The Financial Services and Markets Act 2000 (Excluded Activities and Prohibitions) Order 2014

[^key-7d57fda66d51a11c5e762118adcf4fa4]: Words in art. 3(2)(f) inserted (1.12.2016) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2016 (S.I. 2016/1032), arts. 1(2), 3(3)(b)

[^key-b7c270c1d45b3e0cdc6274b009a79f48]: Art. 3(2)(ga)-(gd) inserted (1.12.2016) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2016 (S.I. 2016/1032), arts. 1(2), 3(3)(c)

[^key-88a168adb66032cc7e509fe147ff308f]: Words in art. 3(2)(h) substituted (1.12.2016) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2016 (S.I. 2016/1032), arts. 1(2), 3(3)(d)

[^key-7e929218cf44c47f34775c7d488759ad]: Art. 6(1)(ba)(bb) inserted (1.12.2016) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2016 (S.I. 2016/1032), arts. 1(2), 3(4)(a)(i)

[^key-7aacbb533aa8d1ea38390624355af821]: Words in art. 6(1)(e) inserted (1.12.2016) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2016 (S.I. 2016/1032), arts. 1(2), 3(4)(a)(ii)

[^key-7105dab6b3660a636fbfa8a0f7e06a33]: Art. 6(4)(e)(f) inserted (1.12.2016) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2016 (S.I. 2016/1032), arts. 1(2), 3(4)(b)

[^key-4d10ae8b7d8a5e9da1d6c2ad5abe56b8]: Words in art. 6(5) substituted (1.12.2016) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2016 (S.I. 2016/1032), arts. 1(2), 3(4)(c)

[^key-fa5255f1a0bcf31cbec931e208895125]: Art. 6(7) inserted (1.12.2016) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2016 (S.I. 2016/1032), arts. 1(2), 3(4)(d)

[^key-2e79db6a30e3672f5dcf9ad0d11dd77f]: Art. 7(3)(4) inserted (1.12.2016) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2016 (S.I. 2016/1032), arts. 1(2), 3(5)

[^key-00cd12d3eae87d4b1940e4d7f4d8baa4]: Words in art. 12(1) substituted (1.12.2016) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2016 (S.I. 2016/1032), arts. 1(2), 3(6)(a)(i)

[^key-1619e9829dc35bf9e729b5b7870eebcf]: Words in art. 12(1) substituted (1.12.2016) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2016 (S.I. 2016/1032), arts. 1(2), 3(6)(a)(ii)

[^key-9121f3a33ac3121b573a3093ad0c93c6]: Words in art. 12(1) substituted (1.12.2016) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2016 (S.I. 2016/1032), arts. 1(2), 3(6)(a)(iii)

[^key-bd49cc5064186223d89d768da00e3821]: Art. 12(2)(a)(aa) substituted for art. 12(2)(a) (1.12.2016) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2016 (S.I. 2016/1032), arts. 1(2), 3(6)(b)(i)

[^key-72c03fd9ca148366d2ec4e99877ad29a]: Art. 12(2)(d) substituted (1.12.2016) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2016 (S.I. 2016/1032), arts. 1(2), 3(6)(b)(ii)

[^key-eb2188d3b9c1626377be1115913d7f1f]: Art. 14(2)(ba)(bb) inserted (1.12.2016) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2016 (S.I. 2016/1032), arts. 1(2), 3(7)(b)(i)

[^key-7ad6c6e5ea5fe9a4fd1c4c92f798aff4]: Words in art. 14(2)(e) inserted (1.12.2016) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2016 (S.I. 2016/1032), arts. 1(2), 3(7)(b)(ii)

[^key-51f8ead00291169661f3caaff7008428]: Art. 14(3A) inserted (1.12.2016) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2016 (S.I. 2016/1032), arts. 1(2), 3(7)(c)

[^key-e2d0e256055dcb194e5bba9fe032208c]: Word in art. 14(4)(b)(i) omitted (1.12.2016) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2016 (S.I. 2016/1032), arts. 1(2), 3(7)(d)(i)

[^key-bea36d887dd7ba92bbd632e6c440e02f]: Art. 14(4)(b)(iii)(iv) inserted (1.12.2016) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2016 (S.I. 2016/1032), arts. 1(2), 3(7)(d)(ii)

[^key-d25b4f938da08dbb0db72bf051aa9de6]: Art. 16 substituted (1.12.2016) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2016 (S.I. 2016/1032), arts. 1(2), 3(8)

[^key-06afbb3fba928ca8a330c921f14f31f4]: Word in art. 19(2)(b)(i) omitted (1.12.2016) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2016 (S.I. 2016/1032), arts. 1(2), 3(9)(a)

[^key-7a751258a63b36a19b096a6dfc11be12]: Word in art. 19(2)(b)(ii) omitted (1.12.2016) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2016 (S.I. 2016/1032), arts. 1(2), 3(9)(b)

[^key-b0773a79435afd5008f24bcbe5a64930]: Art. 19(2)(b)(iii)(iv) inserted (1.12.2016) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2016 (S.I. 2016/1032), arts. 1(2), 3(9)(c)

[^key-89731bd65d7f8ca7403337bd57cc9749]: Art. 19(2)(c)(v) inserted (1.12.2016) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2016 (S.I. 2016/1032), arts. 1(2), 3(9)(d)

[^key-a26e4282102aa675cccea0fad8d00a46]: Art. 19(7) inserted (1.12.2016) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2016 (S.I. 2016/1032), arts. 1(2), 3(9)(e)

[^key-31a2c0657b2ca7ae526521194ef1d026]: Words in art. 1(4) substituted (28.11.2017) by The Central Securities Depositories Regulations 2017 (S.I. 2017/1064), reg. 1, Sch. para. 41(2)(a) (with regs. 7(4), 9(1))

[^key-576dab0712facc261c6a5779331dbf8c]: Words in art. 1(4) substituted (28.11.2017) by The Central Securities Depositories Regulations 2017 (S.I. 2017/1064), reg. 1, Sch. para. 41(2)(b) (with regs. 7(4), 9(1))

[^key-d26724798d0014a9e6f7063cd39af21d]: Art. 2(3)(ea) inserted (28.11.2017) by The Central Securities Depositories Regulations 2017 (S.I. 2017/1064), reg. 1, Sch. para. 41(3) (with regs. 7(4), 9(1))

[^key-cb8d43fbf0433164df23e35c5a36061c]: Word in art. 6(4)(e)(ii) omitted (28.11.2017) by virtue of The Central Securities Depositories Regulations 2017 (S.I. 2017/1064), reg. 1, Sch. para. 41(4)(a) (with regs. 7(4), 9(1))

[^key-253679c510024457617e11a324d0ea33]: Art. 6(4)(e)(iv) and preceding word inserted (28.11.2017) by The Central Securities Depositories Regulations 2017 (S.I. 2017/1064), reg. 1, Sch. para. 41(4)(b) (with regs. 7(4), 9(1))

[^key-4778e9159239c7d2fa51cf5180d0f7b5]: Words in art. 1(4) inserted (30.11.2017) by The Banking Act 2009 (Service Providers to Payment Systems) Order 2017 (S.I. 2017/1167), arts. 1(2), 5(2)(a)

[^key-4d7597952e13b8e614c3b3bedcef8dcb]: Words in art. 1(4) omitted (30.11.2017) by virtue of The Banking Act 2009 (Service Providers to Payment Systems) Order 2017 (S.I. 2017/1167), arts. 1(2), 5(2)(b)

[^key-c815bf7fec60d6877016d6c5462edd7f]: Words in art. 6(4)(e) omitted (30.11.2017) by virtue of The Banking Act 2009 (Service Providers to Payment Systems) Order 2017 (S.I. 2017/1167), arts. 1(2), 5(3)

[^key-21118275682ee2c058277e61ba2fa223]: Words in art. 13(11) omitted (30.11.2017) by virtue of The Banking Act 2009 (Service Providers to Payment Systems) Order 2017 (S.I. 2017/1167), arts. 1(2), 5(4)

[^M_F_e7404e2d-d8ed-4a00-d47a-bb3b63b91e71]: Year in art. 1(4) substituted (13.1.2018) by The Payment Services Regulations 2017 (S.I. 2017/752), reg. 1(6), Sch. 8 para. 18 (with reg. 3)

[^key-d07fcc85a91b3eba81a0e17b3f2eb4c3]: Art. 4 in force at 1.1.2019, see art. 1(3)

[^key-c6bc6e7c63077c8324e5e07c10256cae]: Art. 5 in force at 1.1.2019, see art. 1(3)

[^key-37ccfa71b05e1dcdbcd888d14a0498ba]: Art. 6 in force at 1.1.2019, see art. 1(3)

[^key-e92a6bb78b84d3f34c9725e678644f14]: Art. 7 in force at 1.1.2019, see art. 1(3)

[^key-44732bc73f495295b9194b01de08a238]: Art. 8 in force at 1.1.2019, see art. 1(3)

[^key-1ffb970df2304a2ee3fcc0c8367e65c6]: Art. 9 in force at 1.1.2019, see art. 1(3)

[^key-b3186ab71b3a93e6cbdc06cfa6b6f399]: Art. 10 in force at 1.1.2019, see art. 1(3)

[^key-5eda83a177d7ad173ba53bb55b05ed92]: Art. 11 in force at 1.1.2019, see art. 1(3)

[^key-1e2c54698fb86d10f6fd39c76d963f98]: Art. 12 in force at 1.1.2019, see art. 1(3)

[^key-4a62ba5caee3af7495d4425a5e72722c]: Art. 13 in force at 1.1.2019, see art. 1(3)

[^key-2b8b55dd3db9adeb633beecd16fd898d]: Art. 14 in force at 1.1.2019, see art. 1(3)

[^key-f3053cf4e74c7942133fa7d843cf2c54]: Art. 15 in force at 1.1.2019, see art. 1(3)

[^key-378fb6c677fbbe557035147202126759]: Art. 16 in force at 1.1.2019, see art. 1(3)

[^key-4c1b72f865665fa200993f4604113023]: Art. 17 in force at 1.1.2019, see art. 1(3)

[^key-63ecca89fed63e9fe242ffacfe88ecf5]: Art. 18 in force at 1.1.2019, see art. 1(3)

[^key-fe563da4b2eeae3a6c4629a8fea20d20]: Art. 19 in force at 1.1.2019, see art. 1(3)

[^key-f81cfeec772bf0527bb49bee02afce6a]: Art. 21 in force at 1.1.2019, see art. 1(3)

[^key-b41059dc8893b97069ff072a681e76d4]: Words in art. 13(11) inserted (27.3.2019) by The Uncertificated Securities (Amendment and EU Exit) Regulations 2019 (S.I. 2019/679), regs. 1(2), 9(2)(a) (with regs. 10-12)

[^key-a84a7c81da930393912b4758b7c726b4]: Words in art. 13(11) substituted (27.3.2019) by The Uncertificated Securities (Amendment and EU Exit) Regulations 2019 (S.I. 2019/679), regs. 1(2), 9(2)(b) (with regs. 10-12)

[^key-37671ccc4bca3ac6f8c75a39af90ee7f]: Art. 12(1)(e)(i)-(iii) substituted for art. 12(1)(e)(i)(ii) (31.12.2020) by The Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/632), regs. 1(3), 192(5)(a) (with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1212, regs. 1(3), 22(3)); 2020 c. 1, Sch. 5 para. 1(1)

[^key-5005ca1ffa96c861596dff9757bb0aeb]: Art. 12(2)(ca)(cb) inserted (31.12.2020) by The Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/632), regs. 1(3), 192(5)(b)(ii) (with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1212, regs. 1(3), 22(3)); 2020 c. 1, Sch. 5 para. 1(1)

[^key-d81e3edb3954bb2be887e7eceb3c9d78]: Words in art. 12(2)(c) substituted (31.12.2020) by The Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/632), regs. 1(3), 192(5)(b)(i) (with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1212, regs. 1(3), 22(3)); 2020 c. 1, Sch. 5 para. 1(1)

[^key-7eb7b56ea2544fe6f595d8c19633ce3d]: Words in art. 2(3)(ea) omitted (31.12.2020) by virtue of The Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/632), regs. 1(3), 192(3)(c) (with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1212, regs. 1(3), 22(3)); 2020 c. 1, Sch. 5 para. 1(1)

[^key-e32b1fc0b00c687bf34338162599db1b]: Words in art. 2(3)(e) omitted (31.12.2020) by virtue of The Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/632), regs. 1(3), 192(3)(b) (with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1212, regs. 1(3), 22(3)); 2020 c. 1, Sch. 5 para. 1(1)

[^key-a6138f6735c02138506b8577e064f168]: Words in art. 2(3)(g) substituted (31.12.2020) by The Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/632), regs. 1(3), 192(3)(d) (with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1212, regs. 1(3), 22(3)); 2020 c. 1, Sch. 5 para. 1(1)

[^key-0581bdf20cf11d2511583882c79ef088]: Words in art. 6(4)(f) omitted (31.12.2020) by virtue of The Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/632), regs. 1(3), 192(4)(b) (with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1212, regs. 1(3), 22(3)); 2020 c. 1, Sch. 5 para. 1(1)

[^key-8b7fdd1eeef12ca55688b4ac333a7cc0]: Words in art. 6(4)(e)(iii) omitted (31.12.2020) by virtue of The Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/632), regs. 1(3), 192(4)(a) (with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1212, regs. 1(3), 22(3)); 2020 c. 1, Sch. 5 para. 1(1)

[^key-685679cfbe59be92438b8e2e8aa8413e]: Words in art. 20 heading substituted (31.12.2020) by The Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/632), regs. 1(3), 192(7)(a) (with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1212, regs. 1(3), 22(3)); 2020 c. 1, Sch. 5 para. 1(1)

[^key-65bc0cc3f4c2fdcc2cfb3a3712162467]: Words in art. 1(4) substituted (31.12.2020) by The Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/632), regs. 1(3), 192(2)(a) (with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1212, regs. 1(3), 22(3)); 2020 c. 1, Sch. 5 para. 1(1)

[^key-cbd42c359d96a5d081b93719cf23b8a2]: Words in art. 1(4) substituted (31.12.2020) by The Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/632), regs. 1(3), 192(2)(b) (with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1212, regs. 1(3), 22(3)); 2020 c. 1, Sch. 5 para. 1(1)

[^key-56af73744bd5bac45d83972e92983aa1]: Words in art. 1(4) inserted (31.12.2020) by The Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/632), regs. 1(3), 192(2)(c) (with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1212, regs. 1(3), 22(3)); 2020 c. 1, Sch. 5 para. 1(1)

[^key-6800369538b9f741b1f04c62852f6ce6]: Words in art. 1(4) substituted (31.12.2020) by The Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/632), regs. 1(3), 192(2)(d) (with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1212, regs. 1(3), 22(3)); 2020 c. 1, Sch. 5 para. 1(1)

[^key-689d028ea5c96fa254c923d7da945a28]: Words in art. 1(4) inserted (31.12.2020) by The Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/632), regs. 1(3), 192(2)(e) (with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1212, regs. 1(3), 22(3)); 2020 c. 1, Sch. 5 para. 1(1)

[^key-262f7c923a895affe12bbcb61516a726]: Words in art. 1(4) substituted (31.12.2020) by The Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/632), regs. 1(3), 192(2)(f) (with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1212, regs. 1(3), 22(3)); 2020 c. 1, Sch. 5 para. 1(1)

[^key-d3e874e470384d786e28d240210ece31]: Words in art. 1(4) omitted (31.12.2020) by virtue of The Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/632), regs. 1(3), 192(2)(g) (with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1212, regs. 1(3), 22(3)); 2020 c. 1, Sch. 5 para. 1(1)

[^key-452f41e6abf875ba72c2ee56ba415223]: Words in art. 1(4) substituted (31.12.2020) by The Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/632), regs. 1(3), 192(2)(i) (with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1212, regs. 1(3), 22(3)); 2020 c. 1, Sch. 5 para. 1(1)

[^key-4e7eb12319c89aa68818619ee85d1e3d]: Words in art. 1(4) omitted (31.12.2020) by virtue of The Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/632), regs. 1(3), 192(2)(j)(ii) (with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1212, regs. 1(3), 22(3)); 2020 c. 1, Sch. 5 para. 1(1)

[^key-e46dd9f1f8c79cd19d54631b4c8f46c9]: Words in art. 1(4) omitted (31.12.2020) by virtue of The Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/632), regs. 1(3), 192(2)(k)(i) (with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1212, regs. 1(3), 22(3)); 2020 c. 1, Sch. 5 para. 1(1)

[^key-f3092d45f49a08181e393bda6d1f4610]: Words in art. 1(4) omitted (31.12.2020) by virtue of The Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/632), regs. 1(3), 192(2)(k)(ii) (with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1212, regs. 1(3), 22(3)); 2020 c. 1, Sch. 5 para. 1(1)

[^key-e1e1829288617d775e0deaef7bd2dc7e]: Words in art. 1(4) omitted (31.12.2020) by virtue of The Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/632), regs. 1(3), 192(2)(k)(iii) (with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1212, regs. 1(3), 22(3)); 2020 c. 1, Sch. 5 para. 1(1)

[^key-494942a375c4baf7e8543e0bcecaff8b]: Words in art. 1(4) omitted (31.12.2020) by virtue of The Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/632), regs. 1(3), 192(2)(k)(iv) (with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1212, regs. 1(3), 22(3)); 2020 c. 1, Sch. 5 para. 1(1)

[^key-5ac2f667fd20b9c075be3c3fdec3ae96]: Words in art. 1(4) omitted (31.12.2020) by virtue of The Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/632), regs. 1(3), 192(2)(l) (with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1212, regs. 1(3), 22(3)); 2020 c. 1, Sch. 5 para. 1(1)

[^key-2d1e246ab036d58be58ac0eb0a9fad71]: Words in art. 1(4) omitted (31.12.2020) by virtue of The Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/632), regs. 1(3), 192(2)(m) (with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1212, regs. 1(3), 22(3)); 2020 c. 1, Sch. 5 para. 1(1)

[^key-7c10acdf4f4839e59fd7aa4ddd8d304c]: Words in art. 1(4) substituted (31.12.2020) by The Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/632), regs. 1(3), 192(2)(p) (with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1212, regs. 1(3), 22(3)); 2020 c. 1, Sch. 5 para. 1(1)

[^key-4b407f33ad69a44c90ed576147bbf67f]: Words in art. 1(4) inserted (31.12.2020) by The Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/632), regs. 1(3), 192(2)(q) (with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1212, regs. 1(3), 22(3)); 2020 c. 1, Sch. 5 para. 1(1)

[^key-4ed07014fefe8eb303944c0ae2bd8bbd]: Art. 1(5) inserted (1.1.2022) by The Financial Services Act 2021 (Prudential Regulation of Credit Institutions and Investment Firms) (Consequential Amendments and Miscellaneous Provisions) Regulations 2021 (S.I. 2021/1376), regs. 1(3), 18(3)

[^key-c873dc79b50448dd4fa3f1d9d43fe89a]: Words in art. 1(4) substituted (1.1.2022) by The Financial Services Act 2021 (Prudential Regulation of Credit Institutions and Investment Firms) (Consequential Amendments and Miscellaneous Provisions) Regulations 2021 (S.I. 2021/1376), regs. 1(3), 18(2)

[^key-d747da0cc4f92f47a62c02eb5b8ad1d6]: Art. 14(4) modified (13.3.2023 at 8.00 a.m.) by The Amendments of the Law (Resolution of Silicon Valley Bank UK Limited) Order 2023 (S.I. 2023/319), arts. 1(2), 2

[^key-c455ac3f3c85abaaf86fb16be2ac4d5c]: Words in art. 1(4) omitted (31.12.2024) by virtue of The Insurance and Reinsurance Undertakings (Overseas Insurance Regime, Transitional Provisions, etc.) Regulations 2024 (S.I. 2024/1116), regs. 1(2), 2(b)

[^key-9162604e364caa3854cb14e6538121c7]: Words in art. 1(4) omitted (31.12.2024) by virtue of The Insurance and Reinsurance Undertakings (Overseas Insurance Regime, Transitional Provisions, etc.) Regulations 2024 (S.I. 2024/1116), regs. 1(2), 2(c)

[^key-5b8313c0220c78d655d6b8d32444953b]: Words in art. 1(4) omitted (31.12.2024) by virtue of The Insurance and Reinsurance Undertakings (Overseas Insurance Regime, Transitional Provisions, etc.) Regulations 2024 (S.I. 2024/1116), regs. 1(2), 2(d)

[^key-7fb31675a1393a173fb7aa7a9f8577d0]: Art. 7A inserted (4.2.2025) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2025 (S.I. 2025/30), arts. 1(2), 9(3)

[^key-536fcf0d68386a65815cb06f8afd66b4]: Art. 19C inserted (4.2.2025) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2025 (S.I. 2025/30), arts. 1(2), 10(7)

[^key-577aaca590315d0d9a6a6fdf5566ec74]: Words in art. 1(4) substituted (4.2.2025) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2025 (S.I. 2025/30), arts. 1(2), 8(1)(a)(i)

[^key-247f6053c56915c6ad0bcbdbf11ba8a0]: Words in art. 1(4) inserted (4.2.2025) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2025 (S.I. 2025/30), arts. 1(2), 8(1)(a)(ii)

[^key-e9fe0d853c1446101f0b1d9dfa758e3d]: Words in art. 1(4) omitted (4.2.2025) by virtue of The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2025 (S.I. 2025/30), arts. 1(2), 8(1)(a)(iii)

[^key-4f8a1bac865dd716464ab55d141e3568]: Words in art. 1(4) inserted (4.2.2025) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2025 (S.I. 2025/30), arts. 1(2), 8(1)(a)(iv)

[^key-7188fd9b2e583eb98de1efd6b50d5d9a]: Words in art. 1(4) inserted (4.2.2025) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2025 (S.I. 2025/30), arts. 1(2), 8(1)(a)(v)

[^key-bd12ff42cc375bae7c77eef6aa206294]: Words in art. 1(4) inserted (4.2.2025) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2025 (S.I. 2025/30), arts. 1(2), 8(1)(a)(vi)

[^key-4c80907a8af846913dec8946a7b41532]: Words in art. 1(4) inserted (4.2.2025) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2025 (S.I. 2025/30), arts. 1(2), 8(1)(a)(vii)

[^key-4b9ac0cce2bd495d7a78ed96955444bd]: Words in art. 1(4) substituted (4.2.2025) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2025 (S.I. 2025/30), arts. 1(2), 8(1)(a)(viii)

[^key-9131bba87392ff070fb1279a58c49255]: Words in art. 1(4) inserted (4.2.2025) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2025 (S.I. 2025/30), arts. 1(2), 8(1)(a)(ix)

[^key-6a7e7a230609f1d53e545e3d41cb6fb0]: Words in art. 1(5) substituted (4.2.2025) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2025 (S.I. 2025/30), arts. 1(2), 8(1)(b)

[^key-282bdc3e0c975d09549813e1a94e0dd4]: Art. 1(6)-(10) inserted (4.2.2025) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2025 (S.I. 2025/30), arts. 1(2), 8(1)(c)

[^key-ff5222eb5b816e12f34ef2522a9e80f6]: Art. 2(2)(d) omitted (4.2.2025) by virtue of The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2025 (S.I. 2025/30), arts. 1(2), 8(2)(a)

[^key-ce20d3f525b3e45285191dc05f81ef2b]: Word in art. 2(3)(c)(i) omitted (4.2.2025) by virtue of The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2025 (S.I. 2025/30), arts. 1(2), 8(2)(b)(i)(aa)

[^key-45de7af148adf158b1a4516974879d87]: Art. 2(3)(c)(ii) omitted (4.2.2025) by virtue of The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2025 (S.I. 2025/30), arts. 1(2), 8(2)(b)(i)(bb)

[^key-cf3560cc17e5034cdbae74a836c357d4]: Words in art. 2(3)(g)(ii) substituted (4.2.2025) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2025 (S.I. 2025/30), arts. 1(2), 8(2)(b)(ii)

[^key-b0d5c1f69f1c1ab9457f16618cba2f3a]: Art. 2(3)(ga) inserted (4.2.2025) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2025 (S.I. 2025/30), arts. 1(2), 8(2)(b)(iii)

[^key-94f50cf0ffa708db01ff6f891efcc587]: Words in art. 3(2)(a) substituted (4.2.2025) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2025 (S.I. 2025/30), arts. 1(2), 8(3)

[^key-8b2a4e1f6625a30be0f168db37081b98]: Words in art. 3(2)(b) inserted (4.2.2025) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2025 (S.I. 2025/30), arts. 1(2), 8(4)(a)

[^key-975e87a15345123db7d284bc31ae7094]: Words in art. 3(2)(b)(i) inserted (4.2.2025) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2025 (S.I. 2025/30), arts. 1(2), 8(4)(b)

[^key-2c62975ce351cd957959eaebde256f46]: Words in art. 3(2)(b)(ii) inserted (4.2.2025) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2025 (S.I. 2025/30), arts. 1(2), 8(4)(c)(i)

[^key-d211464921db10f7968dd0bf8932c884]: Words in art. 3(2)(b)(ii) substituted (4.2.2025) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2025 (S.I. 2025/30), arts. 1(2), 8(4)(c)(ii)

[^key-315f7ca1456e870e3b43515c3a29f008]: Words in art. 3(2)(b)(ii) substituted (4.2.2025) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2025 (S.I. 2025/30), arts. 1(2), 8(4)(c)(iii)

[^key-b3c664415953ce8b08055f8c2f403f2d]: Words in art. 3(2)(b)(iii) inserted (4.2.2025) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2025 (S.I. 2025/30), arts. 1(2), 8(4)(d)(i)

[^key-f5d038e82743474d3e5ba9270bc3a755]: Words in art. 3(2)(b)(iii) substituted (4.2.2025) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2025 (S.I. 2025/30), arts. 1(2), 8(4)(d)(ii)

[^key-b2bc499a91c00522b4b3e071d1de6d18]: Words in art. 3(2)(b)(iv) inserted (4.2.2025) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2025 (S.I. 2025/30), arts. 1(2), 8(4)(e)(i)

[^key-dcb1756ed112b112572d9e7dbbff0ce5]: Words in art. 3(2)(b)(iv)(aa) inserted (4.2.2025) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2025 (S.I. 2025/30), arts. 1(2), 8(4)(e)(ii)

[^key-852b993ca96caa09d9808136a0fce0b0]: Words in art. 3(2)(b)(iv)(aa) inserted (4.2.2025) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2025 (S.I. 2025/30), arts. 1(2), 8(4)(e)(iii)

[^key-0f463cf8f4b9ccdb1179c6c162cb56c1]: Words in art. 3(2)(b)(iv)(bb) inserted (4.2.2025) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2025 (S.I. 2025/30), arts. 1(2), 8(4)(e)(iii)

[^key-5763f86138935768cda6f8d78f03f817]: Words in art. 3(2)(b)(iv)(cc) substituted (4.2.2025) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2025 (S.I. 2025/30), arts. 1(2), 8(4)(e)(iv)

[^key-f4eda24ac6ac209b68197c22f02727a9]: Art. 6(1)(bc) inserted (4.2.2025) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2025 (S.I. 2025/30), arts. 1(2), 9(1)(a)

[^key-fa6f26a0b1b0bbb5183ce92e2f0ce5b3]: Art. 6(2)(f)(g) inserted (4.2.2025) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2025 (S.I. 2025/30), arts. 1(2), 9(1)(b)

[^key-0413a13b2856dc30b6e4e01c62c73fe0]: Art. 6(4)(aa)-(ac) inserted (4.2.2025) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2025 (S.I. 2025/30), arts. 1(2), 9(1)(c)

[^key-2d308d77c242ed709182feb5328e4c8f]: Words in art. 6(5) renumbered as art. 6(5)(a) (4.2.2025) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2025 (S.I. 2025/30), arts. 1(2), 9(1)(d)(i)

[^key-e1690ba2f74e4e4ae58d730eae366285]: Words in art. 6(5)(a) inserted (4.2.2025) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2025 (S.I. 2025/30), arts. 1(2), 9(1)(d)(ii)

[^key-73a4996f315c986c054f0f4793c71ccc]: Art. 6(5)(b) inserted (4.2.2025) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2025 (S.I. 2025/30), arts. 1(2), 9(1)(d)(iii)

[^key-f290319e1be15de36c215a7ea5013353]: Words in art. 6(7) inserted (4.2.2025) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2025 (S.I. 2025/30), arts. 1(2), 9(1)(e)

[^key-832a2c509874e6d116d8a8567c1512cd]: Art. 6(8)-(10) inserted (4.2.2025) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2025 (S.I. 2025/30), arts. 1(2), 9(1)(f)

[^key-a389b34acc5798b00d19741abd46f0a6]: Words in art. 7(2) inserted (4.2.2025) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2025 (S.I. 2025/30), arts. 1(2), 9(2)

[^key-c9b3fdbde7ef76fca98b0368ce323a1f]: Words in art. 9(a) substituted (4.2.2025) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2025 (S.I. 2025/30), arts. 1(2), 9(4)

[^key-a8b3d07c47ee93715b87423bf6f55c5a]: Word in art. 10(1)(b) omitted (4.2.2025) by virtue of The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2025 (S.I. 2025/30), arts. 1(2), 9(5)(a)(i)

[^key-99ff4ffd2ac2797b936c2ab66a3d26dc]: Art. 10(1)(d) and word inserted (4.2.2025) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2025 (S.I. 2025/30), arts. 1(2), 9(5)(a)(ii)

[^key-000fff33b5d6a16d251ef1030335ea39]: Art. 10(2)(ba) inserted (4.2.2025) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2025 (S.I. 2025/30), arts. 1(2), 9(5)(b)

[^key-c1b144406a5992af740e921297bd991b]: Art. 11(4)(5) inserted (4.2.2025) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2025 (S.I. 2025/30), arts. 1(2), 9(6)

[^key-1670b6d13964b4f9cf1c6e63d343a8fa]: Words in art. 13(11) substituted (4.2.2025) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2025 (S.I. 2025/30), arts. 1(2), 10(1)

[^key-421684ce82d13b974934c56b23b60e2f]: Word in art. 14(1) substituted (4.2.2025) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2025 (S.I. 2025/30), arts. 1(2), 10(2)(a)

[^key-84d9d9c45bf275967f6a21f314197358]: Art. 14(2)(bc) inserted (4.2.2025) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2025 (S.I. 2025/30), arts. 1(2), 10(2)(b)

[^key-48e298c56421766e235b85ef39090b2f]: Art. 14(3)(e)(f) inserted (4.2.2025) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2025 (S.I. 2025/30), arts. 1(2), 10(2)(c)

[^key-07520d5780ea5cd69f4f869eb484e919]: Words in art. 14(3A) substituted (4.2.2025) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2025 (S.I. 2025/30), arts. 1(2), 10(2)(d)

[^key-4a4e2230496a1d54ba07ac8d2fbb2dd8]: Art. 14(7)(8) inserted (4.2.2025) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2025 (S.I. 2025/30), arts. 1(2), 10(2)(e)

[^key-016e0d6c59f30cbb89099a6010cda235]: Words in art. 15(1)(b) substituted (4.2.2025) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2025 (S.I. 2025/30), arts. 1(2), 10(3)(a)(i)

[^key-f2710a1233d6add760a0cc29938a4bb3]: Words in art. 15(1)(b)(ii) substituted (4.2.2025) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2025 (S.I. 2025/30), arts. 1(2), 10(3)(a)(ii)

[^key-3bfde33ab3f79bee9a47ee30f21b5764]: Art. 15(1A) inserted (4.2.2025) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2025 (S.I. 2025/30), arts. 1(2), 10(3)(b)

[^key-7693c409a949a45011b6259ba3c2c99f]: Art. 19(6) omitted (4.2.2025) by virtue of The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2025 (S.I. 2025/30), arts. 1(2), 10(4)(a)

[^key-817d24a72e30eb6c830699af34a642f9]: Words in art. 19(7) inserted (4.2.2025) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2025 (S.I. 2025/30), arts. 1(2), 10(4)(b)(i)

[^key-55034339b43f0e65b13127f16b960566]: Words in art. 19(7) substituted (4.2.2025) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2025 (S.I. 2025/30), arts. 1(2), 10(4)(b)(ii)

[^key-dfbdd58a0f046e16a564b5192eb6afd1]: Words in art. 19A(2)(b) omitted (4.2.2025) by virtue of The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2025 (S.I. 2025/30), arts. 1(2), 10(5)

[^key-df822ef481ee339985820019480e466b]: Word in art. 19B(1) inserted (4.2.2025) by The Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2025 (S.I. 2025/30), arts. 1(2), 10(6)(a)