The Alternative Investment Fund Managers Regulations 2013

[^key-d769d87c8ede8ea3eb3183049d9aeca1]: Words in reg. 2(1) omitted (31.12.2020) by virtue of The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 3(1)(m) (as amended by S.I. 2019/325, reg. 58); 2020 c. 1, Sch. 5 para. 1(1)

[^key-0a6e0fb8a352ca1799a7d898173418e7]: Words in reg. 2(1) inserted (31.12.2020) by The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 3(1)(n) (as amended by S.I. 2019/325, reg. 58); 2020 c. 1, Sch. 5 para. 1(1)

[^key-7653e793fc839ecdefc14b92ab515e6b]: Words in reg. 2(1) substituted (31.12.2020) by The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 3(1)(o)(i) (as amended by S.I. 2019/325, reg. 58, S.I. 2020/1301, regs. 1, 3, Sch. para. 19(a)(i)(bb)); 2020 c. 1, Sch. 5 para. 1(1)

[^key-fb349c01403c2f58ec086bec266b13c6]: Words in reg. 2(1) substituted (31.12.2020) by The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 3(1)(o)(ii) (as amended by S.I. 2019/325, reg. 58, S.I. 2020/1301, regs. 1, 3, Sch. para. 19(a)(i)(cc)); 2020 c. 1, Sch. 5 para. 1(1)

[^key-d0a60aca05f6b6811dcc8fa2d58104a2]: Words in reg. 2(1) inserted (31.12.2020) by The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 3(1)(p) (as amended by S.I. 2019/325, reg. 58); 2020 c. 1, Sch. 5 para. 1(1)

[^key-8532e02d686c96d123b54d9573612b95]: Words in reg. 2(1) inserted (31.12.2020) by The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 3(1)(q) (as amended by S.I. 2019/325, reg. 58); 2020 c. 1, Sch. 5 para. 1(1)

[^key-20bac79a55ba420ac4d195e9174da9c2]: Words in reg. 2(1) substituted (31.12.2020) by The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 3(1)(r) (as amended by S.I. 2019/325, reg. 58); 2020 c. 1, Sch. 5 para. 1(1)

[^key-967173b9d9d1b60b4aa305b516be9757]: Words in reg. 2(1) inserted (31.12.2020) by The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 3(1)(s) (as amended by S.I. 2019/325, reg. 58); 2020 c. 1, Sch. 5 para. 1(1)

[^key-0b210e8b90548f9d5c984ca88071c477]: Words in reg. 2(1) omitted (31.12.2020) by virtue of The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 3(1)(t) (as amended by S.I. 2019/325, reg. 58); 2020 c. 1, Sch. 5 para. 1(1)

[^key-c9e2310719456ba75295c290db4291e7]: Words in reg. 2(1) inserted (31.12.2020) by The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 3(1)(u) (as amended by S.I. 2019/325, reg. 58); 2020 c. 1, Sch. 5 para. 1(1)

[^key-a381c3d48b3d3760878fc252b1d902c6]: Words in reg. 2(1) omitted (31.12.2020) by virtue of The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 3(1)(v)(i) (as amended by S.I. 2019/325, reg. 58); 2020 c. 1, Sch. 5 para. 1(1)

[^key-72c5094c0bca505cc6f16309aac4c2b1]: Words in reg. 2(1) substituted (31.12.2020) by The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 3(1)(v)(ii) (as amended by S.I. 2019/325, reg. 58); 2020 c. 1, Sch. 5 para. 1(1)

[^key-deacdb9ec98f22658f2ae905a5a0c44f]: Words in reg. 2(1) omitted (31.12.2020) by virtue of The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 3(1)(w) (as amended by S.I. 2019/325, reg. 58); 2020 c. 1, Sch. 5 para. 1(1)

[^key-2ecd0baa86f4305e2a36b53e10750886]: Words in reg. 2(1) substituted (31.12.2020) by The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 3(1)(x) (as amended by S.I. 2019/325, reg. 58); 2020 c. 1, Sch. 5 para. 1(1)

[^key-673a7430c5fbd62a96fabec92f7b7338]: Words in reg. 2(1) substituted (31.12.2020) by The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 3(1)(y) (as amended by S.I. 2019/325, reg. 58); 2020 c. 1, Sch. 5 para. 1(1)

[^key-9e99b0ec6ce7ed22051f2b40571ce4da]: Words in reg. 2(1) inserted (31.12.2020) by The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 3(1)(z) (as amended by S.I. 2019/325, reg. 58); 2020 c. 1, Sch. 5 para. 1(1)

[^key-a136a60d271e11515a601a53c5d617de]: Reg. 2(3A) omitted (31.12.2020) by virtue of The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 3(3) (as amended by S.I. 2019/325, reg. 58); 2020 c. 1, Sch. 5 para. 1(1)

[^key-cdc5300c903d3f569c3a17d758f16eaf]: Reg. 2(2)(a) omitted (31.12.2020) by virtue of The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 3(2)(a) (as amended by S.I. 2019/325, reg. 58); 2020 c. 1, Sch. 5 para. 1(1)

[^key-5f205387702782cc1d84ede2408fa0eb]: Words in reg. 2(2)(b) omitted (31.12.2020) by virtue of The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 3(2)(b)(i) (as amended by S.I. 2019/325, reg. 58); 2020 c. 1, Sch. 5 para. 1(1)

[^key-2a119ca33e607d37f8d8347332e694a4]: Words in reg. 2(2)(b) inserted (31.12.2020) by The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 3(2)(b)(ii) (as amended by S.I. 2019/325, reg. 58); 2020 c. 1, Sch. 5 para. 1(1)

[^key-4a7ef2ff98510fffd5edbe359f3c8db4]: Words in reg. 59 heading substituted (31.12.2020) by The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 10(9)(a) (as amended by S.I. 2019/325, reg. 58); 2020 c. 1, Sch. 5 para. 1(1)

[^key-a7f18cdf6662f26db19b887ad22c1475]: Reg. 59(4A) inserted (31.12.2020) by The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 10(9)(e) (as amended by S.I. 2019/325, reg. 58); 2020 c. 1, Sch. 5 para. 1(1)

[^key-46dfb7da132c2659f80a5868a28bcd16]: Words in reg. 59(2) inserted (31.12.2020) by The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 10(9)(b)(i) (as amended by S.I. 2019/325, reg. 58); 2020 c. 1, Sch. 5 para. 1(1)

[^key-6b2d09e57b6e8b9a032bb40aa0502a55]: Words in reg. 59(2)(b) substituted (31.12.2020) by The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 10(9)(b)(ii) (as amended by S.I. 2019/325, reg. 58); 2020 c. 1, Sch. 5 para. 1(1)

[^key-52e4c7b50097ba882e632254a5ea5e9e]: Words in reg. 59(2)(d)(i) substituted (31.12.2020) by The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 10(9)(b)(iii)(aa) (as amended by S.I. 2019/325, reg. 58); 2020 c. 1, Sch. 5 para. 1(1)

[^key-57fa733d79b58eb87d83fbb34bbf72d7]: Words in reg. 59(2)(d) substituted (31.12.2020) by The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 10(9)(b)(iii)(bb) (as amended by S.I. 2019/325, reg. 58); 2020 c. 1, Sch. 5 para. 1(1)

[^key-8dc0ee1ccbcade1d2439a0888395bf53]: Words in reg. 59(3) inserted (31.12.2020) by The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 10(9)(c) (as amended by S.I. 2019/325, reg. 58); 2020 c. 1, Sch. 5 para. 1(1)

[^key-5cb7fb421f0e0949ace35c5a1ca19134]: Words in reg. 59(4) inserted (31.12.2020) by The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 10(9)(d) (as amended by S.I. 2019/325, reg. 58); 2020 c. 1, Sch. 5 para. 1(1)

[^key-ffc8183391951b51497717d622af8f76]: Words in reg. 67 heading omitted (31.12.2020) by virtue of The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 11(4)(a) (as amended by S.I. 2019/325, reg. 58); 2020 c. 1, Sch. 5 para. 1(1)

[^key-3876a2752246eb63353e7da3c686ae78]: Words in reg. 67(1) substituted (31.12.2020) by The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 11(4)(b) (as amended by S.I. 2019/325, reg. 58); 2020 c. 1, Sch. 5 para. 1(1)

[^key-f3a9bba4a3e3e3adadf411940101e055]: Reg. 67(2)-(4) omitted (31.12.2020) by virtue of The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 11(4)(c) (as amended by S.I. 2019/325, reg. 58); 2020 c. 1, Sch. 5 para. 1(1)

[^key-3e61f59cb3146a85542bbf03bf74781c]: Reg. 14 omitted (31.12.2020) by virtue of The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 5(3) (as amended by S.I. 2019/325, reg. 58); 2020 c. 1, Sch. 5 para. 1(1)

[^key-1ce79a199cb78f8a938eecf8cb100618]: Words in reg. 71(5)(c) substituted (31.12.2020) by The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 13 (as amended by S.I. 2019/325, reg. 58); 2020 c. 1, Sch. 5 para. 1(1)

[^key-d9d6dd395f3282c09f8b0839817f1e50]: Words in reg. 71(5)(b) substituted (31.12.2020) by The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 13 (as amended by S.I. 2019/325, reg. 58); 2020 c. 1, Sch. 5 para. 1(1)

[^key-11a5e60afe286258815e42d538a10cf4]: Words in reg. 71(5)(f) substituted (31.12.2020) by The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 13 (as amended by S.I. 2019/325, reg. 58); 2020 c. 1, Sch. 5 para. 1(1)

[^key-f5d5c24d873f2d8ee10b83e61b7a7882]: Words in reg. 9(4) substituted (31.12.2020) by The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 5(1)(a) (as amended by S.I. 2019/325, reg. 58); 2020 c. 1, Sch. 5 para. 1(1)

[^key-a3c67de76cabd1708f55848ad47ad14f]: Words in reg. 9(4) substituted (31.12.2020) by The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 5(1)(b) (as amended by S.I. 2019/325, reg. 58); 2020 c. 1, Sch. 5 para. 1(1)

[^key-f9418d208afd88ef6ad3b5d9c6bf3ac5]: Words in reg. 16(2)(b) omitted (31.12.2020) by virtue of The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 5(4) (as amended by S.I. 2019/325, reg. 58); 2020 c. 1, Sch. 5 para. 1(1)

[^key-2a2e80c9417c896afd802d5e6e80ff3a]: Words in reg. 12(1A) substituted (31.12.2020) by The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 5(1)(a) (as amended by S.I. 2019/325, reg. 58); 2020 c. 1, Sch. 5 para. 1(1)

[^key-92485b2988c9b132c793124a27774329]: Words in reg. 12(1A) substituted (31.12.2020) by The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 5(1)(b) (as amended by S.I. 2019/325, reg. 58); 2020 c. 1, Sch. 5 para. 1(1)

[^key-686343f9a3a3bbf3bcd7cb296f613c61]: Words in reg. 10(4) substituted (31.12.2020) by The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 5(1)(a) (as amended by S.I. 2019/325, reg. 58); 2020 c. 1, Sch. 5 para. 1(1)

[^key-662e2dc4755dd726fe361bdfa589f3b6]: Words in reg. 10(4) substituted (31.12.2020) by The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 5(1)(b) (as amended by S.I. 2019/325, reg. 58); 2020 c. 1, Sch. 5 para. 1(1)

[^key-47f1896dc778cad2f92cb9194d2e061a]: Words in reg. 31(1) substituted (31.12.2020) by The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 8(3)(a) (as amended by S.I. 2019/325, reg. 58); 2020 c. 1, Sch. 5 para. 1(1)

[^key-4d92e0602b3460b59cbc44a1739552ba]: Words in reg. 31(2) substituted (31.12.2020) by The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 8(3)(b) (as amended by S.I. 2019/325, reg. 58); 2020 c. 1, Sch. 5 para. 1(1)

[^key-97b5feece6a5ba748114b928d3e7d3bc]: Words in reg. 33 substituted (31.12.2020) by The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 8(5)(a) (as amended by S.I. 2019/325, reg. 58); 2020 c. 1, Sch. 5 para. 1(1)

[^key-832818160841fecf9d4dd25bf3dd0e93]: Words in reg. 33 substituted (31.12.2020) by The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 8(5)(b) (as amended by S.I. 2019/325, reg. 58); 2020 c. 1, Sch. 5 para. 1(1)

[^key-0ee74a06d3aef6b5f64440c1bfb3ac2a]: Words in reg. 43(4)(b) substituted (31.12.2020) by The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 9(4)(a) (as amended by S.I. 2019/325, reg. 58 and S.I. 2019/1212, regs. 1(3), 16); 2020 c. 1, Sch. 5 para. 1(1)

[^key-4ecd8146ee427b25eef07acf6b44ddf3]: Word in reg. 43(5) substituted (31.12.2020) by The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 9(4)(b)(i) (as amended by S.I. 2019/325, reg. 58); 2020 c. 1, Sch. 5 para. 1(1)

[^key-9a7a50054b983ca72e1fd74080e4adac]: Words in reg. 43(5) omitted (31.12.2020) by virtue of The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 9(4)(b)(ii) (as amended by S.I. 2019/325, reg. 58); 2020 c. 1, Sch. 5 para. 1(1)

[^key-0cb7abfa4b2f8f1ae06a5f44600cc0c5]: Words in reg. 24(1) substituted (31.12.2020) by The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 7(1) (as amended by S.I. 2019/325, reg. 58); 2020 c. 1, Sch. 5 para. 1(1)

[^key-9cd9b2148acccb4136f304c548607c1c]: Words in reg. 81(3) substituted (31.12.2020) by The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 15(1)(b) (as amended by S.I. 2019/325, reg. 58); 2020 c. 1, Sch. 5 para. 1(1)

[^key-383c5aa129f3d586b40b47bd7dfbbc34]: Words in reg. 81(2)(b) substituted (31.12.2020) by The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 15(1)(a) (as amended by S.I. 2019/325, reg. 58); 2020 c. 1, Sch. 5 para. 1(1)

[^key-aa49e8bb34be62f49c8d4259df53a5a3]: Word in reg. 50 Table substituted (31.12.2020) by The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 10(5) (as amended by S.I. 2019/325, reg. 58); 2020 c. 1, Sch. 5 para. 1(1)

[^key-05279e4658d7669247f6d25dfb04cc2d]: Words in reg. 65 omitted (31.12.2020) by virtue of The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 11(2)(a) (as amended by S.I. 2019/325, reg. 58); 2020 c. 1, Sch. 5 para. 1(1)

[^key-fc8114dee2f864b68361776cb46e61cc]: Words in reg. 65 inserted (31.12.2020) by The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 11(2)(b) (as amended by S.I. 2019/325, reg. 58); 2020 c. 1, Sch. 5 para. 1(1)

[^key-b04eacf5031d31ed00a58a412885a264]: Words in reg. 28 heading omitted (31.12.2020) by virtue of The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 7(2) (as amended by S.I. 2019/325, reg. 58); 2020 c. 1, Sch. 5 para. 1(1)

[^key-46a1329663859f17ad9e3cfe502ab153]: Reg. 36(1)(b) substituted (31.12.2020) by The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 9(1) (as amended by S.I. 2019/325, reg. 58); 2020 c. 1, Sch. 5 para. 1(1)

[^key-309a432dd4fb28ea102cea9c7a87037a]: Words in reg. 37(1) omitted (31.12.2020) by virtue of The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 9(2) (as amended by S.I. 2019/325, reg. 58); 2020 c. 1, Sch. 5 para. 1(1)

[^key-5153265168ba3f0d88e1269ee60bd01f]: Words in reg. 45 substituted (31.12.2020) by The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 10(1) (as amended by S.I. 2019/325, reg. 58); 2020 c. 1, Sch. 5 para. 1(1)

[^key-9ef52eb5f5259850cbe08be0d4a4dd44]: Words in reg. 62 substituted (31.12.2020) by The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 11(1) (as amended by S.I. 2019/325, reg. 58); 2020 c. 1, Sch. 5 para. 1(1)

[^key-2b631edf1d8c5d680551d0835b29873c]: Words in reg. 56 substituted (31.12.2020) by The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 10(7) (as amended by S.I. 2019/325, reg. 58); 2020 c. 1, Sch. 5 para. 1(1)

[^key-dc33dcb6a8a91a0fefc294e5a9abbecd]: Words in reg. 63 substituted (31.12.2020) by The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 11(1) (as amended by S.I. 2019/325, reg. 58); 2020 c. 1, Sch. 5 para. 1(1)

[^key-63e87cff0227e8bca0d1eec88e24ae32]: Words in reg. 64 substituted (31.12.2020) by The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 11(1) (as amended by S.I. 2019/325, reg. 58); 2020 c. 1, Sch. 5 para. 1(1)

[^key-fff99293a26ecc5520353ba238dbe493]: Reg. 66 omitted (31.12.2020) by virtue of The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 11(3) (as amended by S.I. 2019/325, reg. 58); 2020 c. 1, Sch. 5 para. 1(1)

[^key-e0f22d80bf41fff165371ceb22ca6831]: Reg. 68(3)-(6) omitted (31.12.2020) by virtue of The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 11(5) (as amended by S.I. 2019/325, reg. 58); 2020 c. 1, Sch. 5 para. 1(1)

[^key-86721556fc6913fefb85954da5733a56]: Reg. 69 omitted (31.12.2020) by virtue of The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 11(6) (as amended by S.I. 2019/325, reg. 58); 2020 c. 1, Sch. 5 para. 1(1)

[^key-81cef7c798896612a0f2ad9b5c011b5c]: Words in reg. 48 heading substituted (31.12.2020) by The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 10(2) (as amended by S.I. 2019/325, reg. 58); 2020 c. 1, Sch. 5 para. 1(1)

[^key-54703dc5c9adfec1a7336ac7c0f8ee72]: Word in reg. 48 substituted (31.12.2020) by The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 10(3)(a) (as amended by S.I. 2019/325, reg. 58); 2020 c. 1, Sch. 5 para. 1(1)

[^key-b37652797ef72b0d497fd98bae7fee6e]: Word in reg. 48 substituted (31.12.2020) by The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 10(3)(b) (as amended by S.I. 2019/325, reg. 58); 2020 c. 1, Sch. 5 para. 1(1)

[^M_F_b5465350-af75-489d-e125-b68e23548f62]: Words in reg. 57(1)(b) substituted (31.12.2020) by virtue of The Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/328), regs. 1(3), 10(8)(b)(i) (as amended by S.I. 2019/325, reg. 58); 2020 c. 1, Sch. 5 para. 1(1)

[^key-9e89386943e24476b92e0210bbc0ad13]: Words in reg. 2(5) substituted (1.1.2022) by The Financial Services and Markets Act 2000 (Consequential Amendments of References to Rules) Regulations 2021 (S.I. 2021/1388), regs. 1(2), 4

[^key-958d887391a31e2c6ceadae4d02bd00d]: Reg. 57(1A) inserted (23.2.2022) by Financial Services Act 2021 (c. 22), s. 49(5), Sch. 9 para. 10; S.I. 2022/163, reg. 2(a)

[^key-5b4d09a028e74b192fcb0241451e471b]: Words in reg. 58(1) inserted (23.2.2022) by Financial Services Act 2021 (c. 22), s. 49(5), Sch. 9 para. 11; S.I. 2022/163, reg. 2(a)

[^key-dfb2cc22d6b5a9a1f8bff291f5b50b8a]: Words in reg. 59(1) inserted (23.2.2022) by Financial Services Act 2021 (c. 22), s. 49(5), Sch. 9 para. 12(a); S.I. 2022/163, reg. 2(a)

[^key-fba6c0582806db88ca643823960412d0]: Word in reg. 59(4A) substituted (23.2.2022) by Financial Services Act 2021 (c. 22), s. 49(5), Sch. 9 para. 12(b); S.I. 2022/163, reg. 2(a)

[^key-4f1debce7f2b44c13cf99814cbca6e72]: Reg. 2(1A) inserted (26.10.2023 for specified purposes) by Economic Crime and Corporate Transparency Act 2023 (c. 56), ss. 115(3), 219(1)(2)(b)

[^key-04e67b1dba227c1f38221ef615971292]: Words in reg. 2(1) inserted (26.10.2023 for specified purposes) by Economic Crime and Corporate Transparency Act 2023 (c. 56), ss. 115(2)(b), 219(1)(2)(b)

[^key-184f34e2bf0dc590656143a9b6672df3]: Words in reg. 2(1) inserted (26.10.2023 for specified purposes) by Economic Crime and Corporate Transparency Act 2023 (c. 56), ss. 115(2)(c), 219(1)(2)(b)

[^key-11683b6ba33718bbfe6506784aa61baa]: Words in reg. 2(1) inserted (26.10.2023 for specified purposes) by Economic Crime and Corporate Transparency Act 2023 (c. 56), ss. 115(2)(d), 219(1)(2)(b)

[^key-472160ed158c978772a0aa5f3ad10560]: Words in reg. 2(1) inserted (26.10.2023 for specified purposes) by Economic Crime and Corporate Transparency Act 2023 (c. 56), ss. 115(2)(a), 219(1)(2)(b)

[^key-399b199dab6c889dc1487936a3b4dd9b]: Regulations revoked (14.12.2023 for the revocation of reg. 79) by Financial Services and Markets Act 2023 (c. 29), s. 86(3), Sch. 1 Pt. 2 (with s. 1(4)); S.I. 2023/1382, reg. 2(c)(vi)

[^key-309c1793828e9d10134266345734637d]: Pt. 3A omitted (1.1.2024) by virtue of The Financial Services and Markets Act 2023 (Consequential Amendments) Regulations 2023 (S.I. 2023/1410), regs. 1(2), 9(3)

[^key-46ea2274cc146c6b4479e60574269eb1]: Words in reg. 2(1) omitted (1.1.2024) by virtue of The Financial Services and Markets Act 2023 (Consequential Amendments) Regulations 2023 (S.I. 2023/1410), regs. 1(2), 9(2)(a)

[^key-709768b268555b4d8618d2c958e67189]: Words in reg. 2(1) omitted (1.1.2024) by virtue of The Financial Services and Markets Act 2023 (Consequential Amendments) Regulations 2023 (S.I. 2023/1410), regs. 1(2), 9(2)(b)

[^key-669da8a9f4e44b7200ab68810e50bd8e]: Words in reg. 2(1) omitted (1.1.2024) by virtue of The Financial Services and Markets Act 2023 (Consequential Amendments) Regulations 2023 (S.I. 2023/1410), regs. 1(2), 9(2)(c)

[^key-05260d8e8dbd4ea822dae6dfe979ff17]: Reg. 30(7) omitted (1.1.2024) by virtue of The Financial Services and Markets Act 2023 (Consequential Amendments) Regulations 2023 (S.I. 2023/1410), regs. 1(2), 9(4)

[^key-a31b1da344561c6111f95496c546c7c2]: Reg. 32(3) omitted (1.1.2024) by virtue of The Financial Services and Markets Act 2023 (Consequential Amendments) Regulations 2023 (S.I. 2023/1410), regs. 1(2), 9(5)

[^key-80e137ddc412ff2a21ef11d8f42abb6c]: Reg. 52(1)(c) omitted (1.1.2024) by virtue of The Financial Services and Markets Act 2023 (Consequential Amendments) Regulations 2023 (S.I. 2023/1410), regs. 1(2), 9(6)

[^key-1a9e574ff53b61dba4d111ecae253cbe]: Reg. 53(1)(c) omitted (1.1.2024) by virtue of The Financial Services and Markets Act 2023 (Consequential Amendments) Regulations 2023 (S.I. 2023/1410), regs. 1(2), 9(7)

[^key-39cb37af9103a7137055899517dd0354]: Reg. 22 modified (30.1.2024 for specified purposes) by The Securitisation Regulations 2024 (S.I. 2024/102), regs. 2(1)(e)(2), 34(5)(6)(d) (with Sch. 3)

[^key-5507c00ecc2e38be14d6d0f82ca31c99]: Reg. 17 modified (30.1.2024 for specified purposes) by The Securitisation Regulations 2024 (S.I. 2024/102), regs. 2(1)(e)(2), 34(5)(6)(a) (with Sch. 3)

[^key-d06f7a98b6df3810b0046dee8f40b67a]: Reg. 19 modified (30.1.2024 for specified purposes) by The Securitisation Regulations 2024 (S.I. 2024/102), regs. 2(1)(e)(2), 34(5)(6)(b) (with Sch. 3)

[^key-9b4f0dde6756033a7c7b3753f7fcd987]: Reg. 21 modified (30.1.2024 for specified purposes) by The Securitisation Regulations 2024 (S.I. 2024/102), regs. 2(1)(e)(2), 34(5)(6)(c) (with Sch. 3)

[^key-1f16065e939d2b0cb461d212864cc3f5]: Reg. 22 modified (30.1.2024 for specified purposes, 1.11.2024 in so far as not already in force) by The Securitisation Regulations 2024 (S.I. 2024/102), regs. 2(1)(e)(2), 34(5)(6)(d) (with Sch. 3) (as amended by S.I. 2024/705, regs. 1(2), 2(2))

[^key-bdd2601b134106c770b0de9673adeb43]: Reg. 17 modified (30.1.2024 for specified purposes, 1.11.2024 in so far as not already in force) by The Securitisation Regulations 2024 (S.I. 2024/102), regs. 2(1)(e)(2), 34(5)(6)(a) (with Sch. 3) (as amended by S.I. 2024/705, regs. 1(2), 2(2))

[^key-1f13741ad048f3a974922a0a437ba3fe]: Reg. 19 modified (30.1.2024 for specified purposes, 1.11.2024 in so far as not already in force) by The Securitisation Regulations 2024 (S.I. 2024/102), regs. 2(1)(e)(2), 34(5)(6)(b) (with Sch. 3) (as amended by S.I. 2024/705, regs. 1(2), 2(2))

[^key-91c8bda53601fd18e6b00493b0569efc]: Reg. 21 modified (30.1.2024 for specified purposes, 1.11.2024 in so far as not already in force) by The Securitisation Regulations 2024 (S.I. 2024/102), regs. 2(1)(e)(2), 34(5)(6)(c) (with Sch. 3) (as amended by S.I. 2024/705, regs. 1(2), 2(2))

[^key-b4700d5ba8817a99c871ffdf23cbef6e]: Word in reg. 2(1) substituted (27.2.2025) by The Retained EU Law (Revocation and Reform) Act 2023 (Consequential Amendments) Regulations 2025 (S.I. 2025/82), reg. 1(2), Sch. 9 para. 9(a)

[^key-d1161e3af2c08aa5af4c67a6d914d0a0]: Word in reg. 2(2)(b) substituted (27.2.2025) by The Retained EU Law (Revocation and Reform) Act 2023 (Consequential Amendments) Regulations 2025 (S.I. 2025/82), reg. 1(2), Sch. 9 para. 9(b)

[^key-2ea41b8b62167cf57265774269a24728]: Word in reg. 33 substituted (27.2.2025) by The Retained EU Law (Revocation and Reform) Act 2023 (Consequential Amendments) Regulations 2025 (S.I. 2025/82), reg. 1(2), Sch. 9 para. 9(c)

[^key-4a773f6d2c4ac5b144487e33645e6b02]: Word in reg. 57(4)(a) substituted (27.2.2025) by The Retained EU Law (Revocation and Reform) Act 2023 (Consequential Amendments) Regulations 2025 (S.I. 2025/82), reg. 1(2), Sch. 9 para. 9(d)

[^key-8c3583ad9ba0aa8558d32e34bcac46b9]: Word in reg. 59(2)(d) substituted (27.2.2025) by The Retained EU Law (Revocation and Reform) Act 2023 (Consequential Amendments) Regulations 2025 (S.I. 2025/82), reg. 1(2), Sch. 9 para. 9(e)

[^key-b23f7cae9292d61aa93927ca7d9da243]: Word in reg. 65 substituted (27.2.2025) by The Retained EU Law (Revocation and Reform) Act 2023 (Consequential Amendments) Regulations 2025 (S.I. 2025/82), reg. 1(2), Sch. 9 para. 9(f)

[^key-993cc68284cf87d076b93d391c92816f]: Reg. 3A inserted (25.2.2026 for specified purposes) by The Financial Services and Markets Act 2000 (Cryptoassets) Regulations 2026 (S.I. 2026/102), regs. 1(2)(3), 47(2) (with regs. 53-56)

PART 3A — LTIFs

Manner of application for ELTIF authorisation

23A

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Procedure in relation to the refusal of an application for UK LTIF authorisation

23B

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Procedure in relation to the revocation of UK LTIF authorisation otherwise than by consent

23C

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

PART 3B — Qualifying social entrepreneurship funds and qualifying venture capital funds

Manner of application for registration of a qualifying social entrepreneurship fund or qualifying venture capital fund

23D

• (1) An application for registration of a qualifying social entrepreneurship fund under Article 15a of the EuSEF Regulation, or of a qualifying venture capital fund under Article 14a of the EuVECA Regulation, must—

• (a) be made in such a manner as the FCA may direct; and

• (b) contain or be accompanied by such information as the FCA may reasonably require for the purpose of determining the application.

• (2) At any time after receiving an application and before determining it, the FCA may require the applicant to provide it with such further information as it considers necessary to enable it to determine the application.

• (3) Different directions may be given, and different requirements imposed, in relation to different applications or categories of applications.

• (4) The FCA may require an applicant to provide information which it is required to give under paragraph (1)(b) or paragraph (2) of this regulation in such form, or to verify it in such manner, as the FCA may specify.