The Greenhouse Gas Emissions Trading Scheme Regulations 2012

[^key-8ffb019b87ac90a95aabaeaa77d391f2]: Words in reg. 3(1) omitted (1.1.2021) by virtue of The Greenhouse Gas Emissions Trading Scheme (Amendment) (No. 3) Regulations 2019 (S.I. 2019/1440), regs. 1(4), 3(2)(f) (as amended by S.I. 2020/18, regs. 1, 11(4) and S.I. 2020/1369, regs. 1(2), 44(a))

[^key-1a78da701754131ef648aa56deef9c52]: Words in reg. 3(1) inserted (1.1.2021) by The Greenhouse Gas Emissions Trading Scheme (Amendment) (No. 3) Regulations 2019 (S.I. 2019/1440), regs. 1(4), 3(2)(h) (with reg. 31(2)) (as amended by S.I. 2020/18, regs. 1, 11(4) and S.I. 2020/1369, regs. 1(2), 44(a))

[^key-b4b1c8482eca41b9da05238a30ee62c1]: Words in reg. 3(1) substituted (1.1.2021) by The Greenhouse Gas Emissions Trading Scheme (Amendment) (No. 3) Regulations 2019 (S.I. 2019/1440), regs. 1(4), 3(2)(i) (as amended by S.I. 2020/18, regs. 1, 11(4) and S.I. 2020/1369, regs. 1(2), 44(a))

[^key-13d60b25ad7946d43b091601e37438b4]: Word in reg. 3(1) omitted (1.1.2021) by virtue of The Greenhouse Gas Emissions Trading Scheme (Amendment) (No. 3) Regulations 2019 (S.I. 2019/1440), regs. 1(4), 3(2)(k)(i) (as amended by S.I. 2020/18, regs. 1, 11(4) and S.I. 2020/1369, regs. 1(2), 44(a))

[^key-f2909b2476da2fddad8e090f294c38a5]: Word in reg. 3(1) substituted (1.1.2021) by The Greenhouse Gas Emissions Trading Scheme (Amendment) (No. 3) Regulations 2019 (S.I. 2019/1440), regs. 1(4), 3(2)(k)(ii) (as amended by S.I. 2020/18, regs. 1, 11(4) and S.I. 2020/1369, regs. 1(2), 44(a))

[^key-3fdaf72e29eb9aefdc0fb7900c9eed7d]: Word in reg. 3(1) inserted (1.1.2021) by The Greenhouse Gas Emissions Trading Scheme (Amendment) (No. 3) Regulations 2019 (S.I. 2019/1440), regs. 1(4), 3(2)(m) (as amended by S.I. 2020/18, regs. 1, 11(4) and S.I. 2020/1369, regs. 1(2), 44(a))

[^key-a5d6891a0795e501d7bcc02bbcc5a757]: Words in reg. 3(2)(b) inserted (1.1.2021) by The Greenhouse Gas Emissions Trading Scheme (Amendment) (No. 3) Regulations 2019 (S.I. 2019/1440), regs. 1(4), 3(3)(a) (as amended by S.I. 2020/18, regs. 1, 11(4) and S.I. 2020/1369, regs. 1(2), 44(a))

[^key-18b11092071f49883df5f81578af2553]: Word in reg. 3(2)(b) omitted (1.1.2021) by virtue of The Greenhouse Gas Emissions Trading Scheme (Amendment) (No. 3) Regulations 2019 (S.I. 2019/1440), regs. 1(4), 3(3)(b)(i) (as amended by S.I. 2020/18, regs. 1, 11(4) and S.I. 2020/1369, regs. 1(2), 44(a))

[^key-cf4ac3f69c11c598b2678502e323c8f1]: Reg. 3(2)(ba) inserted (1.1.2021) by The Greenhouse Gas Emissions Trading Scheme (Amendment) (No. 3) Regulations 2019 (S.I. 2019/1440), regs. 1(4), 3(3)(b)(ii) (as amended by S.I. 2020/18, regs. 1, 11(4) and S.I. 2020/1369, regs. 1(2), 44(a))

[^key-a0613547e937d195b779b58e1d6fad99]: Reg. 8(6) substituted (1.1.2021) by The Greenhouse Gas Emissions Trading Scheme (Amendment) (No. 3) Regulations 2019 (S.I. 2019/1440), regs. 1(4), 4(2) (with reg. 31(2)) (as amended by S.I. 2020/18, regs. 1, 11(4) and S.I. 2020/1369, regs. 1(2), 44(a))

[^key-094da7a438dc815f0d1adc2a2036f73a]: Reg. 8(7) omitted (1.1.2021) by virtue of The Greenhouse Gas Emissions Trading Scheme (Amendment) (No. 3) Regulations 2019 (S.I. 2019/1440), regs. 1(4), 4(3) (as amended by S.I. 2020/18, regs. 1, 11(4) and S.I. 2020/1369, regs. 1(2), 44(a))

[^key-dd231e6bb6ae8742dceba0680471d7c1]: Reg. 9 renumbered as reg. 9(1) (1.1.2021) by The Greenhouse Gas Emissions Trading Scheme (Amendment) (No. 3) Regulations 2019 (S.I. 2019/1440), regs. 1(4), 5(2) (as amended by S.I. 2020/18, regs. 1, 11(4) and S.I. 2020/1369, regs. 1(2), 44(a))

[^key-77bc630ac97b9b69558ad298807f5f47]: Reg. 9(2) inserted (1.1.2021) by The Greenhouse Gas Emissions Trading Scheme (Amendment) (No. 3) Regulations 2019 (S.I. 2019/1440), regs. 1(4), 5(3) (as amended by S.I. 2020/18, regs. 1, 11(4) and S.I. 2020/1369, regs. 1(2), 44(a))

[^key-1b45290bb1f935c8751405973c99f0ac]: Reg. 10(3A) inserted (1.1.2021) by The Greenhouse Gas Emissions Trading Scheme (Amendment) (No. 3) Regulations 2019 (S.I. 2019/1440), regs. 1(4), 6(3) (as amended by S.I. 2020/18, regs. 1, 11(4) and S.I. 2020/1369, regs. 1(2), 44(a))

[^key-1a2eed05c48baa1df52ec8c2648d823b]: Words in reg. 10(2) substituted (1.1.2021) by The Greenhouse Gas Emissions Trading Scheme (Amendment) (No. 3) Regulations 2019 (S.I. 2019/1440), regs. 1(4), 6(2) (as amended by S.I. 2020/18, regs. 1, 11(4) and S.I. 2020/1369, regs. 1(2), 44(a))

[^key-1a4898417767dfc538a54a6f1ecaeffa]: Words in reg. 10(3) substituted (1.1.2021) by The Greenhouse Gas Emissions Trading Scheme (Amendment) (No. 3) Regulations 2019 (S.I. 2019/1440), regs. 1(4), 6(2) (as amended by S.I. 2020/18, regs. 1, 11(4) and S.I. 2020/1369, regs. 1(2), 44(a))

[^key-1cd983b94db4672f01932c77f2fe988e]: Words in reg. 10(4) substituted (1.1.2021) by The Greenhouse Gas Emissions Trading Scheme (Amendment) (No. 3) Regulations 2019 (S.I. 2019/1440), regs. 1(4), 6(4) (as amended by S.I. 2020/18, regs. 1, 11(4) and S.I. 2020/1369, regs. 1(2), 44(a))

[^key-7ee5c0127ffa969d82e23bffe3b862c6]: Words in reg. 10(7) substituted (1.1.2021) by The Greenhouse Gas Emissions Trading Scheme (Amendment) (No. 3) Regulations 2019 (S.I. 2019/1440), regs. 1(4), 6(5) (as amended by S.I. 2020/18, regs. 1, 11(4) and S.I. 2020/1369, regs. 1(2), 44(a))

[^key-abe94cf2552707a69320fc1981f6b02c]: Reg. 11(1) omitted (1.1.2021) by virtue of The Greenhouse Gas Emissions Trading Scheme (Amendment) (No. 3) Regulations 2019 (S.I. 2019/1440), regs. 1(4), 7(2) (as amended by S.I. 2020/18, regs. 1, 11(4) and S.I. 2020/1369, regs. 1(2), 44(a))

[^key-c7e91f5220801946ddb8740e9c8c2d73]: Reg. 11(2)(a) omitted (1.1.2021) by virtue of The Greenhouse Gas Emissions Trading Scheme (Amendment) (No. 3) Regulations 2019 (S.I. 2019/1440), regs. 1(4), 7(3)(a) (as amended by S.I. 2020/18, regs. 1, 11(4) and S.I. 2020/1369, regs. 1(2), 44(a))

[^key-6197dd6492b0af6a0db40c58819a500a]: Word in reg. 11(2)(b) inserted (1.1.2021) by The Greenhouse Gas Emissions Trading Scheme (Amendment) (No. 3) Regulations 2019 (S.I. 2019/1440), regs. 1(4), 7(3)(b) (with reg. 31(2)) (as amended by S.I. 2020/18, regs. 1, 11(4) and S.I. 2020/1369, regs. 1(2), 44(a))

[^key-d6874a8851aed9c0ab56209e105479e7]: Words in reg. 11(4)(a) substituted (1.1.2021) by The Greenhouse Gas Emissions Trading Scheme (Amendment) (No. 3) Regulations 2019 (S.I. 2019/1440), regs. 1(4), 7(4)(a) (as amended by S.I. 2020/18, regs. 1, 11(4) and S.I. 2020/1369, regs. 1(2), 44(a))

[^key-edf017cb0f99f1a175ca2200fe982c65]: Words in reg. 11(4)(b)(v) inserted (1.1.2021) by The Greenhouse Gas Emissions Trading Scheme (Amendment) (No. 3) Regulations 2019 (S.I. 2019/1440), regs. 1(4), 7(4)(b) (as amended by S.I. 2020/18, regs. 1, 11(4) and S.I. 2020/1369, regs. 1(2), 44(a))

[^key-8d1c8283611fa2fed982e6138b96ab9d]: Words in reg. 12(4)(b)(ii) substituted (1.1.2021) by The Greenhouse Gas Emissions Trading Scheme (Amendment) (No. 3) Regulations 2019 (S.I. 2019/1440), regs. 1(4), 8 (as amended by S.I. 2020/18, regs. 1, 11(4) and S.I. 2020/1369, regs. 1(2), 44(a))

[^key-3d6b943f08147338f59628879dd6cbef]: Words in reg. 13(6)(a) substituted (1.1.2021) by The Greenhouse Gas Emissions Trading Scheme (Amendment) (No. 3) Regulations 2019 (S.I. 2019/1440), regs. 1(4), 9 (as amended by S.I. 2020/18, regs. 1, 11(4) and S.I. 2020/1369, regs. 1(2), 44(a))

[^key-44971df55019b45c6e02f4bb181b1bd5]: Reg. 14(1)(b) substituted (1.1.2021) by The Greenhouse Gas Emissions Trading Scheme (Amendment) (No. 3) Regulations 2019 (S.I. 2019/1440), regs. 1(4), 10 (as amended by S.I. 2020/18, regs. 1, 11(4) and S.I. 2020/1369, regs. 1(2), 44(a)(c))

[^key-57f5d95e171dcc181680c5b31c6b0786]: Words in reg. 15 heading inserted (1.1.2021) by The Greenhouse Gas Emissions Trading Scheme (Amendment) (No. 3) Regulations 2019 (S.I. 2019/1440), regs. 1(4), 11(2) (as amended by S.I. 2020/18, regs. 1, 11(4) and S.I. 2020/1369, regs. 1(2), 44(a))

[^key-44b18189c3e80943d44bee34690be56a]: Words in reg. 15(1) substituted (1.1.2021) by The Greenhouse Gas Emissions Trading Scheme (Amendment) (No. 3) Regulations 2019 (S.I. 2019/1440), regs. 1(4), 11(4) (as amended by S.I. 2020/18, regs. 1, 11(4) and S.I. 2020/1369, regs. 1(2), 44(a))

[^key-b6024d86b80443bafd87779a6fb1b58e]: Words in reg. 15(2) substituted (1.1.2021) by The Greenhouse Gas Emissions Trading Scheme (Amendment) (No. 3) Regulations 2019 (S.I. 2019/1440), regs. 1(4), 11(4) (as amended by S.I. 2020/18, regs. 1, 11(4) and S.I. 2020/1369, regs. 1(2), 44(a))

[^key-a449995de0ee41a5dce05cdb6f0a54af]: Words in reg. 15(4)(a)(i) substituted (1.1.2021) by The Greenhouse Gas Emissions Trading Scheme (Amendment) (No. 3) Regulations 2019 (S.I. 2019/1440), regs. 1(4), 11(4) (as amended by S.I. 2020/18, regs. 1, 11(4) and S.I. 2020/1369, regs. 1(2), 44(a))

[^key-f87f1ab5f5a65befb2ad94e4da3e9496]: Words in reg. 15(4)(b)(i) substituted (1.1.2021) by The Greenhouse Gas Emissions Trading Scheme (Amendment) (No. 3) Regulations 2019 (S.I. 2019/1440), regs. 1(4), 11(4) (as amended by S.I. 2020/18, regs. 1, 11(4) and S.I. 2020/1369, regs. 1(2), 44(a))

[^key-07b2491b72aebe64cae1f45ae163ee67]: Word in reg. 43(2)(b) inserted (1.1.2021) by The Greenhouse Gas Emissions Trading Scheme (Amendment) (No. 3) Regulations 2019 (S.I. 2019/1440), regs. 1(4), 17 (with reg. 31(2)) (as amended by S.I. 2020/18, regs. 1, 11(4) and S.I. 2020/1369, regs. 1(2), 44(a))

[^key-30b30b98dfa58fbba556322bb899e71b]: Word in reg. 44(1) inserted (1.1.2021) by The Greenhouse Gas Emissions Trading Scheme (Amendment) (No. 3) Regulations 2019 (S.I. 2019/1440), regs. 1(4), 18(2)(a) (with reg. 31(2)) (as amended by S.I. 2020/18, regs. 1, 11(4) and S.I. 2020/1369, regs. 1(2), 44(a))

[^key-5e1c7b728ce55a58677406d1745d011d]: Word in reg. 44(1)(b) inserted (1.1.2021) by The Greenhouse Gas Emissions Trading Scheme (Amendment) (No. 3) Regulations 2019 (S.I. 2019/1440), regs. 1(4), 18(2)(b) (as amended by S.I. 2020/18, regs. 1, 11(4) and S.I. 2020/1369, regs. 1(2), 44(a))

[^key-fcd1f3529475bfa505265cc881f7a5fe]: Reg. 44(1)(c) omitted (1.1.2021) by virtue of The Greenhouse Gas Emissions Trading Scheme (Amendment) (No. 3) Regulations 2019 (S.I. 2019/1440), regs. 1(4), 18(2)(c) (as amended by S.I. 2020/18, regs. 1, 11(4) and S.I. 2020/1369, regs. 1(2), 44(a))

[^key-db68f8a226968b3be1312b74a6bc40a3]: Word in reg. 44(6) inserted (1.1.2021) by The Greenhouse Gas Emissions Trading Scheme (Amendment) (No. 3) Regulations 2019 (S.I. 2019/1440), regs. 1(4), 18(6) (with reg. 31(2)) (as amended by S.I. 2020/18, regs. 1, 11(4) and S.I. 2020/1369, regs. 1(2), 44(a))

[^key-b01075ff6a1b3753edcb501fffe09400]: Word in reg. 45(6)(d) omitted (1.1.2021) by virtue of The Greenhouse Gas Emissions Trading Scheme (Amendment) (No. 3) Regulations 2019 (S.I. 2019/1440), regs. 1(4), 19(b) (as amended by S.I. 2020/18, regs. 1, 11(4) and S.I. 2020/1369, regs. 1(2), 44(a))

[^key-943195fd069a672b9cff96f581f55a30]: Word in reg. 45(6)(b) inserted (1.1.2021) by The Greenhouse Gas Emissions Trading Scheme (Amendment) (No. 3) Regulations 2019 (S.I. 2019/1440), regs. 1(4), 19(a) (with reg. 31(2)) (as amended by S.I. 2020/18, regs. 1, 11(4) and S.I. 2020/1369, regs. 1(2), 44(a))

[^key-af6570acf6f31736e2928aa09670524e]: Words in Sch. 5 para. 1(4) omitted (1.1.2021) by virtue of The Greenhouse Gas Emissions Trading Scheme (Amendment) (No. 3) Regulations 2019 (S.I. 2019/1440), regs. 1(4), 29(3) (as amended by S.I. 2020/18, regs. 1, 11(4) and S.I. 2020/1369, regs. 1(2), 44(a))

[^key-97001fdfc32260f8e252c155667c2f66]: Words in Sch. 5 para. 2(1) substituted (1.1.2021) by The Greenhouse Gas Emissions Trading Scheme (Amendment) (No. 3) Regulations 2019 (S.I. 2019/1440), regs. 1(4), 29(4)(a) (as amended by S.I. 2020/18, regs. 1, 11(4) and S.I. 2020/1369, regs. 1(2), 44(a))

[^key-188e7436a8b6e3b812a359bde445182e]: Words in Sch. 5 para. 2(2)(a) substituted (1.1.2021) by The Greenhouse Gas Emissions Trading Scheme (Amendment) (No. 3) Regulations 2019 (S.I. 2019/1440), regs. 1(4), 29(4)(a) (as amended by S.I. 2020/18, regs. 1, 11(4) and S.I. 2020/1369, regs. 1(2), 44(a))

[^key-fce57a1f300f88e10eaf3fd260fd67e4]: Words in Sch. 5 para. 2(2)(b) substituted (1.1.2021) by The Greenhouse Gas Emissions Trading Scheme (Amendment) (No. 3) Regulations 2019 (S.I. 2019/1440), regs. 1(4), 29(4)(b) (as amended by S.I. 2020/18, regs. 1, 11(4) and S.I. 2020/1369, regs. 1(2), 44(a))

[^key-1a9ed18a9d21ebabe6e10f2ac3d849dc]: Word in Sch. 5 para. 2(3) substituted (1.1.2021) by The Greenhouse Gas Emissions Trading Scheme (Amendment) (No. 3) Regulations 2019 (S.I. 2019/1440), regs. 1(4), 29(4)(c) (as amended by S.I. 2020/18, regs. 1, 11(4) and S.I. 2020/1369, regs. 1(2), 44(a))

[^key-3e7298458a63da1d33e1411af49c5c50]: Words in Sch. 5 para. 3(3) inserted (1.1.2021) by The Greenhouse Gas Emissions Trading Scheme (Amendment) (No. 3) Regulations 2019 (S.I. 2019/1440), regs. 1(4), 29(5)(c)(i) (as amended by S.I. 2020/18, regs. 1, 11(4) and S.I. 2020/1369, regs. 1(2), 44(a))

[^key-76800a1d1caa77482b8e62bf5acc721a]: Sch. 5 para. 3(3)(b) substituted (1.1.2021) by The Greenhouse Gas Emissions Trading Scheme (Amendment) (No. 3) Regulations 2019 (S.I. 2019/1440), regs. 1(4), 29(5)(c)(ii) (as amended by S.I. 2020/18, regs. 1, 11(4) and S.I. 2020/1369, regs. 1(2), 44(a))

[^key-fe28ac74dbf9ba136c22038be5562aec]: Word in Sch. 5 para. 3(7) inserted (1.1.2021) by The Greenhouse Gas Emissions Trading Scheme (Amendment) (No. 3) Regulations 2019 (S.I. 2019/1440), regs. 1(4), 29(5)(d) (with reg. 31(2)) (as amended by S.I. 2020/18, regs. 1, 11(4) and S.I. 2020/1369, regs. 1(2), 44(a))

[^key-24fc63acc035e681eeda24753a6933b5]: Word in Sch. 5 para. 3(8) inserted (1.1.2021) by The Greenhouse Gas Emissions Trading Scheme (Amendment) (No. 3) Regulations 2019 (S.I. 2019/1440), regs. 1(4), 29(5)(e) (with reg. 31(2)) (as amended by S.I. 2020/18, regs. 1, 11(4) and S.I. 2020/1369, regs. 1(2), 44(a))

[^key-5d545901bc68af5604228872b9a1d2a9]: Words in Sch. 5 para. 5 substituted (1.1.2021) by The Greenhouse Gas Emissions Trading Scheme (Amendment) (No. 3) Regulations 2019 (S.I. 2019/1440), regs. 1(4), 29(7) (as amended by S.I. 2020/18, regs. 1, 11(4) and S.I. 2020/1369, regs. 1(2), 44(a))

[^key-82d459d9e95bf4d89ae8c6baeb9f3df9]: Words in Sch. 5 para. 7(4) substituted (1.1.2021) by The Greenhouse Gas Emissions Trading Scheme (Amendment) (No. 3) Regulations 2019 (S.I. 2019/1440), regs. 1(4), 29(9)(b) (as amended by S.I. 2020/18, regs. 1, 11(4) and S.I. 2020/1369, regs. 1(2), 44(a))

[^key-dfdc5085b28b721566b1d2f28e491a95]: Words in Sch. 5 para. 7(7) substituted (1.1.2021) by The Greenhouse Gas Emissions Trading Scheme (Amendment) (No. 3) Regulations 2019 (S.I. 2019/1440), regs. 1(4), 29(9)(d) (as amended by S.I. 2020/18, regs. 1, 11(4) and S.I. 2020/1369, regs. 1(2), 44(a))

[^key-c0f5aa6972ab2b300cfca1d4fcd5d552]: Sch. 5 para. 7(8) inserted (1.1.2021) by The Greenhouse Gas Emissions Trading Scheme (Amendment) (No. 3) Regulations 2019 (S.I. 2019/1440), regs. 1(4), 29(9)(e) (as amended by S.I. 2020/18, regs. 1, 11(4) and S.I. 2020/1369, regs. 1(2), 44(a))

[^key-bfb6900d417befd6ab8a84aafba7b617]: Words in Sch. 5 para. 8 substituted (1.1.2021) by The Greenhouse Gas Emissions Trading Scheme (Amendment) (No. 3) Regulations 2019 (S.I. 2019/1440), regs. 1(4), 29(10)(a) (as amended by S.I. 2020/18, regs. 1, 11(4) and S.I. 2020/1369, regs. 1(2), 44(a))

[^key-b9e0342d1c040c35a12bd04a71b0231a]: Sch. 5 para. 8(6A) inserted (1.1.2021) by The Greenhouse Gas Emissions Trading Scheme (Amendment) (No. 3) Regulations 2019 (S.I. 2019/1440), regs. 1(4), 29(10)(c) (as amended by S.I. 2020/18, regs. 1, 11(4) and S.I. 2020/1369, regs. 1(2), 44(a))

[^key-b0ec261f009db19f233777bfb960d7b9]: Words in Sch. 5 para. 8(2)(b) inserted (1.1.2021) by The Greenhouse Gas Emissions Trading Scheme (Amendment) (No. 3) Regulations 2019 (S.I. 2019/1440), regs. 1(4), 29(10)(b) (as amended by S.I. 2020/18, regs. 1, 11(4) and S.I. 2020/1369, regs. 1(2), 44(a))

[^key-950ac8991eca0be1cf4745b3aa9bec0b]: Words in Sch. 5 para. 8(5)(b) inserted (1.1.2021) by The Greenhouse Gas Emissions Trading Scheme (Amendment) (No. 3) Regulations 2019 (S.I. 2019/1440), regs. 1(4), 29(10)(b) (as amended by S.I. 2020/18, regs. 1, 11(4) and S.I. 2020/1369, regs. 1(2), 44(a))

[^key-7ee2bac5498f303033ac3e966d3f4934]: Sch. 5 para. 9 omitted (1.1.2021) by virtue of The Greenhouse Gas Emissions Trading Scheme (Amendment) (No. 3) Regulations 2019 (S.I. 2019/1440), regs. 1(4), 29(11) (as amended by S.I. 2020/18, regs. 1, 11(4) and S.I. 2020/1369, regs. 1(2), 44(a))

[^key-53690205b3e8b0877dba2f9714c167c3]: Sch. 5A inserted (1.1.2021) by The Greenhouse Gas Emissions Trading Scheme (Amendment) (No. 3) Regulations 2019 (S.I. 2019/1440), reg. 1(4), Sch. (as amended by S.I. 2020/18, regs. 1, 11(4), 16(2)(3) and S.I. 2020/1369, regs. 1(2), 44(a))

[^key-7e7b7d8aff334636460920802af35bfb]: Reg. 15A inserted (1.1.2021) by The Greenhouse Gas Emissions Trading Scheme (Amendment) (No. 3) Regulations 2019 (S.I. 2019/1440), regs. 1(4), 12 (as amended by S.I. 2020/18, regs. 1, 11(4) and S.I. 2020/1369, regs. 1(2), 44(a))

[^key-3843a008e5e6972fd132d01afe051dfd]: Regs. 58ZA, 58ZB inserted (1.1.2021) by The Greenhouse Gas Emissions Trading Scheme (Amendment) (No. 3) Regulations 2019 (S.I. 2019/1440), regs. 1(4), 22 (as amended by S.I. 2020/18, regs. 1, 11(4), 13(2)(a)(b) and S.I. 2020/1369, regs. 1(2), 44(a)(f))

[^key-f654f2e565177c992325a5c7a3107c2d]: Words in regs. 55-58 and headings substituted (1.1.2021) by The Greenhouse Gas Emissions Trading Scheme (Amendment) (No. 3) Regulations 2019 (S.I. 2019/1440), regs. 1(4), 21 (as amended by S.I. 2020/18, regs. 1, 11(4) and S.I. 2020/1369, regs. 1(2), 44(a))

[^key-1f60e7928874bb0979d4f2bd2bde1d84]: Word in Sch. 4 inserted (1.1.2021) by The Greenhouse Gas Emissions Trading Scheme (Amendment) (No. 3) Regulations 2019 (S.I. 2019/1440), regs. 1(4), 28 (with reg. 31(2)) (as amended by S.I. 2020/18, regs. 1, 11(4) and S.I. 2020/1369, regs. 1(2), 44(a))

[^key-4c85fade3541899d51b7d6530e7ad111]: Words in Sch. 5 heading inserted (1.1.2021) by The Greenhouse Gas Emissions Trading Scheme (Amendment) (No. 3) Regulations 2019 (S.I. 2019/1440), regs. 1(4), 29(2) (as amended by S.I. 2020/18, regs. 1, 11(4) and S.I. 2020/1369, regs. 1(2), 44(a))

[^key-ff0f761e51ae43a5920475cc265851cc]: Regulations revoked in so far as they continue to apply in relation to the UK Registry (1.5.2021) by The Greenhouse Gas Emissions (Kyoto Protocol Registry) Regulations 2021 (S.I. 2021/511), regs. 1, 12

[^M_F_e682b6d1-6445-4d4a-ee74-a31e4f819694]: Sch. 5 para. 6(9)(b)(c) substituted (1.1.2021) by The Greenhouse Gas Emissions Trading Scheme (Amendment) (No. 3) Regulations 2019 (S.I. 2019/1440), regs. 1(4), 29(8)(i)(i) (as amended by S.I. 2020/18, regs. 1, 11(2)(4) and S.I. 2020/1369, regs. 1(2), 44(a), 40(d)(v), 44(h)(iii))

[^M_F_21a4eb27-c739-4f64-9ee3-74ef6614066e]: Regs. 15(A1)-(C1) inserted (1.2.2020 for specified purposes, 1.1.2021 in so far as not already in force) by The Greenhouse Gas Emissions Trading Scheme (Amendment) (No. 3) Regulations 2019 (S.I. 2019/1440), regs. 1(2B)(4), 11(3) (as amended by S.I. 2020/18, regs. 1, 11(2)(4), 12(2) and S.I. 2020/1369, regs. 1(2), 44(a))

Obligations in relation to aviation emissions arising before 2013

87A

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Transitional provisions: permits

Transitional provisions: aviation emissions plans

Unreported emissions arising before 2013

87B

• (1) Where paragraph (2) applies, a person (“P”) is not liable to an excess emissions penalty for a failure to surrender allowances in respect of those reportable emissions in a relevant year (“Y”) that exceed P's verified annual reportable emissions for that year.

• (2) This paragraph applies where—

• (a) the regulator becomes aware that P's reportable emissions in Y exceed P's verified annual reportable emissions in respect of that year; and

• (b) P failed to surrender a number of allowances equal to the unreported emissions by 30th April in the year following Y.

• (3) Where paragraph (2) applies, P is liable to the civil penalty of the sterling equivalent of 20 Euros for each allowance that P failed to surrender by 30th April in the year following Y in respect of the unreported emissions.

• (4) Regulation 51(1) above applies to a penalty under paragraph (3) as it applies to a penalty under Part 7.

• (5) In this regulation—

• (a) “allowance” includes—

• (i) where the excess emission penalty would arise under the 2010 Regulations, an aviation allowance; and

• (ii) within the limits allowed by regulation 27A of the 2005 Regulations or regulation 26 of the 2010 Regulations, a project credit as defined by regulation 27 of the 2010 Regulations;

• (b) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

• (c) “excess emissions penalty” means the penalty under regulation 39 of the 2005 Regulations or regulation 38(1)(a) of the 2010 Regulations;

• (d) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

• (e) “relevant year” means a calendar year prior to 2013;

• (ea) “verified annual reportable emissions” means—

• (i) reportable emissions that are verified pursuant to regulation 10 of the 2005 Regulations or regulation 21 of the 2010 Regulations;

• (ii) reportable emissions that are determined by the regulator under regulation 30 of the 2005 Regulations or regulation 22 of the 2010 Regulations;

• (f) “unreported emissions” means the emissions mentioned in paragraph (1);

• (g) “sterling equivalent” has the meaning given in regulation 54(7) above.

Transitional provisions: permits

Transitional provisions: aviation emissions plans

Application for an emissions plan by a UK administered operator: activities during 2015 to 2023

32A

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Application for an emissions plan by a UK administered operator: post-2023 activities

32B

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Application for an emissions plan by a UK administered operator: general

32C

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Requirement to notify the regulator if an emissions plan is not applied for before 1st January 2015

Requirement to notify the regulator if an emissions plan is not applied for on or after 1st January 2015

33A

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Issue of an emissions plan

Monitoring and reporting emissions

Emissions plan conditions

Variation of an emissions plan

Variation of a benchmarking plan

Surrender of allowances: UK aircraft operators: 2013, 2014 and subsequent scheme years

42A

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Surrender of a deficit of allowances: UK administered operators

42B

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Obligations in relation to aviation emissions arising before 2013: deficits

87AA

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Unreported emissions arising before 2013

Transitional provisions: permits

Transitional provisions: aviation emissions plans

Interpretation

1A

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Application for a benchmarking plan

Issue of a benchmarking plan

Amendment of a benchmarking plan

Monitoring tonne-kilometre data

Reporting tonne-kilometre data

Submission of the report to the Secretary of State and the European Commission

Publication of aviation allowances

Force majeure

Recovery of allowances

Maximum allocation of aviation allowances from the special reserve

9

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Failure to notify when an excluded installation ceases to meet the criteria for being excluded

58A

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Failure to notify when the operator of an excluded installation has suspended the carrying out of regulated activities at the installation

58B

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Failure to surrender a permit

Failure to submit or resubmit an application for an emissions plan

Failure to notify the regulator if an emissions plan is not applied for

Failure to comply with a condition of an emissions plan

Failure to monitor aviation emissions

Failure to report aviation emissions

Failure to provide assistance and advice

Failure to comply with a direction relating to an operating ban

Failure to return allowances

Failure to comply with an enforcement notice

Failure to comply with an information notice

Providing false or misleading information

Publication of names of persons subject to penalties under regulation 54(1)

Application

1A

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Application for an allocation from the new entrant reserve: significant capacity extensions

Notification of preliminary annual number of allowances: new entrants and significant capacity extensions

Calculation of final total annual amount of allowances allocated free of charge: new entrants and significant capacity extensions

Adjustment of allocation: significant capacity reductions

Adjustment of allocation to an installation: partial cessation of regulated activities

Notification of preliminary annual number of allowances: significant capacity reductions and partial cessation of regulated activities

Calculation of final total annual amount of allowances: significant capacity reductions and partial cessation of regulated activities

Recovery of allowances

SCHEDULE 6A — Allocation and adjustment of allowances: installations which cease to be excluded installations

Application of this Schedule

1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Interpretation

2

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Notification of end of excluded installation status: no significant capacity reduction or partial cessation

3

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Application for an allocation from the new entrant reserve: significant capacity extensions of excluded installations

4

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Notification of preliminary annual number of allowances: significant capacity extensions of excluded installations

5

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Calculation of final total annual amount of allowances allocated free of charge: significant capacity extensions of excluded installations

6

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Adjustment of allocation: significant capacity reduction of excluded installation

7

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Adjustment of allocation: permanent cessation of regulated activities at an excluded installation

8

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Adjustment of allocation to an installation: partial cessation of regulated activities of excluded installation

9

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Notification of preliminary annual number of allowances: significant capacity reductions and partial cessation of regulated activities

10

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Calculation of final total annual amount of allowances: significant capacity reductions and partial cessation of regulated activities

11

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Recovery of allowances

12

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Duty of Secretary of State to publish information

84A

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Content of an excluded Article 27 installation emissions permit

Application

1A

From 1st January 2021 these Regulations apply in Northern Ireland only, in relation to any emissions created on or after that date, from a regulated activity at an installation, by the generation of electricity in Northern Ireland for the single wholesale electricity market in Ireland and Northern Ireland.

Duty to review these Regulations

Interpretation

Application to the Crown etc.

Notices etc.

Applications etc.

Functions of the regulator: Northern Ireland

Commission Regulations: designations

Transfer of permits: underreporting discovered after transfer

12A

• (1) This regulation applies where—

• (a) after the transfer of a greenhouse gas emissions permit under regulation 12 takes effect, the regulator becomes aware, following a determination of reportable emissions under regulation 44, of an error in a report submitted for a scheme year by the transferring operator under the monitoring and reporting requirements of the permit; and

• (b) as a result of the error, the transferring operator failed to comply with the surrender requirements of the permit in respect of the scheme year to which the error relates.

• (2) The regulator must give notice to the transferring operator of the error as soon as reasonably practicable.

• (3) The transferring operator must, within the period of one month beginning with the date the transferring operator received the notice, effect a transfer to the new operator of allowances equal to the reportable emissions in respect of which, as a result of the error, the transferring operator failed to comply with the surrender condition of the permit.

• (4) The new operator must surrender the allowances within the period of one month beginning with the date of the transfer of the allowances.

• (5) In paragraph (1), the reference to the transfer of a permit under regulation 12 includes a reference to an application for a transfer of a permit to which effect is given by a variation of the new operator’s existing permit.

• (6) In this regulation—

• (a) “transferring operator” means the person who was the current operator for the purposes of regulation 12; and

• (b) “new operator” has the same meaning as in regulation 12.

Surrender of permits

Revocation of permits

Failure to transfer or surrender allowances where underreporting discovered after transfer

53A

• (1) A person is liable to a civil penalty where the person fails—

• (a) to effect a transfer (or to effect a transfer on time) of allowances, contrary to regulation 12A(3) (transfer of permits: underreporting discovered after transfer);