The Financial Services and Markets (Disclosure of Information to the European Securities and Markets Authority etc. and Other Provisions) Regulations 2016

Made: 15th November 2016

Laid before Parliament: 16th November 2016

Coming into force: 8th December 2016

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Citation and commencement

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Amendment of the Financial Markets and Insolvency (Settlement Finality) Regulations 1999

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Amendment of the Financial Services and Markets Act 2000

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Amendment of the Financial Services and Markets Act 2000 (Compensation Scheme: Electing Participants) Regulations 2001

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Signed

Robert Syms — Stephen Barclay — Two of the Lords Commissioners of Her Majesty’s Treasury — 15th November 2016

Explanatory note

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Footnotes

[^f00001]: 1972 c. 68. Section 2(2) was amended by the Legislative and Regulatory Reform Act 2006 (c. 51), section 27(1)(a), and by the European Union (Amendment) Act 2008 (c. 7), section 3 and the Schedule, Part 1. By virtue of the amendment of section 1(2) by section 1 of the European Economic Area Act 1993 (c. 51), an order may be made under section 2(2) of the European Communities Act 1972 to implement obligations of the United Kingdom created or arising by or under the Agreement on the European Economic Area signed at Oporto on 2nd May 1992 (Cm 2073) and the Protocol adjusting the Agreement signed in Brussels on 17th March 1993 (Cm 2183).

[^f00002]: Section 213(10) was substituted by S.I. 2011/1613.

[^f00003]: See the definition of “prescribed”.

[^f00004]: 2000 c.8.

[^f00005]: S.I. 2012/1759.

[^f00006]: S.I. 1999/2979, as amended by S.I. 2010/2993, 2013/472 and 2015/347. There are other amendments not relevant to these Regulations.

[^f00007]: OJ No. L 331, 15.12.2010, p. 84.

[^f00008]: OJ No. L 331, 15.12.2010, p. 1.

[^f00009]: Section 87D, together with sections 84 to 87, 87A to 87C and 87E to 87R, was substituted by S.I. 2005/1433.

[^f00010]: Section 354C was substituted by the Financial Services Act 2012 (c. 21), Schedule 12, paragraph 25.

[^f00011]: Section 177(2) was amended by the Financial Services Act 2012, Schedule 18, paragraphs 1 and 25, and by S.I. 2001/1090.

[^f00012]: Subsection (3A) of section 401 was inserted by the Financial Services Act 2012, Schedule 9, paragraphs 1 and 38(1) and (4).

[^f00013]: Section 424A was inserted by S.I. 2006/2975.

[^f00014]: Section 390 was amended by the Financial Services Act 2012, Schedule 9, paragraphs 1 and 29, and by S.I. 2010/22.

[^f00015]: Section 395(13) was amended by the Financial Services Act 2012, sections 17(1) and (3), 18(1) and (6), 19(2) and 24(3) and Schedule 9, paragraphs 1 and 34(1) and (13); by the Financial Services (Banking Reform) Act 2013 (c. 33), Schedule 3, paragraph 14; and by S.I. 2005/381, 2005/1433, 2007/1973, 2009/534 and 2013/1388.

[^f00016]: By a letter to the European Commission dated 29 April 2013 the Treasury notified its designation of the FCA under Article 56.1 of the markets in financial instruments directive as a contact point for the purposes of that directive.

[^f00017]: OJ No. L 390, 31.12.2004, p. 38-57.

[^f00018]: The definition was inserted by the Companies Act 2006 (c. 46), section 1265, and was amended by S.I. 2012/1538.

[^f00019]: The definition was inserted by S.I. 2011/1613 and amended by S.I. 2013/1388.

[^f00020]: OJ No. L 302, 17.11.2009, p. 32-96.

[^f00021]: S.I. 2001/1783.

[^f00022]: The definition was inserted by S.I. 2015/1882.

Editorial notes