The Equivalence Determinations for Financial Services and Miscellaneous Provisions (Amendment etc) (EU Exit) Regulations 2019

Type Statutory-Instrument
Publication 2019-03-11
State In force
Department King's Printer of Acts of Parliament
Reform history JSON API PDF

Made: 11th March 2019

Coming into force in accordance with regulation 1

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Citation, commencement and interpretation

1

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Equivalence directions

2

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Exemption directions

3

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Information and advice

4

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Application of the Financial Services and Markets Act 2000 in relation to functions under this Regulation

5

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Co-ordination

6

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Amendments to EU tertiary legislation

7

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Revocation of Regulations establishing the European System of Financial Supervision

8

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SCHEDULE 1 — Equivalence determinations

Benchmarks Regulation

1

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Capital Requirements Regulation

2

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Credit Rating Agencies Regulation

3

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EMIR

4

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Markets in Financial Instruments

5

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6

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7

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8

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Prospectus Directive and Transparency Directive

9

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Securities Financing Transactions Regulation

10

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Short Selling Regulation

11

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Solvency 2 Regulation

12

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SCHEDULE 2 — Commission Tertiary Legislation

EMIR

1

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Markets in financial instruments

2

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3

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4

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Capital Requirements Regulation

5

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Solvency 2

6

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7

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8

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9

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Prospectus Directive

10

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Signed

Rebecca Harris — Paul Maynard — Two of the Lords Commissioners of Her Majesty's Treasury — 2019-03-11

Explanatory note

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Footnotes

[^f00001]: 2018 c. 16.

[^f00002]: 2000 c.8. Section 348 was amended by paragraph 26 of Schedule 2 to the Financial Services Act 2010 (c.28), paragraph 18 of Schedule 12 to the Financial Services Act 2012 (c.21), paragraph 5 of Schedule 8 to the Financial Services (Banking Reform) Act 2013 (c.33), paragraph 45(2) of Schedule 2 to the Bank of England and Financial Services Act 2016 (c.14) and S.I. 2016/1239. Section 349 was amended by section 964(4) of Companies Act 2006 (c.46), S.I. 2006/1183, S.I. 2007/1093, S.I. 2011/1043, and paragraph 19 of Schedule 12 to the Financial Services Act 2012. Section 350 was amended by paragraph 20 of Schedule 12 to the Financial Services Act 2012. Section 353 was amended by section 61 of the Consumer Credit Act 2006 (c.14), paragraph 23 of Schedule 12 of Financial Services Act 2012, and S.I. 2013/1881.

[^f00003]: OJ L 275, 25.10.2003.

[^f00004]: OJ C 326, 26.10.2012.

[^f00005]: OJ L 173, 12.6.2014, p. 349–496, as amended.

[^f00006]: OJ L390, 31.12.2004, p. 38, as amended.

[^f00007]: OJ L 149, 30.4.2004, p.3, as amended.

[^f00008]: 2006 c. 46.

[^f00009]: OJ L 145, 30.4.2004, as amended.

[^f00010]: OJ L 335, 17.12.2009, p. 1, as amended.

[^f00011]: OJ L 331, 14.12.2017, p. 94.

Benchmarks Regulation

Capital Requirements Regulation

Credit Rating Agencies Regulation

EMIR

Markets in Financial Instruments

Prospectus Regulation and Transparency Directive

Securities Financing Transactions Regulation

Short Selling Regulation

Solvency 2 Regulation

EMIR

Markets in financial instruments

Capital Requirements Regulation

Solvency 2

Prospectus Directive

Editorial notes

Central Securities Depositories Regulation

3A

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4A

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4B

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