Regulation (EC) No 1013/2006 of the European Parliament and of the Council of 14 June 2006 on shipments of waste

Wastes which may contain either inorganic or organic constituents

Wastes containing principally inorganic constituents, which may contain metals and organic materials

| | | |

| --- | --- | --- | | RB020 | ex 6815 | Ceramic based fibres of physico-chemical characteristics similar to those of asbestos |

ANNEX VI

FORM FOR PRE-CONSENTED FACILITIES (ARTICLE 14)

| Competent authority | Recovery facility | Recovery facility | Recovery facility | Recovery facility | Waste identification | Period of validity | Period of validity | Total pre-consented quantity |

| --- | --- | --- | --- | --- | --- | --- | --- | --- | | Competent authority | Name and number of the recovery facility | Address | Recovery operation (+ R-code) | Technologies employed | (code) | from | to | (tonnes (Mg)) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |

ANNEX VII

INFORMATION ACCOMPANYING SHIPMENTS OF WASTE AS REFERRED TO IN ARTICLE 3(2) AND (4)

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ANNEX VIII

GUIDELINES ON ENVIRONMENTALLY SOUND MANAGEMENT (ARTICLE 49)

I. Guidelines and guidance documents adopted under the Basel Convention:

• 1.Technical guidelines on the environmentally sound management of biomedical and health care wastes (Y1; Y3) ([^E0072])

• 2.Technical guidelines on the environmentally sound management of waste lead acid batteries¹

• 3.Technical guidelines on the environmentally sound management of the full and partial dismantling of ships¹

• 4.Technical guidelines on the environmentally sound recycling/reclamation of metals and metal compounds (R4) ([^E0073])

• 5.General technical guidelines for the environmentally sound management of wastes consisting of, containing or contaminated with persistent organic pollutants ([^E0074])

• 6.Technical guidelines on the environmentally sound management of wastes consisting of, containing or contaminated with 1,1,1 trichloro 2,2 bis (4 chlorophenyl) ethane (DDT) ([^E0075])

• 7.Technical guidelines on the environmentally sound management of wastes consisting of, containing or contaminated with hexabromocyclododecane (HBCD) ([^E0076])

• 8.Technical guidelines on the environmentally sound management of wastes consisting of, containing or contaminated with perfluorooctane sulfonic acid (PFOS), its salts and perfluorooctane sulfonyl fluoride (PFOSF)⁵

• 9.Technical guidelines on the environmentally sound management of wastes consisting of, containing or contaminated with pentachlorophenol and its salts and esters (PCP) ([^E0077])

• 10.Technical guidelines on the environmentally sound management of wastes consisting of, containing or contaminated with the pesticides aldrin, alpha hexachlorocyclohexane, beta hexachlorocyclohexane, chlordane, chlordecone, dieldrin, endrin, heptachlor, hexachlorobenzene, hexachlorobutadiene, lindane, mirex, pentachlorobenzene, pentachlorophenol and its salts, perfluorooctane sulfonic acid, technical endosulfan and its related isomers or toxaphene or with hexachlorobenzene as an industrial chemical (POP Pesticides)⁶

• 11.Technical guidelines on the environmentally sound management of wastes consisting of, containing or contaminated with polychlorinated biphenyls, polychlorinated terphenyls, polychlorinated naphthalenes or polybrominated biphenyls including hexabromobiphenyl (PCBs, PCTs, PCNs or PBBs, including HBB)⁶

• 12.Technical guidelines on the environmentally sound management of wastes consisting of, containing or contaminated with hexabromodiphenyl ether and heptabromodiphenyl ether, or tetrabromodiphenyl ether and pentabromodiphenyl ether or decabromodiphenyl ether (POP-BDEs)³

• 13.Technical Guidelines for the Environmentally Sound Management of Wastes Containing or Contaminated with unintentionally produced polychlorinated dibenzo-p-dioxins, polychlorinated dibenzofurans, hexachlorobenzene, polychlorinated biphenyls, pentachlorobenzene, polychlorinated naphthalenes or hexachlorobutadiene³

• 14.Technical guidelines on the environmentally sound management of wastes consisting of, containing or contaminated with hexachlorobutadiene³

• 15.Technical guidelines on the environmentally sound management of wastes consisting of, containing or contaminated with short-chain chlorinated paraffins³

• 16.Technical guidelines for the environmentally sound management of used and waste pneumatic tyres ([^E0078])

• 17.Technical guidelines for the environmentally sound management of wastes consisting of, containing or contaminated with mercury or mercury compounds⁵

• 18.Technical guidelines for the environmentally sound co-processing of hazardous wastes in cement kilns⁷

• 19.Guidance document on the environmentally sound management of used and end-of-life computing equipment⁶

• 20.Guidance document on environmentally sound management of used and end-of-life mobile phones⁷

- 21.Framework for the environmentally sound management of hazardous wastes and other wastes ([^E0079])

• 22.Practical manuals for the promotion of the environmentally sound management of wastes ([^E0080])

II.   Guidelines adopted by the OECD:

Technical guidance for the environmentally sound management of specific waste streams:

Used and scrap personal computers ([^E0081])

III.   Guidelines adopted by the International Maritime Organization (IMO):

Guidelines on ship recycling ([^E0082])

IV.   Guidelines adopted by the International Labour Organization (ILO):

Safety and health in shipbreaking guidelines for Asian countries and Turkey ([^E0083])

ANNEX IX

ADDITIONAL QUESTIONNAIRE FOR REPORTS BY MEMBER STATES PURSUANT TO ARTICLE 51(2)

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Table 1

Information on exceptions to the implementation of the principles of proximity, priority for recovery and self-sufficiency (Article 11(3))

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Table 2

Objections to planned shipments or disposal (Article 11(1)(g))

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Table 3

Objections to planned shipments or recovery (Article 12(1)(c))

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Table 4

Information on decisions by competent authorities to issue pre-consents (Article 14)

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Table 5

Information on illegal shipments of waste ([^E0084]) (Article 24 and Article 50(1))

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Table 6

Information on any specific customs offices designated by Member States for shipments of waste entering and leaving the Community (Article 55)

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[^E0001]: OJ L 35, 12.2.1992, p. 24.

[^E0002]: OJ L 140, 5.6.2009, p. 114.

[^E0003]: Regulation (EU) No 1257/2013 of the European Parliament and of the Council of 20 November 2013 on ship recycling and amending Regulation (EC) No 1013/2006 and Directive 2009/16/EC (OJ L 330, 10.12.2013, p. 1.).

[^E0004]: OJ L 377, 31.12.1991, p. 20. Directive as amended by Directive 94/31/EC (OJ L 168, 2.7.1994, p. 28).

[^E0005]: Directive 2008/98/EC of the European Parliament and of the Council of 19 November 2008 on waste and repealing certain Directives (OJ L 312, 22.11.2008, p. 3).

[^E0006]: OJ L 302, 19.10.1992, p. 1. Regulation as last amended by Regulation (EC) No 648/2005 of the European Parliament and of the Council (OJ L 117, 4.5.2005, p. 13).

[^E0007]: OJ L 253, 11.10.1993, p. 1. Regulation as last amended by Regulation (EC) No 215/2006 (OJ L 38, 9.2.2006, p. 11).

[^E0008]: OJ L 204, 21.7.1998, p. 37. Directive as last amended by the 2003 Act of Accession.

[^E0009]: Directive 1999/93/EC of the European Parliament and of the Council of 13 December 1999 on a Community framework for electronic signatures (OJ L 13, 19.1.2000, p. 12).

[^E0010]: OJ L 226, 6.9.2000, p. 3. Decision as last amended by Council Decision 2001/573/EC (OJ L 203, 28.7.2001, p. 18).

[^E0011]: Directive 2012/19/EU of the European Parliament and of the Council of 4 July 2012 on waste electrical and electronic equipment (OJ L 197, 24.7.2012, p. 38).

[^E0012]: Council Regulation (EEC) No 2658/87 of 23 July 1987 on the tariff and statistical nomenclature and on the Common Customs Tariff (OJ L 256, 7.9.1987, p. 1).

[^E0013]: OJ L 365, 31.12.1994, p. 34.

[^E0014]: OJ L 332, 28.12.2000, p. 91.

[^E0015]: OJ L 309, 27.11.2001, p. 1. Directive as amended by the 2003 Act of Accession.

[^E0016]: Basel Convention on the Control of Transboundary Movements of Hazardous Wastes and Their Disposal, 22 March 1989. See www.basel.int

[^E0017]: Decision C(2001)107/FINAL of the OECD Council, concerning the revision of Decision C(92)39/FINAL on the control of transboundary movements of waste destined for recovery operations; the former Decision is a consolidation of texts adopted by the Council on 14 June 2001 and on 28 February 2002 (with amendments).

See http://www.oecd.org/department/0,2688,en_2649_34397_1_1_1_1_1,00.html

[^E0018]: Outside the European Community, the term ‘importer’ may be used instead of ‘consignee’.

[^E0019]: Outside the European Community, the term ‘exporter’ may be used instead of ‘notifier’.

[^E0020]: In some third countries which are OECD member countries, the term recognised trader may be used according to the OECD Decision.

[^E0021]: Outside the European Community, the term ‘generator’ may be used instead of ‘producer’.

[^E0022]: In the European Community, the definition of operation R1 in the list of abbreviations is different from that used in the Basel Convention and the OECD Decision; both wordings are therefore provided. There are other differences between the terminology used in the European Community and that used in the Basel Convention and the OECD Decision, which are not contained in the list of abbreviations.

[^E0023]: Commission Regulation (EC) No 1418/2007 of 29 November 2007 concerning the export for recovery of certain waste listed in Annex III or IIIA to Regulation (EC) No 1013/2006 to certain countries to which the OECD Decision on the control of transboundary movements of wastes does not apply, OJ L 316, 4.12.2007, p. 6.

[^E0024]: See http://europa.eu.int/eur-lex/en/consleg/main/2000/en_2000D0532_index.html

[^E0025]: See http://www.unece.org/trans/danger/danger.htm

[^E0026]: In the Basel Convention, the term ‘State’ is used instead of ‘country’.

[^E0027]: Outside the European Community, the terms ‘export’ and ‘import’ may be used instead of ‘dispatch’ and ‘destination’.

[^E0028]: See blocks 5, 6, 7, 8, 9, 10, 11, 12, 14, 15, 20 or 21 and, if additional information and documentation is requested by the competent authorities, see points in Annex II Part 3 of this Regulation which are not covered by any block.

[^E0029]: In some third countries, information relating to the competent authority of dispatch may be given instead.

[^E0030]: Annex IX to the Basel Convention is listed in this Regulation in Annex V, Part 1, List B.

[^E0031]: ‘Non-dispersible’ does not include any wastes in the form of powder, sludge, dust or solid items containing encased hazardous waste liquids.

[^E0032]: In relation to ‘almost free from contamination and other types of wastes’, international and national specifications may offer a point of reference.

[^E0033]: In relation to ‘almost exclusively’, international and national specifications may offer a point of reference.

[^E0034]: Post consumer wastes are excluded

[^E0037]: OJ L 312, 22.11.2008, p. 3.

[^E0038]: OJ L 169, 10.7.2000, p. 1.

[^E0039]: Annex VIII to the Basel Convention is listed in this Regulation in Annex V, Part 1, List A. Annex II to the Basel Convention is listed in this Regulation in Annex V, Part 3, List A.

[^E0041]: References in Lists A and B to Annexes I, III and IV refer to Annexes of the Basel Convention.

[^E0042]: Note that mirror entry on list B (B1160) does not specify exceptions.

[^E0043]: PCBs at a concentration level of 50mg/kg or more.

[^E0044]: The 50 mg/kg level is considered to be an internationally practical level for all wastes. However, many individual countries have established lower regulatory levels (e.g. 20 mg/kg) for specific wastes.

[^E0045]: ‘Out-dated’ means unused within the period recommended by the manufacturer.

[^E0046]: This entry does not include wood treated with wood-preserving chemicals.

[^E0047]: Note that even where low level contamination with Annex I materials initially exists, subsequent processes, including recycling processes, may result in separated fractions containing significantly enhanced concentrations of those Annex I materials.

[^E0048]: The status of zinc ash is currently under review and there is a recommendation with United Nations Conference on Trade and Development (UNCTAD) that zinc ashes should not be dangerous goods.

[^E0052]: The concentration level of Benzol[a]pyrene should not be 50mg/kg or more.

[^E0055]: Recycling/reclamation of organic substances that are not used as solvents (R3 in Annex IV, sect. B) or, if needed, temporary storage limited to one instance, provided that it is followed by operation R3 and evidenced by contractual or relevant official documentation.

[^E0056]: In relation to ‘almost free from contamination and other types of wastes’, international and national specifications may offer a point of reference.

[^E0057]: In relation to ‘almost free from contamination and other types of wastes’, international and national specifications may offer a point of reference.

[^E0058]: Post-consumer wastes are excluded.

[^E0059]: Recycling/reclamation of organic substances that are not used as solvents (R3 in Annex IV, sect. B), with prior sorting and, if needed, temporary storage limited to one instance, provided that it is followed by operation R3 and evidenced by contractual or relevant official documentation.

[^E0063]: Unless appropriately classified under a single entry in Annex III.

[^E0064]: Recycling/reclamation of organic substances that are not used as solvents (R3 in Annex IV, sect. B) or, if needed, temporary storage limited to one instance, provided that it is followed by operation R3 and evidenced by contractual or relevant official documentation.

[^E0065]: In relation to ‘almost free from contamination and other types of wastes’, international and national specifications may offer a point of reference.

[^E0066]: In relation to ‘almost exclusively’, international and national specifications may offer a point of reference.

[^E0067]: Post-consumer wastes are excluded.

[^E0068]: Recycling/reclamation of organic substances that are not used as solvents (R3 in Annex IV, sect. B), with prior sorting and, if needed, temporary storage limited to one instance, provided that it is followed by operation R3 and evidenced by contractual or relevant official documentation.

[^E0069]: In relation to ‘almost free from contamination and other types of wastes’, international and national specifications may offer a point of reference.

[^E0070]: The wastes numbered AB130, AC250, AC260 and AC270 have been deleted since they have been considered, in accordance with the procedure laid down in Article 18 of Directive 2006/12/EC of the European Parliament and of the Council of 5 April 2006 on waste (OJ L 114, 27.4.2006, p. 9, as repealed by Directive 2008/98/EC), to be non-hazardous and therefore not subject to the export prohibition in Article 36 of this Regulation. The waste numbered AC300 has been deleted since the waste in question is covered by entry A3210 in List A of part 1.

[^E0072]: Adopted by the sixth meeting of the Conference of the Parties to the Basel Convention on the Control of Transboundary Movements of Hazardous Wastes and Their Disposal, December 2002.

[^E0073]: Adopted by the seventh meeting of the Conference of the Parties to the Basel Convention on the Control of Transboundary Movements of Hazardous Wastes and Their Disposal, October 2004.

[^E0074]: Adopted by the fourteenth meeting of the Conference of the Parties to the Basel Convention on the Control of Transboundary Movements of Hazardous Wastes and Their Disposal, May 2019.

[^E0075]: Adopted by the eighth meeting of the Conference of the Parties to the Basel Convention on the Control of Transboundary Movements of Hazardous Wastes and Their Disposal, December 2006.

[^E0076]: Adopted by the twelfth meeting of the Conference of the Parties to the Basel Convention on the Control of Transboundary Movements of Hazardous Wastes and Their Disposal, May 2015.

[^E0077]: Adopted by the thirteenth meeting of the Conference of the Parties to the Basel Convention on the Control of Transboundary Movements of Hazardous Wastes and Their Disposal, May 2017.

[^E0078]: Adopted by the tenth meeting of the Conference of the Parties to the Basel Convention on the Control of Transboundary Movements of Hazardous Wastes and Their Disposal, October 2013.

[^E0079]: Adopted by the eleventh meeting of the Conference of the Parties to the Basel Convention on the Control of Transboundary Movements of Hazardous Wastes and Their Disposal, October 2013.

[^E0080]: Adopted by the thirteenth and fourteenth meeting of the Conference of the Parties to the Basel Convention on the Control of Transboundary Movements of Hazardous Wastes and Their Disposal, May 2017 and May 2019.

[^E0081]: Adopted by the Environment Policy Committee of the OECD in February 2003 (document ENV/EPOC/WGWPR(2001)3/FINAL).

[^E0082]: Resolution A 962 adopted by the Assembly of the IMO at its 23rd Regular session, 24 November to 5 December 2003.

[^E0083]: Approved for publication by the Governing Body of the ILO at its 289th session, 11-26 March 2004.

[^E0084]: Information on cases which have been closed during the reporting period.