The General Medical Council (Fitness to Practise and Over-arching Objective) and the Professional Standards Authority for Health and Social Care (References to Court) Order 2015

Article 5 amends the review powers that are to be exercisable by Medical Practitioners Tribunals, including by introducing provision to ensure that reviews can be carried out before the expiry of tribunal directions and to enable reviews without a hearing where both parties are in agreement as to the outcome.

Article 6 includes provision enabling reviews of interim orders without a hearing where both parties are in agreement as to the outcome.

Article 7 makes provision for there to be an overriding objective for the making of certain procedural rules of securing that cases are dealt with fairly and justly.

Article 8 amends the Act to include specific rule-making powers for investigations to continue once MPTS proceedings have started and for cases referred to the MPTS to be withdrawn. Provision is also made for rules to include provision for preliminary hearings and in relation to the consequences of failure to comply with rules and directions (which may include refusal to admit evidence, the drawing of adverse inferences and the award of costs). Provision is made for rules to provide for costs to be awarded on account of unreasonable behaviour. Provision is also made for rules to require a legally qualified Tribunal chair to inform the parties of certain advice given by the chair to the Tribunal.

Article 9 amends the Act in relation to powers to provide in rules for undertakings to be agreed between the GMC and a practitioner and for the consequences of breaches, including specific provision for undertakings to be agreed during a fitness to practise hearing, after a finding of impairment has been made, and for a tribunal to take into account such undertakings.

Articles 10 to 12 make amendments to the Act in relation to professional performance assessments and include express provisions relating to health assessments, including provision for directions by Medical Practitioners Tribunals for non-compliance with such assessments to include up to 12 months’ suspension or up to three years’ conditional registration; and, where relevant, corresponding amendments are made for knowledge of English assessments.

Article 13 provides for the MPTS to appoint legal assessors in fitness to practise proceedings. The MPTS must appoint a legal assessor in the case of a Tribunal where the chair is not legally qualified and have discretion to do so in other cases.

Article 14 provides for the MPTS to appoint case managers in fitness to practise proceedings and for such case managers to have the power to give directions.

Article 15 confers power on the GMC to require practitioners to provide information or produce documents (subject to certain exceptions) for certain purposes and to refer the case to the MPTS for them to arrange for a Medical Practitioners Tribunal to consider whether to impose a suspension or conditional registration in the event of non-compliance.

Article 16 makes consequential provisions relating to appeals by practitioners.

Articles 17 and 18 introduce a power for the GMC to bring appeals against fitness to practise decisions alongside the power of the Professional Standards Authority for Health and Social Care (“the PSA”) to refer such decisions to the higher courts under section 29 of the National Health Service Reform and Health Care Professions Act 2002. Provision is made to ensure that there can be only one such appeal or reference. The PSA’s grounds for reference are also amended, and the same grounds are applicable to the GMC’s power of appeal.

Article 19 makes consequential changes relating to applications for restoration to the register.

Article 20 provides for annual reports of the MPTS to be published by them and to be laid before Parliament by the Privy Council.

Article 21 provides for a new over-arching objective for the GMC in place of their main objective and for regard to be had to it by the Investigation Committee, when considering whether to give a warning or agree undertakings, and by Medical Practitioners Tribunals.

Article 22 amends the Act to include specific rule-making powers for the rejection of vexatious allegations and for allegations concerning facts that are more than five years old not to be investigated, except where investigation would be in the public interest, and for the review of investigation decisions.

Article 23 makes consequential provision in relation to Registration Appeals Panels.

Article 24 makes provision to enable service of statutory notices relating to fitness to practise by electronic mail.

Article 25 makes provision to ensure a direction for suspension or conditional registration will continue in effect during an appeal against a review decision until the final outcome of that appeal takes effect.

Article 26 makes minor corrections.

A full impact assessment has not been produced for this instrument as no or no significant impact on the private sector or civil society organisations is foreseen. A report on the Consultation in relation to the Secretary of State’s proposals to make this Order is available at https://www.gov.uk/government/consultations/changing-how-the-gmc-decides-on-doctors-fitness-to-practise.

Footnotes

[^f00001]: 1999 c.8. Section 60 was amended by paragraph 16 of Schedule 5 to the Nursing and Midwifery Order 2001 (S.I. 2002/253); section 26(9) of the National Health Service Reform and Health Care Professions Act 2002 (c.17); paragraph 1 of Schedule 8 to the Health and Social Care Act 2008 (c.14); sections 209, 210 and 213 of, and paragraphs 60 and 72 of Schedule 15 to, the Health and Social Care Act 2012 (c.7); paragraph 7 of Schedule 4 to the Pharmacy Order 2010 (S.I. 2010/231); paragraph 43 of Schedule 34 to the Human Medicines Regulations 2012 (S.I. 2012/1916). Section 62 was amended by paragraph 1 of Schedule 4 to the National Health Service (Consequential Provisions) Act 2006 (c.43); and paragraph 2 of Schedule 8 to the Health and Social Care Act 2008. Section 62(4) and (4A) was substituted by paragraph 11 of Schedule 10 the Health and Social Care Act 2008. Schedule 3 was amended by section 26(10) of the National Health Service Reform and Health Care Professions Act 2002; paragraph 8(b) of Schedule 4 to the Health and Social Work Professions Order 2002 (S.I. 2002/254); paragraph 67 of Schedule 11, and paragraph 1 of Schedule 14, to the Health and Social Care (Community Health and Standards) Act 2003 (c.43); Schedule 9 to the Health Act 2006 (c. 28); paragraphs 4 to 10 of Schedule 8, and paragraph 1 of Schedule 15, to the Health and Social Care Act 2008; section 211 of, and paragraphs 61 and 72 of Schedule 15 to, the Health and Social Care Act 2012.

[^f00002]: 1983 c.54. A number of amendments were made by Schedules 6 and 7 to the Health and Social Care Act 2008 (c.14) to provisions of the Medical Act 1983 amended by this Order but those amendments were not commenced and have now been repealed by section 231 of the Health and Social Care Act 2012 (c.7).

[^f00003]: Section 1(3) and (3A) as substituted by S.I. 2002/3135 was amended by S.I. 2006/1914 and S.I. 2008/3131.

[^f00004]: Part 3 of Schedule 1 was amended by S.I. 2002/3135 and S.I. 2006/1914.

[^f00005]: Paragraph 15 of Schedule 1 was amended by S.I. 2006/1914, 2008/1774 and S.I. 2008/3131.

[^f00006]: Paragraph 16 of Schedule 1 was amended by S.I. 2002/3135 and 2008/1774.

[^f00007]: Paragraphs 19A and 19E of Schedule 1 were substituted by S.I. 2002/3135.

[^f00008]: Paragraph 23 of Schedule 1 was amended by S.I. 2006/1914.

[^f00009]: Paragraph 23B of Schedule 1 was substituted by S.I. 2002/3135.

[^f00010]: Paragraph 23C of Schedule 1 was inserted by S.I. 2008/1774.

[^f00011]: Paragraph 24 of Schedule 1 was substituted by S.I. 2002/3135.

[^f00012]: Paragraph 25 of Schedule 1 was amended by S.I. 2000/1803, S.I. 2002/3135 and S.I. 2008/3131.

[^f00013]: Section 35CC was substituted by S.I. 2002/3135.

[^f00014]: Section 35C was substituted by S.I. 2002/3135 and amended by S.I. 2006/1914, S.I. 2008/3131 and S.I. 2014/1101.

[^f00015]: Section 35D was substituted by S.I. 2002/3135 and amended by S.I. 2014/1101.

[^f00016]: Section 35E was substituted by S.I. 2002/3135 and amended by S.I. 2006/1914 and S.I. 2014/1101.

[^f00017]: Schedule 4 was substituted by S.I. 2002/3135.

[^f00018]: Section 41A was substituted by S.I. 2002/3135 and amended by S.I. 2006/1914.

[^f00019]: Paragraph 1 of Schedule 4 was amended by S.I. 2006/1914.

[^f00020]: Paragraph 10 of Schedule 4 was amended by S.I. 2006/1914.

[^f00021]: Paragraph 10B of Schedule 4 was inserted by S.I. 2014/1011.

[^f00022]: Section 43 was substituted by S.I. 2002/3135.

[^f00023]: Section 44 was substituted by S.I. 2002/3135 and amended by S.I. 2007/3101.

[^f00024]: Section 35B was substituted by S.I. 2002/3135 and amended by S.I. 2006/1914.

[^f00025]: Paragraph 5A of Schedule 4 was amended by S.I. 2014/1011.

[^f00026]: Paragraph 5C of Schedule 4 was inserted by S.I. 2014/1011.

[^f00027]: Section 31(9) was amended by S.I. 2002/3135, S.I. 2006/1914 and S.I. 2010/234.

[^f00028]: Section 31A was inserted by section 2 of the Medical (Professional Performance) Act 1995 (c.51) and amended by S.I. 2002/3135 and S.I. 2010/234.

[^f00029]: Section 35B was substituted by S.I. 2002/3135.

[^f00030]: Section 35D was substituted by S.I. 2002/3135 and amended by S.I. 2014/1101.

[^f00031]: Section 38 was substituted by S.I. 2002/3135.

[^f00032]: Section 41 was substituted by S.I. 2002/3135 and amended by S.I. 2006/1914.

[^f00033]: Section 41C was substituted by S.I. 2002/3135.

[^f00034]: Paragraph 8 of Schedule 4 was amended by S.I. 2007/3101 and S.I. 2014/1011.

[^f00035]: Paragraph 9 of Schedule 4 was amended by S.I.2014/1011.

[^f00036]: Paragraph 11 of Schedule 4 was amended by S.I. 2014/1011.

[^f00037]: Paragraph 12 of Schedule 4 was amended by S.I. 2014/1011.

[^f00038]: Paragraph 7 of Schedule 4 was amended by S.I. 2006/1914.

[^f00039]: Section 44 was substituted by S.I. 2002/3135 and amended by S.I. 2007/3101.

[^f00040]: Section 35A was substituted by S.I. 2002/3135 and amended by S.I. 2006/1914 and S.I. 2008/1774.

[^f00041]: Section 40 was substituted by S.I. 2002/3135 and amended by S.I. 2006/1914, S.I. 2007/3101 and S.I. 2010/234.

[^f00042]: 2002 c.17; section 29 was amended by S.I. 2002/3135, S.I. 2004/1771, S.I. 2005/848, S.I. 2005/2011, S.I. 2010/1621 and by section 118 of the Health and Social Care Act 2008 (c.14) and paragraphs 62 and 73 of Schedule 15 to the Health and Social Care Act 2012 (c.7).

[^f00043]: Section 41 was substituted by S.I. 2002/3135 and amended by S.I. 2006/1914.

[^f00044]: Subsection (1A) of section 1 was inserted by S.I. 2002/3135.

[^f00045]: Section 34H was inserted by S.I. 2010/234.

[^f00046]: Section 35C was substituted by S.I. 2002/3135 and amended by S.I. 2006/1914, S.I. 2008/1774, S.I. 2008/3131 and S.I. 2014/1101.

[^f00047]: Section 35E was substituted by S.I. 2002/3135 and amended by S.I. 2006/1914 and S.I. 2014/1101.

[^f00048]: Section 41 was substituted by S.I. 2002/3135 and amended by S.I. 2006/1914.

[^f00049]: Section 44 was substituted by S.I. 2002/3135 and amended by S.I. 2007/3101.

[^f00050]: Paragraph 1 of Schedule 4 was amended by S.I. 2006/1914.

[^f00051]: Paragraph 5A of Schedule 4 was amended by S.I. 2014/1011.

[^f00052]: Paragraph 5C of Schedule 4 was inserted by S.I. 2014/1011.

[^f00053]: Section 35CC was inserted by S.I. 2002/3135.

[^f00054]: Paragraph 8 of Schedule 4 was amended by S.I. 2007/3101 and S.I. 2014/1011.

[^f00055]: Schedule 3A was inserted by S.I. 2002/3135; paragraph 4 was amended by S.I. 2010/234.

[^f00056]: Schedule 3B was inserted by S.I. 2002/3135; paragraph 3 was amended by S.I. 2006/1914.

[^f00057]: Paragraph 11 of Schedule 4 was amended by S.I. 2014/1101.

[^f00058]: 1946 c.36.

Editorial notes

[^key-780eda110e7f6fc19cae1828dcfd85a6]: Art. 1 in force at 20.3.2015, see art. 1(2)

[^key-8d2737e32f860d22791b0a974ba3db7e]: Art. 2 not in force at made date, see art. 1(3)

[^key-5b95342fa585a5840e96a15d4250e968]: Art. 3 not in force at made date, see art. 1(3)

[^key-de3acd946ecd821ff900ed22d9f21d54]: Art. 4 not in force at made date, see art. 1(3)

[^key-a68ff7ccb789aa1ced430d0b9a0dfd58]: Art. 5 not in force at made date, see art. 1(3)

[^key-44aab9e13a82b9da8bac6372b0c1db23]: Art. 6 not in force at made date, see art. 1(3)

[^key-47f04af5ffad1097081a1a2be4df17d6]: Art. 7 not in force at made date, see art. 1(3)

[^key-5131dc78d35ac676d8c69e527ebbe790]: Art. 8 not in force at made date, see art. 1(3)

[^key-5d1cea222bb6f58e026f455773982a7a]: Art. 9 not in force at made date, see art. 1(3)

[^key-36d55c945000d39819bc5d15c3e0bf6e]: Art. 10 not in force at made date, see art. 1(3)

[^key-78c7d4abc191f1be1bdee8a673a88947]: Art. 11 not in force at made date, see art. 1(3)

[^key-5ce80bf0727d771255f07fbfe2732b2e]: Art. 12 not in force at made date, see art. 1(3)

[^key-921c9f21b812d2e18e69a59fcdd7e784]: Art. 13 not in force at made date, see art. 1(3)

[^key-6ab38c60b0d0349799a73bfdf92c0ae7]: Art. 14 not in force at made date, see art. 1(3)

[^key-faac4806417fdfbfcbed6a61c3ff42d0]: Art. 15 not in force at made date, see art. 1(3)

[^key-3c88f6b4f40c64e40e20239db448441d]: Art. 16 not in force at made date, see art. 1(3)

[^key-d5d75ed7a6096ae5e6e5c2a8349d0a18]: Art. 17 not in force at made date, see art. 1(3)

[^key-02f5b0f617e559082ea6acc79395c2ba]: Art. 18 not in force at made date, see art. 1(3)

[^key-afed6ae072b2153a07cbe5ef41447520]: Art. 19 not in force at made date, see art. 1(3)

[^key-ae4c6f5d2a8598829979aa46b00676d1]: Art. 20 not in force at made date, see art. 1(3)

[^key-c6c01571765c33953591020b00481d05]: Art. 21 not in force at made date, see art. 1(3)

[^key-a079a36f1a9aa26b7b673320b0ce7664]: Art. 22 not in force at made date, see art. 1(3)

[^key-4eded3f0743d8c4769431fe1eb360753]: Art. 23 not in force at made date, see art. 1(3)

[^key-de19aeeb895e3307c23441dd71b84d8d]: Art. 24 not in force at made date, see art. 1(3)

[^key-369deddfac9e9a28bf5b7729c3d38d1d]: Art. 25 not in force at made date, see art. 1(3)

[^key-e42b595b3a3a645d079c40368c581c98]: Art. 26 not in force at made date, see art. 1(3)

[^key-558b081af6ded79ce1c106d956b17f47]: Art. 27 in force at 20.3.2015, see art. 1(2)

[^key-4b6770ed908e20a5866788fd835de87f]: Art. 4(3)-(5), (12) in force at 3.8.2015 by S.I. 2015/1579, art. 2(c) (with art. 3)

[^key-841d165ef02dc5bad1f73c3ce6ee60d2]: Art. 11(1)-(4), (5)(b)(6)(7)(8)(a) in force at 3.8.2015 by S.I. 2015/1579, art. 2(h)

[^key-4c1d1b3c3176e73f5b16c92e231d7062]: Art. 21(1)-(9), (11)(12) in force at 3.8.2015 by S.I. 2015/1579, art. 2(l)

[^key-852827d3ee4d6a39c13112519cdb3107]: Art. 2(4) in force at 3.8.2015 by S.I. 2015/1579, art. 2(a)

[^key-65649e73ae59f61e83d80e76538be6ac]: Art. 3(3) in force at 3.8.2015 by S.I. 2015/1579, art. 2(b)

[^key-0d8ac7fcf38f613d89edb352601ec1cc]: Art. 8(2)(5)(6) in force at 3.8.2015 by S.I. 2015/1579, art. 2(e)

[^key-7a56271edc4096a1b519c4f747b700ba]: Art. 9(1) in force at 3.8.2015 by S.I. 2015/1579, art. 2(f)

[^key-34d6db016d5f022d4449e11960590dca]: Art. 10(1)(b)(2)(4) in force at 3.8.2015 by S.I. 2015/1579, art. 2(g)

[^key-8b26e64ff474144eeb07fa8f88a48c3a]: Art. 10(3) in force at 3.8.2015 for specified purposes by S.I. 2015/1579, art. 2(g)

[^key-0f995618443514b0ac112b731268644f]: Art. 12(1)(2)(9) in force at 3.8.2015 by S.I. 2015/1579, art. 2(i) (with art. 3)

[^key-0db5fde70e839880d1742efc07aa10f9]: Art. 13(4) in force at 3.8.2015 by S.I. 2015/1579, art. 2(j)

[^key-0998c14530ad6b0728db75dd33898151]: Art. 22(1) in force at 3.8.2015 by S.I. 2015/1579, art. 2(m)

[^key-c9d71f1d7765f3394fc827a85bc5ab95]: Art. 7 in force at 3.8.2015 by S.I. 2015/1579, art. 2(d) (with art. 3)

[^key-c831a25d694e99f20fce739216f1961a]: Art. 14 in force at 3.8.2015 for specified purposes by S.I. 2015/1579, art. 2(k)

[^key-bb4769a2d3b999abc4c878db3179bc7f]: Art. 2(1)-(3), (5)(6) in force at 31.12.2015 by S.I. 2015/1952, art. 2(a)

[^key-4d74d5db77e198183e9aa59ad94d654c]: Art. 4(1)(2), (6)-(11) in force at 31.12.2015 by S.I. 2015/1952, art. 2(c)

[^key-a3ff568c13eb217ccfdc9f11c003594a]: Art. 8(1)(3)(4), (7)-(14) in force at 31.12.2015 by S.I. 2015/1952, art. 2(e)

[^key-b93adfa2235dbeb45a6b191f1aa87c5c]: Art. 10(1)(a), (5)-(12) in force at 31.12.2015 by S.I. 2015/1952, art. 2(g)

[^key-cb91887e4464805ad404a56814dafc2f]: Art. 11(5)(a)(8)(b)(c), (9)-(13) in force at 31.12.2015 by S.I. 2015/1952, art. 2(h)

[^key-103ccc17c352351f60a94dceaa13524f]: Art. 12(3)-(8), (10)-(17) in force at 31.12.2015 by S.I. 2015/1952, art. 2(i)

[^key-a7b3149142e866b97f56feb3a7b8549c]: Art. 13(1)-(3), (5)(6) in force at 31.12.2015 by S.I. 2015/1952, art. 2(j)

[^key-ee14c67f49d6cca984a4bb417f068c34]: Art. 3(1)(2) in force at 31.12.2015 by S.I. 2015/1952, art. 2(b)

[^key-75256e9ae34482e1df47aafbc1f322e9]: Art. 9(2) in force at 31.12.2015 by S.I. 2015/1952, art. 2(f)

[^key-51da133ce2637556c47b3dfe48337da7]: Art. 10(3) in force at 31.12.2015 in so far as not already in force by S.I. 2015/1952, art. 2(g)

[^key-052f402fb52cb577565788e9b086ba48]: Art. 21(10) in force at 31.12.2015 by S.I. 2015/1952, art. 2(m)

[^key-0fef7f2afb4d1d88b35627d4e661bc27]: Art. 22(2) in force at 31.12.2015 by S.I. 2015/1952, art. 2(n)

[^key-6b1a9ffcf8e00040b568f4593e0df544]: Art. 5 in force at 31.12.2015 by S.I. 2015/1952, art. 2(d)

[^key-20718e837267ff8919dd6bf798dd2bce]: Art. 6 in force at 31.12.2015 by S.I. 2015/1952, art. 2(d)

[^key-cc64785da3c31fc6d5e8e76699d70160]: Art. 14 in force at 31.12.2015 in so far as not already in force by S.I. 2015/1952, art. 2(k)

[^key-da2d23d125442aa20b2b3a16d3ff4c60]: Art. 15 in force at 31.12.2015 by S.I. 2015/1952, art. 2(l)

[^key-a2231c48e0bd89f2f9bbd04250942fbc]: Art. 16 in force at 31.12.2015 by S.I. 2015/1952, art. 2(l)

[^key-057a017e00f063c3699ebe8c98a94273]: Art. 17 in force at 31.12.2015 by S.I. 2015/1952, art. 2(l) (with Sch. para. 2)

[^key-d1cd0bfd80dad0a71ac8885f708d9ba4]: Art. 19 in force at 31.12.2015 by S.I. 2015/1952, art. 2(l)

[^key-b9c88b0a115cfb37ed4f7e77ff8b9fe0]: Art. 20 in force at 31.12.2015 by S.I. 2015/1952, art. 2(l)

[^key-758dc3807f30e8814d006343200dd483]: Art. 23 in force at 31.12.2015 by S.I. 2015/1952, art. 2(o)

[^key-aef63f7c95d3aa0709f3b9fbb7f8d32e]: Art. 24 in force at 31.12.2015 by S.I. 2015/1952, art. 2(o)

[^key-c9f4e9bc4cdd1e174de7c668b32ae1ff]: Art. 25 in force at 31.12.2015 by S.I. 2015/1952, art. 2(o)

[^key-12824e629d81ffeb9a47d434a5b860dc]: Art. 26 in force at 31.12.2015 by S.I. 2015/1952, art. 2(o)

[^key-bfd455b42e71f64375e751358c34e5f3]: Art. 18 in force at 31.12.2015 by S.I. 2015/1952, art. 2(l) (with Sch. para. 3)