The Financial Services and Markets Act 2000 (Markets in Financial Instruments) (No.2) Regulations 2017

Made: 12th December 2017

Laid before Parliament: 13th December 2017

Coming into force in accordance with regulation 2

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Citation and commencement

1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

2

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Financial Services and Markets Act 2000

3

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Financial Services and Markets Act 2000 (Regulated Activities) Order 2001

4

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Financial Services and Markets Act 2000 (Recognition Requirements for Investment Exchanges and Clearing Houses) Regulations 2001

5

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Occupational Pension Schemes (Investment) Regulations (Northern Ireland) 2005

6

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Companies Act 2006

7

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Occupational and Personal Pension Schemes (Automatic Enrolment) Regulations (Northern Ireland) 2010

8

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Recognised Auction Platform Regulations 2011

9

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2017

10

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017

11

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

12

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

13

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

14

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

15

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

16

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

17

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

18

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

19

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

20

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

21

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

22

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

23

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

24

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

25

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

26

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

27

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

28

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

29

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

30

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

31

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

32

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

33

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

34

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

35

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

36

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

37

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

38

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Signed

Mark Spencer — Heather Wheeler — Two Lords Commissioners of Her Majesty’s Treasury — 2017-12-12

Explanatory note

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Footnotes

[^f00001]: S.I. 2012/1759.

[^f00002]: 1972 c.68. Section 2(2) was amended by section 27 of the Legislative and Regulatory Reform Act 2006 (c. 51) and by section 3 of, and the Schedule to, the European Union (Amendment) Act 2008 (c. 7). By virtue of the amendment of section 1(2) by section 1 of the European Economic Area Act 1993 (c.51) regulations may be made under section 2(2) of the European Communities Act 1972 to implement obligations of the United Kingdom created or arising by or under the Agreement on the European Economic Area signed at Oporto on 2nd May 1992 (Cm 2073) and the Protocol adjusting the Agreement signed at Brussels on 17th March 1993 (Cm 2183).

[^f00003]: 2000 c.8.

[^f00004]: Section 129 was substituted by S.I. 2016/680.

[^f00005]: Paragraph (jb) was inserted by S.I. 2016/680.

[^f00006]: S.I. 2001/544.

[^f00007]: Article 54(1)(b)(i) was substituted by S.I. 2003/1475 and amended by S.I. 2003/1476.

[^f00008]: Article 72I was inserted by S.I. 2015/910; there are amendments which are not relevant to these Regulations.

[^f00009]: Section 55A was inserted by section 11(2) of the Financial Services Act 2012 (c. 21).

[^f00010]: OJ L87, 31.3.2017, p. 492.

[^f00011]: Paragraph 7C(4) was inserted by S.I. 2006/3386.

[^f00012]: S.I. 2001/995.

[^f00013]: S.R. 2005 No. 569.

[^f00014]: OJ L173, 12.06.2014, p.349. The Directive was amended by Regulation (EU) No 909/2014 of the European Parliament and of the Council of 23 July 2014 (OJ L257, 28.8.2014, p.1) and Directive (EU) 2016 of the European Parliament and of the Council of 23 June 2016 (OJ L175, 30.6.2016, p.8).

[^f00015]: 2006 c.46.

[^f00016]: Section 474(1) was amended by S.I. 2007/2932; there are other amendments but none is relevant.

[^f00017]: Regulation 35(2) was substituted by S.R. 2012 No.237.

[^f00018]: S.R. 2010 No. 122.

[^f00019]: Paragraph 11 was substituted by S.I. 2016/680.

[^f00020]: S.I. 2011/2699.

[^f00021]: S.I. 2017/488.

[^f00022]: S.I. 2017/701.

[^f00023]: OJ L176, 27.6.2013, p.1-133.

[^f00024]: OJ L335. 17.12.2009, p.1-155.

Editorial notes