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The Financial Services (Omnibus 1 Directive) Regulations 2012

Type Statutory-Instrument

Publication 2012-03-22

State In force

Department King's Printer of Acts of Parliament

Source legislation.gov.uk

Reform history JSON API PDF

Made: 22nd March 2012

Laid before Parliament: 23rd March 2012

Coming into force: 16th April 2012

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Citation and commencement

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Amendments to the Financial Services and Markets Act 2000

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Amendments to the Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001

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Amendments to the Financial Conglomerates and Other Financial Groups Regulations 2004

4

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SCHEDULE — ORDERS SPECIFYING MATTERS IN RELATION TO WHICH THE TREASURY ARE DESIGNATED

Designation Order	Relevant matters
The European Communities (Designation) (No. 4) Order 1992[^f00011]	Measures relating to the publication of information about developments in the sphere of activity of a company or undertaking, whose securities are admitted to trading on a market, which may affect the price of that company’s or undertaking’s securities.

The European Communities (Designation) (No. 3) Order 1993[^f00012]	Measures relating to investment firms and to the provision of investment services and to the operation of regulated markets and clearing or settlement systems.

The European Communities (Designation) Order 1994[^f00013]	Measures relating to the movement of capital and to payments, between Member States and between Member States and countries which are not Member States.


The European Communities (Designation) (No. 4) Order 2000[^f00014]	Measures relating to securities and rights in securities.

The European Communities (Designation) (No. 3) Order 2001[^f00015]	Credit and financial institutions and the taking of deposits or other repayable funds from the public.

The European Communities (Designation) (No. 4) Order 2002[^f00016]	Authorisation and regulation of insurance intermediaries. Collective investment in transferable securities and other liquid assets.

The European Communities (Designation) (No. 3) Order 2003[^f00017]	The provision of cash, securities and interests in securities as collateral.

The European Communities (Designation) (No.5) Order 2004[^f00018]	Insider dealing and market manipulation.

The European Communities (Designation) (No. 7) Order 2004[^f00019]	The listing of securities on a stock exchange and information concerning listed securities. Prospectuses on offers of transferable securities to the public and admission of securities to trading on a regulated market.

Signed

Michael Fabricant — Angela Watkinson — Two of the Lords Commissioners of Her Majesty’s Treasury — 22nd March 2012

Explanatory note

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Footnotes

[^f00001]: 1972 c. 68; section 2(2) was amended by section 27(1)(a) of the Legislative and Regulatory Reform Act 2006 (c.51) and the European Union (Amendment) Act 2008 (c.7), Schedule, Part 1.

[^f00002]: 2000 c.8; relevant amendments are as follows. Sections 87A to 87R were inserted by regulation 2(1) of and Schedule 1, paragraph 5 to S.I. 2005/1433; section 100A was inserted by section 1271 of the Companies Act 2006 (c.46); sections 194A and 195A were inserted by regulation 3(1) of and Schedule ,1 paragraphs 1 and 2 to S.I. 2007/126 and section 195A was substituted by regulation 2(8) of S.I. 2011/ 1613; section 199 was amended by regulation 2(9) of S.I. 2011/ 1613; sections 312B and 313C were inserted by S.I. 2007/126; and paragraph 19(12ZA) of Schedule 3 was inserted by regulation 2(33)(h) of S.I. 2011/ 1613.

[^f00003]: O.J. No. L331, 15.12.2010 p.84

[^f00004]: O.J. No. L331, 15.12.2010 p.12

[^f00005]: S.I. 2001/2188, amended by S.I. 2001/3624, S.I. 2003/1473, S.I. 2003/2066, S.I. 2004/1862, S.I. 2004/3379, S.I. 2006/3413, S.I. 2006/3221, S.I. 2006/3413, S.I. 2007/3255 and S.I. 2011/1613; there are other amending instruments but none is relevant.

[^f00006]: O.J. No. L211, 14.08.2009 p.1

[^f00007]: O.J. No. L331, 15.12.2010 p.1

[^f00008]: O.J. No. L331, 15.12.2010 p.48

[^f00009]: O.J. No. L326, 08.12.2011 p.1

[^f00010]: S.I. 2004/1862 to which there are amendments not relevant to these Regulations.

[^f00011]: S.I. 1992/2870.

[^f00013]: S.I. 1994/757.

[^f00014]: S.I. 2000/3057.

[^f00015]: S.I. 2001/3495.

[^f00016]: S.I. 2002/2840.

[^f00017]: S.I. 2003/1888.

[^f00018]: S.I. 2004/2642.

[^f00019]: S.I. 2004/3328.

Editorial notes

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