The Collective Investment Schemes (Amendment etc.) (EU Exit) Regulations 2019

[^f00053]: Article 5A was inserted by S.I. 2002/2157 and amended by S.I. 2011/1265.

[^f00054]: Paragraph (1) was amended by S.I. 2002/2157.

[^f00055]: Paragraph (7) was inserted by S.I. 2002/2157.

[^f00056]: Article 10A was inserted by S.I. 2002/2157 and amended by S.I. 2003/2067 and S.I. 2011/1613.

[^f00057]: Article 16(3) was inserted by S.i. 2013/1773.

[^f00058]: S.I. 2001/1062.

[^f00059]: Paragraph 5(2)(a) was amended by S.I. 2006/3384, S.I. 2013/1773 and S.I. 2017/488.

[^f00060]: S.I. 2001/1228.

[^f00061]: Regulation 2(3) was amended by S.I. 2008/948.

[^f00062]: Regulation 15(6) was substituted by S.I. 2013/1773.

[^f00063]: Article 15(8) was amended by S.I. 2013/472 and S.I. 2013/1773.

[^f00064]: Regulation 17(1) was amended by S.I. 2003/2066.

[^f00065]: Regulation 22A was inserted by S.I. 2011/1613.

[^f00066]: The definition of “UCITS-related direct EU legislation” is inserted into section 237(3) of the Financial Services and Markets Act 2000 by regulation 7(3)(d) of these Regulations.

[^f00067]: Regulation 29A was inserted by S.I. 2011/1613.

[^f00068]: Regulation 29B was inserted by S.I. 2011/1613.

[^f00069]: Regulation 33A was inserted by S.I. 2011/1613.

[^f00070]: Regulation 33B was inserted by S.I. 2011/1613.

[^f00071]: Regulation 70 was amended by S.I. 2011/1613.

[^f00072]: Sub-paragraph (5A) was substituted for sub-paragraph (5) as originally enacted in S.I. 2011/1613; there are other amendments to paragraph 4 but none is relevant.

[^f00073]: S.I. 2001/2383.

[^f00074]: S.I. 2001/2636.

[^f00075]: S.I. 2001/3592.

[^f00076]: S.I. 2004/2095

[^f00077]: S.S.I. 2013/50.

[^f00078]: The definition of ‘feeder UCITS’ in section 237(3) of the Financial Services and Markets Act 2000 is substituted by regulation 7(3)(b) of these regulations.

[^f00079]: The definition of ‘management company’ in section 237(2) of the Financial Services and Markets Act 2000 is substituted by regulation 7(2)(a) of these regulations.

[^f00080]: The definition of ‘master UCITS’ in section 237(3) of the Financial Services and Markets Act 2000 is substituted by regulation 7(3)(b) of these regulations.

[^f00081]: The definition of ‘UCITS’ is inserted at section 236A of the Financial Services and Markets Act 2000 by regulation 6 of these regulations.

[^f00082]: S.I. 2001/544. Article 51ZA is substituted for Article 51 as originally enacted by S.I. 2013/1773.

[^f00083]: Article 4(1)(2A) of Regulation (EU) No 575/2013 was inserted by the Capital Requirements (Amendment) (EU Exit) Regulations 2018.

[^f00084]: OJ L 176, 27.6.2013, p. 338.

[^f00085]: Section 261D was inserted by S.I. 2013/1388.

[^f00086]: Section 261D(8) was amended by S.I. 2013/1773.

[^f00087]: Regulation 15(8) was amended by S.I. 2013/472 and S.I. 2013/1773.

[^f00088]: Section 275 was amended by Schedule 18 to the Financial Services Act 2012.

[^f00089]: Section 272 was amended by Schedule 18 to the Financial Services Act 2012 and S.I. 2013/1773.

[^f00090]: Section 276 was amended by Schedule 18 to the Financial Services Act 2012.

[^f00091]: Section 264 was amended by S.I. 2011/1613, S.I. 2012/2015 and Schedule 18 to the Financial Services Act 2012.

[^f00092]: Part 1A was inserted by section 6(1) of the Financial Services Act 2012.

[^f00093]: Section 274 was amended by Schedule 18 to the Financial Services Act 2012.

[^f00094]: Section 267 was amended by Schedule 18 to the Financial Services Act 2012.

[^f00095]: Sections 266 to 269 were amended by Schedule 18 to the Financial Services Act 2012.

[^f00096]: Section 266(1A) was inserted by S.I. 2003/2066.

[^f00097]: Paragraph 5(f) of Schedule 3 was amended by S.I. 2011/1613 and S.I. 2013/1773.

[^f00098]: S.I. 2018/1149.

[^f00099]: S.I. 2018/1149.

[^f00100]: Articles 51ZA to 51ZC were substituted for the original Article 51 by S.I. 2013/1773.

Editorial notes

[^c23590521]: S.I. 2012/1759.

[^c23590531]: 1972 c. 68. Section 2(2) was amended by section 27 of the Legislative and Regulatory Reform Act 2006 (c. 51) and by section 3 of, and the Schedule to, the European Union (Amendment) Act 2008 c. 7. By virtue of the amendment of section 1(2) by section 1 of the European Economic Area Act 1993 (c. 51), regulations may be made under section 2(2) of the European Communities Act 1972 to implement obligations of the United Kingdom created or arising by or under the Agreement on the European Economic Area signed at Oporto on 2nd May 1993 (Cm 2073) and the Protocol adjusting the Agreement signed in Brussels on 17th March 1993 (Cm 2183). The European Communities Act 1972 is repealed with effect from exit day by section 1 of the European Union (Withdrawal) Act 2018.

[^c23590541]: 2018 c. 16.

[^c23590551]: 2000 c. 8.

[^c23590561]: Sourcebooks made by the Financial Conduct Authority are available on https://www.handbook.fca.org.uk/handbook and copies of the rules referred to can be obtained from the Financial Conduct Authority, 12 Endeavour Square, London E20 1JN, where they are also available for inspection.

[^c23590571]: OJ L 174, 1.7.2011, p.1.

[^c23590581]: 2006 c. 46.

[^c23590591]: The definition of “the operator” was inserted by S.I. 2013/1388.

[^c23590601]: A previous definition of “EEA UCITS” was inserted by S.I. 2013/1388 and omitted by S.I. 2018/698.

[^c23590611]: The definition of “feeder UCITS” was inserted by S.I. 2011/1613 and amended by paragraph 9 of Schedule 18 to the Financial Services Act 2012 (c. 21).

[^c23590621]: In subsection (3), the definition of “recognised scheme” was amended by S.I. 2013/1773.

[^c23590631]: Subsections (5) and (5A) were substituted for subsection (5) by S.I. 2011/1613.

[^c23590641]: Section 246(1) was amended by paragraph 9 of Schedule 18 to the Financial Services Act 2012.

[^c23590651]: Section 252A was inserted by S.I. 2011/1613 and amended by paragraph 9 of Schedule 18 to the Financial Services Act 2012.

[^c23590661]: Section 256 was amended by S.I. 2011/1043 and by paragraph 9 of Schedule 18 to the Financial Services Act 2012.

[^c23590671]: Section 257 was amended by paragraph 9 of Schedule 18 to the Financial Services Act 2012. Subsection (1)(b) was substituted by S.I. 2011/1613 and amended by S.I. 2018/698.

[^c23590681]: Section 258A was inserted by S.I. 2011/1613. Subsections (2)(b) and (4)(b) were amended by paragraph 9 of Schedule 18 to the Financial Services Act 2012.

[^c23590691]: Section 261A was inserted by S.I. 2011/1613 and amended by paragraph 9 of Schedule 18 to the Financial Services Act 2012.

[^c23590701]: Section 261B was inserted by S.I. 2011/1613 and amended by paragraph 9 of Schedule 18 to the Financial Services Act 2012. There are other amendments but none is relevant.

[^c23590711]: Section 261D was inserted by S.I. 2013/1388. There are amendments but none is relevant.

[^c23590721]: Section 261E was inserted by S.I. 2013/1388.

[^c23590731]: Schedule 1 to Regulation (EU) No. 600/2014 is inserted by S.I. 2018/.

[^c23590741]: Section 261H was inserted by S.I. 2013/1388.

[^c23590751]: Section 261S was inserted by S.I. 2013/1388.

[^c23590761]: Section 261W was inserted by S.I. 2013/1388.

[^c23590771]: Section 261X was inserted by S.I. 2013/1388 and amended by S.I. 2018/698.

[^c23590781]: Section 261Z was inserted by S.I. 2013/1388.

[^c23590791]: Section 261Z4 was inserted by S.I. 2013/1388.

[^c23590801]: Section 261Z5 was inserted by S.I. 2013/1388.

[^c23590811]: Section 283A was inserted by S.I. 2011/1613; amended by paragraph 9 of Schedule 18 to the Financial Services Act 2012 and by S.I. 2013/1388.

[^c23590821]: Section 283B was inserted by S.I. 2011/1613 and amended by paragraph 9 of Schedule 18 to the Financial Services Act 2012.

[^c23590831]: The definition of “UCITS” was inserted by S.I. 2018/698.

[^c23590841]: Paragraphs 1(4) and (5) were inserted by S.I. 2003/2066.

[^c23590851]: S.I. 2011/1613.

[^c23590861]: Regulation 7(1) was amended by S.I. 2013/1388 and S.I. 2016/225; there are other amendments but none is relevant.

[^c23590871]: The definition of “depository” was amended by S.I. 2013/1388.

[^c23590881]: The definition of “EEA management company” was inserted by S.I. 2016/225.

[^c23590891]: The definition of “implementing provision” was inserted by S.I. 2016/225.

[^c23590901]: The definition of “manager” was substituted by S.I. 2013/1388.

[^c23590911]: The definition of “UK management company” was inserted by S.I. 2016/225.

[^c23590921]: The definition of “unit-holders” was amended by S.I. 2013/1338.

[^c23590931]: The definition of “units” was amended by S.I. 2013/1388.

[^c23590941]: Regulation 7(2) was substituted by S.I. 2016/225.

[^c23590951]: Regulation 8(1) was amended by S.I. 2012/2015 and S.I. 2013/1388.

[^c23590961]: Paragraph 20B of Schedule 3 was inserted by S.I. 2011/1613; amended by Schedule 4 to the Financial Services Act 2012 and S.I. 2013/1773.

[^c23590971]: Paragraph 5 was amended by S.I. 2013/472.

[^c23590981]: Regulations 15B-15I were inserted by S.I. 2016/225.

[^c23590991]: S.I. 1975/1023.

[^c23591001]: The definition of “relevant collective investment scheme” was inserted by S.I. 2001/3816 and amended by S.I. 2013/1773.

[^c23591011]: S.R. (NI) 1979/195.

[^c23591021]: S.I. 2001/1060.

[^c23591031]: Paragraphs (f), (g) and (h) were inserted by S.I. 2002/2157.

[^c23591041]: Article 5A was inserted by S.I. 2002/2157 and amended by S.I. 2011/1265.

[^c23591051]: Paragraph (1) was amended by S.I. 2002/2157.

[^c23591061]: Paragraph (7) was inserted by S.I. 2002/2157.

[^c23591071]: Article 10A was inserted by S.I. 2002/2157 and amended by S.I. 2003/2067 and S.I. 2011/1613.

[^c23591081]: Article 16(3) was inserted by S.i. 2013/1773.

[^c23591091]: S.I. 2001/1062.

[^c23591101]: Paragraph 5(2)(a) was amended by S.I. 2006/3384, S.I. 2013/1773 and S.I. 2017/488.

[^c23591111]: S.I. 2001/1228.

[^c23591121]: Regulation 2(3) was amended by S.I. 2008/948.

[^c23591131]: Regulation 15(6) was substituted by S.I. 2013/1773.

[^c23591141]: Article 15(8) was amended by S.I. 2013/472 and S.I. 2013/1773.

[^c23591151]: Regulation 17(1) was amended by S.I. 2003/2066.

[^c23591161]: Regulation 22A was inserted by S.I. 2011/1613.

[^c23591171]: The definition of “UCITS-related direct EU legislation” is inserted into section 237(3) of the Financial Services and Markets Act 2000 by regulation 7(3)(d) of these Regulations.

[^c23591181]: Regulation 29A was inserted by S.I. 2011/1613.

[^c23591191]: Regulation 29B was inserted by S.I. 2011/1613.

[^c23591201]: Regulation 33A was inserted by S.I. 2011/1613.

[^c23591211]: Regulation 33B was inserted by S.I. 2011/1613.

[^c23591221]: Regulation 70 was amended by S.I. 2011/1613.

[^c23591231]: Sub-paragraph (5A) was substituted for sub-paragraph (5) as originally enacted in S.I. 2011/1613; there are other amendments to paragraph 4 but none is relevant.

[^c23591241]: S.I. 2001/2383.

[^c23591251]: S.I. 2001/2636.

[^c23591261]: S.I. 2001/3592.

[^c23591271]: S.I. 2004/2095

[^c23591281]: S.S.I. 2013/50.

[^c23591291]: The definition of ‘feeder UCITS’ in section 237(3) of the Financial Services and Markets Act 2000 is substituted by regulation 7(3)(b) of these regulations.

[^c23591301]: The definition of ‘management company’ in section 237(2) of the Financial Services and Markets Act 2000 is substituted by regulation 7(2)(a) of these regulations.

[^c23591311]: The definition of ‘master UCITS’ in section 237(3) of the Financial Services and Markets Act 2000 is substituted by regulation 7(3)(b) of these regulations.

[^c23591321]: The definition of ‘UCITS’ is inserted at section 236A of the Financial Services and Markets Act 2000 by regulation 6 of these regulations.

[^c23591331]: S.I. 2001/544. Article 51ZA is substituted for Article 51 as originally enacted by S.I. 2013/1773.

[^c23591341]: Article 4(1)(2A) of Regulation (EU) No 575/2013 was inserted by the Capital Requirements (Amendment) (EU Exit) Regulations 2018.

[^c23591351]: OJ L 176, 27.6.2013, p. 338.

[^c23591361]: Section 261D was inserted by S.I. 2013/1388.

[^c23591371]: Section 261D(8) was amended by S.I. 2013/1773.

[^c23591381]: Regulation 15(8) was amended by S.I. 2013/472 and S.I. 2013/1773.

[^c23591391]: Section 275 was amended by Schedule 18 to the Financial Services Act 2012.

[^c23591411]: Section 276 was amended by Schedule 18 to the Financial Services Act 2012.

[^c23591421]: Section 264 was amended by S.I. 2011/1613, S.I. 2012/2015 and Schedule 18 to the Financial Services Act 2012.

[^c23591441]: Section 274 was amended by Schedule 18 to the Financial Services Act 2012.

[^c23591451]: Section 267 was amended by Schedule 18 to the Financial Services Act 2012.

[^c23591461]: Sections 266 to 269 were amended by Schedule 18 to the Financial Services Act 2012.

[^c23591471]: Section 266(1A) was inserted by S.I. 2003/2066.

[^c23591481]: Paragraph 5(f) of Schedule 3 was amended by S.I. 2011/1613 and S.I. 2013/1773.

[^c23591491]: S.I. 2018/1149.

[^c23591501]: S.I. 2018/1149.

[^c23591511]: Articles 51ZA to 51ZC were substituted for the original Article 51 by S.I. 2013/1773.

[^key-f544e8bd1ea209e9c11d5b692162d2bd]: Reg. 1 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[^key-967e8a03c8519b20b9a2b6578b16ae27]: Reg. 2 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[^key-a8b6c12208582ea9a775699d4f8fad24]: Reg. 3 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[^key-063a146d8b2e8c4651e12a9493b37914]: Reg. 4 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[^key-3e2422c260f406f65be058e1d933b59a]: Reg. 5 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[^key-ccfd91f8fd3fe28fbf1a8d98a6686b62]: Reg. 6 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[^key-d87566f61cfd02f4d66c0b52c9e779d0]: Reg. 7 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[^key-9692443b20fd3edda8690c1885ff8383]: Reg. 8 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[^key-3684ce6cd454f656a3f47778d2b10a39]: Reg. 9 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[^key-8971a684075500e1be314e05d7c91ee8]: Reg. 10 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[^key-64d29016eb54c2e1ebd79408984438cc]: Reg. 11 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[^key-fd4f6dca6c5881e70855f23fb6e4cc08]: Reg. 12 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[^key-46afd4a09f7853d2f0eb8a3875471659]: Reg. 13 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[^key-8fc38de53e78da9eb16aced06c48bf0a]: Reg. 14 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[^key-e0bb7b88bba405ef4c74875d4f1f50ee]: Reg. 15 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[^key-b191190f3e6ce34790826285e39b635a]: Reg. 16 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[^key-e7d3ef6fb2483be1af032cc312be3272]: Reg. 17 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[^key-5bee9b85a88d526919a30121aca16656]: Reg. 18 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[^key-a79e805bfe8c6e92b3a456410f461ee3]: Reg. 19 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[^key-05033b544a9997942dd6890270b3494e]: Reg. 20 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[^key-ac734ed0a575213650d5e9ae1521b1d6]: Reg. 21 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[^key-4ddb2aaace7ecc22aa85dbeb752b7c66]: Reg. 22 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[^key-c897f8edad6082dc72628ac7be6484dc]: Reg. 23 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[^key-a34992b9044f74416e071643d67bb90d]: Reg. 24 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[^key-8c5be1315f5b5fa5d940ab1ddadf4baa]: Reg. 25 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[^key-5a863b41d7d8c73480314c7d01e715b9]: Reg. 26 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[^key-5990123e792d32454bb469e3662522cc]: Reg. 27 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[^key-b160c534e3e8672918adb9ad2004dc28]: Reg. 28 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[^key-36cb883360d3aca8a5100073bda85082]: Reg. 29 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[^key-02635d9b7fca3a826ab1cf04db3be9d8]: Reg. 30 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[^key-4baf8020d9bf752b5f545b641c12eba8]: Reg. 31 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[^key-ca51062aa0e9797f0a216dd41af67854]: Reg. 32 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[^key-92fa7d0316de5efcfa72577f938ccdb3]: Reg. 33 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[^key-0c42386f38447b24bbf6ad923b58ab2d]: Reg. 34 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[^key-2991cec4967ba5523cca3591e7cdf6ee]: Reg. 35 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[^key-11c9b96850afb8a4cc17ab00e4b42feb]: Reg. 36 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[^key-15ccb6778f36d2ab1101d5feb9731cae]: Reg. 37 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[^key-d6c6c500ad321c5f4b99bee03f805061]: Reg. 38 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[^key-1000a25289ec3ad8a415c548322120af]: Reg. 39 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[^key-d32cda32c95bdab35c1e8cb8be5d2f43]: Reg. 40 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[^key-ed39fd724caf0fc4ad7b427a8e9ee18b]: Reg. 41 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[^key-6816f9ad67931f333d4c01bb3871fd7c]: Reg. 42 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[^key-b88d50bb3241289ce18065e3f3ae1f2b]: Reg. 43 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[^key-fd7b784b2afad43ccef3ae7256752f30]: Reg. 44 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[^key-f42d0c3bddb83e7d3284183fbcff2ac9]: Reg. 45 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[^key-5c165192320832a9472e0fbea3251fb9]: Reg. 46 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[^key-171b9d7cac60c508d6a99d88d4693ce8]: Reg. 47 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[^key-ef7f65732919334c1febf342bb54f40e]: Reg. 48 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[^key-5f8e9b8aab1def5f8185715e13f60334]: Reg. 49 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[^key-13913f647aab3bb8bf8d37a28ce5894e]: Reg. 50(6) in force at 20.2.2019, see reg. 1(3)

[^key-e6ff29a57079ca99294ba9ed6f322cc2]: Reg. 50(1)-(5)(7) in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[^key-84dc7582ba29f64f9dc2705709f83b9e]: Reg. 51 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[^key-eb23708ba5612a48150101ccf8df56f0]: Reg. 52 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[^key-8aa06cb786685cd26b6147304054b82d]: Reg. 53 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[^key-5994a37391693f3656fe5d8f43e85cb3]: Reg. 54 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[^key-a29cd6e979cca206ad920b171f90bdf9]: Reg. 55 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[^key-5744598502ba6e65716f136ae67c4062]: Reg. 56 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[^key-1fb0a6ab63cf5557b2da3ca1b1507809]: Reg. 57 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[^key-25c2c2d5a9f13ca1268cc6ab63d61e48]: Reg. 58 in force at 20.2.2019, see reg. 1(3)

[^key-a2f354b9090d17f24a3367bde57e5f9a]: Reg. 59 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[^key-5ae7835cae6cb0ef6a40ed6698b741a9]: Reg. 60 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[^key-7ecb2c9bbd5884cdf5e25dab218c402b]: Reg. 61 in force at 20.2.2019, see reg. 1(3)

[^key-e991a0d73c0939b5efa006fdd8b59574]: Reg. 62 in force at 20.2.2019, see reg. 1(3)

[^key-76a8b8e096e2e53d5443e5e27811bdbb]: Reg. 63 in force at 20.2.2019, see reg. 1(3)

[^key-9f804f5ee1abff920b606eb8f912891a]: Reg. 64 in force at 20.2.2019, see reg. 1(3)

[^key-8778b0033cfaa69c17a98fa485497de1]: Reg. 65 in force at 20.2.2019, see reg. 1(3)

[^key-11c61cff538241fcb969d94f27fb8878]: Reg. 66 in force at 20.2.2019, see reg. 1(3)

[^key-e584343437a61f6425339df44d734c12]: Reg. 67 in force at 20.2.2019, see reg. 1(3)

[^key-96819628377410b7fcc5efffd83918b9]: Reg. 68 in force at 20.2.2019, see reg. 1(3)

[^key-b4519c6b5c8f385aeb9d30159165a6c0]: Reg. 69 in force at 20.2.2019, see reg. 1(3)

[^key-3afbc1abcd4d6b63fd6ad832b41043c4]: Reg. 70 in force at 20.2.2019, see reg. 1(3)

[^key-b46991147cac196ab83b0a86c889229b]: Reg. 71 in force at 20.2.2019, see reg. 1(3)

[^key-0d45d68f3ddb6ec677222c62fa8cdeb8]: Reg. 72 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[^key-919113ebff75b8f23774be9204c29301]: Reg. 73 in force at 31.12.2020 on IP completion day (in accordance with 2020 c. 1, Sch. 5 para. 1(1)), see reg. 1(2)

[^key-aa094c1be0660e3fe5b60a7db6df247c]: Words in reg. 62 substituted (31.1.2020 immediately before exit day) by The Financial Services (Consequential Amendments) Regulations 2020 (S.I. 2020/56), regs. 1, 12(a)

[^key-1505eba3f44a9621d8b51a42f9e665b5]: Words in reg. 63 substituted (31.1.2020 immediately before exit day) by The Financial Services (Consequential Amendments) Regulations 2020 (S.I. 2020/56), regs. 1, 12(b)

[^key-538a38b4ee5c29f3a39c2f04e1f5c063]: Words in reg. 65 substituted (31.1.2020 immediately before exit day) by The Financial Services (Consequential Amendments) Regulations 2020 (S.I. 2020/56), regs. 1, 12(c)

[^key-c438398e2b1f17a053bf517f1d749f6a]: Words in reg. 69 substituted (31.1.2020 immediately before exit day) by The Financial Services (Consequential Amendments) Regulations 2020 (S.I. 2020/56), regs. 1, 12(d)

[^key-8181d70f3cb3da6f20394cece352e8d1]: Words in reg. 70 substituted (31.1.2020 immediately before exit day) by The Financial Services (Consequential Amendments) Regulations 2020 (S.I. 2020/56), regs. 1, 12(e)

[^key-703c435b2354d1c11166fddca3817b41]: Words in reg. 7(3)(a) substituted (30.12.2020) by The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit) Regulations 2020 (S.I. 2020/1301), regs. 1, 3, Sch. para. 18(a)

[^key-1c08bee3fe5a5ad9f9e42ad473887828]: Words in reg. 34(4) substituted (30.12.2020) by The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit) Regulations 2020 (S.I. 2020/1301), regs. 1, 3, Sch. para. 18(b)

[^key-2ae07d38a5dd7321fe835c0551e6ab83]: Words in reg. 36(5)(b) substituted (30.12.2020) by The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit) Regulations 2020 (S.I. 2020/1301), regs. 1, 3, Sch. para. 18(c)

[^key-e491eecc07b8fef914eb6ef72f502e31]: Words in reg. 52(2) substituted (30.12.2020) by The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit) Regulations 2020 (S.I. 2020/1301), regs. 1, 3, Sch. para. 18(d)

[^key-59e9dba0568a8fff4c9a1f8a017e341d]: Words in reg. 59(4) substituted (30.12.2020) by The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit) Regulations 2020 (S.I. 2020/1301), regs. 1, 3, Sch. para. 18(e)

[^key-83cc521b0f3224fb84cb16ce9771eb53]: Words in reg. 60(4) substituted (30.12.2020) by The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit) Regulations 2020 (S.I. 2020/1301), regs. 1, 3, Sch. para. 18(f)

[^key-f57107340a4949c1965b45254037b0fc]: Words in reg. 72(1)(2) substituted (30.12.2020) by The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit) Regulations 2020 (S.I. 2020/1301), regs. 1, 3, Sch. para. 18(g)

[^key-80ed6f66d9dac8d94b08193d97297eab]: Words in reg. 73(4)(b) substituted (30.12.2020) by The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit) Regulations 2020 (S.I. 2020/1301), regs. 1, 3, Sch. para. 18(h)

[^key-0fa40fd62746bf1eab8efc5bbf9859da]: Regulations modified (31.12.2020) by The Gibraltar (Miscellaneous Amendments) (EU Exit) Regulations 2019 (S.I. 2019/680), regs. 1(2), 11(1)(4)(5) (with reg. 11(8)-(10)) (as amended by S.I. 2020/1301, regs. 1, 3, Sch. para. 40(f)); 2020 c. 1, Sch. 5 para. 1(1)

[^key-b512335ee1ef4385eda48a4e3bc3e52f]: Reg. 62 applied (31.12.2020) by The Taxes (Amendments) (EU Exit) Regulations 2019 (S.I. 2019/689), regs. 1, 37 (with regs. 39-41); 2020 c. 1, Sch. 5 para. 1(1)

[^key-063bcc303be54618286e04c2466e49bc]: Words in reg. 62(3)(a)(i) inserted (23.2.2022) by Financial Services Act 2021 (c. 22), s. 49(5), Sch. 9 para. 14(a)(i); S.I. 2022/163, reg. 2(a)

[^key-f2766c5ef2a87be21f6ca369f2c0f328]: Words in reg. 62(3)(a)(i) substituted (23.2.2022) by Financial Services Act 2021 (c. 22), s. 49(5), Sch. 9 para. 14(a)(ii); S.I. 2022/163, reg. 2(a)

[^key-995b5df6ddef93848ae03caaaa09f3b4]: Words in reg. 62(3)(a)(ii) inserted (23.2.2022) by Financial Services Act 2021 (c. 22), s. 49(5), Sch. 9 para. 14(b)(i); S.I. 2022/163, reg. 2(a)

[^key-03fe6c08ec0951c250eb17fdbba8458d]: Words in reg. 62(3)(a)(ii) substituted (23.2.2022) by Financial Services Act 2021 (c. 22), s. 49(5), Sch. 9 para. 14(b)(ii); S.I. 2022/163, reg. 2(a)

[^key-ce3b3e76f7d345bbe566af070b8bc292]: Words in reg. 62(3)(b)(ii) inserted (23.2.2022) by Financial Services Act 2021 (c. 22), s. 49(5), Sch. 9 para. 14(c); S.I. 2022/163, reg. 2(a)

[^key-8c5845eb0eba9e7a016b170a8d71fba1]: Words in reg. 62(3)(c)(i) inserted (23.2.2022) by Financial Services Act 2021 (c. 22), s. 49(5), Sch. 9 para. 14(d); S.I. 2022/163, reg. 2(a)

[^key-a924f0a18bf22f3d9611770ca06d4486]: Words in reg. 62(3)(c)(ii) substituted (23.2.2022) by Financial Services Act 2021 (c. 22), s. 49(5), Sch. 9 para. 14(e); S.I. 2022/163, reg. 2(a)

[^key-e86963b71646ef5f7a532ec9d2242d1d]: Reg. 67(2) omitted (23.2.2022) by virtue of Financial Services Act 2021 (c. 22), s. 49(5), Sch. 9 para. 15; S.I. 2022/163, reg. 2(a)

[^key-735f98097f5383f195743c2e6c1e19b2]: Reg. 67A inserted (23.2.2022) by Financial Services Act 2021 (c. 22), s. 49(5), Sch. 9 para. 16; S.I. 2022/163, reg. 2(a)

[^key-4b88e3ab796c94b590fa3f2b7d71a303]: Reg. 66(1A) inserted (22.11.2024 for specified purposes) by The Consumer Composite Investments (Designated Activities) Regulations 2024 (S.I. 2024/1198), reg. 2(1)(c)(2), Sch. 2 para. 8(3)

[^key-e6e2c9e1687d83e74466d5d36bdaef35]: Words in reg. 66(1) substituted (22.11.2024 for specified purposes) by The Consumer Composite Investments (Designated Activities) Regulations 2024 (S.I. 2024/1198), reg. 2(1)(c)(2), Sch. 2 para. 8(2)

[^key-954c58d3b63efae5b2bc424dcce5cd5d]: Reg. 61(6A) inserted (26.11.2024) by The Collective Investment Schemes (Temporary Recognition) and Central Counterparties (Transitional Provision) (Amendment) Regulations 2024 (S.I. 2024/1215), regs. 1(2), 2(2)

[^key-c4a864aea169ce2a6450031f9c5930c4]: Words in reg. 62(3)(c) substituted (26.11.2024) by The Collective Investment Schemes (Temporary Recognition) and Central Counterparties (Transitional Provision) (Amendment) Regulations 2024 (S.I. 2024/1215), regs. 1(2), 2(3)(a)

[^key-81217a870750f8c71b44d0561fb06b49]: Word in reg. 62(3)(d) substituted (26.11.2024) by The Collective Investment Schemes (Temporary Recognition) and Central Counterparties (Transitional Provision) (Amendment) Regulations 2024 (S.I. 2024/1215), regs. 1(2), 2(3)(b)

[^key-d9a7a64c1987c117ad5ef04f06d2c214]: Reg. 63(4)(5) inserted (26.11.2024) by The Collective Investment Schemes (Temporary Recognition) and Central Counterparties (Transitional Provision) (Amendment) Regulations 2024 (S.I. 2024/1215), regs. 1(2), 2(4)(b)

[^key-be457b03f6baa7820a03cc04e6e6a956]: Reg. 63(3)(d) substituted (26.11.2024) by The Collective Investment Schemes (Temporary Recognition) and Central Counterparties (Transitional Provision) (Amendment) Regulations 2024 (S.I. 2024/1215), regs. 1(2), 2(4)(a)

Applications under section 271A of the 2000 Act

67A

• (1) In relation to—

• (a) an application under section 271A of the 2000 Act relating to a stand-alone scheme that is a recognised scheme by virtue of regulation 62, or

• (b) an application under that section relating to the umbrella scheme of one or more sub-funds that are recognised schemes by virtue of that regulation, whether or not relating to those sub-funds,

sections 271F and 271G of the 2000 Act are subject to paragraphs (2) and (3).

• (2) The FCA may direct that the application must be made during a period specified in the direction.

• (3) Section 271G(5) of the 2000 Act does not apply in relation to the application, but the application must be determined by the FCA before the end of the period for the time being specified in regulation 62(3)(d).

Applications under section 272 of the 2000 Act

Directions given by FCA

Application of repealed or amended provisions

Directions