Legalize59765 laws
59765 laws
- § 78d–4. Additional duties of Inspector General
- § 78d–5. Deadline for completing enforcement investigations and compliance examinations and inspections
- § 78d–6. Report and certification of internal supervisory controls
- § 78d–8. Annual financial controls audit
- § 78d–9. Report on oversight of national securities associations
- § 78e. Transactions on unregistered exchanges
- § 78j–2. Position limits and position accountability for security-based swaps and large trader reporting
- § 78h. Restrictions on borrowing and lending by members, brokers, and dealers
- § 78hh. Effective date
- § 78hhh. Examining authority functions
- § 78i. Manipulation of security prices
- § 78ii. Omitted
- § 78iii. Functions of self-regulatory organizations
- § 78j. Manipulative and deceptive devices
- § 78jj. Repealed. [Pub. L. 100–181, title III, § 330](/us/pl/100/181/tIII/s330), Dec. 4, 1987, [101 Stat. 1259](/us/stat/101/1259)
- § 78jjj. Prohibited acts
- § 78j–1. Audit requirements
- § 78k. Trading by members of exchanges, brokers, and dealers
- § 78kk. Authorization of appropriations
- § 78kkk. Miscellaneous provisions
- § 78k–1. National market system for securities; securities information processors
- § 78l. Registration requirements for securities
- § 78ll. Requirements for the EDGAR system
- § 78lll. Definitions
- § 78l–1. Applications for unlisted trading privileges deemed filed under [section 78l of this title](/us/usc/t15/s78l)
- § 78o–6. Securities analysts and research reports
- § 78o. Registration and regulation of brokers and dealers
- § 78oo. Federal National Mortgage Association, Federal Home Loan Mortgage Corporation, Federal Home Loan Banks
- § 78o–1. Brokers deemed to be registered
- § 78o–10. Registration and regulation of security-based swap dealers and major security-based swap participants
- § 78o–11. Credit risk retention
- § 78o–2. Liabilities arising prior to amendment unaffected
- § 78o–3. Registered securities associations
- § 78o–4. Municipal securities
- § 78o–4a. Commission Office of Municipal Securities
- § 78o–5. Government securities brokers and dealers
- § 78o–7. Registration of nationally recognized statistical rating organizations
- § 78o–8. Universal ratings symbols
- § 78o–9. Study and rulemaking on assigned credit ratings
- § 78p. Directors, officers, and principal stockholders
- § 78pp. Investor Advisory Committee
- § 78q. Records and reports
- § 78qq. Small Business Capital Formation Advisory Committee
- § 78q–1. National system for clearance and settlement of securities transactions
- § 78q–2. Automated quotation systems for penny stocks
- § 78r. Liability for misleading statements
- § 78s. Registration, responsibilities, and oversight of self-regulatory organizations
- § 78t. Liability of controlling persons and persons who aid and abet violations
- § 78t–1. Liability to contemporaneous traders for insider trading
- § 78u. Investigations and actions