The Financial Services and Markets Act 2000 (Controllers) Regulations 2009

Made: 9th March 2009

Laid before Parliament: 10th March 2009

Coming into force: 21st March 2009

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Citation and commencement

1

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Interpretation

2

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Amendments to the Financial Services and Markets Act 2000

3

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4

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5

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6

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7

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Transitional arrangements for notices

8

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Repeal and revocation

9

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SCHEDULE 1

SCHEDULE 2

SCHEDULE 3

Signed

Dave Watts — Tony Cunningham — Two of the Lords Commissioners of Her Majesty’s Treasury — 9th March 2009

Explanatory note

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Footnotes

[^f00001]: See the European Communities (Designation) (No.3) Order 2001 (S.I. 2001/3495).

[^f00002]: 1972 c.68.

[^f00003]: 2000 c.8.

[^f00004]: Chapter 1A was inserted by regulation 3(2) of and paragraph 10 of Schedule 2 to the Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2007 (S.I. 2007/126).

[^f00005]: There are amendments to section 395(13); relevant amendments for the purposes of these Regulations are that paragraph (ba) was inserted by the Financial Services and Markets Act 2000 (Market Abuse) Regulations 2005 (S.I. 2005/381) and paragraph (bb) was inserted by the Prospectus Regulations 2005 (S.I. 2005/1433).

[^f00006]: Section 422 has been amended by the Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2007 (S.I. 2007/126) (see regulation 3(5) and paragraphs 1 and 20 of Schedule 5) and the Civil Partnership Act 2004 (c. 33)(see section 261(1) and Schedule 27 paragraph 165).

[^f00007]: 2004 c.33. Paragraph 165 of Schedule 27 amends section 422 of the Act.

[^f00008]: S.I. 2007/126. Paragraph 10 of Schedule 2 inserts Chapter 1A of Part 18 of the Act and paragraph 20 of Schedule 5 amends section 422 of the Act.

[^f00009]: OJ. L 309, 25.11.2005, p.15.

[^f00010]: 1971 c.80.

Editorial notes