (b) for “paragraph (1)” substitute “Tribunal Procedure Rules”.
- (7) In paragraph (5)—
- (a) for “an appeal or application” substitute “a notice of appeal”;
- (b) after “the appeal” omit “or application”; and
- (c) for “paragraph (1)” substitute “Tribunal Procedure Rules”.
- (8) In paragraph (6) omit “or application”.
- (9) In paragraph 8—
- (a) in sub-paragraph (a) for “a legally qualified panel member” substitute “the First-tier Tribunal”; and
- (b) in sub-paragraph (b)—
- (i) for “panel member” substitute “First-tier Tribunal”; and
- (ii) for the words “paragraph (1)” to the end, substitute “Tribunal Procedure Rules.”.
- (10) In paragraph (9) for “legally qualified panel member who” substitute “First-tier Tribunal which”.
- (11) In paragraph (10)—
- (a) after “where the” insert “notice of”; and
- (b) for “clerk to an appeal tribunal or to a legally qualified panel member” substitute “First-tier Tribunal”.
124
Omit regulations 35 to 38 (the panel and appeal tribunals, and consideration and determination of appeals)66.
125
In regulation 38A (appeals raising issues for decision by officers of Inland Revenue)67—
- (a) in paragraph (1)—
- (i) for “an appeal tribunal and it appears to the appeal tribunal, or legally qualified panel member” substitute “the First-tier Tribunal and it appears to the First-tier Tribunal,”; and
- (ii) omit “or legally qualified panel member, as the case may be,”; and
- (b) in paragraph (3)(b) for “appeal tribunal” substitute “First-tier Tribunal”.
126
Omit regulations 39 to 47 and 49 to 58 (tribunal procedure)68.
127
In regulation 58A and the heading (appeal to a Commissioner by a partner)—
- (a) for “a Commissioner”, in each place, substitute “the Upper Tribunal”; and
- (b) for “an appeal tribunal” substitute “the First-tier Tribunal”.
128
Omit Schedule 3 (qualifications of persons appointed to the panel)69.
Scotland Act 1998 (Cross-Border Public Authorities) (Specification) Order 1999
129
In the Schedule to the Scotland Act 1998 (Cross-Border Public Authorities) (Specification) Order 199970—
- (a) omit the entry relating to “Council on Tribunals”; and
- (b) in the appropriate place in the first column insert “Administrative Justice and Tribunals Council” and in the corresponding second column insert; “Section 44 of the Tribunals, Courts and Enforcement Act (c. 15)”.
Social Security Commissioners (Procedure) Regulations 1999
130
The Social Security Commissioners (Procedure) Regulations 199971 may be cited as the Forfeiture Regulations 1999 and are amended as follows.
131
In the title to the Regulations and in regulation 1 (citation) for “Social Security Commissioners (Procedure)” substitute “Forfeiture”.
132
Omit regulations 2 (revocation) and 3 (transitional provisions).
133
In regulation 4 (interpretation)—
- (a) in paragraph (1) omit all definitions except for the definition of “the 1998 Act”; and
- (b) omit paragraphs (2) and (3).
134
Omit regulations5 to 13 (general provisions and applications for leave to appeal, appeals and references).
135
In regulation 14 (references under the Forfeiture Act 1982) omit paragraphs (2) and (3).
136
Omit regulations 15 to 33 (applications for leave to appeal, appeals and references, procedure and decisions).
Scotland Act 1998 (Cross-Border Public Authorities) (Adaptation of Functions etc) Order 1999
137
In Schedule 1 to the Scotland Act 1998 (Cross-Border Public Authorities) (Adaptation of Functions etc) Order 199972 (Cross-Border Public Authorities)—
- (a) omit the entry relating to “Council on Tribunals”;
- (b) in the appropriate place insert “Administrative Justice and Tribunals Council”; and
- (c) for “Scottish Committee of the Council on Tribunals” substitute “Scottish Committee of the Administrative Justice and Tribunals Council”.
Road Traffic (Parking Adjudicators) (England and Wales) Regulations 1999
138
For regulation 9(4) of the Road Traffic (Parking Adjudicators) (England and Wales) Regulations 199973 (procedure at a hearing) substitute—
(4) Any other adjudicator shall be entitled to attend the hearing of an appeal whether or not it is in private.
Tax Credits (Payments on Account, Overpayments and Recovery) (Amendment) Regulations 1999
139
In regulation 3(a) of the Tax Credits (Payments on Account, Overpayments and Recovery) (Amendment) Regulations 199974(amendments to the principal regulations) in the definition of “adjudicating authority” for the words “an appeal tribunal” to the end substitute “the First-tier Tribunal or the Upper Tribunal;”.
Social Security (Work-focused Interviews for Lone Parents) and Miscellaneous Amendments Regulations 2000
140
In regulation 9(3) of the Social Security (Work-focused Interviews for Lone Parents) and Miscellaneous Amendment Regulations 200075 (appeals) for “(appeal to appeal tribunal) to an appeal tribunal” substitute “(appeal to First-tier Tribunal) to the First-tier Tribunal”.
Child Support (Temporary Compensation Payment Scheme) Regulations 2000
141
In regulation 2(1)(c) of the Child Support (Temporary Compensation Payment Scheme) Regulations 200076 (application of the regulations) for “a child support appeal tribunal” substitute “the First-tier Tribunal”.
Special Educational Needs Tribunal Regulations 2001
142
The Special Educational Needs Tribunal Regulations 200177 are amended as follows.
143
In regulation 2(1) (interpretation) for the definition of “the tribunal” substitute—
- “the tribunal” or “the Tribunal” means Tribiwnlys Anghenion Addysgol Arbennig Cymru or the Special Educational Needs Tribunal for Wales.
144
Omit regulation 30(2)(f) (right of a member of the Council on Tribunals to attend a hearing held in private).
145
After regulation 39 (review of the President’s decision) insert—
(39A) (1) A party seeking permission to appeal on a point of law under section 336ZB of the Education Act 1996 (appeal to the Upper Tribunal) must make a written application to the tribunal for permission to appeal. (2) An application under paragraph (1) must be sent or delivered to the Secretary of the Tribunal no later than 28 days after the latest of the dates that the Secretary of the Tribunal sent to the party making the application— (a) notification of the decision; (b) notification that an application for the decision to be reviewed has been unsuccessful; or (c) notification that the decision has been varied following a review. (3) An application under paragraph (1) must— (a) identify the decision to which it relates; (b) identify the alleged error or errors of law in the decision; and (c) state the result the party making the application is seeking. (4) The tribunal may give directions in relation to the determination of the application, and may make its decision on the application with or without a hearing. (5) The Secretary of the Tribunal must send written notification of the tribunal’s decision on the application to the parties as soon as practicable. (6) If the tribunal has refused the application the notification under paragraph (4) must also include— (a) the reasons for such refusal; and (b) notification of the right to make an application to the Upper Tribunal for permission to appeal and the time within which, and the method by which, such application must be made. (7) The tribunal may give permission to appeal on limited grounds, but must comply with paragraph (6) in relation to any grounds on which it has refused permission.
146
In regulation 48(1), (2) and (3) (orders of the court), and in the title of that regulation, for “Court” substitute “Upper Tribunal or the Court”.
Social Security (Crediting and Treatment of Contributions, and National Insurance Numbers) Regulations 2001
147
In regulation 1 of the Social Security (Crediting and Treatment of Contributions, and National Insurance Numbers) Regulations 200178 (citation, commencement and interpretation)—
- (a) in paragraph (3) for “a Commissioner” substitute “the Upper Tribunal”; and
- (b) in paragraph (4) omit the entry relating to “Commissioner”.
Housing and Council Tax Benefit (Decisions and Appeals) Regulations 2001
148
The Housing and Council Tax Benefit (Decisions and Appeals) Regulations 200179 are amended as follows.
149
In regulation 1 (citation, commencement and interpretation)—
- (a) in the definition of “appeal” for “an appeal tribunal” substitute “the First-tier Tribunal”;
- (b) in the definition of “official error” for “a Commissioner (construed in accordance with paragraph 23(1) of Schedule 7 to the Act)” substitute “the Upper Tribunal”; and
- (c) omit the definitions of—
- (i) “clerk to an appeal tribunal”;
- (ii) “financially qualified panel member”;
- (iii) “legally qualified panel member”;
- (iv) “panel member”; and
- (v) “President”.
150
In regulation 2 (service of notices or documents)—
- (a) in sub-paragraph (a) omit—
- (i) “the clerk to an appeal tribunal,”; and
- (ii) “the clerk to the appeal tribunal,”; and
- (b) in sub-paragraph (b) omit “the clerk to an appeal tribunal,”.
151
In regulation 4 (revision of decisions)—
- (a) in paragraph (1)(c) for “in regulation 18, or in a case to which regulation 19 applies the time prescribed in that regulation,” substitute “by Tribunal Procedure Rules”; and
- (b) in paragraph (7)(a) for “an appeal tribunal, Commissioner” substitute “the First-tier Tribunal, Upper Tribunal”.
152
In regulation 5(5)(b) (late application for a revision) for “a Commissioner” substitute “the Upper Tribunal”.
153
In regulation 7(2)(d) (decisions superseding earlier decisions) for “an appeal tribunal or of a Commissioner” substitute “the First-tier Tribunal or of the Upper Tribunal”.
154
In regulation 8 (date from which a decision superseding an earlier decision takes effect)—
- (a) in paragraph (7) for “an appeal tribunal or of a Commissioner” substitute “the First-tier Tribunal or of the Upper Tribunal”; and
- (b) in paragraph (11)—
- (i) for “appeal tribunal or the Commissioner’s” substitute “First-tier Tribunal or the Upper Tribunal’s”; and
- (ii) for “Commissioner” substitute “Upper Tribunal”.
155
In regulation 9(5)(b) (effective date for late notification of change of circumstances) for “a Commissioner” substitute “the Upper Tribunal”.
156
In regulation 10A(3) (correction of accidental errors) omit “, or the time within which an appeal may be brought under regulation 18(1),”.
157
In regulation 11(2) (cases where a relevant authority may suspend)—
- (a) in sub-paragraph (b)(i) for “an appeal tribunal, a Commissioner” substitute “the First-tier Tribunal, the Upper Tribunal”; and
- (b) in sub-paragraph (b)(ii) for “a Commissioner” substitute “the Upper Tribunal”.
158
In regulation 16 (decisions against which no appeal lies) omit paragraph (2).
159
In regulation 17(5) (appeal against a decision which has been revised) for “appeal tribunal” substitute “First-tier Tribunal”.
160
Omit regulation 18 (time within which an appeal is brought).
161
In regulation 19 (late appeals)—
- (a) omit paragraphs (1) to (4);
- (b) for paragraph (5) substitute—
(5) Where a dispute arises as to whether an appeal was brought within the time specified under Tribunal Procedure Rules the dispute shall be referred to, and determined by, the First-tier Tribunal. (5A) The relevant authority may treat a late appeal as made in time in accordance with Tribunal Procedure Rules if the relevant authority is satisfied that it is in the interests of justice.
- (c) in paragraph (6)—
- (i) for “(5)(b)” substitute “(5)”;
- (ii) for “grant an application unless the panel member or the relevant authority, as the case may be” substitute “treat the appeal as made in time unless the relevant authority”;
- (iii) in sub-paragraphs (a) and (b) omit “to the application”; and
- (iv) for “appeal to be made” to the end substitute “appeal notice to be submitted in accordance with Tribunal Procedure Rules.”;
- (d) in paragraph (7) for “applicant”, in each place, substitute “appellant”;
- (e) in paragraph (8)—
- (i) for “grant the application” substitute “treat the appeal as made in time”; and
- (ii) for the words “within which” to the end, substitute “limit under Tribunal Procedure Rules and the submission of the notice of appeal, the more compelling should be the special circumstances.”;
- (f) in paragraph (9)—
- (i) for “grant an application” substitute “treat the appeal as made in time”;
- (ii) in sub-paragraph (a) for “these Regulations” substitute “Tribunal Procedure Rules”; and
- (iii) in sub-paragraph (b) for “a Commissioner” substitute “the Upper Tribunal”; and
- (g) omit paragraphs (10) to (12).
162
- (1) Regulation 20 (making of appeals and applications) is amended as follows.
- (2) For the heading substitute “Notice of Appeal”.
- (3) For paragraph (1) substitute—
(1) A notice of appeal made in accordance with Tribunal Procedure Rules must be made on a form approved by the relevant authority, or in such other format as the relevant authority may accept, and sent or delivered to the relevant authority.
- (4) For paragraph (2) substitute—
(2) Except where paragraph (3) applies, where a form does not contain the information required under Tribunal Procedure Rules the form may be returned by the relevant authority to the sender for completion in accordance with the Tribunal Procedure Rules.
- (5) In paragraph (3)—
- (a) omit “or application”; and
- (b) for “paragraph (1)” substitute “Tribunal Procedure Rules”.
- (6) In paragraph (4)—
- (a) for “an appeal or application” substitute “a notice of appeal”;
- (b) after “the appeal” omit “or application”; and
- (c) for “paragraph (1)” substitute “Tribunal Procedure Rules”.
- (7) In paragraph (5) omit “or application”.
- (8) In paragraph (7)—
- (a) in sub-paragraph (a) for “a legally qualified panel member” substitute “the First-tier Tribunal”; and
- (b) in sub-paragraph (b)—
- (i) for “panel member” substitute “First-tier Tribunal”; and
- (ii) for the words “paragraph (1)” to the end, substitute “Tribunal Procedure Rules.”.
- (9) In paragraph (8) for “legally qualified panel member who” substitute “First-tier Tribunal which”.
- (10) In paragraph (9)—
- (a) for “the appeal” substitute “the notice of appeal”; and
- (b) for “clerk to an appeal tribunal or to a legally qualified panel member” substitute “First-tier Tribunal”.
163
Omit regulations 22 (composition of appeal tribunals) and 23 (procedure in connection with appeals).
Social Security (Contributions) Regulations 2001
164
In regulation 1(2) of the Social Security (Contributions) Regulations 200180 (citation, commencement and interpretation)—
- (a) omit the definition of “the Commissioner”; and
- (b) in the definition of “official error” for “a Commissioner” substitute “the Upper Tribunal”.
Road User Charging (Enforcement and Adjudication) (London) Regulations 2001
165
In the Schedule to the Road User Charging (Enforcement and Adjudication) (London) Regulations 200181 omit paragraph 8(4) (admission to a hearing).
Education (Special Educational Needs) (England) (Consolidation) Regulations 2001
166
The Education (Special Educational Needs) (England) (Consolidation) Regulations 200182 are amended as follows.
167
In regulation 2(1) (interpretation) omit the definition of “Tribunal”.
168
In regulation 12(2)(b) and (4)(b) (time limits and prescribed information) for “Tribunal”, in each place, substitute “First-tier Tribunal”.
169
In regulation 16(e)(iii) and (f)(iii) (statement of special educational needs) for “Tribunal” substitute “First-tier Tribunal”.
170
In regulation 17 (time limits and prescribed information) for “Tribunal”, in each place, substitute “First-tier Tribunal”.
171
In regulation 25(1) (compliance with tribunal orders) for “Tribunal” substitute “First-tier Tribunal”.
172
In regulation 26(1) and (2) (compliance with parents’ requests when an authority concedes an appeal to the Tribunal) and in the heading of that regulation, for “Tribunal” substitute “First-tier Tribunal”.
173
In Parts A and B of Schedule 1—
- (a) for the first occurrence in each Part of “Special Educational Needs and Disability” substitute “First-tier”; and
- (b) in the paragraph in each Part starting “When you receive”—
- (i) in the first sentence for “Special Educational Needs and Disability Tribunal” substitute “First-tier Tribunal, which hears appeals in relation to decisions on assessments and statements of special educational needs”;
- (ii) for “within two months of getting the final statement” substitute “[insert here the time limit for appealing to the First-tier Tribunal]”;
- (iii) for “SENDIST, 2nd Floor Old Hall, Mowden Hall, Staindrop Road DL3 9BG” substitute “[insert here the address of the First-tier Tribunal]”;
- (iv) for “0870 241 2555” substitute “[insert here the telephone number of the First-tier Tribunal]”; and
- (v) for “http://www.sendist.gov.uk/” substitute “[insert here the address of the First-tier Tribunal’s website]”.
Race Relations Act 1976 (General Statutory Duty) Order 2001
174
In the Schedule to the Race Relations Act 1976 (Statutory Duties) Order 200183 (bodies and other persons added after commencement of general statutory duty)—
- (a) omit the entry relating to “Council on Tribunals”; and
- (b) in the appropriate place under the title “Regulatory, audit and inspection” insert “Administrative Justice and Tribunals Council”.
Race Relations Act 1976 (Statutory Duties) Order 2001
175
In Schedule 3 to the Race Relations Act 1976 (Statutory Duties) Order 200184 (bodies and other persons excepted by article 5(5)(B)) for “Council on Tribunals” substitute “Administrative Justice and Tribunals Council”.
Seeds (National Lists of Varieties) Regulations 2001
176
In regulation 16(4)(c)(ii) of the Seeds (National Lists of Varieties) Regulations 200185 (representations and hearings) for “Council on Tribunals” substitute “Administrative Justice and Tribunals Council ”.
Goods Vehicles (Enforcement Powers) Regulations 2001
177
In regulation 11 of the Goods Vehicles (Enforcement Powers) Regulations 200186 (hearings) omit paragraph (7).
Social Security (Jobcentre Plus Interviews) Regulations 2002
178
In regulation 15(3) of the Social Security (Jobcentre Plus Interviews) Regulations 200287 (appeals) for “an appeal tribunal” substitute “the First-tier Tribunal”.
Child Support Appeals (Jurisdiction of Courts) Order 2002
179
The Child Support Appeals (Jurisdiction of Courts) Order 200288 is amended as follows.
180
In article 3 for “an appeal tribunal” substitute “the First-tier Tribunal”.
181
For article 5 substitute—
(5) Regulation 32 of Regulations and Rule 23 of the Tribunal Procedure (First-tier Tribunal) (Social Entitlement Chamber) Rules 2008 apply to appeals brought under this Order as if the word “Tribunal” is read as “court”.
Special Educational Needs and Disability Tribunal (General Provisions and Disability Claims Procedure) Regulations 2002
182
The Special Educational Needs and Disability Tribunal (General Provisions and Disability Claims Procedure) Regulations 200289 are amended as follows.
183
In regulation 1(2) and (3) (application) for “Special Educational Needs and Disability Tribunal” substitute “tribunal”.
184
In regulation 2 (interpretation) for the definition of “the tribunal” substitute—
- “the tribunal” means Tribiwnlys Anghenion Addysgol Arbennig Cymru or the Special Educational Needs Tribunal for Wales referred to in section 333(1ZA) of the 1996 Act (constitution of welsh tribunal);
185
In regulation 3 (members of lay panel) for “the Secretary of State as respects England, or the National Assembly for Wales as respects Wales, is” substitute “the Welsh Ministers are”.
186
In regulation 4 (establishment of tribunals) for “Special Educational Needs and Disability Tribunal” substitute “tribunal”.
187
In regulation 30 (right of a member of the Council on Tribunals to attend a hearing held in private) omit paragraph (2)(f).
188
After regulation 39 (review of the President’s decision) insert—
(39A) (1) A party seeking permission to appeal on a point of law under section 336ZB of the Education Act 1996 (appeal to the Upper Tribunal) must make a written application to the tribunal for permission to appeal. (2) An application under paragraph (1) must be sent or delivered to the Secretary of the Tribunal no later than 28 days after the latest of the dates that the Secretary of the Tribunal sent to the party making the application— (a) notification of the decision; (b) notification that an application for the decision to be reviewed has been unsuccessful; or (c) notification that the decision has been varied following a review. (3) An application under paragraph (1) must— (a) identify the decision to which it relates; (b) identify the alleged error or errors of law in the decision; and (c) state the result the party making the application is seeking. (4) The tribunal may give directions in relation to the determination of the application, and may make its decision on the application with or without a hearing. (5) The Secretary of the Tribunal must send written notification of the tribunal’s decision on the application to the parties as soon as practicable. (6) If the tribunal has refused the application the notification under paragraph (4) must also include— (a) the reasons for such refusal; and (b) notification of the right to make an application to the Upper Tribunal for permission to appeal and the time within which, and the method by which, such application must be made. (7) The tribunal may give permission to appeal on limited grounds, but must comply with paragraph (6) in relation to any grounds on which it has refused permission.
189
In regulation 48(1), (2) and (3) (orders of the court), and in the title of that regulation, for “Court” substitute “Upper Tribunal or the Court”.
Tax Credits (Payments by the Commissioners) Regulations 2002
190
In regulation 11 of the Tax Credits (Payments by the Commissioners) Regulations 2002 (postponement of payment)90—
- (a) in paragraphs (2) and (4), for “an appeal tribunal, a” substitute “the appropriate tribunal, the Upper Tribunal, the Northern Ireland”;
- (b) in paragraph (4)(b), for “an appeal tribunal” substitute “the appropriate tribunal”;
- (c) in paragraph (5) for “Appeal tribunal” substitute “Appropriate tribunal”; and
- (d) in paragraph (6) for “Social” substitute “Northern Ireland Social”.
Tax Credits (Appeals) Regulations 2002
191
Tax Credits (Appeals) Regulations 200291 are amended as follows.
192
In regulation 2 (interpretation)—
- (a) in the definition of “appeal tribunal” omit sub-paragraph (a) (and the following “or” and “(b)”); and
- (b) in the definition of “Social Security Commissioner” omit sub-paragraph (a) (and the following “and” and “(b)”).
193
In regulation 3 (application of section 54 of the Taxes Management Act 1970)—
- (a) in paragraphs (1) and (2) after “appeal tribunal” insert “or the First-tier Tribunal”; and
- (b) in paragraph (8), in the inserted subsection (6), omit sub-paragraph (a) (and the following “and” and “(b)”).
194
In regulation 4 (application of section 12 of the 1998 Act and article 13 of the 1998 Order)—
- (a) in paragraph (1) after “appeal tribunal”, in both places, insert “or the First-tier Tribunal”; and
- (b) in paragraph (2), in the substituted paragraph (1), for “an appeal tribunal” substitute “the First-tier Tribunal”.
195
In regulation 5(1) (application of section 13 of the 1998 Act and article 14 of the 1998 Order) after “appeal tribunal” insert “or the First-tier Tribunal”.
196
In regulation 6 (application of section 14 of the 1998 Act and article 15 of the 1998 Order)—
- (a) in paragraph (1)—
- (i) for “14(1) to (10)” substitute “14(2) to (6)”; and
- (ii) after “appeal tribunal” insert “or the First-tier Tribunal”; and
- (b) omit paragraph (2)(a).
197
In regulation 7—
- (a) in paragraph (1) omit “Section 14(11) and (12) of, and Schedule 4 to, the 1998 Act and”; and
- (b) in paragraph (2) omit “in subsection (11) of that section and”.
198
In regulation 8 (application of section 15 of the Social Security Act 1998)—
- (a) for “appeal from Commissioner on a point of law” substitute “applications for permission to appeal against a decision of the Upper Tribunal”; and
- (b) for “a Social Security Commissioner” substitute “the Upper Tribunal”.
199
For regulation 9(2) (application of section 16 of the 1998 Act or Article 16 of the 1998 Order) substitute—
(2) Omit subsection (3) of section 16.
200
In regulation 10 (application of section 17 of the 1998 Act or article 17 of the 1998 Order)—
- (a) in paragraph (1) after “appeal tribunal” insert “the First-tier Tribunal, the Upper Tribunal”; and
- (b) in paragraph (2), in the substituted subsection (1)—
- (i) after sub-paragraph (b) insert—
(c) any provision made by or under Chapter 2 of Part 1 of the Tribunals, Courts and Enforcement Act 2007,
; and
- (ii) for “an appeal tribunal or lies to a Commissioner” substitute “the First-tier Tribunal or lies to the Upper Tribunal”.
201
In regulation 11 (application of section 28 of the 1998 Act and article 28 of the 1998 Order)—
- (a) in the heading omit “section 28 of the 1998 Act and”;
- (b) in paragraph (1) omit “Section 28 of the 1998 Act and”;
- (c) omit paragraph (2); and
- (d) in paragraph (4) omit “subsection (1A) of that section and”.
202
In regulation 12(2)(a) (applications of section 39 of the 1998 Act and article 39 of the 1998 Order) for “after the definition of “appeal tribunal”” substitute “in the appropriate place”.
Education (Pupil Exclusions and Appeals) (Maintained Schools) (England) Regulations 2002
203
For paragraph 11 of the Schedule to the Education (Pupil Exclusions and Appeals) (Maintained Schools) (England) Regulations 200292 (procedure on an appeal) substitute—
(11) Appeals shall be heard in private except when the local education authority direct otherwise; but if the panel so direct, one member of the local education authority may attend, as an observer, any hearing of an appeal by an appeal panel.
Tax Credits (Appeals) (No 2) Regulations 2002
204
The Tax Credits (Appeals) (No 2) Regulations 200293 are amended as follows.
205
In regulation 1(3) (citation, commencement, duration and interpretation) omit the definitions of—
- (a) “a case”;
- (b) “clerk to the appeal tribunal”;
- (c) “the date of notification”;
- (d) “decision”;
- (e) “financially qualified panel member”;
- (f) “legally qualified panel member”;
- (g) “medically qualified panel member”;
- (h) “panel”;
- (i) “panel member”;
- (j) “panel member with a disability qualification”;
- (k) “penalty determination”;
- (l) “penalty proceedings”; and
- (m) “President”.
206
In regulation 2 (service of notices or documents)—
- (a) in sub-paragraph (a) omit—
- (i) “to the clerk to the appeal tribunal or”; and
- (ii) “by the clerk of the appeal tribunal or”; and
- (b) in sub-paragraph (b) omit “the clerk to the appeal tribunal or”.
207
In regulation 3 (other persons with a right of appeal or a right to make an application for a direction) for “an appeal tribunal” substitute “the First-tier Tribunal”.
208
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