The National Health Service Superannuation Scheme (2008 Section) (Scotland) Regulations 2013
- (i) was a deferred member of the 1995 Section who gave notice for the purposes of paragraph (1) or (2) of regulation B4 of the 2011 Regulations and following that notice, ceased to be an active member of that Section for any one period of five years or more comprising the aggregate of—
- (aa) any period during which the person left NHS employment, and
- (bb) any period during which the person was treated as never having been an active member of that Section in accordance with paragraph (3) of regulation B4 of those Regulations in respect of one or more later periods of NHS employment entered into after having given the notice for the purposes of paragraph (1) or (2) of that regulation, and
- (ii) became an active member of this Section of the Scheme during the period beginning with 1 October 2008 and ending with 31 March 2015,
a period equal in length to the period of qualifying service which the member is entitled to count under the 1995 Section.
- (2) Paragraph (3) applies if a member who is employed on a casual basis—
- (a) ceases to pay contributions because of a break in the employment in which the member is an active member of a period not exceeding three months; and
- (b) re-enters employment in which the member is eligible to be an active member on the same basis after the break.
- (3) For the purposes of this Part, the member is to be treated as—
- (a) continuing to be in qualifying service during the break in the employment; and
- (b) not being required to rejoin this Section of the scheme on re-entering the employment .
- (4) If—
- (a) a pension becomes payable to a member under regulation 2.D.11 (early retirement on termination of employment by employing authority) in a case where regulation 2.D.13(5) (exceptions to requirement that NHS employment must have ceased) applies; and
- (b) the member has elected to take benefits under regulation 2.D.11 only in respect of the old employment and to continue to accrue rights to benefits in respect of any continuing employments in which the member is an active member,
the pensionable service in respect of which that pension is calculated is to be treated as qualifying service in relation to any employment in respect of which rights to benefits continue to accrue.
- (5) In determining the service that is pensionable service for the purposes of this regulation, regulation 2.A.4 (meaning of “pensionable service”: part-time service) does not apply, but for those purposes part-time employments held concurrently is to be treated as a single employment.
2
- (1) This regulation applies for the purpose of calculating the qualifying service of a member whose pensionable service ceases for an interval (other than in circumstances where regulation 2.A.6(2) (meaning of “qualifying service”) applies).
- (2) Subject to paragraph (6), if the interval—
- (a) does not exceed one month; or
- (b) is due to a trade dispute,
the member's qualifying service before and after the interval is to be treated as continuous for the purpose of calculating the member's qualifying service after the interval (but the period of the interval is ignored).
- (3) For the purposes of paragraph (2) it does not matter if the member's pensionable service before the interval is treated separately from that after the interval for the purpose of calculating the member's benefits.
- (4) Subject to paragraph (6), if—
- (a) a person who is an active member ceases to be employed in the employment that qualifies the person to belong to this Section of the scheme and becomes a deferred member, but not a pensioner member, in respect of the service in that employment; and
- (b) after a period not exceeding 12 months the person becomes employed again in such an employment and becomes an active member again in that employment,
qualifying service in the earlier employment is to be treated as a single continuous period of qualifying service with that in the later employment.
- (5) Subject to paragraph (6), if—
- (a) a person who is an active member in an employment opts to cease to be such a member whilst continuing to be employed in the employment and becomes a deferred member, but not a pensioner member, in respect of that service; and
- (b) after a period not exceeding 12 months the person becomes such an active member again in that employment,
qualifying service in the earlier period of active membership is to be treated as a single period of qualifying service with that in the later period of such membership.
- (6) Where—
- (a) the person has received a repayment of contributions under regulation 2.C.18 (repayment of contributions) in respect of the earlier period, paragraphs (4) and (5) do not apply (but see paragraph (7)); or
- (b) the person's rights under this Section of the scheme in respect of that period have been extinguished under regulation 2.F.7 (effect of transfers-out) because a transfer value payment has been made, paragraphs (2), (4) and (5) do not apply.
- (7) Paragraph (6)(a) does not apply if the person repays to the Scottish Ministers any contributions repaid to the person as mentioned in that paragraph, together with any interest on those contributions, before the expiry of the period of 6 months beginning with the date on which the member becomes a member again.
- (8) If—
- (a) a member is a deferred member or pensioner member in respect of the period of pensionable service before pensionable service ceases for an interval; and
- (b) the periods of pensionable service before and after pensionable service ceases for an interval are not treated as a single period of continuous service under regulation 2.A.5(6) (pensionable service: breaks in service) or regulation 2.G.3(2)(a) (exception to general rule),
the period of pensionable service in respect of which the member is a deferred member or a pensioner member is to be treated as qualifying service in relation to the period after the interval.
2
- (1) References in this Part to any period expressed in days are references to the period in question, ignoring 29th February, expressed in days.
- (2) For the purposes of this Section of the scheme, and except where provided otherwise in this Part, periods of service are to be expressed in the first instance in complete days or fractions of a day, and the initial aggregation of periods that require to be aggregated is done in the first instance by reference to periods so expressed.
- (3) If, when all periods of service that require to be aggregated have been aggregated, there is any excess part day over the number of whole days, that excess is rounded up to a full day.
- (4) If service is referred to as service in years and days—
- (a) the days referred to in paragraph (2); and
- (b) the full days referred to in paragraph (3),
are to be converted into years and days on the assumption that a year contains 365 days.
- (5) If service is referred to as service in years—
- (a) the days referred to in paragraph (2); and
- (b) the full days referred to in paragraph (3),
are to be converted into years by dividing the number of days by 365, and using the result to four decimal places.
2
- (1) In this Part, subject to the following provisions of this regulation, “pensionable pay” means all salary, wages, fees , any amount equal to any part of salary given up under an approved salary sacrifice arrangement, and other regular payments made to a person in respect of employment in which the person is an active member of this Section of the scheme.
- (2) In the case of a member who, in addition to one or more such employments, holds an honorary office or appointment, any distinction award payable to the member as a consequence of holding the honorary office or appointment, is to be treated—
- (a) in the case of a member in one such employment, as pensionable pay of that employment; and
- (b) in the case of a member in two or more such employments, as pensionable pay of such of those employments as the Scottish Ministers consider appropriate.
- (3) “Pensionable pay” does not include—
- (a) bonuses;
- (aa) pay awards and pay increases that are expressed by the Scottish Ministers to be non-consolidated;
- (b) payments made to cover expenses; or
- (c) payments for overtime.
- (4) If—
- (a) a person is an active member in respect of two or more part-time employments; and
- (b) in the opinion of the Scottish Ministers, the total pensionable pay for the employments (apart from this paragraph) exceeds the amount that would be the pensionable pay for a comparable whole-time employment not held concurrently with any other employment under which services of the kinds performed in the two or more part-time employments are performed,
the excess pensionable pay is ignored for the purposes of this Part.
- (5) In the case of a non-GP provider who is not in receipt of any salary, wages, fees or other regular payment, “pensionable pay” means practitioner income less any sum on account of practice expenses (for these purposes, contributions payable under regulation 2.C.1(5) or (6) (contributions of members) are neither practitioner income nor practice expenses).
- (6) For the purposes of this regulation, the practitioner income of a non-GP provider means income that accrues to the non-GP provider which is derived from—
- (a) a GMS contract;
- (b) a section 17C agreement;
- (c) an HBPMS contract; and
- (d) payments from, or to, a practitioner who is a GMS practice, a section 17C agreement practice or an HBPMS contractor in respect of the performance of certification services, commissioned services or collaborative services.
- (7) In the case of a non-GP provider who is in partnership with a principal medical practitioner practising in partnership, the pensionable earnings of each non-GP provider who is a partner in a partnership is to be calculated by aggregating the pensionable earnings of each partner (including for this purpose, any amount that would constitute pensionable earnings in the case of any of them who are not included in this Section of the scheme and, subject to paragraph (8), dividing the total equally by reference to the number of such partners.
- (8) If the non-GP providers and any principal medical practitioners who are partners in a partnership do not share equally in the partnership profits, they may elect that each partner's pensionable earnings is to correspond to each partner's share of the partnership profits.
- (9) The calculations described in paragraph (8) are to be made by the Health Board or someone appointed on its behalf to which the partners are required to give notice of their election in accordance with paragraph (10).
- (10) Non-GP providers and any principal medical practitioners who are partners in any partnership must exercise the election described in paragraph (8) by giving notice in writing to their contracting Health Board or someone appointed on its behalf, in accordance with paragraph (11).
- (11) A notice given under this regulation—
- (a) must be signed by all the non-GP providers and principal medical practitioners in the partnership and must state as a fraction each non-GP provider's and practitioner's share in the partnership profits;
- (b) takes effect—
- (i) from the date agreed between the partners and the Health Board concerned; or
- (ii) if no agreement is reached, a date decided by the Scottish Ministers;
- (c) continues in effect until cancelled or amended by a subsequent notice in writing signed by all the partners in the partnership; and
- (d) is automatically cancelled upon a change in the members of the partnership.
- (12) Paragraphs (13) to (19) apply to a member who has remediable service within the meaning of section 1 of the Public Service Pensions and Judicial Offices Act 2022 that is pensionable service under this Section of the scheme by virtue of section 2(1) of that Act (remedial service treated as pensionable under Chapter 1 legacy schemes) and whose pensionable pay and pensionable service in this Section of the Scheme is derived from contributions made to the 2015 Scheme in the relevant scheme years in respect of that remediable service, if—
- (a) at any time during that period of service, the terms of the member’s employment contract required the member to work less than whole-time, according to those terms, for any period of time, and
- (b) the member received a relevant payment.
- (13) The member, or if the member is deceased, the member’s personal representatives, may elect for all relevant payments to be included as pensionable pay for the purposes of this regulation, and for service in respect of that pensionable pay to be included in the member’s pensionable service for the purposes of regulations 2.A.3 and 2.A.4.
- (14) The member’s employing authority must before 1 April 2026, or in exceptional circumstances at such later time as the scheme manager decides, send a notice in writing to the member or, as the case may be, the member’s personal representatives, that they may make an election under paragraph (13).
- (15) The notice referred to in paragraph (14) must specify the amount of contributions the member and the member’s employing authority will be required to pay, and the amount of pensionable pay and pensionable service the member will be entitled to in respect of those contributions, if the member or, as the case may be, the member’s personal representatives makes an election under paragraph (13).
- (16) An election under paragraph (13) must be—
- (a) made—
- (i) by the member or, as the case may be, the member’s personal representatives, in writing in such form and including such information as the member’s employing authority requires,
- (ii) in respect of all relevant payments received by the member, and
- (b) received by the member’s employing authority before—
- (i) the end of the period of three months beginning with the day on which the member is provided with the notice under paragraph (14), or
- (ii) such later date before 1 October 2026 as the member’s employing authority considers reasonable in all the circumstances.
- (17) For the purposes of this regulation, a relevant payment means as much of a payment of salary, wages, fees or other regular payment made to a member by the employing authority in respect of any period of time worked by the member in excess of the work required by the terms of their employment contract described in paragraph (12)—
- (a) up to the whole-time equivalent according to the terms of the member’s employment contract during a scheme year falling within the period of the member’s remediable service, and
- (b) that was treated by the member’s employing authority as a payment for overtime for the purposes of regulation 27 of the 2015 Scheme.
- (18) Where a member or, as the case may be, the member’s personal representatives, has made an election under paragraph (13), that member will be treated as if they had made an election under regulation 27A(2) of the 2015 Scheme (election for relevant payments to be included as pensionable earnings).
- (19) If a member or, as the case may be, the member’s personal representatives, does not make an election under paragraph (13), all relevant payments made to that member will be treated as payments for overtime for the purposes of this regulation.
2
- (1) Paragraph (2) applies if a member is absent from work because of—
- (a) illness or injury;
- (b) maternity leave;
- (c) adoption leave;
- (d) paternity leave; ...
- (e) parental leave or shared parental leave, or
- (f) parental bereavement leave
and the earnings used to calculate the member's pensionable pay under regulation 2.A.9 (meaning of “pensionable pay”) are reduced or cease.
- (2) For the purposes of this Part (apart from regulations 2.C.1 (contributions by members) and 2.C.2 (contribution rate for members other than non-GP providers) and subject to paragraph (7)) in the case of a non-GP provider, or paragraph (3) in the case of a member who is not a non-GP provider, amounts equal to the pensionable pay that the member would have received if those circumstances had not applied are to be treated as having been paid to the member.
- (3) Paragraph (2) does not apply to a member who is not a non-GP provider falling within paragraph (1)(a) as respects any period after the earnings used to calculate the member's pensionable pay under regulation 2.A.9 (meaning of “pensionable pay”) have ceased to be paid to the member.
- (4) For the purposes of regulations 2.C.1 and 2.C.2, if for any period whilst the member falls within—
- (a) paragraph (1), the earnings used to calculate the member's pensionable pay under regulation 2.A.9 are reduced, amounts equal to the reduced earnings are to be treated as pensionable pay; and
- (b) paragraph (1)(b) to (f), the earnings used to calculate the member's pensionable pay under regulation 2.A.9 are reduced, during any period following that period whilst the member continues to fall within that paragraph and no such earnings are paid, amounts equal to the reduced earnings are to be treated as pensionable pay.
- (5) For the purposes of paragraph (4)(b), any pay received by a woman on maternity leave in respect of any days during which the member returns to work for the purposes of keeping in touch with the workplace is to be ignored.
- (6) For the purposes of this Part, during any period of absence which counts as pensionable service under regulation 2.A.5(3) or (4) (pensionable service: breaks in service) amounts equal to the rate of the member's pensionable pay immediately before the absence are to be treated as pensionable pay.
- (7) In the case of a non-GP provider—
- (a) who is one of a number of non-GP providers or practitioners who have elected as described in regulation 2.A.9(8), each non-GP provider's or practitioner's pensionable earnings are to be calculated as if the partnership's aggregate pensionable earnings were equal to the amount of the partnership's aggregate pensionable earnings during the 12 month period ending immediately before the member's earnings were reduced or ceased; and
- (b) except where the non-GP provider's pensionable pay falls to be calculated as described in sub-paragraph (a), the non-GP provider are to be treated as having continued to receive the same average rate of pensionable earnings as during the 12 month period ending immediately before the non-GP provider's earnings were reduced or ceased.
- (8) If the earnings used to calculate a member's pensionable pay cease during a period of absence to which this regulation applies—
- (a) a non-GP provider falling within paragraph (1)(a) is, subject to sub-paragraph (b), to be treated as having continued in pensionable employment for a period of 12 months from the date on which the member's earnings ceased and the member is not to be treated as having left pensionable employment until the end of that 12 month period;
- (b) a non-GP provider falling within paragraph (1)(b) to (f) who paid contributions on the basis of reduced earnings in accordance with paragraph (4)(b) must, subject to paragraph (9), continue to pay contributions at that rate, except that no refund of contributions or other benefit is payable until the member actually leaves pensionable employment; and
- (c) a member other than a non-GP provider is, subject to paragraph (5), to be treated as having left pensionable employment except that no refund of contributions or other benefit is payable until the member actually leaves pensionable employment.
- (9) For the purposes of paragraph (8)(a)—
- (a) during the 12 month period, the non-GP provider's pensionable earnings are to be calculated as described in paragraph (7)(a) or (b) (whichever is applicable); and
- (b) at the end of the 12 month period, when the member is regarded as having left pensionable employment, no refund of contributions or other benefit is payable until the member actually leaves employment.
- (10) For the purposes of paragraph (8)(b), the rate of contributions payable is the rate that would have been payable on the basis of reduced earnings in accordance with paragraph (4)(a) had the non-GP provider's reduced earnings excluded any earnings for a day during which the non-GP provider, whilst on maternity leave, returned to work for the purposes of keeping in touch with the workplace.
- (11) If a member fails to pay any contributions which are required to be paid to this Section of the scheme in respect of a period of absence to which this regulation applies, the member is to be treated as having left pensionable employment except that no refund of contributions or other benefit is payable unless the member actually leaves pensionable employment.
- (12) If a member to whom this regulation applies—
- (a) leaves pensionable employment; or
- (b) by virtue of paragraph (8)(c), (9)(b) or (11) is treated as having left pensionable employment without becoming entitled to a preserved pension,
then if the member later returns to pensionable employment regulation 2.A.5(5) (pensionable service: breaks in service) applies as if the reference to 12 months was a reference to three years.
- (13) The benefits payable on the death of a member whose earnings ceased during a period of absence to which paragraph (7) applies is to be calculated as if the member had died in pensionable employment on the day before the member's earnings ceased.
2
- (1) This regulation applies for the purpose of determining the meaning of “reckonable pay”, in relation to—
- (a) a member whose active membership ceases;
- (b) a member becoming entitled to the immediate payment of a pension during the member's active membership period—
- (i) on the exercise of the option under regulation 2.D.5 (partial retirement: members aged at least 55); or
- (ii) under regulation 2.D.1(1)(b)(ii) (normal retirement pensions); or
- (c) a non-contributing member.
- (2) This regulation is subject to regulations 2.A.12 to 2.A.15, 2.K.7 and 2.K.9 to 2.K.11.
- (3) A member's “reckonable pay” is determined by the formula—
$$I R P × R P I R P a$where—IRPis the interim reckonable pay determined in accordance with paragraph (4), (6) or (7), as appropriate, before any adjustment for inflation in accordance with regulation 2.A.12 (adjustments for inflation in determining reckonable pay);RPa is the annual rate of retirement pension the member would be entitled to if the reckonable pay used to calculate it was the interim reckonable pay, including any adjustment for inflation described in regulation 2.A.12; andRPi is the annual rate of retirement pension the member would be entitled to if the reckonable pay used to calculate it was the interim reckonable pay, excluding any adjustment for inflation described in regulation 2.A.12, but instead including any increases that pay would attract if it was the annual rate of an official pension within the meaning of section 5(1) of the Pensions (Increase) Act 1971 .$
- (4) If the period of the member's pensionable service ending with the relevant day equals 365 days, “interim reckonable pay” means the member's pensionable pay for that period.
- (5) In this regulation—
- “the relevant day” means—in a case within paragraph (1)(a), the day on which the member's active membership ceases;in a case within paragraph (1)(b), the day before that on which the member becomes entitled to the pension; andin a case within paragraph (1)(c), the member's last day of pensionable service; and
- “the best consecutive 1095 day period” is determined by comparing—the period of 1095 days immediately preceding the relevant day (period 1);the period of 1095 days which overlaps period 1 by 730 days (period 2); andthe period of 1095 days which overlaps period 2 by 730 days,and so on.
- (6) Except where paragraph (4) or (7) applies, in this regulation “interim reckonable pay” means one-third of the member's pensionable pay for the period of 1095 days—
- (a) that begins—
- (i) during the member's pensionable service; and
- (ii) within the period of 10 years ending with the relevant day; and
- (b) for which the member's pensionable pay was the highest (“the best consecutive 1095 day period”).
- (7) If the member's pensionable service within the period of 10 years ending with the relevant day—
- (a) is less than 365 days; or
- (b) exceeds 365 days but is less than 1095 days,
- (8) Paragraph (9) applies if two or more periods of pensionable service are treated as a single continuous period of pensionable service under—
- (a) regulation 2.A.5(6) (pensionable service: breaks in service); or
- (b) regulation 2.G.3(2) (exception to general rule).
- (9) The reference in—
- (a) paragraph (4) to a period of pensionable service equalling 365 days;
- (b) paragraph (5) to a period of 1095 days; and
- (c) paragraph (7) to the period of pensionable service less than 365 days or more than 365 days but less than 1095 days,
are references to periods together amounting to periods of that length, disregarding any breaks during the single period.
- (10) Paragraph (8) does not apply if the other employment is an employment in respect of which the member continues to accrue benefits in accordance with regulation 2.D.13 (exceptions to requirement that NHS employment must have ceased) despite being entitled to a pension under regulation 2.D.11 (early retirement on termination of employment by employing authority).
- (11) If—
- (a) a person's reckonable pay in respect of an employment that the person has left falls to be determined under this regulation by reference to the person's pensionable pay for any period in respect of an employment; and
- (b) the person held that employment concurrently during that period with another employment in which the person was an active member,
the member's pensionable pay for that period in the other employment must be taken into account in that determination.
- (12) For the purposes of this regulation, pensionable service does not include—
- (a) any period of pensionable service that a member is entitled to count under Chapter 2.F (transfers) unless the transfer value payment in respect of that service is accepted from a corresponding 2008 scheme;
- (b) any period of pensionable service that a Section 2008 Optant is entitled to count under—
- (i) regulation 2.K.3 (service credited from the 1995 Section);
- (ii) regulation 2.K.5 (treatment of additional service); or
- (iii) 2.K.13 (transfers-in: transitional provision).
2
- (1) In determining—
- (a) the pensionable pay for the period of pensionable service referred to in regulation 2.A.11(4) (meaning of “reckonable pay”: general);
- (b) the period of 1095 days for which the member's pensionable pay was the highest for the purposes of regulation 2.A.11(6); or
- (c) the pensionable pay for either of the periods of pensionable service referred to in regulation 2.A.11(7),
the amount of pensionable pay is to be adjusted for inflation.
- (2) The reference in paragraph (1) to adjusting the amount of pensionable pay for inflation is a reference to increasing the member's pensionable pay (for a specified period or periods) by an amount equal to the amount by which, at the relevant day, an official pension within the meaning of section 5(1) of the Pensions (Increase) Act 1971 first qualifying for an increase under that Act on the same day as the specified period, or periods, ended, would have been increased (if at all).
- (3) In this regulation—
- “specified period” means any single scheme year falling in the period, or periods, referred to in regulation 2.A.11(4), (6) or (7); and
- “the relevant day” has the meaning given in regulation 2.A.11(5).
2
- (1) This regulation applies for determining the amount of a member's pensionable pay for the purposes of calculating so much of any benefit under this Section of the scheme as falls to be calculated by reference to capped transferred-in service.
- (2) If a member's pensionable pay exceeds the permitted maximum, the excess is disregarded for the purposes of any calculation mentioned in paragraph (1).
- (3) If the retail prices index for the month of September preceding the tax year 2009/10 or any later tax year is higher than it was for the previous September, the figure for that year is an amount arrived at by—
- (a) increasing the figure for the previous tax year by the same percentage as the percentage increase in the retail prices index; and
- (b) if the result is not a multiple of £600, rounding it up to the nearest amount which is such a multiple.
- (4) If the retail prices index for the month of September preceding the tax year 2009/10 or any later tax year is not higher than it was for the previous September, the figure for that year is the same as for the previous tax year.
- (5) In this regulation—
- “capped transferred-in service” has the meaning given in regulation 2.F.12;
- “pensionable pay” has the meaning given in regulation 2.A.9; and
- “permitted maximum” means—in relation to the tax year 2008/09, £117,600; andin relation to any later tax year, the figure found for that year under paragraphs (3) and (4).
2
- (1) This regulation applies if a member's reckonable pay falls to be determined under regulation 2.A.11 (meaning of “reckonable pay”: general) by reference to the member's pensionable pay for any period for a part-time employment that was not held concurrently with any other such employment in which the member was an active member.
- (2) Subject to paragraph (4), the member's reckonable pay for that period in respect of the part-time employment is the amount that would have been paid in respect of that employment for that period if it had been a whole-time employment not held concurrently with any other employment.
- (3) For the purposes of paragraph (2) it is assumed that the same rate of pay per hour or session (or part of an hour or session) is paid for the whole-time employment as is paid per hour or session (or part of an hour or session) for the part-time employment.
- (4) If, in a case where, apart from this paragraph, paragraph (2) would apply, it appears to the Scottish Ministers that, by reason of exceptional circumstances, the application of the assumptions in paragraph (3) for the purposes of paragraph (2) would result in an excessive amount being paid under paragraph (2), that amount must be reduced by such amount as is in the opinion of the Scottish Ministers appropriate having regard to what would have been paid for that period in respect of a comparable whole-time employment.
- (5) This regulation does not apply to the calculation of the reckonable pay of an active member or a pensioner member for the purposes of regulation 2.E.17(1) or (2) (amount of lump sum: single capacity members and recent leavers).
2
- (1) This regulation applies if under regulation 2.A.11(11) (meaning of “reckonable pay”: general) a member's reckonable pay falls to be determined by reference to the member's pensionable pay for any period for two or more part-time employments held concurrently during that period.
- (2) The member's reckonable pay for that period is calculated as follows—
| Step 1 — | Calculate the reckonable pay for each of the employments under regulation 2.A.14 (meaning of “reckonable pay”: non-concurrent part-time employment) as if it were not held concurrently with any other such employment. |
|---|---|
| Step 2 — | Find the appropriate fraction for each of the employments (see paragraph (3)). |
| Step 3 — | Add together the appropriate fraction of the reckonable pay for each of the employments as calculated at Step 1. |
- (3) Except where paragraph (4) applies, the appropriate fraction for an employment is—
$$H P W T H P W$where—HPW is the number of hours per week of the employment; andTHPW is the total hours per week of both or all the employments.$
- (4) The appropriate fraction for an employment for a specified number of sessions per week is—
$$S P W T S P W$where—SPW is the number of sessions per week of the employment; andTSPW is the total sessions per week of both or all the employments.$
- (5) If—
- (a) one or more of the employments is an employment for a specified number of sessions per week; and
- (b) one or more of the employments is not such an employment,
the denominator for the fractions given in paragraphs (3) and (4) is to be calculated on the basis that a session is 3.5 hours or such number of hours as the Scottish Ministers may in any particular case determine.
2
- (1) In this Part, an “OOH provider” means—
- (a) a company limited by guarantee (which is not otherwise an employing authority)—
- (i) in which all the members of the company are registered medical practitioners , HBPMS contractors, GMS practices or section 17C agreement providers and the majority of those members are—
- (aa) HBPMS contractors, GMS practices or section 17C agreement providers whose HBPMS contracts, GMS contracts or section 17C agreements require them to provide OOH services; or
- (bb) registered medical practitioners who are partners or shareholders in an HBPMS contractor, a GMS practice or section 17C agreement provider which is a partnership or a company limited by shares and which is required to provide OOH services under its HBPMS contract, GMS contract or section 17C agreement;
- (ii) which has a contract with a Health Board, an HBPMS contractor, a GMS practice or a section 17C agreement provider for the provision of OOH services;
- (iii) in respect of which a Health Board appointed by the Scottish Ministers to act on their behalf—
- (aa) is satisfied that the provision of OOH services by the company is wholly or mainly a mutual trading activity;
- (bb) is satisfied that the company has met all the conditions for being an OOH provider in this regulation; and
- (cc) has, pursuant to a written application made by the company to it for that purpose, approved the company as an employing authority; or
- (b) some other body corporate (which is not otherwise an employing authority) which—
- (i) operates in the interests of those who are the recipients of the primary medical services it provides or the general public;
- (ii) operates on a not for profit basis;
- (iii) is not an associated company in relation to another person;
- (iv) has a memorandum or articles or rules which—
- (aa) prohibit the payment of dividends to its members;
- (bb) require its profits (if any) or other income to be applied in promoting its objects; and
- (cc) require all assets which would otherwise be available to its members generally to be transferred on its winding up either to another body which operates on a not for profit basis and whose purpose is to provide health or social care for the benefit of the community or to another body the objects of which are the promotion of charity and anything incidental or conducive thereto;
- (v) has at least one member who is—
- (aa) an HBPMS contractor, a GMS practice or a section 17C agreement provider;
- (bb) a partner in a partnership which is an HBPMS contractor, a GMS practice or a section 17C agreement provider; or
- (cc) a shareholder in a company limited by shares that is an HBPMS contractor, a GMS practice or a section 17C agreement provider;
- (vi) has a contract with a Health Board, an HBPMS contractor, a GMS practice or a section 17C agreement provider, for the provision of OOH services; and
- (vii) is approved as an employing authority by a Health Board appointed by the Scottish Ministers to act on their behalf—
- (aa) pursuant to a written application made by the body to it for that purpose; and
- (bb) that Board being satisfied that the body has met all the conditions for being an OOH provider in this regulation.
- (2) For the purposes of paragraph (1)(b)(iii), a body corporate is to be treated as another person's “associated company” if that person has control of it, except where that person is an employing authority, and for these purposes a person is to be taken to have control of a body corporate if they exercise, or are able to exercise, or are entitled to acquire direct or indirect control over its affairs.
- (3) A company limited by guarantee or other body corporate which provides or is to provide OOH services and which wishes to be approved as an employing authority must make a written application to a Health Board appointed by the Scottish Ministers to act on their behalf (“the appointed Board”).
- (4) An application referred to in paragraph (3) may specify a date from which approval by the appointed Board (if given) is to have effect (the “nominated date”).
- (5) Where a company limited by guarantee or other body corporate makes an application and—
- (a) the appointed Board is satisfied that the company or other body corporate meets the conditions for approval or will do so at any nominated date which is later than the date on which approval is actually given (the “approval date”); and
- (b) it approves that application,
that approval takes effect on the later of the nominated date (if any) and the approval date.
- (6) NHS employment is to be treated as commencing on the later of the nominated date (if any) and the approval date.
- (7) For the purposes of this regulation—
- (a) the conditions for approval are those referred to in paragraph (1)(a) or (b) as the case may be; and
- (b) the nominated date cannot be earlier than 1st April 2004.
- (8) The appointed Board may give an OOH provider a notice in writing terminating its participation in this Section of the scheme where that provider—
- (a) does not have in force a guarantee, indemnity or bond as required by the Scottish Ministers in accordance with regulation 2.C.7(2) (guarantees, indemnities and bonds);
- (b) has ceased to satisfy the conditions for approval; or
- (c) has notified or has an obligation to notify the Board that any one of the following events has occurred in respect of the OOH provider—
- (i) a proposal for a voluntary arrangement has been made or approved under Part 1 (company voluntary arrangements) of the Insolvency Act 1986 (“the 1986 Act”);
- (ii) an administration application has been made, or a notice of intention to appoint an administrator has been filed with the court, or an administrator has been appointed under Schedule B1 (administration) to the 1986 Act ;
- (iii) a receiver, manager or administrative receiver has been appointed under Part 3 (receivership) of the 1986 Act;
- (iv) a winding up petition has been presented, a winding up order has been made or a resolution for voluntary winding up has been passed under Part 4 (winding up of companies registered under the Companies Acts) or Part 5 (winding up of unregistered companies) of the 1986 Act or an instrument of dissolution has been drawn up in accordance with section 58 (instrument of dissolution) of the Industrial and Provident Societies Act 1965 ; or
- (v) notice has been received by the OOH provider that it may be struck off the register of companies, or an application to strike it off has been made, under Part 31 (dissolution and restoration to the register) of the Companies Act 2006 .
- (9) An OOH provider—
- (a) must give the appointed Board notice in writing upon the occurrence of any of the events referred to in paragraph (8)(c) and must give such notice on the same day as that event; and
- (b) that wishes to cease to participate in this Section of the scheme must give the appointed Board and its employees not less than three months' notice in writing (to commence with the date of the notice) of that fact.
- (10) An OOH provider ceases to participate in this Section of the scheme on—
- (a) such date as the appointed Board may specify in notice under paragraph (8); or
- (b) the day upon which the period referred to in paragraph (9)(b) expires where a notice under that paragraph has been given.
2
- (1) A person is eligible to be an active member of this Section of the scheme on or after 1st April 2015 if conditions A to C are met and the person is not prevented by regulation 2.B.3 (restrictions on eligibility: general), 2.B.4 (concurrent employments) or 2.B.7 (restriction on further participation).
- (2) Condition A is that the person is in NHS employment.
- (3) Condition B is that the person—
- (a) enters NHS employment on or after 1st April 2008 and has service (“relevant service”) as an active member of this Section of the scheme—
- (i) ... before 1st April 2012; or
- (ii) after 1st April 2012, but only where that service is pursuant to the provisions of Chapter 2.K;
- (b) has not had a break in service for any one period of five years or more ending in the period starting on 2nd April 2012 and finishing on 1st April 2015; and
- (c) meets all of the “other Section conditions” (see paragraph (5)).
- (4) Condition C is that the person has not reached the age of 75 and was born on, or before, 31st August 1960.
- (5) The “other Section conditions” are that—
- (a) the person has not received a repayment of contributions under regulation 2.C.18 in respect of their relevant service;
- (b) the person’s rights under this Section of the scheme in respect of their relevant service have not been extinguished under regulation 2.F.7;
- (c) the person is not entitled to a repayment of contributions under regulation 2.C.18 by virtue of paragraph (2)(a) to (c) of that regulation.
2
- (1) A person is eligible to be an active member of this Section of the scheme if—
- (a) the person is not prevented from being so by regulation 2.B.3 (restrictions on eligibility: general), 2.B.4 (concurrent employments) or 2.B.7 (restriction on further participation); and
- (b) either—
- (i) the Scottish Ministers have accepted that person's option to join this Section of the scheme under Chapter 2.K (2008 Section Optants); or
- (ii) that person meets all of the requirements in paragraph (2).
- (2) Subject to the following paragraphs of this regulation, the requirements are that the person—
- (a) is under age 75;
- (b) was an active member of the 1995 Section on or after 1st April 2008;
- (c) became a pensioner member of the 1995 Section on or before 1st October 2009;
- (d) has either—
- (i) returned to NHS employment since becoming a pensioner member referred to in sub-paragraph (c); or
- (ii) commenced NHS employment for the first time; and
- (e) is not eligible to be an active member of the 1995 Section in respect of the employment referred to in sub-paragraph (d).
- (3) A person referred to in paragraph (2) is eligible to be an active member of this Section of the scheme from the day immediately following the end of Waiting Period A, if that person is entitled to a pension under one of the following regulations of the 2011 Regulations—
- (a) E1 (normal retirement pensions);
- (b) E3(3)(a) (lower tier ill health pension on early retirement (post 1st April 2008));
- (c) E7 (early retirement pension (redundancy etc. new starters and post-transition)); or
- (d) E11 (early retirement pension (with actuarial reduction)).
- (4) A person referred to in paragraph (2) is eligible to be an active member of this Section of the scheme from the day immediately following the longer of Waiting Period A and Waiting Period B, if that person is entitled to a pension under one of the following regulations of the 2011 Regulations—
- (a) E2 (early retirement pension on ill health grounds (pre 1st April 2008)); or
- (b) E6 (early retirement pension (redundancy etc.)).
- (5) If a person referred to in paragraph (2) is entitled to a pension under regulation E3(3)(b) (upper tier ill health pension on early retirement (post 1st April 2008)) of the 2011 Regulations, that person is eligible to be an active member of this Section of the scheme from the day immediately following whichever of the following occurs last—
- (a) the anniversary of that person entering NHS employment; or
- (b) the end of Waiting Period A.
- (6) A person to whom paragraph (1)(b)(i) or (3)(b) applies who is entitled to a lower tier ill health pension under regulation E3(3)(a) of the 2011 Regulations, ceases to be eligible to be an active member of this Section of the scheme from the date the Scottish Ministers make a determination that the person is entitled to an upper tier ill health pension in place of that lower tier ill health pension under regulation E4(3) (re-assessment of ill health condition determined under regulation E3) of those Regulations.
- (7) In this regulation—
- “Waiting Period A” means a period of two calendar years beginning on the day the person becomes entitled to the pension under the 2011 Regulations; and
- “Waiting Period B” means a period beginning on the day the person becomes entitled to the pension under the 2011 Regulations equal to the calendar length of—any increase in the person's pensionable service in the 1995 Section which has been applied in accordance with regulation E2(3) (early retirement pension on ill health grounds (pre 1st April 2008)) of the 2011 Regulations; orany additional service with which the person has been credited in accordance with regulation 5 of the National Health Service (Compensation for Premature Retirement) (Scotland) Regulations 2003 .
- (8) This regulation applies to any person who has previously been an active member of a corresponding 1995 scheme as though any reference to—
- (a) the “1995 Section” includes a reference to that corresponding 1995 scheme;
- (b) the “2011 Regulations” includes a reference to any regulations, orders, rules or other instruments governing that corresponding 1995 scheme;
- (c) regulations “E1”, “E2”, “E3”, “E4(3)”, “E6”, “E7”, “E7(3)(a)”, “E7(3)(b)” or “E11” includes the equivalent of those regulations in a health service scheme the provisions of which correspond to the 2011 Regulations; and
- (d) “regulation 5 of the National Health Service (Compensation for Premature Retirement) (Scotland) Regulations 2003” includes the equivalent of that regulation as it applies to a member of a corresponding 1995 scheme.
2
- (A1) A person is not eligible to be an active member of this Section of the scheme in respect of service in NHS employment after 31st March 2022.
- (A2) Paragraphs (1) to (7) of this regulation apply in respect of service in NHS employment before 1st April 2022.
- (A3) Nothing in paragraph (1A) and paragraphs (1C) to (1L) of this regulation prevents a member’s remediable service within the meaning of section 1 of the Public Service Pensions and Judicial Offices Act 2022 being treated as pensionable service under this Section of the scheme in accordance with section 2 of that Act (Remediable service treated as pensionable under Chapter 1 legacy schemes).
- (1) A person who is entitled to the immediate payment of a pension under this Section of the scheme under a regulation that requires the person not to be in NHS employment may only be an active member in accordance with—
- (a) regulation 2.D.5 (partial retirement: members aged at least 55);
- (b) regulation 2.D.13 (exceptions to requirement that NHS employment must have ceased); or
- (c) Chapter 2.G (re-employment and rejoining the scheme).
- (1A) A person who was born on or after 1st September 1960 is not eligible to be an active member of this Section of the scheme in respect of service in NHS employment on or after 1st April 2015.
- (1B) A person is not eligible to be an active member of this Section of the scheme if that person has had a break in service ending on or after 2nd April 2012, and any of the following apply—
- (a) that break in service is for any one period of five years or more;
- (b) that person receives a repayment of contributions under regulation 2.C.18 in respect of the person’s service before that break (see regulation 2.B.1(3)(a));
- (c) that person becomes entitled to a repayment of contributions under regulation 2.C.18 by virtue of paragraph (2)(a) to (c) of that regulation in respect of the person’s service before that break; or
- (d) that person’s rights under this Section of the scheme in respect of service before that break have been extinguished under regulation 2.F.7 because a transfer value payment is made in respect of them.
- (1C) A person who on 1st April 2012 has attained the age of 55 may not contribute to or accrue further pensionable service under this Section of the scheme unless that person—
- (a) is on 1st April 2015 an active member of this Section of the scheme in accordance with regulation 2.B.1; or
- (b) returns to NHS employment on or after 2nd April 2015 in circumstances where paragraph (1B)(a) does not apply.
- (1D) Paragraph (1E) applies to a person—
- (a) who on 1st April 2012 has attained the age of 51 years and 7 months but has not attained the age of 55; and
- (b) whose eligibility cessation date has not been reached (see paragraph (1F)).
- (1E) A person referred to in paragraph (1D) may not contribute to or accrue further pensionable service under this Section of the scheme unless that person—
- (a) is on 1st April 2015 an active member of this Section of the scheme in accordance with regulation 2.B.1; or
- (b) returns to NHS employment on or after 2nd April 2015 in circumstances where paragraph (1B)(a) does not apply.
- (1F) For the purposes of paragraph (1D), a person’s eligibility cessation date is to be determined according to the formula—
$$A − (2 × T)$where—A is 1st April 2022;T is the number of months (rounded up to the nearest whole month) by which the person’s age on 1st April 2012 is less than 55.$
- (1G) For the purposes of paragraphs (1C)(b) and (1E)(b), any break in service where the member was in pensionable service as defined in paragraph 3(2) of Schedule 7 to the 2013 Act is to be disregarded.
- (1H) Paragraph (1I) applies to a person where in the opinion of the Scottish Ministers—
- (a) that person was previously an active member of a corresponding 2008 scheme;
- (b) the regulations governing that corresponding scheme include provisions pursuant to subsection (5) of section 18 of the 2013 Act or subsection (5) of section 18 of the 2014 Act that provide for exceptions to subsection (1) of those sections, and
- (c) pursuant to those provisions, the member would have been eligible to re-join that corresponding scheme if the member had returned to NHS employment for the purposes of that scheme on the day the member commenced NHS employment within the meaning of these Regulations.
- (1I) (The Scottish Ministers may permit a person referred to in paragraph (1H) to join this Section of the scheme and, for the purposes of paragraphs (1C) to (1G), the member’s previous pensionable employment under the corresponding scheme referred to in paragraph (1H) will be treated as is it were previous pensionable employment under this section of the Scheme.
- (1J) (Paragraph (1K) applies to a person where in the opinion of the Scottish Ministers—
- (a) that person was previously an active member in respect of service in an existing scheme (within the meaning of Schedule 5 to the 2013 Act or Schedule 5 to the 2014 Act);
- (b) that person is not receiving a pension in respect of that service on the relevant day;
- (c) the regulations of that existing scheme include provisions pursuant to subsection (5) of section 18 of the 2013 Act or subsection (5) of section 18 of the 2014 Act that provide for exceptions to subsection (1) of those sections;
- (d) pursuant to those provisions, the person would have been eligible to be an active member of the existing scheme if the member had returned to employment for the purposes of that scheme on the relevant day; and
- (e) the member would, if the member’s previous service in the existing scheme had been previous service under this Section of the scheme, have been eligible for active membership of this Section of the scheme on the relevant day pursuant to paragraphs (1A) to (1G).
- (1K) The Scottish Ministers may permit a person referred to in paragraph (1J) to join this Section of the scheme and, for the purposes of paragraphs (1C) to (1G), the member’s previous service as an active member under the existing scheme referred to in paragraph (1J) will be treated as if it were previous service as an active member of this Section of the scheme.
- (1L) For the purposes of paragraphs (1J) and (1K) “the relevant day” is the day the member commences NHS employment for the purposes of these Regulations.
- (1M) A person referred to in paragraph (1C), (1E), (1I) or (1K) may elect, using a form provided by the Scottish Ministers, not to make contributions or accrue further service under this Section of the scheme in accordance with whichever of those paragraphs apply, but instead (where eligible) to become an active member of the 2015 Scheme.
- (1N) Such an election—
- (a) is irrevocable;
- (b) must be given to the Scottish Ministers before the date specified by the Scottish Ministers in the election form;
- (c) is to be treated as having been given on the date the election form is received by the Scottish Ministers.
- (1O) The date referred to in paragraph (1N)(b) must be a date that is at least three months later than the date on which the Scottish Ministers provided the member with an election form.
- (1P) An election shall be effective from the first day of the member’s pensionable employment in the 2008 Section falling on or after 1st April 2015, and from that date—
- (a) that member is to be treated as if that member had been an active member of the 2015 Scheme; and
- (b) contributions made in respect of the member in the 2008 Section shall be treated as if they had been contributions made in respect of that member in the 2015 Scheme.
- (1Q) The Scottish Ministers may allow a member to exercise an election after the date specified under paragraph (1N)(b) where the Scottish Ministers consider that the member has not had a reasonable opportunity to consider whether to exercise an election before that date.
- (2) A person is not eligible to be an active member of this Section of the scheme if the person—
- (a) became a pensioner member of the 1995 Section or a corresponding 1995 scheme before 1st April 2008 (except if regulation 2.B.2(1)(b)(i) (eligibility: transitional) applies to that person or that person became an active member of this Section of the scheme before reaching normal benefit age for the purposes of the 1995 Section);
- (b) became a pensioner member of the 1995 Section or a corresponding 1995 scheme on or after that date (except if regulation 2.B.2(1)(b)(i) or (ii) (eligibility: transitional) applies to that person); or
- (c) is a deferred member of the 1995 Section or a corresponding 1995 scheme, but is not a deferred member—
- (i) to whom regulation 2.B.1(5)(e), (f), (g) or (h) (eligibility: general) applies; and
- (ii) in respect of whom permission of the Scottish Ministers to rejoin the 1995 Section has not been granted pursuant to regulation B2(3) (age limits and restrictions of membership) of the 2011 Regulations.
- (3) A person is not eligible to be an active member of this Section of the scheme in respect of service in an employment if the person is an active member of a superannuation scheme established under section 1 (superannuation schemes as respects civil servants, etc.) or section 9 (superannuation of teachers) of the Superannuation Act 1972 in respect of service in that employment.
- (4) A person who holds an honorary appointment and does not at the same time hold any other employment which entitles the person to be a member of this Section of the scheme is not eligible to be an active member of this Section of the scheme.
- (5) A person is not eligible to be an active member of this Section of the scheme if the person—
- (a) becomes entitled to an upper tier ill health pension under regulation 2.D.8 (early retirement on ill health: active members and non-contributing members); and
- (b) opts to exchange that pension for a lump sum in accordance with regulation 2.D.15 (option for members in serious ill health to exchange whole pension for lump sum).
- (6) Subject to paragraph (7), a person is not eligible to be an active member of this Section of the scheme in any future employment if the person—
- (a) ceases to be entitled to a lower tier ill health pension under regulation 2.D.8; and
- (b) becomes entitled to an upper tier ill health pension under that regulation on the date the Scottish Ministers make a determination under regulation 2.D.9(3) (re-assessment of entitlement to an ill health pension).
- (7) A person to whom paragraph (6) applies is eligible to be an active member of this Section of the scheme in any further employment after the first anniversary of that person's first day of such employment following the date of the Scottish Ministers' determination under regulation 2.D.9.
2
- (1) This regulation applies if for any period a person holds two or more employments in respect of which the person is (or apart from this regulation would be) eligible to be an active member of this Section of the scheme.
- (2) The person may only be such a member in respect of so many hours or, as the case may be, sessions in each such employment as, in the opinion of the Scottish Ministers, do not, taken together, exceed a comparable whole-time employment not held concurrently with any other employment.
- (3) If the person is such a member in respect of two or more employments which, in the opinion of the Scottish Ministers, when taken together exceed a comparable whole-time employment not held concurrently with any other employment, the person is not eligible to be an active member in respect of any employment (or part of an employment) which exceeds a comparable whole-time employment not held concurrently with any other employment.
- (4) For the purposes of paragraphs (2) and (3), two or more employments taken together exceed a comparable whole-time employment if the total number of hours or sessions under the employments exceeds the number of hours or sessions that would, in the opinion of the Scottish Ministers, constitute a comparable whole-time employment under which services of the kinds performed in the two or more employments were performed.
- (5) For the purposes of this regulation, an employment is “whole-time” if it is employment for such number of hours or sessions as, in the opinion of the Scottish Ministers, amounts to whole-time employment in the case of an employment for services of the kind performed in the two or more employments.
- (6) A person may participate in this Section of the scheme in respect of employment as an officer even if the person also participates in this Section of the scheme under Part 3 in respect of concurrent employment as a practitioner.
2
- (1) Subject to paragraph (3), a person in NHS employment who is eligible to be an active member of this Section of the scheme, becomes such a member, unless absent from work for any reason, on either—
- (a) the commencement of the person's employment; or
- (b) where the person has previously opted out of this Section of the scheme under regulation 2.B.6(1) and is a person to whom section 3 (automatic enrolment) or section 5 (automatic re-enrolment) of the 2008 Act applies, on that person's—
- (i) automatic enrolment date; or
- (ii) automatic re-enrolment date, except where the notice referred to in regulation 2.B.6(1) was given within the period of 12 months immediately preceding that date.
- (2) A person who is eligible to be such a member by virtue of falling within regulation 2.B.1(3)(b) (eligibility: general) may opt to become such a member by giving notice in writing to the employing authority.
- (3) A person who has previously exercised an option to opt out of this Section of the scheme in accordance with regulation 2.B.6(1) in respect of an employment in which that person was an active member, and who remains eligible to be an active member in respect of that employment, may opt to join or re-join this Section of the scheme by giving notice in writing to the employing authority in such form as the Scottish Ministers require.
- (4) A notice under paragraph (3) takes effect—
- (a) from the beginning of the first pay period to begin after the notice is received by the employing authority; or
- (b) if the notice specifies a date that is the first day of a later pay period, from that date.
- (5) A notice under paragraph (3) may not be given by a person who is absent from work for any reason.
2
- (1) A person who is an active member of this Section of the scheme in any NHS employment may opt at any time to cease to be an active member by giving notice in writing to the person's employing authority.
- (2) A person who opts out under paragraph (1) ceases to be an active member of this Section of the scheme on the date the notice takes effect.
- (3) The notice takes effect—
- (a) from the beginning of the first pay period to begin after the notice is received by the employing authority; or
- (b) if the notice specifies a later date, from the beginning of the first pay period after that in which the specified date falls.
- (4) A person to whom regulation 2.B.5(1)(a) applies in respect of an employment who gives notice in writing under paragraph (1) within three months of the date of commencing that NHS employment, is to be treated as not having become an active member by virtue of that regulation.
- (5) A notice under paragraph (1) ceases to have effect on the day immediately preceding, as the case may be, the person's—
- (a) automatic enrolment date; or
- (b) automatic re-enrolment date, except where the notice was given within the period of 12 months immediately preceding that date.
- (6) This regulation does not apply to a person to whom section 3, 5 or 8 of the 2008 Act and regulation 9 or 15 of the 2010 Regulations apply (that is, a person who is subject to automatic enrolment or automatic re-enrolment in this Section of the scheme as a qualifying scheme who does not wish to participate in it) but this paragraph does not affect the rights of such a person who subsequently becomes a member of this Section of the scheme in circumstances where those provisions of the 2008 Act and 2010 Regulations do not apply.
2
- (1) A person who ceases to meet conditions A, B and C in regulation 2.B.1 (eligibility: general) in an employment or is prevented by regulation 2.B.3 (restrictions on eligibility: general) or 2.B.4 (concurrent employments) from continuing to be an active member in an employment ceases to be an active member of this Section of the scheme in that employment.
- (2) Accordingly—
- (a) a person falling within paragraph (1) may not make any further contributions to this Section of the scheme under Chapter 2.C; and
- (b) any further service of the person is not pensionable service for the purposes of this Section of the scheme.
2
- (1) Each active member must make contributions to this Section of the scheme (“member contributions”) in respect of—
- (a) the member's pensionable pay in accordance with regulation 2.C.2 (contribution rate for members other than non-GP providers) where the member is not a non-GP provider; and
- (b) the member's pensionable earnings in accordance with regulation 2.C.4 (contribution rate and determination of pensionable earnings for non-GP providers) where the member is a non-GP provider.
- (2) Member contributions must be made—
- (a) until the member completes 45 years' pensionable service; or
- (b) where the notice required by regulation 2.A.3(3) (meaning of “pensionable service”) has been properly received, until the member ceases officer service.
- (3) In the case of a member who is not a non-GP provider, the member's employing authority must deduct member contributions from the member's pensionable pay and pay them to the Scottish Ministers not later than the 19th day of the month following the month in which the earnings were paid to the member.
- (4) In the case of a member who is a non-GP provider, the contracting Health Board or someone appointed to act on their behalf must pay to the Scottish Ministers contributions under this regulation paid to it by the non-GP provider or paid to it by another employing authority not later than the 19th day of the month following the month in which the earnings were paid to the non-GP provider.
- (5) Paragraph (6) applies where a member has failed to pay member contributions or an employing authority has failed to deduct such contributions in accordance with this regulation.
- (6) The Scottish Ministers may recover any sum that remains due in respect of contributions referred to in paragraph (5) by deduction from any payment by way of benefits to, or in respect of, the member entitled to them if—
- (a) the member agrees to such a deduction; and
- (b) the deduction is to the member's advantage.
- (7) Paragraph (6) is without prejudice to any other method of recovery the Scottish Ministers may have.
- (8) A member who is absent from service in circumstances within regulation 2.A.5(1) to (4) (pensionable service: breaks in service) may make contributions to this Section of the scheme in respect of the member's pensionable pay or, as the case may be, pensionable earnings in accordance with that regulation and whichever of regulations 2.C.2 (contribution rate for members other than non-GP providers) or 2.C.4 (contribution rate and determination of pensionable earnings for non-GP providers) applies to that member.
- (9) If, apart from this paragraph, the pay or, as the case may be, earnings for a scheme year in respect of a member's service would not be a whole number of pounds, those earnings must be rounded down to the nearest whole pound.
2
- (1) Contributions under regulation 2.C.1(1)(a) (contributions by members) must be paid at the member's contribution rate for the scheme year in question.
- (2) Where paragraph (2) of regulation 2.C.3 applies, a member's contribution rate—
- (a) for the scheme year 2015-16 is the percentage specified in column 2 of table 1 in respect of the corresponding pensionable pay band specified in column 1 of that table into which the member’s pensionable pay falls;
- (b) for the scheme year 2016-17 is the percentage specified in column 2 of table 2 ;
- (c) for the scheme year 2017-18 is the percentage specified in column 2 of table 3 in respect of the corresponding pensionable pay band specified in column 1 of that table into which the member’s pensionable pay falls ;
- (d) for the scheme year 2018-19 is the percentage specified in column 2 of table 4 in respect of the corresponding pensionable pay band specified in column 1 of that table into which the member’s pensionable pay falls ;
- (e) for the scheme year 2019-20 is the percentage specified in column 2 of table 5 in respect of the corresponding pensionable pay band specified in column 1 of that table into which the member’s pensionable pay falls;
- (f) for the scheme year 2020-21 is the percentage specified in column 2 of table 6 in respect of the corresponding pensionable pay band specified in column 1 of that table into which the member’s pensionable pay falls;
- (g) for the scheme year 2021-22 is the percentage specified in column 2 of table 7 in respect of the corresponding pensionable pay band specified in column 1 of that table into which the member’s pensionable pay falls.
in respect of the corresponding pensionable pay band specified in column 1 of that table into which the member's pensionable pay falls.
| Column 1Pensionable pay band | Column 2Contribution percentage rate |
|---|---|
| Up to £15,828 | 5.2% |
| £15,829 - £21,601 | 5.8% |
| £21,602 - £27,089 | 7.3% |
| £27,090 - £49,967 | 9.5% |
| £49,968 - £71,337 | 12.7% |
| £71,338 - £111,376 | 13.7% |
| £111,377 to any higher amount | 14.7% |
| Column 1Pensionable pay band | Column 2Contribution percentage rate |
| --- | --- |
| Up to £16,128 | 5.2% |
| £16,129 - £21,817 | 5.8% |
| £21,818 - £27,360 | 7.3% |
| £27,361 - £50,466 | 9.5% |
| £50,467 - £72,050 | 12.7% |
| £72,051 - £112,490 | 13.7% |
| £112,491 to any higher amount | 14.7% |
| Column 1Pensionable pay band | Column 2Contribution percentage rate |
| --- | --- |
| Up to £16,528 | 5.2% |
| £16,529 - £22,217 | 5.8% |
| £22,218 - £27,634 | 7.3% |
| £27,635 - £50,971 | 9.5% |
| £50,972 - £72,770 | 12.7% |
| £72,771 - £113,625 | 13.7% |
| £113,626 to any higher amount | 14.7% |
| Column 1Pensionable pay band | Column 2Contribution percentage rate |
| --- | --- |
| Up to £16,928 | 5.2% |
| £16,929 to £22,439 | 5.8% |
| £22,440 to £27,910 | 7.3% |
| £27,911 to £51,481 | 9.5% |
| £51,482 to £73,498 | 12.7% |
| £73,499 to £114,760 | 13.7% |
| £114,761 to any higher amount | 14.7% |
| Column 1 | Column 2 |
| --- | --- |
| Pensionable pay band | Contribution percentage rate |
| Up to £17,864 | 5.2% |
| £17,865 to £23,112 | 5.8% |
| £23,113 to £28,747 | 7.3% |
| £28,748 to £53,025 | 9.5% |
| £53,026 to £75,703 | 12.7% |
| £75,704 to £116,360 | 13.7% |
| £116,361 to any higher amount | 14.7% |
| Column 1Pensionable pay band | Column 2Contribution percentage rate |
| --- | --- |
| Up to £18,936 | 5.2% |
| £18,937 - £23,228 | 5.8% |
| £23,229 - £28,891 | 7.3% |
| £28,892 - £56,266 | 9.5% |
| £56,267 - £79,801 | 12.7% |
| £79,802 - £117,960 | 13.7% |
| £117,961 to any higher amount | 14.7% |
| Column 1Pensionable pay band | Column 2Contribution percentage rate |
| --- | --- |
| Up to £20,605 | 5.2% |
| £20,606 - £24,972 | 5.8% |
| £24,973 - £31,648 | 7.3% |
| £31,649 - £64,094 | 9.5% |
| £64,095 - £89,731 | 12.7% |
| £89,732 - £119,560 | 13.7% |
| £119,561 to any higher amount | 14.7% |
- (3) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
- (4) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
- (5) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2
- (1) For the purposes of this regulation—
- (a) “previous scheme year” means the scheme year immediately preceding the scheme year in respect of which contributions are payable in accordance with this Part (“the current scheme year”); and
- (b) if a member holds two or more pensionable employments at the same time—
- (i) the determinations referred to in paragraphs (4) to (21) are to apply to each such employment separately; and
- (ii) each such employment is to be treated separately for the purpose of paying contributions.
- (2) Subject to paragraphs (16) and (17), for the purposes of determining the relevant annual contribution rate for the current scheme year paragraphs (3) to (15) apply to a member who is in pensionable employment with the same employing authority on both the last day of the previous scheme year and the first day of the current scheme year.
- (3) For the purposes of paragraphs (4) to (15)—
- (a) a member is to be regarded as being in pensionable employment throughout the previous scheme year regardless of any period in that year during which the member continued to be employed by the same employer but did not make contributions to this Section of the scheme;
- (b) for the purposes of calculating the member's pensionable pay—
- (i) contributions for any period referred to in sub-paragraph (a) are to be deemed to have been paid; and
- (ii) any additional pensionable pay that the member is treated as having received during an absence from work in accordance with regulation 2.A.10 (pensionable pay: breaks in service) is to be included; and
- (c) the amount of pensionable pay determined in accordance with those paragraphs is to be rounded down to the nearest whole pound.
- (4) If a member—
- (a) was in pensionable employment with an employing authority on a whole-time basis throughout the previous scheme year;
- (b) paid contributions in respect of that employment at the same percentage rate throughout that previous scheme year; and
- (c) is employed by that authority on the first day of the current scheme year,
the member must pay contributions during the current scheme year at the rate specified in column 2 of the applicable table in regulation 2.C.2(2) (contribution rate for members other than non-GP providers) in respect of the amount of pensionable pay referred to in column 1 of that table which corresponds to the member's pensionable pay received during the previous scheme year.
- (5) If a member—
- (a) was in pensionable employment with an employing authority on a part-time basis throughout the previous scheme year;
- (b) paid contributions in respect of that employment at the same percentage rate throughout that previous scheme year; and
- (c) is employed by that authority on the first day of the current scheme year,
the member must pay contributions during the current scheme year at the rate specified in column 2 of the applicable table in regulation 2.C.2(2) in respect of the amount of pensionable pay referred to in column 1 of that table which corresponds to the amount of the member's pensionable pay determined by reference to the amount the Scottish Ministers determine would have been paid in respect of a single comparable whole-time employment during the previous scheme year.
- (6) If a member—
- (a) was in pensionable employment with an employing authority on a combination of a whole-time and part-time basis throughout the previous scheme year;
- (b) paid contributions in respect of that employment at the same percentage rate throughout that previous scheme year; and
- (c) is employed by that authority on the first day of the current scheme year,
the member must pay contributions during the current scheme year at the rate specified in column 2 of the applicable table in regulation 2.C.2(2) in respect of the amount of pensionable pay referred to in column 1 of that table which corresponds to the aggregate of—
- (i) the member's pensionable pay received during the previous scheme year in respect of the member's whole-time employment; and
- (ii) the amount the Scottish Ministers determine would have been paid in respect of a single comparable whole-time employment for that period in respect of the member's part-time employment.
- (7) If a member—
- (a) was in pensionable employment with an employing authority on a whole-time basis throughout the previous scheme year;
- (b) did not pay contributions in respect of that employment at the same percentage rate throughout that previous scheme year; and
- (c) is employed by that authority on the first day of the current scheme year,
the member must pay contributions during the current scheme year at the rate specified in column 2 of the applicable table in regulation 2.C.2(2) in respect of the amount of pensionable pay referred to in column 1 of that table which corresponds to the amount of the member's pensionable pay determined by the formula—
$$R P P N D P E × 365$where—RPP is the pensionable pay received in respect of that employment for the period commencing on the date the member's contribution rate last changed in that previous scheme year and ending on the last day of that previous scheme year; andNDPE is the number of days of pensionable employment with that employer commencing on the date the member's contribution rate last changed in that previous scheme year and ending on the last day of that previous scheme year.$
- (8) If a member—
- (a) was in pensionable employment with an employing authority on a part-time basis throughout the previous scheme year;
- (b) did not pay contributions in respect of that employment at the same percentage rate throughout that previous scheme year; and
- (c) is employed by that authority on the first day of the current scheme year,
the member must pay contributions during the current scheme year at the rate specified in column 2 of the applicable table in regulation 2.C.2(2) in respect of the amount of pensionable pay referred to in column 1 of that table which corresponds to the amount of the member's pensionable pay determined by the formula—
$$C W T E N D P E × 365$where—CWTE is the amount the Scottish Ministers determine would have been paid in respect of a single comparable whole-time employment in respect of the member's part-time employment with that employer for the period commencing on the date the member's contribution rate last changed in that previous scheme year and ending on the last day of that previous scheme year; andNDPE is the number of days of pensionable employment with that employer commencing on the date the member's contribution rate last changed in that previous scheme year and ending on the last day of that previous scheme year.$
- (9) If a member—
- (a) was in pensionable employment with an employing authority on a combination of a whole-time and part time basis throughout the previous scheme year;
- (b) did not pay contributions in respect of that employment at the same percentage rate throughout that previous scheme year; and
- (c) is employed by that authority on the first day of the current scheme year,
the member must pay contributions during the current scheme year at the rate specified in column 2 of the applicable table in regulation 2.C.2(2) in respect of the amount of pensionable pay referred to in column 1 of that table which corresponds to the amount of the member's pensionable pay determined by the formula—
$$( R P P + C W T E ) N D P E × 365$where—RPP is the pensionable pay received for the whole-time employment with that employer for the period commencing on the date the member's contribution rate last changed in that previous scheme year and ending on the last day of that previous scheme year;CWTE is the amount the Scottish Ministers determine would have been paid in respect of a single comparable whole-time employment in respect of the member's part time employment with that employer for the period commencing on the date the member's contribution rate last changed in that previous scheme year and ending on the last day of that previous scheme year; andNDPE is the number of days of pensionable employment with that employer for the period commencing on the date the member's contribution rate last changed in that previous scheme year and ending on the last day of that previous scheme year.$
- (10) If a member—
- (a) commenced pensionable employment with an employing authority on a whole-time basis during the previous scheme year;
- (b) paid contributions in respect of that employment at the same percentage rate from the date that employment commenced to the last day of the previous scheme year; and
- (c) is employed by that authority on the first day of the current scheme year,
the member must pay contributions during the current scheme year at the rate specified in column 2 of the applicable table in regulation 2.C.2(2) in respect of the amount of pensionable pay referred to in column 1 of that table which corresponds to the amount of the member's pensionable pay determined by the formula—
$$R P P N D P E x 365$where—RPP is the pensionable pay received in respect of that employment during the previous scheme year; andNDPE is the number of days of pensionable employment with that employer during the previous scheme year.$
- (11) If a member—
- (a) commenced pensionable employment with an employing authority on a part time basis during the previous scheme year;
- (b) paid contributions in respect of that employment at the same percentage rate from the date that employment commenced to the last day of the previous scheme year; and
- (c) is employed by that authority on the first day of the current scheme year,
the member must pay contributions during the current scheme year at the rate specified in column 2 of the applicable table in regulation 2.C.2(2) in respect of the amount of pensionable pay referred to in column 1 of that table which corresponds to the amount of the member's pensionable pay determined by the formula—
$$C W T E N D P E × 365$where—CWTE is the amount the Scottish Ministers determine would have been paid for that employment during the previous scheme year in respect of a single comparable whole-time employment; andNDPEis the number of days of pensionable employment with that employer during the previous scheme year.$
- (12) If a member—
- (a) commenced pensionable employment with an employing authority during the previous scheme year and has since been employed on both a whole-time and part time basis;
- (b) paid contributions in respect of that employment at the same percentage rate from the date that employment commenced to the last day of the previous scheme year; and
- (c) is employed by that authority on the first day of the current scheme year,
the member must pay contributions during the current scheme year at the rate specified in column 2 of the applicable table in regulation 2.C.2(2) (contribution rate for members other than non-GP providers) in respect of the amount of pensionable pay referred to in column 1 of that table which corresponds to the amount of the member's pensionable pay determined by the formula—
$$( R P P + C W T E ) N D P E × 365$where—RPP is the pensionable pay received for the whole-time employment with that employer during the previous scheme year;CWTE is the amount the Scottish Ministers determine would have been paid in respect of a single comparable whole-time employment in respect of the member's part time employment with that employer during the previous scheme year; andNDPE is the number of days of pensionable employment with that employer during the previous scheme year.$
- (13) If a member—
- (a) commenced pensionable employment with an employing authority on a whole-time basis during the previous scheme year;
- (b) did not pay contributions in respect of that employment at the same percentage rate from the date that employment commenced to the last day of the previous scheme year; and
- (c) is employed by that authority on the first day of the current scheme year;
the member must pay contributions during the current scheme year at the rate specified in column 2 of the applicable table in regulation 2.C.2(2) in respect of the amount of pensionable pay referred to in column 1 of that table which corresponds to the amount of the member's pensionable pay determined by the formula—
$$R P P N D P E × 365$where—RPPis the pensionable pay received in respect of that employment for the period commencing on the date the member's contribution rate last changed in that previous scheme year and ending on the last day of that previous scheme year; andNDPE is the number of days of pensionable employment with that employer commencing on the date the member's contribution rate last changed in that previous scheme year and ending on the last day of that previous scheme year.$
- (14) If a member—
- (a) commences pensionable employment with an employing authority on a part time basis during the previous scheme year;
- (b) did not pay contributions in respect of that employment at the same percentage rate from the date that employment commenced to the last day of the previous scheme year; and
- (c) is employed by that authority on the first day of the current scheme year,
the member must pay contributions during the current scheme year at the rate specified in column 2 of the applicable table in regulation 2.C.2(2) in respect of the amount of pensionable pay referred to in column 1 of that table which corresponds to the amount of the member's pensionable pay determined by the formula—
$$C W T E N D P E × 365$where—CWTE is the amount the Scottish Ministers determine would have been paid in respect of a single comparable whole-time employment in respect of the member's part time employment with that employer for the period commencing on the date the member's contribution rate last changed in that previous scheme year and ending on the last day of that previous scheme year; andNDPE is the number of days of pensionable employment with that employer commencing on the date the member's contribution rate last changed in that previous scheme year and ending on the last day of that previous scheme year.$
- (15) If a member—
- (a) commenced pensionable employment with an employing authority during the previous scheme year and has since been employed on both a whole-time and part time basis with that employing authority;
- (b) did not pay contributions in respect of that employment at the same percentage rate from the date that employment commenced to the last day of the previous scheme year; and
- (c) is employed by that authority on the first day of the current scheme year,
the member must pay contributions during the current scheme year at the rate specified in column 2 of the applicable table in regulation 2.C.2(2) in respect of the amount of pensionable pay referred to in column 1 of that table which corresponds to the amount of the member's pensionable pay determined by the formula—
$$( R P P + C W T E ) N D P E × 365$where—RPP is the pensionable pay received for the whole-time employment with that employer for the period commencing on the date the member's contribution rate last changed in that previous scheme year and ending on the last day of that previous scheme year;CWTE is the amount the Scottish Ministers determine would have been paid in respect of a single comparable whole-time employment in respect of the member's part time employment with that employer for the period commencing on the date the member's contribution rate last changed in that previous scheme year and ending on the last day of that previous scheme year; andNDPE is the number of days of pensionable employment with that authority for the period commencing on the date the member's contribution rate last changed in that previous scheme year and ending on the last day of that previous scheme year.$
- (16) If, at any time during the current scheme year, a member commences a new employment, the member must pay contributions in respect of that employment at the rate specified in column 2 of table 7 in regulation 2.C.2(2) in respect of the amount of pensionable pay referred to in column 1 of that table which corresponds to the amount of the member's pensionable pay determined in accordance with paragraph (20).
- (17) Subject to paragraph (18), if at any time during the current scheme year, a change is made to a member's annual rate of pensionable pay or pensionable allowances in respect of an existing employment the member must pay contributions—
- (a) from the first day of the pay period in which the change is made at the rate specified in column 2 of table 7 in regulation 2.C.2(2) in respect of the amount of pensionable pay referred to in column 1 of that table which corresponds to the amount of the member's pensionable pay determined in accordance with paragraph (20); and
- (b) as if the member's employment had commenced on that day.
- (18) Paragraph (17) does not apply to a change made to a member's annual rate of pensionable allowances in respect of an existing employment that is determined by that member's employer to have been made in respect of—
- (a) unplanned changes to that member's duties; or
- (b) changes to that member's duties that are unlikely to persist for at least 12 months.
- (19) If the change to a member's pensionable pay referred to in paragraph (17) is made in respect of an existing part time employment, that paragraph does not apply unless there is a corresponding change to the amount of pensionable pay that would be paid to that member in respect of a whole-time comparable employment.
- (20) Where paragraph (16) or (17) apply the Scottish Ministers must determine the member's pensionable pay—
- (a) by applying the formula—
$$E P P N D P E × 365$where—EPP is the estimated pensionable pay that the member's employing authority considers will be payable to the member in respect of that employment during the current scheme year; andNDPE is the number of days of pensionable employment from the date employment commences to the end of the current scheme year; and$
- (b) if the further employment is part time employment, by determining how much would be paid in respect of a whole-time comparable employment,
with the amount determined under sub-paragraph (a) being the member's pensionable pay for the purposes of this paragraph if the further employment is whole-time employment and the amount determined under sub-paragraph (b) being the member's pensionable pay for the purposes of this paragraph if the further employment is part time employment.
- (21) If none of paragraphs (4) to (17) apply—
- (a) the Scottish Ministers must determine the amount of the member's pensionable pay, and in doing so must... have regard to the pensionable pay attributable to pensionable employment comparable to the member's employment, prevailing pay scales and prevailing rates of pensionable allowances; and
- (b) the member must pay contributions at the rate specified in column 2 of table 7 in regulation 2.C.2(2) in respect of the amount of pensionable pay referred to in column 1 of that table which corresponds to the amount of the member's pensionable pay determined in accordance with paragraph (a).
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