The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019

Made: 26th March 2019

Coming into force in accordance with regulation 1(2) and (3)

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Part 1 — Introductory

Citation and commencement

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Part 2 — Amendments in connection with exiting the European Union

CHAPTER 1 — Amendments of Primary Legislation

The Financial Services and Markets Acts 2000

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The Financial Services (Banking Reform) Act 2013

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CHAPTER 2 — Amendments of Subordinate Legislation

The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001

4

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The Financial Services and Markets Act 2000 (Confidential Information) (Bank of England) (Consequential Provisions) Order 2001

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The Electronic Money Regulations 2011

6

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The Payments in Euro (Credit Transfers and Direct Debits) Regulations 2012

7

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The Financial Services (Banking Reform) Act 2013 (Disclosure of Confidential Information) Regulations 2014

8

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The Payment Services Regulations 2017

9

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CHAPTER 3 — Amendments of retained direct EU legislation

Amendment of Regulation (EU) No 236/2012

10

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Amendment of Regulation (EU) No 596/2014

11

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Amendment of Regulation (EU) No 2015/2365

12

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PART 3 — Amendments other than in connection with Exiting the European Union

The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001

13

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The Electronic Money Regulations 2011

14

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The Financial Services (Banking Reform) Act 2013 (Disclosure of Confidential Information) Regulations 2014

15

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Signed

Rebecca Harris — Paul Maynard — Two of the Lords Commissioners of Her Majesty's Treasury — 2019-03-26

Explanatory note

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Footnotes

[^f00001]: S.I. 2012/1759.

[^f00002]: 1972 c.68. Section 2(2) was amended by section 27 of the Legislative and Regulatory Reform Act 2006 (c.51) and by section 3 of, and the Schedule to, the European Union (Amendment) Act 2008 (c.7). By virtue of the amendment of section 1(2) by section 1 of the European Economic Area Act 1993 (c.51), regulations may be made under section 2(2) of the European Communities Act 1972 to implement obligations of the United Kingdom created or arising by or under the Agreement of the European Economic Area signed at Oporto on 2nd May 1992 (Cm 2073) and the Protocol adjusting the Agreement signed at Brussels on 17th March 1993 (Cm 2183). The European Communities 1972 is repealed on exit day by section 1 of the European Union (Withdrawal) Act 2018.

[^f00003]: 2000 c.8.

[^f00004]: 2013 c.33

[^f00005]: 2018 c.16.

[^f00006]: 2000 c.8.

[^f00007]: Subsection (2A) was inserted by paragraph 12 of Schedule 5 to S.I. 2007/126 and was amended by paragraph 16 of Schedule 12 to the Financial Services Act 2012 (c.21) and paragraph 44 of Schedule 2 to S.I. 2017/701.

[^f00008]: Subsection (3A) was inserted by paragraph 44 of Schedule 2 to S.I. 2017/701.

[^f00009]: Section 55J was inserted by section 11 of the Financial Services Act 2012 (c.21).

[^f00010]: Subsection (8A) was inserted by section 34 of the Financial Services (Banking Reform) Act 2013 (c.33). The definition of “exempt investment firm” was inserted in sub-section (8A) by paragraph 44 of Schedule 2 to S.I. 2017/701.

[^f00011]: Subsection (3A) was inserted by section 964(4) of the Companies Act 2006 (c.46).

[^f00012]: Subsection (3B) was inserted by section 964(4) of the Companies Act 2006 (c.46).

[^f00013]: Section 353A was inserted by paragraph 24 of Schedule 12 to the Financial Services Act 2012 (c.21).

[^f00014]: Sections 354A to 354C were substituted for section 354 by paragraph 25 of Schedule 12 to the Financial Services Act 2012 (c.21).

[^f00015]: Sections 354D to 354G were inserted by regulation 3 of S.I. 2016/1095. Section 354H was inserted by article 15 of S.I. 2018/546.

[^f00016]: S.I. 2001/2188.

[^f00017]: S.I. 2015/575.

[^f00018]: S.I. 2019/335.

[^f00019]: S.I. 2018/1184.

[^f00020]: S.I. 2018/1318.

[^f00021]: S.I. 2019/657.

[^f00022]: Section 89H was inserted by S.I. 2014/3329.

[^f00023]: 2009 c.1.

[^f00024]: S.I. 2014/3348.

[^f00025]: S.I. 2018/1403.

[^f00026]: S.I. 2017/701.

[^f00027]: Subsection (1)(d) was substituted S.I. 2018/1184.

[^f00028]: Subsection (1)(g) was inserted by S.I. 2017/1064.

[^f00029]: Section 62B was inserted by S.I. 2014/3329.

[^f00030]: S.I. 2019/542.

[^f00031]: S.I. 2018/1321.

[^f00032]: Definition of “UCITS directive information” was inserted by S.I. 2011/1613.

[^f00033]: S.I. 2011/1613.

[^f00034]: Paragraph (3) of regulation 3 was amended by S.I. 2012/916.

[^f00035]: Paragraph (5) of regulation 5 was amended by S.I. 2012/916.

[^f00036]: Regulation 6 was amended by S.I. 2011/1043.

[^f00037]: Regulation 8 was substituted by S.I. 2006/3413.

[^f00038]: Sub-paragraph (a) was amended by S.I. 2012/916 and 2013/504.

[^f00039]: Sub-paragraph (b) was amended by S.I. 2014/3348 and 2017/701.

[^f00040]: Sub-paragraph (c) was amended by S.I. 2013/504 and 2016/680.

[^f00041]: Sub-paragraph (d) was amended by S.I. 2014/3348, 2016/715 and 2017/701.

[^f00042]: Sub-paragraph (f) was inserted by S.I. 2015/2038.

[^f00043]: In paragraph (1) reference to paragraph (3) was inserted by S.I. 2010/2628, reference to paragraph (3E) was inserted by S.I. 2013/504, reference to paragraph (3EA) was inserted by S.I. 2016/715 and reference to paragraph (3F) was inserted by S.I. 2015/910.

[^f00044]: Paragraph (1A) was inserted by S.I. 2013/3115.

[^f00045]: Paragraph (2ZA) was inserted by S.I. 2013/1773.

[^f00046]: Paragraph (2B) was inserted by S.I. 2013/1773.

[^f00047]: S.I. 2013/1773.

[^f00048]: Paragraph (2C) was inserted by S.I. 2014/3348.

[^f00049]: Paragraph (3) was amended by S.I. 2007/3255 and 2013/3115.

[^f00050]: Sub-paragraphs (e) and (f) were inserted by S.I. 2012/916.

[^f00051]: Paragraph (3C) was inserted by S.I. 2011/1613.

[^f00052]: Paragraph (3D) was inserted by S.I. 2011/1613.

[^f00053]: Paragraph (3E) was inserted by S.I. 2013/504.

[^f00054]: Paragraph (3EA) was inserted by S.I. 2016/715.

[^f00055]: Paragraph (3F) was inserted by S.I. 2015/910.

[^f00056]: Paragraph (4) was inserted by S.I. 2010/2628 and was substituted by S.I. 2013/3115.

[^f00057]: Paragraph (5) was inserted by S.I. 2014/3348.

[^f00058]: Regulation 10A was inserted by S.I. 2014/3348.

[^f00059]: Regulation 10B was inserted by S.I. 2014/3348.

[^f00060]: Heading to Part IV was amended by S.I. 2012/916.

[^f00061]: Sub-paragraph (a) was amended by S.I. 2012/916.

[^f00062]: Sub-paragraph (d) was inserted by S.I. 2006/3413 and was amended by S.I. 2017/701.

[^f00063]: Sub-paragraph (e) was inserted by S.I. 2011/1613.

[^f00064]: Sub-paragraph (f) was inserted by S.I. 2013/504.

[^f00065]: Sub-paragraph (fa) was inserted by S.I. 2016/715.

[^f00066]: Sub-paragraph (g) was inserted by S.I. 2014/3348.

[^f00067]: Regulation 17 was inserted by S.I. 2006/3413.

[^f00068]: OJ No. L 145, 30.4.2004 p.1.

[^f00069]: Heading to Schedule 1 was amended by S.I. 2012/916.

[^f00070]: Entry was inserted by S.I. 2014/3348.

[^f00071]: Entry was inserted by S.I. 2014/3348.

[^f00072]: Entry was inserted by S.I. 2001/3624.

[^f00073]: Entry was inserted by S.I. 2012/916.

[^f00074]: Entry was inserted by S.I. 2012/916.

[^f00075]: Entry was inserted by S.I. 2012/916.

[^f00076]: Table in Part 2 was amended by S.I. 2014/3348.

[^f00077]: Entry was inserted by S.I. 2014/3348.

[^f00078]: Entry was amended by S.I. 2013/504.

[^f00079]: Entry was inserted by S.I. 2001/3624.

[^f00080]: Entry was inserted by S.I. 2013/504.

[^f00081]: Entry was inserted by S.I. 2017/1064.

[^f00082]: Table in Part 5 was inserted by S.I. 2010/2628.

[^f00083]: Heading to Schedule 2 was amended by 2012/916.

[^f00084]: Entry was amended by 2013/504.

[^f00085]: Entry was inserted by 2017/1064.

[^f00086]: S.I. 2001/3648.

[^f00087]: S.I. 2011/99.

[^f00088]: S.I. 2012/3122.

[^f00089]: S.I. 2014/882.

[^f00090]: S.I. 2017/752.

[^f00091]: OJ No. L 86, 24.3.2012 p.1.

[^f00092]: OJ No. L 173, 12.6.2014, p.1.

[^f00093]: OJ No. L 337, 23.12.2015, p.1.

[^f00094]: The reference to article 18 is as amended by the Transparency of Securities Financing Transactions and of Reuse (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/542).

[^f00095]: S.I. 2001/2188.

[^f00096]: 2002 c.29.