The Short Selling Regulations 2025

Section 177 was amended by section 280 of and Schedule 26 to the Criminal Justice Act 2003 (c. 44), section 114 of and Schedule 18 to the Financial Services Act 2012 (c. 21), S.I. 2001/1090 and S.I. 2016/680.

Section 177A was inserted by section 2 of the Financial Services Act 2021 (c. 22).

Section 204A was inserted by section 37 of and Schedule 9 to the Financial Services Act 2012 (c. 21) and amended by section 23 of the Bank of England and Financial Services Act 2016 (c. 14), section 11 of the Civil Liability Act 2018 (c. 29), S.I. 2013/1773, S.I. 2015/1864, S.I. 2016/225, and S.I. 2019/632.

Section 205 was amended by section 37 of and Schedule 9 to the Financial Services Act 2012 (c. 21).

Section 206 was amended by section 10 of the Financial Services Act 2010 (c. 28) and section 37 of and Schedule 9 to the Financial Services Act 2012 (c. 21).

Section 206B is inserted by the Financial Services and Markets Act 2000 (Designated Activities) (Supervision and Enforcement) Regulations 2025 (S.I. 2025/22).

Section 207 was amended by section 24 of and Schedule 2 to the Financial Services Act 2010 (c. 28) and section 37 of and Schedule 9 to the Financial Services Act 2012 (c. 21).

Section 208 was amended by section 24 of and Schedule 2 to the Financial Services Act 2010 (c. 28), and section 37 of and Schedule 9 to the Financial Services Act 2012 (c. 21).

Section 208A is inserted by the Financial Services and Markets Act 2000 (Designated Activities) (Supervision and Enforcement) Regulations 2025 (S.I. 2025/22).

Section 209 was amended by section 37 of and Schedule 9 to the Financial Services Act 2012 (c. 21).

Section 210 was amended by section 24 of and Schedule 2 to the Financial Services Act 2010 (c. 28) and section 37 of and Schedule 9 to the Financial Services Act 2012 (c. 21).

Section 211 was amended by section 37 of and Schedule 9 to the Financial Services Act 2012 (c. 21).

Section 380 was amended by section 37 of and Schedule 9 to the Financial Services Act 2012 (c. 21). There are other amendments but none are relevant.

Section 382 was amended by section 37 of and Schedule 9 to the Financial Services Act 2012 (c. 21). There are other amendments but none are relevant.

Section 384 was amended by section 37 of and Schedule 9 to the Financial Services Act 2012 (c. 21) and S.I. 2016/680. There are other amendments but none are relevant.

Section 385 was amended by section 37 of and Schedule 9 to the Financial Services Act 2012 (c. 21).

Section 386 was amended by section 37 of and Schedule 9 to the Financial Services Act 2012 (c. 21).

Section 387 was amended by section 37 of and Schedule 9 to the Financial Services Act 2012 (c. 21) and section 35 of and Schedule 3 to the Financial Services (Banking Reform) Act 2013 (c. 33).

Section 388 was amended by section 37 of and Schedule 9 to the Financial Services Act 2012 (c. 21) and section 35 of and Schedule 3 to the Financial Services (Banking Reform) Act 2013 (c. 33).

Sections 389 and 390 were amended by section 37 of and Schedule 9 to the Financial Services Act 2012 (c. 21).

Section 391 was amended by sections 13 and 24 of the Financial Services Act 2010 (c. 28), section 37 of and Schedule 9 to the Financial Services Act 2012 (c. 21), section 4 of the Financial Services (Banking Reform) Act 2013 (c. 33), section 56 of and Schedule 10 to the Financial Services and Markets Act 2023 (c. 29). There are other amendments but none are relevant.

Section 392 was amended by section 56 of and Schedule 10 to the Financial Services and Markets Act 2023 (c. 29). There are other amendments to section 392 but none is relevant. Section 393 was amended by section 37 of and Schedule 9 to the Financial Services Act 2012 (c. 21). Section 394 was amended by section 82 of and Schedule 4 to the Regulation of Investigatory Powers Act 2000 (c. 23), section 37 of and Schedule 9 to the Financial Services Act 2012 (c. 21) and section 271 of and Schedule 10 to the Investigatory Powers Act 2016 (c. 25).

Section 395 was amended by section 37 of and Schedule 9 to the Financial Services Act 2012 (c. 21). There are other amendments but none are relevant.

Section 396 was amended by section 37 of and Schedule 9 to the Financial Services Act 2012 (c. 21).

Section 400 was amended by section 37 of and Schedule 9 to the Financial Services Act 2012 (c. 21).

Section 401 was amended by section 37 of and Schedule 9 to the Financial Services Act 2012 (c. 21) and S.I. 2013/1881. There are other amendments but none are relevant.

Section 403 was amended by section 37 of and Schedule 9 to the Financial Services Act 2012 (c. 21).

Section 415AA was inserted by section 60 of the Financial Services and Markets Act 2023 (c. 29).

Section 415B was inserted by section 37 of and Schedule 9 to the Financial Services Act 2012 (c. 21), and amended by section 35 of and Schedule 3 to the Financial Services (Banking Reform) Act 2013 (c. 33), section 21 of and Schedule 4 to the Bank of England and Financial Services Act 2016 (c. 14), and S.I. 2016/680.

Schedule 1ZA was inserted by section 6 of and Schedule 3 to the Financial Services Act 2012 (c. 21). Paragraphs 19 to 22 were amended by section 141 of and Schedule 10 to the Financial Services (Banking Reform) Act 2013 (c. 33), section 47 of and Schedule 3 to the Pension Schemes Act 2015 (c. 8), section 25 of and Schedule 3 to the Financial Guidance and Claims Act 2018 (c. 10), section 2 of and Schedule 2 to the Financial Services Act 2021 (c. 22), and section 56 of and Schedule 10 to the Financial Services and Markets Act 2023 (c. 29).

Part 8A was inserted by section 8 of the Financial Services Act 2010 (c. 28) and amended by S.I. 2012/2554 and S.I. 2018/1321.

Section 133 was substituted by S.I. 2010/22 and subsection (7A) inserted by section 23(2)(c) of the Financial Services Act 2012 (c. 21).

Section 139A was substituted by section 24(1) of the Financial Services Act 2012 (c. 21). Subsection (4) was amended by S.I. 2016/680, S.I. 2019/632 (as amended by S.I. 2020/1301) and S.I. 2023/1424.

Subsection (1ZB) was substituted by section 37 of and Schedule 9 to the Financial Services Act 2012 (c. 21). There have been amendments to subsection (1ZB) but none is relevant.

The references to section 131H(1) and (4) in section 392(a) and (b) were inserted by section 24 of and Schedule 2 to the Financial Services Act 2010 (c. 28). There are other amendments to section 392 but none is relevant.

Subsection (1A) was inserted by S.I. 2013/1773. There are amendments to subsection (1A) but none is relevant.

Section 415B was inserted by section 37 of and Schedule 9 to the Financial Services Act 2012 (c. 21). There are amendments to section 415B but none is relevant.

Definition inserted by S.I. 2012/2554 and amended by S.I. 2019/632, S.I. 2020/1385 and S.I. 2023/1424.

Schedule 1ZA was substituted by section 6 of and Schedule 3 to the Financial Services Act 2012 (c. 21). Paragraph 8(3)(c)(i) was amended by section 4(6) and 35 of and Schedule 3 paragraph 16(b)(1) to the Financial Services (Banking Reform) Act 2013 (c. 33) and by section 25 of and Schedule 3 to the Financial Guidance and Claims Act 2018 (c. 10).

2010 c. 28.

2012 c. 21.

Section 85(4)(c)(i) was amended by section 35 of and Schedule 3 to the Financial Services (Banking Reform) Act 2013 (c. 33) and by section 25 of and Schedule 3 to the Financial Guidance and Claims Act 2018 (c. 10).

S.I. 2001/2188.

Definition inserted by S.I. 2016/715 and amended by S.I. 2019/681.

Regulation 12(4) was inserted by S.I. 2012/2554.

EUR 2016/679.

2018 c. 12.

S.I. 2013/419. Article 5(3) was amended by S.I. 2019/632. There are other amending instruments but none are relevant.

S.I. 2013/472.

S.I. 2018/1115.

S.I. 2019/541.

S.I. 2019/680. Regulation 11(5)(d) was amended by S.I. 2022/1223.

S.I. 2020/1055.

Reg. 1 in force at 14.1.2025, see reg. 2(1)

Reg. 2 in force at 14.1.2025, see reg. 2(1)

Reg. 3 in force at 14.1.2025, see reg. 2(1)

Reg. 4 in force at 14.1.2025, see reg. 2(1)

Reg. 5 in force at 14.1.2025, see reg. 2(1)

Reg. 6 in force at 14.1.2025, see reg. 2(1)

Reg. 7 comes into force in accordance with reg. 2(2)(3)

Reg. 8 in force at 14.1.2025, see reg. 2(1)

Reg. 9 in force at 14.1.2025, see reg. 2(1)

Reg. 10 comes into force in accordance with reg. 2(2)(3)

Reg. 11 in force at 14.1.2025, see reg. 2(1)

Reg. 12 comes into force in accordance with reg. 2(2)(3)

Reg. 13 comes into force in accordance with reg. 2(2)(3)

Reg. 14 comes into force in accordance with reg. 2(2)(3)

Reg. 15 comes into force in accordance with reg. 2(2)(3)

Reg. 16 comes into force in accordance with reg. 2(2)(3)

Reg. 17 comes into force in accordance with reg. 2(2)(3)

Reg. 18 comes into force in accordance with reg. 2(2)(3)

Reg. 19 comes into force in accordance with reg. 2(2)(3)

Reg. 20 comes into force in accordance with reg. 2(2)(3)

Reg. 21 comes into force in accordance with reg. 2(2)(3)

Reg. 22 comes into force in accordance with reg. 2(2)(3)

Reg. 23 comes into force in accordance with reg. 2(2)(3)

Reg. 24 comes into force in accordance with reg. 2(2)(3)

Reg. 25 comes into force in accordance with reg. 2(2)(3)

Reg. 26 comes into force in accordance with reg. 2(2)(3)

Reg. 27 comes into force in accordance with reg. 2(2)(3)

Reg. 28 comes into force in accordance with reg. 2(2)(3)

Reg. 29 comes into force in accordance with reg. 2(2)(3)

Reg. 30 comes into force in accordance with reg. 2(2)(3)

Sch. 1 para. 1 comes into force in accordance with reg. 2(2)(3)

Sch. 1 para. 2 comes into force in accordance with reg. 2(2)(3)

Sch. 1 para. 3 comes into force in accordance with reg. 2(2)(3)

Sch. 1 para. 4 comes into force in accordance with reg. 2(2)(3)

Sch. 1 para. 5 comes into force in accordance with reg. 2(2)(3)

Sch. 1 para. 6 comes into force in accordance with reg. 2(2)(3)

Sch. 1 para. 7 comes into force in accordance with reg. 2(2)(3)

Sch. 1 para. 8 comes into force in accordance with reg. 2(2)(3)

Sch. 1 para. 9 comes into force in accordance with reg. 2(2)(3)

Sch. 2 para. 1 comes into force in accordance with reg. 2(2)(3)

Sch. 2 para. 2 comes into force in accordance with reg. 2(2)(3)

Sch. 2 para. 3 comes into force in accordance with reg. 2(2)(3)

Sch. 2 para. 4 comes into force in accordance with reg. 2(2)(3)

Sch. 2 para. 5 comes into force in accordance with reg. 2(2)(3)

Sch. 2 para. 6 comes into force in accordance with reg. 2(2)(3)

Sch. 2 para. 7 comes into force in accordance with reg. 2(2)(3)

Sch. 2 para. 8 comes into force in accordance with reg. 2(2)(3)

Sch. 2 para. 9 comes into force in accordance with reg. 2(2)(3)

Sch. 2 para. 10 comes into force in accordance with reg. 2(2)(3)

Words in reg. 3(1) substituted (28.11.2025) by The Financial Services (Overseas Recognition Regime Designations) Regulations 2025 (S.I. 2025/1147), regs. 1(2), 8(2)(a)

Words in reg. 3(1) inserted (28.11.2025) by The Financial Services (Overseas Recognition Regime Designations) Regulations 2025 (S.I. 2025/1147), regs. 1(2), 8(2)(b)