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The Financial Services and Markets Act 2000 (Cryptoassets) Regulations 2026

Type Statutory-Instrument

Publication 2026-02-04

State In force

Department King's Printer of Acts of Parliament

Source legislation.gov.uk

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(a) a person to whom regulation 56 (temporary exemption relating to pre-existing contracts) applies has acted in a manner which the FCA considers contrary to the advancement of its objectives under Part 1A of the Act;

(b) a person has failed to comply with—

(i) regulation 54 (notification by a person to whom regulation 53 applies);

(ii) regulation 57 (notification by a person to whom regulations 56 applies),

the FCA may publish a statement to that effect.

(2) Where the FCA proposes to publish a statement under paragraph (1), it must give the person mentioned in that statement a warning notice.

(3) The warning notice given under paragraph (2) must set out the terms of the statement.

(4) Where, having considered any representation made in response to a warning notice, the FCA decides to publish a statement under paragraph (1), whether or not in the terms proposed, it must give the person a decision notice without delay.

(5) The decision notice must set out the terms of the statement.

(6) Section 393 of the Act (third party rights)⁶⁴ applies in respect of the giving of notices under this regulation as it applies in respect of the giving of notices under that Act.

(7) A person in respect of whom the power under paragraph (1) is exercised may refer the decision to exercise the power to the Tribunal.

(8) Part 9 of the Act (hearings and appeals) applies to a reference to the Tribunal under paragraph (7) as it applies to a reference under the Act.

Chapter 4 — Consultation relating to rules and guidance by the FCA

Consultation relating to rules and guidance by the FCA

64

The requirements of section 138I of the Act (consultation by the FCA)⁶⁵, in so far as they apply to a proposal by the FCA to make rules and guidance in relation to any provision made by these Regulations, may be satisfied by things done, wholly or in part, before the day on which these Regulations come into force for the purposes mentioned in regulation 1(3).

Part 8 — Review

Review

65

(1) The Treasury must from time to time—

(a) carry out a review of the regulatory provision contained in regulations 2 to 50 (including Schedules 1 and 2), and

(b) publish a report setting out the conclusions of the review.

(2) The first report must be published before the end of the period of 5 years beginning with the full commencement day.

(3) Subsequent reports must be published at intervals not exceeding 5 years.

(4) Each report must in particular—

(a) set out the objectives intended to be achieved by the regulatory provision referred to in paragraph (1)(a),

(b) assess the extent to which those objectives are achieved,

(d) if those objectives remain appropriate, assess the extent to which they could be achieved in another way which involves less onerous regulatory provision.

(5) In this regulation “regulatory provision” has the same meaning as in sections 28 to 32 of the Small Business, Enterprise and Employment Act 2015⁶⁶(see section 32 of that Act).

Schedule 1 — Exceptions from prohibition of offers to the public

Part 1 — Offers not contravening prohibition

General exceptions

1

An offer of a qualifying cryptoasset made to the public where the total consideration for the qualifying cryptoasset being offered in the United Kingdom cannot exceed £1,000,000, or an equivalent amount (see paragraph 11).

2

An offer of a qualifying cryptoasset made solely to qualified investors (see paragraph 9).

3

An offer of a qualifying cryptoasset made to fewer than 150 persons in the United Kingdom, other than qualified investors (see paragraph 9).

4

An offer of a qualifying cryptoasset made to a person who buys, or subscribes for, that qualifying cryptoasset for a total consideration of at least £100,000, or an equivalent amount, for each separate offer.

Qualifying stablecoin

5

An offer of a qualifying stablecoin for sale or subscription that is made by a person with a Part 4A permission to carry on the regulated activity specified by article 9M of the Regulated Activities Order (issuing qualifying stablecoin).

Offer of qualifying cryptoassets admitted to trading

6

An offer of a qualifying cryptoasset where—

(a) the offer is conditional on the admission of the qualifying cryptoasset to trading on a qualifying cryptoasset trading platform, or

(b) the qualifying cryptoasset being offered is, at the time of the offer, admitted to trading on a qualifying cryptoasset trading platform.

Offer of qualifying cryptoassets to directors or employees

7

(1) An offer or allotment of a qualifying cryptoasset that—

(a) is made to existing or former directors or employees—

(i) by their employer,

(ii) by an undertaking that is part of the same group as their employer, or

(iii) by a person who, under an employee reward arrangement or proposed employee reward arrangement, holds or will hold the qualifying cryptoasset as trustee,

(b) is issued by or on behalf of that employer, undertaking or person, and

(i) the number and nature of the qualifying cryptoassets, and

(ii) the reason for, and details of, the offer or allotment.

(2) In this paragraph, an “employee reward arrangement” means activity that is not within article 9T of the Regulated Activities Order (dealing in qualifying cryptoassets as principal) by virtue of the exclusion in article 9V(1)(e) of that Order (article 9T: other exclusions)⁶⁷.

Part 2 — Supplementary provisions relating to Part 1

8

(1) In determining whether paragraph 1 is satisfied in relation to an offer (“offer A”), offer A is to be taken together with any connected offer of a qualifying cryptoasset of the same kind as that to which offer A relates which was open at any time within the period of 12 months ending with the day on which offer A is first made, if or to the extent that the earlier offer was exempt from the prohibition in regulation 10(1) (prohibition of public offers of qualifying cryptoassets) by reason only of paragraph 1.

(2) In paragraph (1), offer A is connected to another offer (the “connected offer”) if a person responsible for offer A is also responsible for the other offer.

9

(1) In paragraphs 2 and 3, “qualified investor”, in relation to an offer of a qualifying cryptoasset, means—

(a) a person described in paragraph 3 of Schedule 1 to the markets in financial instruments regulation⁶⁸, other than a person who, before the making of the offer, has agreed in writing with the relevant firm, or each of the relevant firms, to be treated as a non-professional client in accordance with paragraph 4 of that Schedule;

(b) a person who has made a request a relevant firm to be treated as a professional client in accordance with paragraphs 5 and 6 of that Schedule and has not subsequently, but before the making of the offer, agreed in writing with that relevant firm (or each of those relevant firms) to be treated as a non-professional client in accordance with paragraph 4 of that Schedule;

(i) is an eligible counterparty for the purposes of Section 6 of Chapter 3 of the Conduct of Business sourcebook⁶⁹, and

(ii) has not, before the making of the offer, agreed in writing with the relevant firm (or each of the relevant firms) to be treated as a non-professional client in accordance with paragraph 4 of Schedule 1 to the markets in financial instruments regulation.

(2) In sub-paragraph (1)—

(a) “relevant firm” means an investment firm or qualifying credit institution acting in connection with the offer;

(b) the reference to the Conduct of Business sourcebook is a reference to that sourcebook in the Handbook of Rules and Guidance published by the FCA under the Act, as it has effect from time to time.

10

For the purposes of paragraph 3, the making of an offer of a qualifying cryptoasset to—

(a) trustees of a trust,

(b) members of a partnership in their capacity as such, or

is to be treated as the making of an offer to a single person.

11

(1) For the purposes of Part 1 of this Schedule, an amount is an “equivalent amount”, in relation to an amount denominated in sterling, if it is an amount of equal value denominated wholly or partly in another currency or unit of account.

(2) The equivalent is to be calculated at the latest practicable date before (but in any event not more than 3 working days before) the date on which the offer is first made.

(3) In this paragraph, “working day” means a day other than—

(a) Saturday or Sunday;

(b) Christmas Day or Good Friday;

Schedule 2 — Compensation: exemptions

Part 1 — General exemptions

Statements believed to be true

1

(1) In this paragraph “statement” means—

(a) an untrue or misleading statement in a qualifying cryptoasset disclosure document or supplementary disclosure document, or

(b) the omission from a qualifying cryptoasset disclosure document or supplementary disclosure document of a matter required to be included by regulation 13 (general requirements to be met by a qualifying cryptoasset disclosure document or supplementary disclosure document).

(2) A person (“D”) does not incur a liability under regulation 14 (compensation for statements in a qualifying cryptoasset disclosure document or supplementary disclosure document) for loss caused by a statement if D satisfies the court—

(a) that, at the time when the qualifying cryptoasset disclosure document or supplementary disclosure document was published, D reasonably believed, having made such enquiries as were reasonable, that—

(i) the statement was true and not misleading, or

(ii) the matter whose omission caused the loss was properly omitted, and

(b) that one or more of the conditions set out in sub-paragraph (3) are satisfied.

(3) The conditions are—

(a) that D continued in D’s belief until the time when the qualifying cryptoasset in question was bought or subscribed for;

(b) that the qualifying cryptoasset in question was bought or subscribed for before it was reasonably practicable to bring a correction to the attention of a person likely to buy or subscribe for it;

(c) that, before the qualifying cryptoasset in question was bought or subscribed for, D had taken all such steps as it was reasonable for D to have taken to secure that a correction was brought to the attention of a person likely to buy or subscribe for it;

(d) that D continued in D’s belief until after the commencement of dealings in the qualifying cryptoasset in question following its admission to trading and it was bought or subscribed for after such a lapse of time that D ought in the circumstances to be reasonably excused.

Correction of statements

2

(1) In this paragraph “statement” has the same meaning as in paragraph 1.

(2) A person (“D”) does not incur a liability under regulation 14 (compensation for statements in a qualifying cryptoasset disclosure document or supplementary disclosure document) for loss caused by a statement if D satisfies the court—

(a) that before the qualifying cryptoasset in question was bought or subscribed for, a correction had been published in a manner calculated to bring it to the attention of a person likely to buy or subscribe for it, or

(b) that D took all such steps as it was reasonable for D to take to secure such publication and reasonably believed that it had taken place before the qualifying cryptoasset in question was bought or subscribed for.

(3) Nothing in this paragraph is to be taken as affecting paragraph 1.

Statements by experts

3

(1) In this paragraph “statement” means a statement included in a qualifying cryptoasset disclosure document or supplementary disclosure document which—

(a) purports to be made by, or on the authority of, another person as an expert, and

(b) is stated to be included in the qualifying cryptoasset disclosure document or supplementary disclosure document with that person’s consent.

(2) A person (“D”) does not incur a liability under regulation 14 (compensation for statements in a qualifying cryptoasset disclosure document or supplementary disclosure document) for loss caused by a statement if D satisfies the court that, at the time when the qualifying cryptoasset disclosure document or supplementary disclosure document was published, D reasonably believed—

(a) that the other person—

(i) was competent to make or authorise the statement, and

(ii) had consented to its inclusion in the form and context in which it was included, and

(b) that one or more of the conditions set out in sub-paragraph (3) are satisfied.

(3) The conditions are—

(a) that D continued in D’s belief until the time when the qualifying cryptoasset in question was bought or subscribed for;

(b) that the qualifying cryptoasset in question was bought or subscribed for before it was reasonably practicable to bring the fact that the expert was not competent, or had not consented, to the attention of a person likely to buy or subscribe for it;

(c) that, before the qualifying cryptoasset in question was bought or subscribed for, D had taken all such steps as it was reasonable for D to have taken to secure that a correction was brought to the attention of a person likely to buy or subscribe for it;

(d) that D continued in D’s belief until after the commencement of dealings in the qualifying cryptoasset in question following its admission to trading and it was bought or subscribed for after such a lapse of time that D ought in the circumstances to be reasonably excused.

Correction of statements by experts

4

(1) In this paragraph “statement” has the same meaning as in paragraph 3.

(2) A person (“D”) does not incur a liability under regulation 14 (compensation for statements in qualifying cryptoasset disclosure document or supplementary disclosure document) for loss caused by a statement if D satisfies the court—

(a) that before the qualifying cryptoasset in question was bought or subscribed for, the fact that the expert was not competent, or had not consented, had been published in a manner calculated to bring it to the attention of a person likely to buy or subscribe for it, or

(b) D took all such steps as it was reasonable for D to take to secure such publication and reasonably believed that it had taken place before the qualifying cryptoasset in question was bought or subscribed for.

(3) Nothing in this paragraph is to be taken as affecting paragraph 3.

Official statements

5

A person (“D”) does not incur a liability under regulation 14 (compensation for statements in qualifying cryptoasset disclosure document or supplementary disclosure statement) for loss caused by—

(a) a statement made by an official person referred to or included in the qualifying cryptoasset disclosure document or supplementary disclosure document, or

(b) a statement contained in a public official document referred to or included in the qualifying cryptoasset disclosure document or supplementary disclosure document,

if D satisfies the court that the statement is accurately and fairly reproduced or referred to.

Belief that supplementary disclosure document not called for

6

(1) A person (“D”) does not incur a liability under regulation 14(5) if D satisfies the court that D reasonably believed that the circumstances were not such as to give rise under the relevant rules (as defined by regulation 14(8)) to the obligation to publish a supplementary disclosure document.

(2) In sub-paragraph (1), the reference to a supplementary disclosure document includes a reference to a document falling within regulation 14(6).

Meaning of “expert”

7

In this Part, “expert” includes an engineer, valuer, accountant or other person whose profession, qualifications or experience give authority to a statement made by the person.

Part 2 — Further exemption relating to forward-looking statement

“Protected forward-looking statement”

8

(1) For the purposes of this Part of this Schedule, a forward-looking statement in a qualifying cryptoasset disclosure document or supplementary disclosure document is a “protected forward-looking statement” if—

(a) it is of a kind specified by the FCA for the purposes of this paragraph in the designated activity rules made by virtue of regulation 9, and

(b) it is accompanied by a statement, in such form as may be required by those designated activity rules, which identifies the statement as a protected forward-looking statement for the purposes of this Part of this Schedule.

(2) In sub-paragraph (1), “forward-looking statement” includes—

(a) a statement containing a projection, estimate, forecast or target;

(b) a statement giving guidance;

(d) a statement of intention.

Exemption from liability

9

(1) Unless the condition in sub-paragraph (2) is met, a person responsible for a qualifying cryptoasset disclosure document or supplementary disclosure document (“R”)—

(a) does not incur a liability under regulation 14 (compensation for statements in qualifying cryptoasset disclosure document or supplementary disclosure document) in respect of any loss caused by a protected forward-looking statement, and

(b) is not subject to any other liability in respect of any loss caused by such a statement.

(2) The condition is that, at any time in the relevant period, R—

(a) knew the protected forward-looking statement to be untrue or misleading or was reckless as to whether it was untrue or misleading, or

(b) knew the omission from the protected forward-looking statement to be a dishonest concealment of a material fact.

(3) A person (“P”) who is not among those responsible for a qualifying cryptoasset disclosure document or supplementary disclosure document but would, apart from this sub-paragraph, have any liability to a person other than the person responsible for the offer in respect of loss caused by a protected forward-looking statement in the qualifying cryptoasset disclosure document or supplementary disclosure document has no such liability unless at any time in the relevant period, P—

(a) knew the protected forward-looking statement to be untrue or misleading or was reckless as to whether it was untrue or misleading, or

(b) knew the omission from the protected forward-looking statement to be a dishonest concealment of a material fact.

(4) In this paragraph, “the relevant period” is the period beginning with the time when the qualifying cryptoasset disclosure document or supplementary disclosure document (“the relevant document”) is published and ending with the later of—

(a) the closure of the offer to which the relevant document relates, and

(b) the commencement of dealings in a qualifying cryptoasset following their admission to trading on the qualifying cryptoasset trading platform.

(5) This paragraph does not limit the application of Part 1 of this Schedule in relation to loss caused by a protected forward-looking statement.

Signed

Stephen Morgan — Christian Wakeford — Two of the Lords Commissioners of His Majesty's Treasury — 4th February 2026

Explanatory note

(This note is not part of these Regulations)

Explanatory Note

These Regulations establish a regulatory regime for certain cryptoasset activities pursuant to powers conferred by the Financial Services and Markets Act 2000 (c. 8)(“the Act”).

Part 1 of the Regulations sets out general provisions, including citation, commencement, extent, and defines certain terms used in the Regulations. Regulation 1 provides that some provisions commence early to enable the Financial Conduct Authority (“FCA”) to give directions or guidance, make rules and to carry out any other preparatory steps in relation to the exercise of their functions in relation to these Regulations before most, if not all, of the remaining provisions come into force on 25 October 2027.

Part 2 of the Regulations introduces two designated activity regimes under Part 5A of the Act: the first (Chapter 1) for public offers of qualifying cryptoassets and admissions to trading on qualifying cryptoasset trading platforms; the second (Chapter 2) covering market abuse (including insider dealing, the disclosure of inside information and market manipulation). It also sets out the powers of the FCA in relation to those activities. In relation to the first, it also sets out requirements for disclosure documents, the liability for untrue or misleading statements, and withdrawal rights for qualifying cryptoasset purchasers. In relation to the second, it includes requirements for market abuse-related systems and controls.

Part 3 of the Regulations amends the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 (S.I. 2001/544) so as to specify certain activities relating to cryptoassets as regulated activities for the purposes of the Act. The new regulated activities include the issuing of qualifying stablecoin, the safeguarding of certain cryptoassets, operating cryptoasset trading platforms, dealing in cryptoassets as principal or agent, arranging deals in cryptoassets, and cryptoasset staking. These activities are subject to detailed exclusions. Carrying on these activities will require authorisation under Part 4A of the Act.

Part 4 of the Regulations makes amendments to the Act in connection with the provisions of Parts 2 and 3 of the Regulations.

Part 5 of the Regulations makes amendments to the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005 (S.I. 2005/1529) to specify certain activities relating to cryptoassets as controlled activities and updates the controlled investment of “qualifying cryptoassets” for the purposes of section 21 of the Act. An invitation or inducement, made in the course of business, constitutes a controlled activity or to exercise rights conferred by a controlled investment is prohibited from communicating such an invitation or inducement unless they are an authorised person within the meaning of the Act or the content of the communication is approved by an authorised person..

Part 6 of the Regulations makes related amendments to secondary legislation. The legislation being amended includes the Electronic Money Regulations 2011, the Alternative Investment Fund Managers Regulations 2013, the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017, and the Payment Services Regulations 2017.

Part 7 of the Regulations provides a structured pathway for transitioning into the new regulatory regime for existing businesses.

Part 8 of the Regulations requires the Treasury to review the regulatory provisions and publish a report setting out the conclusions of the review at intervals not exceeding five years beginning with the full commencement day.

Schedule 1 sets out the exceptions to the general prohibition on public offers of qualifying cryptoassets under regulation 10.

Schedule 2 sets out exemptions from liability to pay compensation provided for in regulation 14.

An impact assessment of the effect of these Regulations on the costs of business, the voluntary sector and the public sector is available from HM Treasury, 1 Horse Guards Road, London, SW1A 2HQ and is published alongside these Regulations at www.legislation.gov.uk.

Footnotes

2000 c. 8. Sections 71K to 71S were inserted by section 8(2) of the Financial Services and Markets Act 2023 (c. 29). Section 428(3) was amended by section 66(3) of that Act. Paragraph 25 of Schedule 2 was amended by section 8 of the Financial Services Act 2012 (c. 21) and section 27 of the Financial Guidance and Claims Act 2018 (c. 10).

Subsections (2A) and (2B) of section 429 were inserted by section 136 of the Financial Services (Banking Reform) Act 2013 (c. 33). Subsections (2B)(aa) and (ab) were inserted by section 8(8)(a) of the Financial Services and Markets Act 2023. Subsection (4)(e) was amended by section 27 of the Financial Guidance and Claims Act 2018. There are other amendments that are not relevant to this instrument.

Section 55A was inserted by section 11 of the Financial Services Act 2012 and amended by S.I. 2018/135 and 1149, and Schedule 5 to the Financial Services and Markets Act 2023.

Section 55H was inserted by section 11 of the Financial Services Act 2012 and amended by Schedule 8 to the Financial Services and Markets Act 2023 and S.I. 2013/1773 and 2018/135.

Section 55NA was inserted by section 20 of the Financial Services and Markets Act 2023.

Section 59 was amended by section 14 of, and Schedule 5 to, the Financial Services Act 2012, section 18 of, and Schedule 3 to, the Financial Services (Banking Reform) Act 2013, Schedule 4 to the Bank of England and Financial Services Act 2016 (c. 14) and S.I. 2013/1773 and 2019/632.

Article 88F is inserted by regulation 40(11) of this instrument.

The definition of “qualifying cryptoasset trading platform” is inserted into article 3 by regulation 40(2) of this instrument.

Article 88G is inserted by regulation 40(11) of this instrument.

S.I. 2001/544.

Article 9S is inserted by regulation 40(5) of this instrument.

Article 9M is inserted by regulation 40(5) of this instrument.

Article 9Z6 is inserted by regulation 40(5) of this instrument.

Section 85 to be amended by S.I. 2024/105 (19 January 2026).

Chapter 2B is inserted by regulation 40(5) of this instrument.

The definition of “financial instrument” was inserted by S.I. 2006/3384 and amended by S.I. 2017/488, 2019/632 and 2025/1020.

EUR 2014/596; “market abuse regulation” is defined by section 417(1) of the Financial Services and Markets Act 2000. Article 2 was amended by S.I. 2019/310 and 2021/494.

Article 9T is inserted by regulation 40(5) of this instrument.

Section 131AC was inserted by regulation 9(15) of S.I. 2016/680.

Article 9W is inserted by regulation 40(5) of this instrument.

Article 9Y is inserted by regulation 40(5) of this instrument.

1996 c. 18. There are amendments that are not relevant to these definitions.

Article 9N is inserted by regulation 40(5) of this instrument.

Article 9AZA is inserted by regulation 40(4) of this instrument.

Article 9A was inserted by S.I. 2002/682.

Article 5 was amended by S.I. 2002/682.

S.I. 2001/1226, amended by S.I. 2004/3352 and 2006/58.

Article 42A was inserted by S.I. 2013/1773 and amended by S.I. 2019/632.

Article 64 was amended by S.I. 2013/1881, 2018/135 and 2018/1253.

Article 72H was inserted by S.I. 2014/366 and amended by S.I. 2017/488, 2019/632 and 2022/466.

Article 88E was inserted by S.I. 2013/1881.

Article 74A was inserted by S.I. 2002/682.

Article 97 was inserted by S.I. 2004/1610 and amended by S.I. 2013/472.

Section 137B of the Act was inserted by s.24(1) of the Financial Services Act 2012.

Section 131AB was inserted by S.I. 2016/680 and amended by S.I. 2019/310, 2021/494 and 2023/1424.

EUR 2014/596, to which there are amendments not relevant to this instrument.

Subsection (11) was amended by Schedule 2 to the Financial Services Act 2010 (c. 28) and Schedule 12 to the Financial Services Act 2012. Paragraph (aa) to be amended by paragraph 16 of Schedule 3 to S.I. 2024/105 (19 January 2026).

Subsection (2) was amended by section 28(2) of the Financial Services Act 2012.

Paragraph (c) was inserted by S.I. 2013/1773 and paragraph (d) was inserted by Schedule 10 to the Financial Services (Banking Reform) Act 2013 (c. 33).

Schedule 6C was inserted by S.I. 2025/22.

S.I. 2005/1529.

The definition of “qualifying cryptoasset” was inserted by S.I. 2023/612.

Article 70 to be amended by S.I. 2024/105 (19 January 2026).

Paragraph 7C is inserted by regulation 42(5)(a)(iii) of this instrument.

Paragraph 26F was inserted by S.I. 2023/612.

S.I. 2001/1062, to which there are amendments not relevant to this instrument.

Paragraph 22 was inserted by S.I. 2025/17.

S.I. 2001/1177, to which there are amendments not relevant to this instrument.

S.I. 2001/1227.

Paragraph (aa) was inserted by S.I. 2002/682; there are other amendments not relevant to this instrument.

S.I. 2011/99, to which there are amendments not relevant to this instrument.

Article 74A was inserted by S.I. 2002/682.

S.I. 2013/1773, to which there are amendments not relevant to this instrument.

S.I. 2017/692.

Paragraph (1A) was inserted by S.I. 2019/1511.

Regulation 56A was inserted by S.I. 2019/1511.

S.I. 2017/752.

S.I. 2021/1046.

Part 1A was inserted by section 6 of the Financial Services Act 2012.

Section 165 was amended by Schedule 2 to the Financial Services Act 2010, Schedule 12 to the Financial Services Act 2012, Schedule 2 to the Bank of England and Financial Services Act 2016, section 9(3) of the Financial Services and Markets Act 2023, S.I. 2015/575, 2022/466, 2024/1083, and 2025/22.

Section 166 was substituted by Schedule 12 to the Financial Services Act 2012 and amended by Schedule 2 to the Financial Services Act 2021 (c. 22) and S.I. 2022/466 and 2025/22.

Section 175 was amended by Schedule 12 to the Financial Services Act 2012 and Schedule 1 to the Investigatory Powers (Amendment) Act 2024 (c. 9).

Section 177 was amended by Schedule 18 to the Financial Services Act 2012 and S.I. 2001/1090, 2007/126, 2011/1043 and 2016/680.

Section 393 was amended by Schedule 9 to the Financial Services Act 2012.

Section 138I was inserted by section 24 of the Financial Services Act 2012 and amended by Schedule 9 to the Financial Services Act 2021 and sections 28(7), 31(3)(a) and (b) and 53(1) of the Financial Services and Markets Act 2023; there are other amendments that are not relevant to this instrument.

2015 c. 26.

Article 9V is inserted by regulation 40(5) of this instrument.

EUR 2014/600, as amended by Schedule 10 to the Financial Services and Markets Act 2021, Schedule 2 to the Financial Services and Markets Act 2023 and S.I. 2018/1403.

The Conduct of Business sourcebook is part of the FCA Handbook which is made by the FCA under the Act. It can be found online at https://www.handbook.fca.org.uk/handbook and a hard copy is available for inspection at FCA, 12 Endeavour Square, London, E20 1JN.

1971 c. 80.

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