The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2012

Made: 19th July 2012

Coming into force in accordance with Article 1

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PART 1 — GENERAL

Citation and commencement

1

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PART 2 — AMENDMENT OF THE REGULATED ACTIVITIES ORDER

Amendment of the Regulated Activities Order

2

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PART 3 — CONSEQUENTIAL AND MISCELLANEOUS AMENDMENTS

Amendment of the Financial Services and Markets Act 2000

3

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Amendment of Schedule 3 to the Financial Services and Markets Act 2000

4

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Amendment of the Financial Services and Markets Act 2000 (Appointed Representatives) Regulations 2001

5

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Amendment of the Financial Services and Markets Act 2000 (Professions) (Non-exempt Activities) Order 2001

6

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Amendment of the Money Laundering Regulations 2007

7

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Amendment of the Recognised Auction Platforms Regulations 2011

8

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PART 4 — REVIEW

Review

9

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Signed

James Duddridge — Angela Watkinson — Two of the Lords Commissioners of Her Majesty’s Treasury — 19th July 2012

Explanatory note

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Footnotes

[^f00001]: 2000 c.8.

[^f00002]: S.I. 1993/2661; S.I. 2004/2642.

[^f00003]: 1972 c. 68. Section 2(2) of and Schedule 2 to the 1972 Act were amended by section 27 of the Legislative and Regulatory Reform Act 2006 (c.51); and by section 3 of and the Schedule to the European Union (Amendment) Act 2008 (c. 7).

[^f00004]: Paragraph 2A was inserted by the Legislative and Regulatory Reform Act 2006, section 33.

[^f00005]: S.I. 2001/544.

[^f00006]: The definition of “investment services and activities” was inserted by S.I. 2006/3384.

[^f00007]: OJ L 241, 2.9.2006, p.26.

[^f00008]: OJ L 275, 25.10.2003, p.32.

[^f00009]: OJ L 302, 18.11.2010, p.1.

[^f00010]: S.I. 2011/2699.

[^f00011]: Section 39(4) was amended by S.I. 2007/126.

[^f00012]: Section 45(2B) was inserted by S.I. 2007/126.

[^f00013]: Section 66(2) was amended by S.I. 2007/126 and 2011/1613.

[^f00014]: Paragraph (j) was inserted into section 168(4) by S.I. 2007/126.

[^f00015]: Section 205 was amended by S.I. 2007/126 and 2011/1613.

[^f00016]: Section 206(1) was amended by S.I. 2007/126 and 2011/1613.

[^f00017]: Section 206A was inserted by section 9 of the Financial Services Act 2010 (c. 28), and subsection (2) was amended by S.I. 2011/99 and 2011/1613.

[^f00018]: Paragraph (a)(i) of section 380(6) was amended by S.I. 2007/126 and 2011/1613.

[^f00019]: Paragraph (a)(i) of section 382(9) was amended by S.I. 2007/126 and 2011/1613.

[^f00020]: Section 384(7)(a) was amended by S.I. 2007/126 and 2011/1613.

[^f00021]: The definition of “investment services and activities” was inserted by S.I. 2007/126.

[^f00022]: Section 425(1)(a) was substituted by S.I. 2003/2066, and amended by S.I. 2004/3379; 2006/2975; 2007/126 and 2007/3253.

[^f00023]: Paragraphs 6(1) and (3) of Schedule 1 were each amended by S.I. 2007/126 and 2011/1613.

[^f00024]: Paragraph 4C of Schedule 3 was inserted by S.I. 2006/2975.

[^f00025]: Sub-paragraph (f) of paragraph 5 of Schedule 3 was substituted by S.I. 2011/1613.

[^f00026]: Paragraph 6 of Schedule 3 was substituted by S.I. 2003/1473.

[^f00027]: Sub-paragraph (6) of paragraph 12 of Schedule 3 was inserted by S.I. 2007/3253.

[^f00028]: Paragraph 15(1A) of Schedule 3 was inserted by S.I. 2003/2066.

[^f00029]: Sub-paragraph (1) of paragraph 19 of Schedule 3 was amended by S.I. 2003/1473 and 2007/3253.

[^f00030]: Paragraph 19(5ZA) was inserted by S.I. 2007/3253.

[^f00031]: Sub-paragraph (1) of paragraph 20 of Schedule 3 was amended by S.I. 2007/3253.

[^f00032]: Sub-paragraph (4D) of paragraph 20 of Schedule 3 was inserted by S.I. 2007/3253.

[^f00033]: S.I. 2001/1217; regulation 2(1) was amended by S.I. 2001/2508 and sub-paragraph (aa) of regulation 2(1) was inserted by S.I 2003/1476; there are other amending instruments but none is relevant.

[^f00034]: S.I. 2001/1227, amended by S.I. 2001/3650, 2002/682, 2004/2737 and 2006/1969; there are other amending instruments but none is relevant.

[^f00035]: S.I. 2007/2157, amended by S.I. 2011/99, S.I 2011/2699 and S.I 2011/2833; there are other amending instruments but none is relevant.

[^f00036]: S.I. 2011/2699.

[^f00037]: The definition of “the Tribunal” was inserted in section 417 by S.I. 2010/22.

[^f00038]: OJ L 302, 18.11.2010, p.1.

Editorial notes