Town and Country Planning (Scotland) Act 1997

Type Public General Act
Publication 1997-02-27
Last updated 2026-02-18
State In force
Department Statute Law Database
articles Not indexed
Reform history JSON API
  • relevant planning permission” means any planning permission, other than an old mining permission or a planning permission granted by a development order, granted after 30th June 1948 for minerals development; and
  • second list”, in relation to a planning authority, means the list prepared by them pursuant to paragraph 4.
  • (2) For the purposes of this Schedule, but subject to sub-paragraph (3), “mineral site” means—
  • (a) in a case where it appears to the planning authority to be expedient to treat as a single site the aggregate of the land to which any two or more relevant planning permissions relate, the aggregate of the land to which those permissions relate, and
  • (b) in any other case, the land to which a relevant planning permission relates.
  • (3) In determining whether it appears to them to be expedient to treat as a single site the aggregate of the land to which two or more relevant planning permissions relate a planning authority shall have regard to any guidance issued for the purpose by the Secretary of State.
  • (4) Any reference (however expressed) in this Schedule to an old mining permission or a relevant planning permission relating to a mineral site is a reference to the mineral site, or some part of it, being the land to which the permission relates; and where any such permission authorises the carrying out of development consisting of the winning and working of minerals but only in respect of any particular mineral or minerals, that permission shall not be taken, for the purposes of this Schedule, as relating to any other mineral in, on or under the land to which the permission relates.
  • (5) For the purposes of this Schedule, a mineral site which is a Phase I site or a Phase II site is active if it is not a dormant site.
  • (6) For the purposes of this Schedule, working rights are restricted in respect of a mineral site if any of—
  • (a) the size of the area which may be used for the winning and working of minerals or the depositing of mineral waste,
  • (b) the depth to which operations for the winning and working of minerals may extend,
  • (c) the height of any deposit of mineral waste,
  • (d) the rate at which any particular mineral may be extracted,
  • (e) the rate at which any particular mineral waste may be deposited,
  • (f) the period at the expiry of which any winning or working of minerals or depositing of mineral waste is to cease, or
  • (g) the total quantity of minerals which may be extracted from, or of mineral waste which may be deposited on, the site,

is restricted or reduced in respect of the mineral site in question.

  • (7) For the purposes of this Schedule, where an application is made under paragraph 9 for the determination of the conditions to which the relevant planning permissions relating to the mineral site to which the application relates are to be subject, those conditions are finally determined when—
  • (a) the proceedings on the application, including any proceedings on or in consequence of an application under section 239, have been determined, and
  • (b) any time for appealing under paragraph 11(1), or applying or further applying under paragraph 9, (where there is a right to do so) has expired.
  • (8) Where an electronic communication is used to make an application to a planning authority under any of paragraphs 6, 7 or 9 below, the applicant shall be deemed to have agreed–
  • (a) to the use of electronic communication for all purposes relating to the application which are capable of being given effect to using such communications; and
  • (b) that the applicant’s address for the purpose of such communications is the address incorporated into, or otherwise logically associated with, the application (or other such address as the applicant may notify in writing to the planning authority),

unless the applicant gives notice in writing to the planning authority in accordance with sub paragraphs (9) and (10).

  • (9) An applicant may give notice that the applicant no longer agrees to the use of electronic communications for the purposes mentioned in paragraphs (a) or (b) of sub-paragraph (8).
  • (10) Any such notice shall take effect on the date specified in it as the effective date, being a date occurring after the period of seven days, beginning with the date on which the notice is given.

Phase I and II sites

2
  • (1) This paragraph has effect for the purposes of determining which mineral sites are Phase I sites, which are Phase II sites, and which are neither Phase I nor Phase II sites.
  • (2) A mineral site is neither a Phase I site nor a Phase II site where—
  • (a) all the relevant planning permissions which relate to the site have been granted after 21st February 1982, or
  • (b) some only of the relevant planning permissions which relate to the site have been granted after 21st February 1982, and the parts of the site to which those permissions relate constitute the greater part of that site.
  • (3) With the exception of those mineral sites which, by virtue of sub-paragraph (2), are neither Phase I nor Phase II sites, every mineral site is either a Phase I site or a Phase II site.
  • (4) Subject to sub-paragraph (2), where any part of a mineral site is situated within—
  • (a) a site in respect of which a notification under section 28 of the Wildlife and Countryside Act 1981 (sites of special scientific interest) is in force,
  • (b) an area designated as a National Scenic Area under section 262C of the 1972 Act, or
  • (c) an area designated as a Natural Heritage Area under section 6 of the Natural Heritage (Scotland) Act 1991,

that site is a Phase I site.

  • (5) Subject to sub-paragraphs (2) and (4), where—
  • (a) all the relevant planning permissions which relate to a mineral site, and which were not granted after 21st February 1982, were granted after 7th December 1969, or
  • (b) the parts of a mineral site to which relate such of the relevant planning permissions relating to the site as were granted after 7th December 1969 but before 22nd February 1982 constitute a greater part of the site than is constituted by those parts of the site to which no such relevant planning permission relates but to which a relevant planning permission granted on or before 7th December 1969 does relate,

the mineral site is a Phase II site.

  • (6) Every other mineral site, that is to say any mineral site other than one—
  • (a) which is, by virtue of sub-paragraph (2), neither a Phase I nor a Phase II site,
  • (b) which is a Phase I site by virtue of sub-paragraph (4), or
  • (c) which is a Phase II site by virtue of sub-paragraph (5),

is a Phase I site.

  • (7) In ascertaining, for the purposes of sub-paragraph (2) or (5), whether any parts of a mineral site constitute the greater part of that site, or whether a part of a mineral site is greater than any other part, that mineral site shall be treated as not including any part of the site—
  • (a) to which an old mining permission relates, or
  • (b) which is a part where minerals development has been (but is no longer being) carried out and which has, in the opinion of the planning authority, been satisfactorily restored;

but no part of a site shall be treated, by virtue of paragraph (b), as being not included in the site unless the planning authority are satisfied that any aftercare conditions which relate to that part have, so far as relating to that part, been complied with.

The “first list”

3
  • (1) A planning authority shall, in accordance with the following provisions of this paragraph, prepare a list of mineral sites in their area (the “first list”).
  • (2) A site shall, but shall only, be included in the first list if it is a mineral site in the area of the planning authority and is either—
  • (a) an active Phase I site,
  • (b) an active Phase II site, or
  • (c) a dormant site.
  • (3) In respect of each site included in the first list, the list shall indicate whether the site is an active Phase I site, an active Phase II site or a dormant site.
  • (4) In respect of each active Phase I site included in the first list, that list shall specify the date by which an application is to be made to the planning authority under paragraph 9.
  • (5) Any date specified pursuant to sub-paragraph (4) shall be a date—
  • (a) not earlier than the date upon which expires the period of 12 months from the date on which the first list is first advertised in accordance with paragraph 5, and
  • (b) not later than the date upon which expires the period of three years from the date upon which the provisions of this Schedule come into force.
  • (6) The preparation of the first list shall be completed before the day upon which it is first advertised in accordance with paragraph 5.

The “second list”

4
  • (1) A planning authority shall, in accordance with the following provisions of this paragraph, prepare a list of the active Phase II sites in their area (the “second list”).
  • (2) The second list shall include each mineral site in the planning authority’s area which is an active Phase II site.
  • (3) In respect of each site included in the second list, that list shall indicate the date by which an application is to be made to the planning authority under paragraph 9.
  • (4) Subject to sub-paragraph (5), any date specified pursuant to sub-paragraph (3) shall be a date—
  • (a) not earlier than the date upon which expires the period of 12 months from the date on which the second list is first advertised in accordance with paragraph 5, and
  • (b) not later than the date upon which expires the period of six years from the date upon which the provisions of this Schedule come into force.
  • (5) The Secretary of State may by order provide that sub-paragraph (4)(b) shall have effect as if for the period of six years referred to in that paragraph there were substituted such longer period specified in the order.
  • (6) The preparation of the second list shall be completed before the day upon which it is first advertised in accordance with paragraph 5.
5
  • (1) This paragraph makes provision for the advertisement of the first and second lists prepared by a planning authority.
  • (2) The planning authority shall advertise each of the first and second lists by causing to be published, in each of two successive weeks, in one or more newspapers circulating in its area, notice of the list having been prepared.
  • (3) In respect of each of those lists, such notice shall—
  • (a) state that the list has been prepared by the authority, and
  • (b) specify one or more places within the area of the authority at which the list may be inspected, and in respect of each such place specify the times (which shall be reasonable times) during which facilities for inspection of the list will be afforded.
  • (4) In respect of the first list, such notice shall—
  • (a) be first published no later than the day upon which expires the period of three months from the date upon which the provisions of this Schedule come into force,
  • (b) explain the general effect of a mineral site being classified as a dormant site or, as the case may be, as an active Phase I site or an active Phase II site,
  • (c) explain the consequences which will occur if no application is made under paragraph 9 in respect of an active Phase I site included in the list by the date specified in the list for that site,
  • (d) explain the effects for any dormant or active Phase I or II site not included in the list of its not being included in the list and—
  • (i) set out the right to make an application to the authority for that site to be included in the list,
  • (ii) set out the date by which such an application must be made, and
  • (iii) state that the owner of such a site has a right of appeal against any decision of the authority upon such an application, and
  • (e) explain that the owner of an active Phase I site has a right to apply for postponement of the date specified in the list for the making of an application under paragraph 9, and set out the date by which an application for such postponement must be made.
  • (5) In respect of the second list, such notice shall—
  • (a) be first published no later than the day upon which expires the period of three years, or such longer period as the Secretary of State may by order specify, from the date upon which the provisions of this Schedule come into force, and
  • (b) explain the consequences which will occur if no application is made under paragraph 9 in respect of an active Phase II site included in the list by the date specified in the list for that site.

Applications for inclusion in the first list of sites not included in that list as originally prepared and appeals from decisions upon such applications

6
  • (1) Any person who is the owner of any land, or is entitled to an interest in a mineral, may, if that land or interest is not a mineral site included in the first list and does not form part of any mineral site included in that list, apply to the planning authority for that land or interest to be included in that list.
  • (2) An application under sub-paragraph (1) shall be made no later than the day upon which expires the period of three months from the day when the first list was first advertised in accordance with paragraph 5.
  • (3) Where the planning authority consider that—
  • (a) the land or interest is, or forms part of, any dormant or active Phase I or II site, they shall accede to the application, or
  • (b) part only of the land or interest is, or forms part of, any dormant or active Phase I or II site, they shall accede to the application so far as it relates to that part of the land or interest,

but shall otherwise refuse the application.

  • (4) On acceding, whether in whole or in part, to an application made under sub-paragraph (1), the planning authority shall amend the first list as follows—
  • (a) where they consider that the land or interest, or any part of the land or interest, is a dormant site or an active Phase I or II site, they shall add the mineral site consisting of the land or interest or, as the case may be, that part, to the first list and shall cause the list to indicate whether the site is an active Phase I site, an active Phase II site or a dormant site;
  • (b) where they consider that the land or interest, or any part of the land or interest, forms part of any mineral site included in the first list, they shall amend the entry in the first list for that site accordingly.
  • (5) Where the planning authority amend the first list in accordance with sub-paragraph (4), they shall also—
  • (a) in a case where an active Phase I site is added to the first list pursuant to sub-paragraph (4)(a), cause that list to specify, in respect of that site, the date by which an application is to be made to the planning authority under paragraph 9;
  • (b) in a case where—
  • (i) the entry for an active Phase I site included in the first list is amended pursuant to sub-paragraph (4)(b), and
  • (ii) the date specified in that list in respect of that site as the date by which an application is to be made to the planning authority under paragraph 9 is a date falling less than 12 months after the date upon which the authority make their decision upon the application in question,

cause that date to be amended so as to specify instead the date upon which expires the period of 12 months from the date on which the applicant is notified under sub-paragraph (10) of the authority’s decision upon his application.

  • (6) Any date specified pursuant to sub-paragraph (5)(a) shall be a date—
  • (a) not earlier than the date upon which expires the period of 12 months from the date on which the applicant is notified under sub-paragraph (10) of the planning authority’s decision upon his application, and
  • (b) not later than the later of—
  • (i) the date upon which expires the period of three years from the date upon which the provisions of this Schedule come into force; and
  • (ii) the date mentioned in paragraph (a).
  • (7) On acceding, whether in whole or in part, to an application made under sub-paragraph (1), the planning authority shall, if the second list has been first advertised in accordance with paragraph 5 prior to the time at which they make their decision on the application, amend the second list as follows—
  • (a) where they consider that the land or interest, or any part of the land or interest, is an active Phase II site, they shall add the mineral site consisting of the land or interest or, as the case may be, that part, to the second list;
  • (b) where they consider that the land or interest, or any part of the land or interest, forms part of any active Phase II site included in the second list, they shall amend the entry in that list for that site accordingly.
  • (8) Where the planning authority amend the second list in accordance with sub-paragraph (7), they shall also—
  • (a) in a case where an active Phase II site is added to the second list pursuant to sub-paragraph (7)(a), cause that list to specify, in respect of that site, the date by which an application is to be made to the authority under paragraph 9;
  • (b) in a case where—
  • (i) the entry for an active Phase II site included in the second list is amended pursuant to sub-paragraph (7)(b), and
  • (ii) the date specified in that list in respect of that site as the date by which an application is to be made to the authority under paragraph 9 is a date falling less than 12 months after the date upon which the authority make their decision upon the application in question,

cause that date to be amended so as to specify instead the date upon which expires the period of 12 months from the date on which the applicant is notified under sub-paragraph (10) of the authority’s decision upon his application.

  • (9) Any date specified pursuant to sub-paragraph (8)(a) shall be a date—
  • (a) not earlier than the date upon which expires the period of 12 months from the date on which the applicant is notified under sub-paragraph (10) of the planning authority’s decision upon his application, and
  • (b) not later than the later of—
  • (i) the date upon which expires the period of six years from the date upon which the provisions of this Schedule come into force, and
  • (ii) the date mentioned in paragraph (a).
  • (10) When a planning authority determine an application made under sub-paragraph (1), they shall notify the applicant in writing of their decision and, in a case where they have acceded to the application, whether in whole or in part, shall supply the applicant with details of any amendment to be made to the first or second list in accordance with sub-paragraph (4) or (8).
  • (11) Where a planning authority—
  • (a) refuse an application made under sub-paragraph (1), or
  • (b) accede to such an application only so far as it relates to part of the land or interest in respect of which it was made,

the applicant may by notice appeal to the Secretary of State.

  • (12) A person who has made such an application may also appeal to the Secretary of State if the planning authority have not given notice to the applicant of their decision on the application within eight weeks of their having received the application or within such extended period as may at any time be agreed upon in writing between the applicant and the authority.
  • (13) An appeal under sub-paragraph (11) or (12) must be made by giving notice of appeal to the Secretary of State before the end of the period of six months beginning with—
  • (a) in the case of an appeal under sub-paragraph (11), the determination, or
  • (b) in the case of an appeal under sub-paragraph (12), the end of the period of eight weeks mentioned in that sub-paragraph or, as the case may be, the end of the extended period mentioned in that sub-paragraph.

Postponement of the date specified in the first or second list for review of the permissions relating to a Phase I or II site in cases where the existing conditions are satisfactory

7
  • (1) Any person who is the owner of any land, or of any interest in any mineral, comprised in—
  • (a) an active Phase I site included in the first list, or
  • (b) an active Phase II site included in the second list,

may apply to the planning authority for the postponement of the date specified in that list in respect of that site as the date by which an application is to be made to the authority under paragraph 9 (in this paragraph referred to as “the specified date”).

  • (2) Subject to sub-paragraph (3), an application under sub-paragraph (1) shall be made no later than the day upon which expires the period of three months from the day when—
  • (a) in the case of an active Phase I site, the first list, or
  • (b) in the case of an active Phase II site, the second list,

was first advertised in accordance with paragraph 5.

  • (3) In the case of—
  • (a) an active Phase I site—
  • (i) added to the first list in accordance with paragraph 6(4)(a); or
  • (ii) in respect of which the entry in the first list was amended in accordance with paragraph 6(4)(b);

or

  • (b) an active Phase II site—
  • (i) added to the second list in accordance with paragraph 6(7)(a); or
  • (ii) in respect of which the entry in the second list was amended in accordance with paragraph 6(7)(b),

an application under sub-paragraph (1) shall be made no later than the day upon which expires the period of three months from the day on which notice was given under paragraph 6(10) of the planning authority’s decision to add the site to or, as the case may be, so to amend the list in question.

  • (4) An application under sub-paragraph (1) shall be in writing and shall—
  • (a) set out the conditions to which each relevant planning permission relating to the site is subject,
  • (b) set out the applicant’s reasons for considering those conditions to be satisfactory,
  • (c) set out the date which the applicant wishes to be substituted for the specified date, and
  • (d) be accompanied by the appropriate certificate.
  • (5) For the purposes of sub-paragraph (4)(d), the appropriate certificate is each of the certificates which would be required, under or by virtue of sections 34 and 35, to accompany the application if it were an application for planning permission for minerals development, but with such modifications as are required for the purposes of this paragraph; and sections 34(3) and (4) and 35(5) shall have effect in relation to any certificate purporting to be the appropriate certificate.
  • (6) Where the planning authority receive an application made under sub-paragraph (1)—
  • (a) if they consider the conditions referred to in sub-paragraph (4)(a) to be satisfactory they shall agree to the specified date being postponed in which event they shall determine the date to be substituted for that date,
  • (b) in any other case they shall refuse the application.
  • (7) Where the planning authority agree to the specified date being postponed they shall cause the first or, as the case may be, the second list to be amended accordingly.
  • (8) When a planning authority determine an application made under sub-paragraph (1), they shall notify the applicant in writing of their decision and, in a case where they have agreed to the postponement of the specified date, shall notify the applicant of the date which they have determined should be substituted for the specified date.
  • (9) Where, within three months of the planning authority having received an application under sub-paragraph (1), or within such extended period as may at any time be agreed upon in writing between the applicant and the authority, the authority have not given notice, under sub-paragraph (8), to the applicant of their decision upon the application, the authority shall be treated as—
  • (a) having agreed to the specified date being postponed, and
  • (b) having determined that the date referred to in sub-paragraph (4)(c) be substituted for the specified date,

and sub-paragraph (7) shall apply accordingly.

Service on owners etc. of notice of preparation of the first and second lists

8
  • (1) The planning authority shall, no later than the date upon which the first list is first advertised in accordance with paragraph 5, serve notice in writing of the first list having been prepared on each person appearing to them to be the owner of any land, or entitled to an interest in any mineral, included within a mineral site included in the first list, but this sub-paragraph is subject to sub-paragraph (7).
  • (2) A notice required to be served by sub-paragraph (1) shall—
  • (a) indicate whether the mineral site in question is a dormant site or an active Phase I or II site, and
  • (b) where that site is an active Phase I site—
  • (i) indicate the date specified in the first list in relation to that site as the date by which an application is to be made to the planning authority under paragraph 9,
  • (ii) explain the consequences which will occur if such an application is not made by the date so specified, and
  • (iii) explain the right to apply to have that date postponed, and indicate the date by which such an application must be made.
  • (3) Where, in relation to any land or mineral included in an active Phase I site, the planning authority—
  • (a) have served notice on any person under sub-paragraph (1), and
  • (b) have received no application under paragraph 9 from that person by the date falling eight weeks before the date specified in the first list as the date by which such applications should be made in respect of the site in question,

the authority shall serve a written reminder on that person, and such a reminder shall—

  • (i) indicate that the land or mineral in question is included in an active Phase I site,
  • (ii) comply with the requirements of sub-paragraph (2)(b)(i) and (ii), and
  • (iii) be served on that person on or before the date falling four weeks before the date specified in the first list in respect of that site as the date by which an application is to be made to the authority under paragraph 9.
  • (4) The planning authority shall, no later than the date upon which the second list is first advertised in accordance with paragraph 5, serve notice in writing of the second list having been prepared on each person appearing to them to be the owner of any land, or entitled to an interest in any mineral, included within an active Phase II site included in the second list, but this sub-paragraph is subject to sub-paragraph (7).
  • (5) A notice required to be served by sub-paragraph (4) shall—
  • (a) indicate that the mineral site in question is an active Phase II site,
  • (b) indicate the date specified in the second list in relation to that site as the date by which an application is to be made to the planning authority under paragraph 9,
  • (c) explain the consequences which will occur if such an application is not made by the date so specified, and
  • (d) explain the right to apply to have that date postponed, and indicate the date by which such an application must be made.
  • (6) Where, in relation to any land or mineral included in an active Phase II site, the planning authority—
  • (a) have served notice on any person under sub-paragraph (4), and
  • (b) have received no application under paragraph 9 from that person by the date falling eight weeks before the date specified in the second list as the date by which such applications should be made in respect of the site in question,

the authority shall serve a written reminder on that person, and such a reminder shall—

  • (i) comply with the requirements of sub-paragraph (5)(a) to (c), and
  • (ii) be served on that person on or before the date falling four weeks before the date specified in the second list in respect of that site as the date by which an application is to be made to the authority under paragraph 9.
  • (7) Sub-paragraph (1) or (4) shall not require the planning authority to serve notice under that sub-paragraph upon any person whose identity or address for service is not known to and cannot practicably, after reasonable inquiry, be ascertained by them, but in any such case the authority shall cause to be firmly affixed, to each of one or more conspicuous objects on the land or, as the case may be, on the surface of the land above the interest in question, a copy of the notice which they would (apart from the provisions of this sub-paragraph) have had to serve under that sub-paragraph on the owner of that land or interest.
  • (8) If, in a case where sub-paragraph (7) applies, no person makes an application to the authority under paragraph 9 in respect of the active Phase I or II site which includes the land or interest in question by the date falling eight weeks before the date specified in the first or, as the case may be, the second list as the date by which such applications should be made in respect of that site, the authority shall cause to be firmly affixed, to each of one or more conspicuous objects on the land or, as the case may be, on the surface of the land above the interest in question, a copy of the written reminder that would, in a case not falling within sub-paragraph (7), have been served under sub-paragraph (3) or (6).
  • (9) Where by sub-paragraph (7) or (8) a copy of any notice is required to be affixed to an object on any land that copy shall—
  • (a) be displayed in such a way as to be easily visible and legible,
  • (b) be first displayed—
  • (i) in a case where the requirement arises under sub-paragraph (7), no later than the date upon which the first or, as the case may be, the second list is first advertised in accordance with paragraph 5, or
  • (ii) in a case where the requirement arises under sub-paragraph (8), no later than the date falling four weeks before the date specified in the first or, as the case may be, the second list in respect of the site in question as the date by which an application is to be made to the authority under paragraph 9, and
  • (c) be left in position for at least the period of 21 days from the date when it is first displayed, but where the notice is, without fault or intention of the authority, removed, obscured or defaced before that period has elapsed, that requirement shall be treated as having been complied with if the authority have taken reasonable steps for protection of the notice and, if need be, its replacement.
  • (10) In sub-paragraphs (7) and (8), any reference to a conspicuous object on any land includes, in a case where the person serving a notice considers that there are no or insufficient such objects on the land, a reference to a post driven into or erected upon the land by the person serving the notice for the purpose of having affixed to it the notice in question.
  • (11) Where the planning authority, being required—
  • (a) by sub-paragraph (3) or (6) to serve a written reminder on any person, or
  • (b) by sub-paragraph (8) to cause a copy of such a reminder to be displayed in the manner set out in that sub-paragraph,

fail to comply with that requirement by the date specified for the purpose, they may at any later time serve or, as the case may be, cause to be displayed, such a written reminder and, in any such case, the date by which an application in relation to the mineral site in question is to be made under paragraph 9 is the date upon which expires the period of three months from the date when the reminder was served or posted in accordance with the provisions of this sub-paragraph.

Applications for approval of conditions and appeals in cases where the conditions approved are not those proposed

9
  • (1) Any person who is the owner of any land, or who is entitled to an interest in a mineral, may, if that land or mineral is or forms part of a dormant site or an active Phase I or II site, apply to the planning authority to determine the conditions to which the relevant planning permissions relating to that site are to be subject.
  • (2) An application under this paragraph shall be in writing and shall—
  • (a) identify the mineral site to which the application relates,
  • (b) specify the land or minerals comprised in the site of which the applicant is the owner or, as the case may be, in which the applicant is entitled to an interest,
  • (c) identify any relevant planning permissions relating to the site,
  • (d) identify, and give a postal address for, each other person that the applicant knows or, after reasonable inquiry, has cause to believe to be an owner of any land, or entitled to any interest in any mineral, comprised in the site,
  • (e) set out the conditions to which the applicant proposes the permissions referred to in paragraph (c) should be subject, and
  • (f) be accompanied by the appropriate certificate.
  • (3) For the purposes of sub-paragraph (2), the appropriate certificate is each of the certificates which would be required, under or by virtue of sections 34 and 35, to accompany the application if it were an application for planning permission for minerals development, but with such modifications as are required for the purposes of this paragraph; and sections 34(3) and (4) and 35(5) shall have effect in relation to any certificate purporting to be the appropriate certificate.
  • (4) Section 35 shall have effect, with any necessary modifications, as if subsection (1) also authorised a development order to provide for publicising applications under this paragraph.
  • (5) Where the planning authority receive an application under this paragraph in relation to a dormant site or an active Phase I or II site they shall determine the conditions to which each relevant planning permission relating to the site is to be subject; and any such permission shall, from the date when the conditions to which it is to be subject are finally determined, have effect subject to the conditions which are determined under this Schedule as being the conditions to which it is to be subject.
  • (6) The conditions imposed by virtue of a determination under sub-paragraph (5)—
  • (a) may include any conditions which may be imposed on a grant of planning permission for minerals development;
  • (b) may be in addition to, or in substitution for, any existing conditions to which the permission in question is subject.
  • (7) In determining that a relevant planning permission is to be subject to any condition relating to development for which planning permission is granted by a development order, the planning authority shall have regard to any guidance issued for the purpose by the Secretary of State.
  • (8) Subject to sub-paragraph (9), where, within the period of three months from the planning authority having received an application under this paragraph, or within such extended period as may at any time be agreed upon in writing between the applicant and the authority, the authority have not given notice to the applicant of their decision upon the application, the authority shall be treated as having at the end of that period or, as the case may be, that extended period, determined that the conditions to which any relevant planning permission to which the application relates is to be subject are those specified in the application as being proposed in relation to that permission; and any such permission shall, from that time, have effect subject to those conditions.
  • (9) Where a planning authority, having received an application under this paragraph, are of the opinion that they are unable to determine the application unless further details are supplied to them, they shall within the period of one month from having received the application give notice to the applicant—
  • (a) stating that they are of such opinion, and
  • (b) specifying the further details which they require,

and where the authority so serve such a notice the period of three months referred to in sub-paragraph (8) shall run not from the authority having received the application but from the time when the authority have received all the further details specified in the notice.

  • (10) Without prejudice to the generality of sub-paragraph (9), the further details which may be specified in a notice under that sub-paragraph include any—
  • (a) information, plans or drawings, or
  • (b) evidence verifying any particulars of details supplied to the authority in respect of the application in question,

which it is reasonable for the authority to request for the purpose of enabling them to determine the application.

Notice of determination of conditions to be accompanied by additional information in certain cases

10
  • (1) This paragraph applies in a case where—
  • (a) on an application made to the planning authority under paragraph 9 in respect of an active Phase I or II site the authority determine under that paragraph the conditions to which the relevant planning permissions relating to the site are to be subject,
  • (b) those conditions differ in any respect from the proposed conditions set out in the application, and
  • (c) the effect of the conditions, other than any restoration or aftercare conditions, so determined by the authority, as compared with the effect of the conditions, other than any restoration or aftercare conditions, to which the relevant planning permissions in question were subject immediately prior to the authority making the determination, is to restrict working rights in respect of the site.
  • (2) In a case where this paragraph applies, the planning authority shall, upon giving to the applicant notice of the conditions determined by the authority under paragraph 9, also give to the applicant notice—
  • (a) stating that the conditions determined by the authority differ in some respect from the proposed conditions set out in the application,
  • (b) stating that the effect of the conditions, other than any restoration or aftercare conditions, determined by the authority, as compared with the effect of the conditions, other than any restoration or aftercare conditions, to which the relevant planning permissions relating to the site in question were subject immediately prior to the making of the authority’s determination, is to restrict working rights in respect of the site,
  • (c) identifying the working rights so restricted, and
  • (d) stating whether, in the opinion of the authority, the effect of that restriction of working rights would be such as to prejudice adversely to an unreasonable degree—
  • (i) the economic viability of operating the site, or
  • (ii) the asset value of the site.
  • (3) In determining whether, in their opinion, the effect of that restriction of working rights would be such as is mentioned in sub-paragraph (2)(d), a planning authority shall have regard to any guidance issued for the purpose by the Secretary of State.
  • (4) In this paragraph, “the applicant” means the person who made the application in question under paragraph 9.

Right to appeal against planning authority’s determination of conditions etc.

11
  • (1) Where the planning authority—
  • (a) on an application under paragraph 9 determine under that paragraph conditions that differ in any respect from the proposed conditions set out in the application, or
  • (b) give notice, under paragraph 10(2)(d), stating that, in their opinion, the restriction of working rights in question would not be such as to prejudice adversely to an unreasonable degree either of the matters referred to in paragraph 10(2)(d)(i) and (ii),

the person who made the application may appeal to the Secretary of State.

  • (2) An appeal under sub-paragraph (1) must be made by giving notice of appeal to the Secretary of State before the end of the period of six months beginning with the date on which the authority give notice to the applicant of their determination or, as the case may be, stating their opinion.

Permissions ceasing to have effect

12
  • (1) Subject to paragraph 8(11), where no application under paragraph 9 in respect of an active Phase I or II site has been served on the planning authority by the date specified in the first or, as the case may be, the second list as the date by which applications under that paragraph in respect of that site are to be made, or by such later date as may at any time be agreed upon in writing between the applicant and the authority, each relevant planning permission relating to the site shall cease to have effect, except in so far as it imposes any restoration or aftercare condition, on the day following the last date on which such an application may be made.
  • (2) The reference in sub-paragraph (1) to the date specified in the first or, as the case may be, the second list as the date by which applications under paragraph 9 are to be made in respect of any Phase I or II site is a reference to the date specified for that purpose in respect of that site in that list as prepared by the planning authority or, where that date has been varied by virtue of any provision of this Schedule, to that date as so varied.
  • (3) Subject to sub-paragraph (4), no relevant planning permission which relates to a dormant site shall have effect to authorise the carrying out of minerals development unless—
  • (a) an application has been made under paragraph 9 in respect of that site, and
  • (b) that permission has effect in accordance with paragraph 9(5).
  • (4) A relevant planning permission which relates to a Phase I or II site not included in the first list shall cease to have effect, except in so far as it imposes any restoration or aftercare condition, on the day following the last date on which an application under sub-paragraph (1) of paragraph 6 may be made in respect of that site unless an application has been made under that sub-paragraph by that date in which event, unless the site is added to that list, such a permission shall cease to have effect when the following conditions are met—
  • (a) the proceedings on that application, including any proceedings on or in consequence of the application under section 239, have been determined, and
  • (b) any time for appealing under paragraph 6(11) or (12), or applying or further applying under paragraph 6(1), (where there is a right to do so) has expired.

Reference of applications to the Secretary of State

13
  • (1) The Secretary of State may give directions requiring applications under paragraph 9 to any planning authority to be referred to him for determination instead of being dealt with by the authority.
  • (2) Any such direction may relate either to a particular application or to applications of a class specified in the direction.
  • (3) Where an application is referred to the Secretary of State in accordance with such a direction—
  • (a) subject to paragraph (b), the following provisions of this Schedule—
  • (i) paragraph 9(5) and (6),
  • (ii) paragraph 10, and
  • (iii) paragraph 14 so far as relating to applications under paragraph 9,

shall apply, with any necessary modifications, as they apply to applications which fall to be determined by the planning authority,

  • (b) before determining the application the Secretary of State must, if either the applicant or the planning authority so wish, give each of them an opportunity of appearing before and being heard by a person appointed by the Secretary of State for the purpose, and
  • (c) the decision of the Secretary of State on the application shall be final.

Two or more applicants

14
  • (1) Where a planning authority have received from any person a duly made application under paragraph 7(1) or 9—
  • (a) that person may not make any further application under the paragraph in question in respect of the same site, and
  • (b) if the application has been determined, whether or not in the case of an application under paragraph 9 it has been finally determined, no other person may make an application under the paragraph in question in respect of the same site.
  • (2) Where—
  • (a) a planning authority have received from any person in respect of a mineral site a duly made application under paragraph 7(1) or 9, and
  • (b) the authority receive from another person a duly made application under the paragraph in question in respect of the same site,

then for the purpose of the determination of the applications and any appeal against such a determination, this Schedule shall have effect as if the applications were a single application received by the authority on the date on which the later application was received by the authority and references to the applicant shall be read as references to either or any of the applicants.

Compensation

15
  • (1) This paragraph applies in a case where—
  • (a) an application made under paragraph 9 in respect of an active Phase I or II site is finally determined, and
  • (b) the requirements of either sub-paragraph (2) or (3) are satisfied.
  • (2) The requirements of this sub-paragraph are—
  • (a) that the conditions to which the relevant planning permissions relating to the site are to be subject were determined by the planning authority,
  • (b) no appeal was made under paragraph 11(1)(a) in respect of that determination or any such appeal was withdrawn or dismissed, and
  • (c) the authority gave notice under paragraph 10(2)(d) and either—
  • (i) that notice stated that, in the authority’s opinion, the restriction of working rights in question would be such as to prejudice adversely to an unreasonable degree either of the matters referred to in paragraph 10(2)(d)(i) and (ii), or
  • (ii) that notice stated that, in the authority’s opinion, the restriction in question would not be such as would so prejudice either of those matters but an appeal under paragraph 11(1) in respect of the giving of the notice has been allowed.
  • (3) The requirements of this sub-paragraph are that the conditions to which the relevant planning permissions are to be subject were determined by the Secretary of State (whether upon an appeal under paragraph 11(1)(a) or upon a reference under paragraph 13) and—
  • (a) in a case where those conditions were determined upon an appeal under paragraph 11(1)(a) either—
  • (i) the planning authority gave notice under paragraph 10(2)(d) stating that, in their opinion, the restriction of working rights in question would be such as to prejudice adversely to an unreasonable degree either of the matters referred to in paragraph 10(2)(d)(i) and (ii), or
  • (ii) the authority gave a notice under paragraph 10(2)(d) stating that, in their opinion, the restriction in question would not be such as would so prejudice either of those matters but an appeal under paragraph 11(1)(b) in respect of the giving of that notice has been allowed,

or

  • (b) in a case where those conditions were determined upon a reference under paragraph 13, the Secretary of State gave notice under paragraph 10(2)(d) stating that, in his opinion, the restriction of working rights in question would be such as to prejudice adversely to an unreasonable degree either of the matters referred to in paragraph 10(2)(d)(i) and (ii).
  • (4) In a case to which this paragraph applies Parts IV and X of this Act shall have effect as if an order made under section 65 had been confirmed by the Secretary of State under section 66 at the time when the application in question was finally determined and, as so confirmed, had effect to modify those permissions to the extent specified in sub-paragraph (5).
  • (5) For the purposes of sub-paragraph (4), the order which is treated by virtue of that sub-paragraph as having been made under section 65 is one whose only effect adverse to the interests of any person having an interest in the land or minerals comprised in the mineral site is to restrict working rights in respect of the site to the same extent as the relevant restriction.
  • (6) For the purposes of Schedule 13 and of any regulations made under that Schedule, the permissions treated as being modified by the order mentioned in sub-paragraph (4) shall be treated as if they were planning permissions for development which neither consists of nor includes any minerals development.

Appeals: general procedural provisions

16
  • (1) This paragraph applies to appeals under paragraph 6(11) or (12) or 11(1).
  • (2) Notice of appeal in respect of an appeal to which this paragraph applies shall be given on a form supplied by or on behalf of the Secretary of State for use for that purpose, and giving, so far as reasonably practicable, the information required by that form.
  • (3) Paragraph 18 of Schedule 8 shall apply to an appeal to which this paragraph applies as it applies to appeals under paragraph 17 of that Schedule.
  • (4) Sections 237 to 239 shall have effect as if the action mentioned in section 237(3) included any decision of the Secretary of State—
  • (a) on an appeal to which this paragraph applies, or
  • (b) on an application under paragraph 9 referred to him under paragraph 13.
  • (5) Schedule 4 shall apply to appeals to which this paragraph applies.

SCHEDULE 10

Duty to carry out periodic reviews

1

The planning authority shall, in accordance with the provisions of this Schedule, cause periodic reviews to be carried out of the mineral permissions relating to a mining site.

Interpretation

2
  • (1) For the purposes of this Schedule—
  • first review date”, in relation to a mining site, shall, subject to paragraphs 3A and 5, be ascertained in accordance with paragraph 3;
  • mineral permission” means any planning permission, other than a planning permission granted by a development order, for minerals development;
  • mining site” means—in a case where it appears to the planning authority to be expedient to treat as a single site the aggregate of the land to which any two or more mineral permissions relate, the aggregate of the land to which those permissions relate; andin any other case, the land to which a mineral permission relates;
  • old mining permission” has the meaning given by paragraph 10(1) of Schedule 8; and
  • owner”, in relation to any land, has the meaning given by paragraph 22(1) of Schedule 8.
  • (2) In determining whether it appears to them to be expedient to treat as a single site the aggregate of the land to which two or more mineral permissions relate a planning authority shall have regard to any guidance issued for the purpose by the Secretary of State.
  • (3) Any reference (however expressed) in this Schedule to a mining site being a site to which relates—
  • (a) an old mining permission, or
  • (b) a mineral permission,

is a reference to the mining site, or some part of it, being the land to which the permission relates.

  • (4) For the purposes of this Schedule, an application made under paragraph 6 is finally determined when—
  • (a) the proceedings on the application, including any proceedings on or in consequence of an application under section 239, have been determined, and
  • (b) any time for appealing under paragraph 9(1), or applying or further applying under paragraph 6, (where there is a right to do so) has expired.
  • (5) Where an electronic communication is used to make an application to a planning authority under paragraphs 5 or 6 below, the applicant shall be deemed to have agreed–
  • (a) to the use of electronic communication for all purposes relating to the application which are capable of being given effect to using such communications; and
  • (b) that the applicant’s address for the purpose of such communications is the address incorporated into, or otherwise logically associated with, the application (or such other address as the applicant may notify in writing to the planning authority),

unless the applicant gives notice in writing to the planning authority in accordance with sub-paragraphs (6) and (7).

  • (6) An applicant may give notice that the applicant no longer agrees to the use of electronic communications for the purposes mentioned in paragraph (a) or (b) of sub paragraph (5).
  • (7) Any such notice shall take effect on the date specified in it as the effective date, being a date occurring after the period of seven days, beginning with the date on which the notice is given.

The first review date

3
  • (1) Subject to sub-paragraph (7), in a case where the mineral permissions relating to a mining site include an old mining permission, the first review date means—
  • (a) the date falling fifteen years after the date upon which, pursuant to an application made under paragraph 14 of Schedule 8, the conditions to which that old mining permission is to be subject are finally determined under that Schedule, or
  • (b) where there are two or more old mining permissions relating to that site, and the date upon which those conditions are finally determined is not the same date for each of those permissions, the date falling fifteen years after the date upon which was made the last such final determination to be so made in respect of any of those permissions,

and paragraph 22(2) of that Schedule shall apply for the purposes of this sub-paragraph as it applies for the purposes of paragraph 10 and Part II of that Schedule.

  • (2) Subject to sub-paragraph (7), in the case of a mining site which is a Phase I or II site within the meaning of Schedule 9, the first review date means the date falling fifteen years after the date upon which, pursuant to an application made under paragraph 9 of that Schedule, there is determined under that paragraph the conditions to which the relevant planning permissions (within the meaning of that Schedule) relating to the site are to be subject.
  • (3) Subject to sub-paragraphs (4) and (7), in the case of a mining site—
  • (a) which is not a Phase I or II site within the meaning of Schedule 9, and
  • (b) to which no old mining permission relates,

the first review date is the date falling fifteen years after the date upon which was granted the most recent mineral permission which relates to the site.

  • (4) Where, in the case of a mining site falling within sub-paragraph (3), the most recent mineral permission relating to that site relates, or the most recent such permissions (whether or not granted on the same date) between them relate, to part only of the site, and in the opinion of the planning authority it is expedient, for the purpose of ascertaining, under that sub-paragraph, the first review date in respect of that site, to treat that permission or those permissions as having been granted at the same time as the last of the other mineral permissions relating to the site, the first review date for that site shall be ascertained under that sub-paragraph accordingly.
  • (5) A planning authority shall, in deciding whether they are of such an opinion as is mentioned in sub-paragraph (4), have regard to any guidance issued by the Secretary of State for the purpose.
  • (6) Subject to sub-paragraph (7), in the case of a mining site—
  • (a) to which relates a mineral permission in respect of which an order has been made under section 65, or
  • (b) in respect of which, or any part of which, an order has been made under paragraph 1 of Schedule 8,

the first review date shall be the date falling fifteen years after the date upon which the order took effect or, in a case where there is more than one such order, upon which the last of those orders to take effect took effect.

  • (7) In the case of a mining site for which the preceding provisions of this paragraph have effect to specify two or more different dates as the first review date, the first review date shall be the latest of those dates.
3A
  • (1) The Scottish Ministers may by order specify a first review date different from the first review date found in pursuance of paragraph 3(1) or (2).
  • (2) Sub-paragraph (3) applies if no first review date is found in pursuance of paragraph 3(1) or (2).
  • (3) The Scottish Ministers may by order specify a first review date.
  • (4) An order under sub-paragraph (3) may make different provision for different cases or different classes of case.
  • (5) An order under this paragraph must be made by statutory instrument subject to annulment in pursuance of a resolution of the Scottish Parliament.

Service of notice of first periodic review

4
  • (1) The planning authority shall, in connection with the first periodic review of the mineral permissions relating to a mining site, no later than 12 months before the first review date, serve notice upon each person appearing to them to be the owner of any land, or entitled to an interest in any mineral, included in that site.
  • (2) A notice required to be served under sub-paragraph (1) shall—
  • (a) specify the mining site to which it relates,
  • (b) identify the mineral permissions relating to that site,
  • (c) state the first review date,
  • (d) state that the first review date is the date by which an application must be made for approval of the conditions to which the mineral permissions relating to the site are to be subject and explain the consequences which will occur if no such application is made by that date, and
  • (e) explain the right to apply for postponement of the first review date and give the date by which such an application has to be made.
  • (3) Where, in relation to any land or mineral included in a mining site, the planning authority—
  • (a) have served notice on any person under sub-paragraph (1), and
  • (b) have received no application under paragraph 6 from that person by the date falling eight weeks before the first review date,

the authority shall serve a written reminder on that person.

  • (4) A reminder required to be served under sub-paragraph (3) shall—
  • (a) indicate that the land or mineral in question is included in a mining site,
  • (b) comply with the requirements of sub-paragraph (2)(a) to (d), and
  • (c) be served on the person in question on or before the date falling four weeks before the first review date.
  • (5) Sub-paragraph (1) shall not require the planning authority to serve notice under that sub-paragraph upon any person whose identity or address for service is not known to and cannot practicably, after reasonable inquiry, be ascertained by them, but in any such case the authority shall cause to be firmly affixed, to each of one or more conspicuous objects on the land or, as the case may be, on the surface of the land above the interest in question, a copy of the notice which they would (apart from the provisions of this sub-paragraph) have had to serve under that sub-paragraph on the owner of that land or interest.
  • (6) If, in a case where sub-paragraph (5) applies, no person makes an application to the authority under paragraph 6 in respect of the mining site which includes the land or interest in question by the date falling eight weeks before the first review date, the authority shall cause to be firmly affixed, to each of one or more conspicuous objects on the land or, as the case may be, on the surface of the land above the interest in question, a copy of the written reminder that would, in a case not falling within sub-paragraph (5), have been served under sub-paragraph (3).
  • (7) Where by sub-paragraph (5) or (6) a copy of any notice is required to be affixed to an object on any land that copy shall—
  • (a) be displayed in such a way as to be easily visible and legible,
  • (b) be first displayed—
  • (i) in a case where the requirement arises under sub-paragraph (5), no later than 12 months before the first review date, or
  • (ii) in a case where the requirement arises under sub-paragraph (6), no later than the date falling four weeks before the first review date,

and

  • (c) be left in position for at least the period of 21 days from the date when it is first displayed, but where the notice is, without fault or intention of the authority, removed, obscured or defaced before that period has elapsed, that requirement shall be treated as having been complied with if the authority have taken reasonable steps for protection of the notice and, if need be, its replacement.
  • (8) In sub-paragraphs (5) and (6), any reference to a conspicuous object on any land includes, in a case where the person serving a notice considers that there are no or insufficient such objects on the land, a reference to a post driven into or erected upon the land by the person serving the notice for the purpose of having affixed to it a copy of the notice in question.

Application for postponement of the first review date

5
  • (1) Any person who is the owner of any land, or of any interest in any mineral, comprised in a mining site may, no later than the day upon which expires the period of three months from the day upon which notice was served upon him under paragraph 4, apply under this paragraph to the planning authority for the postponement of the first review date.
  • (2) An application under this paragraph shall be in writing and shall set out—
  • (a) the conditions to which each mineral permission relating to the site is subject,
  • (b) the applicant’s reasons for considering those conditions to be satisfactory, and
  • (c) the date which the applicant wishes to have substituted for the first review date.
  • (3) Where the planning authority receive an application made under this paragraph—
  • (a) if they consider the conditions referred to in sub-paragraph (2)(a) to be satisfactory they shall agree to the first review date being postponed in which event they shall determine the date to be substituted for that date;
  • (b) in any other case they shall refuse the application.
  • (4) When a planning authority determine an application made under this paragraph, they shall notify the applicant in writing of their decision and, in a case where they have agreed to the postponement of the first review date, shall notify the applicant of the date which they have determined should be substituted for the first review date.
  • (5) Where, within the period of three months of the planning authority having received an application under this paragraph, or within such extended period as may at any time be agreed upon in writing between the applicant and the authority, the authority have not given notice, under sub-paragraph (4), to the applicant of their decision upon the application, the authority shall be treated as having, at the end of that period or, as the case may be, that extended period—
  • (a) agreed to the first review date being postponed, and
  • (b) determined that the date referred to in sub-paragraph (2)(c) be substituted for the first review date.

Application to determine the conditions to which the mineral permissions relating to a mining site are to be subject

6
  • (1) Any person who is the owner of any land, or who is entitled to an interest in a mineral, may, if that land or mineral is or forms part of a mining site, apply to the planning authority to determine the conditions to which the mineral permissions relating to that site are to be subject.
  • (2) An application under this paragraph shall be in writing and shall—
  • (a) identify the mining site in respect of which the application is made and state that the application is made in connection with the first periodic review of the mineral permissions relating to that site,
  • (b) specify the land or minerals comprised in the site of which the applicant is the owner or, as the case may be, in which the applicant is entitled to an interest,
  • (c) identify the mineral permissions relating to the site,
  • (d) identify, and give a postal address for, each other person that the applicant knows or, after reasonable inquiry, has cause to believe to be an owner of any land, or entitled to any interest in any mineral, comprised in the site,
  • (e) set out the conditions to which the applicant proposes the permissions referred to in paragraph (c) should be subject, and
  • (f) be accompanied by the appropriate certificate.
  • (3) For the purposes of sub-paragraph (2), the appropriate certificate is each of the certificates which would be required, under or by virtue of sections 34 and 35, to accompany the application if it were an application for planning permission for minerals development, but with such modifications as are required for the purposes of this paragraph; and sections 34(3) and(4) and 35(5) shall have effect in relation to any certificate purporting to be the appropriate certificate.
  • (4) Where the planning authority receive an application under this paragraph in relation to a mining site they shall determine the conditions to which each mineral permission relating to the site is to be subject.
  • (5) The conditions imposed by virtue of a determination under sub-paragraph (4)—
  • (a) may include any conditions which may be imposed on a grant of planning permission for minerals development;
  • (b) may be in addition to, or in substitution for, any existing conditions to which the permission in question is subject.
  • (6) In determining that a mineral permission is to be subject to any condition relating to development for which planning permission is granted by a development order, the planning authority shall have regard to any guidance issued for the purpose by the Secretary of State.
  • (7) Subject to sub-paragraph (8), where, within the period of three months of the planning authority having received an application under this paragraph, or within such extended period as may at any time be agreed upon in writing between the applicant and the authority, the authority have not given notice to the applicant of their decision upon the application, the authority shall be treated as having at the end of that period or, as the case may be, that extended period, determined that the conditions to which any mineral permission to which the application relates is to be subject are those specified in the application as being proposed in relation to that permission; and any such permission shall, from that time, have effect subject to those conditions.
  • (8) Where a planning authority, having received an application under this paragraph, are of the opinion that they are unable to determine the application unless further details are supplied to them, they shall within the period of one month from having received the application give notice to the applicant—
  • (a) stating that they are of such opinion, and
  • (b) specifying the further details which they require,

and where the authority so serve such a notice the period of three months referred to in sub-paragraph (7) shall run not from the authority having received the application but from the time when the authority have received all the further details specified in the notice.

  • (9) Without prejudice to the generality of sub-paragraph (8), the further details which may be specified in a notice under that sub-paragraph include any—
  • (a) information, plans or drawings, or
  • (b) evidence verifying any particulars of details supplied to the authority in respect of the application in question,

which it is reasonable for the authority to request for the purpose of enabling them to determine the application.

Permissions ceasing to have effect

7

Where no application under paragraph 6 in respect of a mining site has been served on the planning authority by the first review date, or by such later date as may at any time be agreed upon in writing between the applicant and the authority, each mineral permission—

  • (a) relating to the site, and
  • (b) identified in the notice served in relation to the site under paragraph 4,

shall cease to have effect, except in so far as it imposes any restoration or aftercare condition, on the day following the first review date or, as the case may be, such later agreed date.

Reference of applications to the Secretary of State

8
  • (1) The Secretary of State may give directions requiring applications made under paragraph 6 to any planning authority to be referred to him for determination instead of being dealt with by the authority.
  • (2) A direction under sub-paragraph (1) may relate either to a particular application or to applications of a class specified in the direction.
  • (3) Where an application is referred to the Secretary of State in accordance with a direction under sub-paragraph (1)—
  • (a) subject to paragraph (b), paragraph 6(4) and (5), and paragraph 11 so far as relating to applications under paragraph 6, shall apply, with any necessary modifications, to his determination of the application as they apply to the determination of applications by the planning authority,
  • (b) before determining the application the Secretary of State must, if either the applicant or the planning authority so wish, give each of them an opportunity of appearing before and being heard by a person appointed by the Secretary of State for the purpose, and
  • (c) the decision of the Secretary of State on the application shall be final.

Appeals

9
  • (1) Where on an application under paragraph 6 the planning authority determine conditions that differ in any respect from the proposed conditions set out in the application, the applicant may appeal to the Secretary of State.
  • (2) An appeal under sub-paragraph (1) must be made by giving notice of appeal to the Secretary of State, before the end of the period of six months beginning with the determination, on a form supplied by or on behalf of the Secretary of State for use for that purpose, and giving, so far as reasonably practicable, the information required by that form.
  • (3) Paragraph 18 of Schedule 8 shall apply to appeals under sub-paragraph (1) as it applies to appeals under paragraph 17 of that Schedule.
  • (4) Sections 237 to 239 shall have effect as if the action mentioned in section 237(3) included any decision of the Secretary of State—
  • (a) on an appeal under sub-paragraph (1), or
  • (b) on an application under paragraph 6 referred to him under paragraph 8.
  • (5) Schedule 4 shall apply to appeals under sub-paragraph (1).

Time from which conditions determined under this Schedule are to take effect

10
  • (1) Where an application has been made under paragraph 6 in respect of a mining site, each of the mineral permissions relating to the site shall, from the time when the application is finally determined, have effect subject to the conditions to which it is determined under this Schedule that that permission is to be subject.
  • (2) Sub-paragraph (1) is without prejudice to paragraph 6(7).

Two or more applicants

11
  • (1) Where a planning authority have received from any person a duly made application under paragraph 5 or 6—
  • (a) that person may not make any further application under the paragraph in question in respect of the same site, and
  • (b) if the application has been determined, whether or not in the case of an application under paragraph 6 it has been finally determined, no other person may make an application under the paragraph in question in respect of the same site.
  • (2) Where—
  • (a) a planning authority have received from any person in respect of a mineral site a duly made application under paragraph 5 or 6; and
  • (b) the authority receive from another person a duly made application under the paragraph in question in respect of the same site,

then for the purpose of the determination of the applications and any appeal against such a determination, this Schedule shall have effect as if the applications were a single application received by the authority on the date on which the later application was received by the authority and references to the applicant shall be read as references to either or any of the applicants.

Second and subsequent periodic reviews

12
  • (1) In this paragraph, in relation to a mining site, but subject to paragraph 5 as applied by sub-paragraph (2), “review date” means—
  • (a) in the case of the second periodic review, the date falling fifteen years after the date upon which was finally determined an application made under paragraph 6 in respect of the site, and
  • (b) in the case of subsequent periodic reviews, the date falling fifteen years after the date upon which there was last finally determined under this Schedule an application made in respect of that site under paragraph 6 as applied by sub-paragraph (2).
  • (2) Paragraphs 4 to 11 shall apply in respect of the second or any subsequent periodic review of the mineral permissions relating to a mining site as they apply to the first such periodic review, but as if—
  • (a) any reference in those paragraphs to the “first review date” were a reference to the review date, and
  • (b) the references in paragraphs 4(1) and 6(2)(a) to the first periodic review were references to the periodic review in question.

Compensation

13
  • (1) This paragraph applies where—
  • (a) an application made under paragraph 6 in respect of a mining site is finally determined,
  • (b) the conditions to which the mineral permissions relating to the site are to be subject, as determined under this Schedule, differ in any respect from the proposed conditions set out in the application, and
  • (c) the effect of the new conditions, except in so far as they are restoration or aftercare conditions, as compared with the effect of the existing conditions, except in so far as they were restoration or aftercare conditions, is to restrict working rights in respect of the site.
  • (2) For the purposes of this paragraph—
  • the new conditions”, in relation to a mining site, means the conditions, determined under this Schedule, to which the mineral permissions relating to the site are to be subject; and
  • the existing conditions”, in relation to a mining site, means the conditions to which the mineral permissions relating to the site were subject immediately prior to the final determination of the application made under paragraph 6 in respect of that site.
  • (3) For the purposes of this paragraph, working rights are restricted in respect of a mining site if any of—
  • (a) the size of the area which may be used for the winning and working of minerals or the depositing of mineral waste,
  • (b) the depth to which operations for the winning and working of minerals may extend,
  • (c) the height of any deposit of mineral waste,
  • (d) the rate at which any particular mineral may be extracted,
  • (e) the rate at which any particular mineral waste may be deposited,
  • (f) the period at the expiry of which any winning or working of minerals or depositing of mineral waste is to cease, or
  • (g) the total quantity of minerals which may be extracted from, or of mineral waste which may be deposited on, the site,

is restricted or reduced in respect of the mining site in question.

  • (4) In a case to which this paragraph applies, but subject to sub-paragraph (6), Parts IV and X of this Act shall have effect as if an order made under section 65—
  • (a) had been confirmed by the Secretary of State under section 66 at the time when the application in question was finally determined, and
  • (b) as so confirmed, had effect to modify those permissions to the extent specified in sub-paragraph (6).
  • (5) For the purposes of this paragraph, the order referred to in sub-paragraph (4) is one whose only effect adverse to the interests of any person having an interest in the land or minerals comprised in the mineral site is to restrict working rights in respect of the site to the same extent as the relevant restriction.
  • (6) For the purposes of Schedule 13 and of any regulations made under that Schedule, the permissions treated as being modified by the order mentioned in sub-paragraph (4) shall be treated as if they were planning permissions for development which neither consists of nor includes any minerals development.

SCHEDULE 11

1
  • (1) The carrying out of—
  • (a) the rebuilding, as often as occasion may require, of any building which was in existence on 1st July 1948, or of any building which was in existence before that date but was destroyed or demolished after 7th January 1937, including the making good of war damage sustained by any such building;
  • (b) the rebuilding, as often as occasion may require, of any building erected after 1st July 1948 which was in existence at a material date;
  • (c) works for the maintenance, improvement or other alteration of any building, being works which—
  • (i) affect only the interior of the building, or do not materially affect the external appearance of the building, and
  • (ii) are works for making good war damage,

so long as the cubic content of the original building, as ascertained by external measurement, is not substantially exceeded.

  • (2) In sub-paragraph (1) “war damage” has the same meaning as in the War Damage Act 1943.
2

The use as two or more separate dwellinghouses of any building which at a material date was used as a single dwellinghouse.

3

Where after 1st July 1948—

  • (a) any buildings or works have been erected or constructed, or any use of land has been instituted, and
  • (b) any condition imposed under Part III or by virtue of section 242A of this Act, limiting the period for which those buildings or works may be retained, or that use may be continued, has effect in relation to those buildings or works or that use,

this Schedule shall not operate except as respects the period specified in that condition.

4

For the purposes of paragraph 1 the cubic content of a building is substantially exceeded—

  • (a) in the case of a dwellinghouse, if it is exceeded by more than one-tenth or 1,750 cubic feet, whichever is the greater, and
  • (b) in any other case, if it is exceeded by more than one-tenth.
5
  • (1) In this Schedule “at a material date” means at either—
  • (a) 1st July 1948, or
  • (b) the date by reference to which this Schedule falls to be applied in the particular case in question.
  • (2) Sub-paragraph (1)(b) shall not apply in relation to any buildings, works or use of land in respect of which, whether before or after the date mentioned in that sub-paragraph, an enforcement notice served before that date has become or becomes effective.
6
  • (1) In relation to a building erected after 1st July 1948 which results from the carrying out of any such works as are described in paragraph 1, any reference in this Schedule to the original building is a reference to the building in relation to which those works were carried out and not to the building resulting from the carrying out of those works.
  • (2) This paragraph does not apply for the purposes of sections 82 or 88.

SCHEDULE 12

1

Where the building to be rebuilt or altered is the original building, the amount of gross floor space in the building as rebuilt or altered which may be used for any purpose shall not exceed by more than 10 per cent. the amount of gross floor space which was last used for that purpose in the original building.

2

Where the building to be rebuilt or altered is not the original building, the amount of gross floor space in the building as rebuilt or altered which may be used for any purpose shall not exceed the amount of gross floor space which was last used for that purpose in the building before the rebuilding or alteration.

3

In determining under this Schedule the purpose for which floor space was last used in any building, no account shall be taken of any use in respect of which an effective enforcement notice has been or could be served or, in the case of a use which has been discontinued, could have been served immediately before the discontinuance.

4
  • (1) For the purposes of this Schedule gross floor space shall be ascertained by external measurement.
  • (2) Where different parts of a building are used for different purposes, floor space common to those purposes shall be apportioned rateably.
5

In relation to a building erected after 1st July 1948 which is a building resulting from the carrying out of any such works as are described in paragraph 1 of Schedule 11, any reference in this Schedule to the original building is a reference to the building in relation to which those works were carried out and not to the building resulting from the carrying out of those works.

SCHEDULE 13

Power to modify compensation provisions

1
  • (1) The Secretary of State may by regulations . . . provide, in relation to orders made under—
  • (a) section 65 modifying planning permission for development consisting of the winning or working of minerals or involving the depositing of mineral waste, or
  • (b) section 71, and paragraph 1, 3, 5 or 6 of Schedule 8 with respect to such winning and working or depositing,

that sections 76, 83, 87, 232 and 233 shall have effect subject, in such cases as may be prescribed, to such modifications as may be prescribed.

  • (2) Without prejudice to the generality of sub-paragraph (1), such regulations may make provision—
  • (a) as to circumstances in which compensation is not to be payable;
  • (b) for the modification of the basis on which any amount to be paid by way of compensation is to be assessed;
  • (c) for the assessment of any such amount on a basis different from that on which it would otherwise have been assessed,

and may also make different provision for different cases, and incidental or supplementary provision.

  • (3) Such regulations shall be of no effect unless approved by a resolution of each House of Parliament.
  • (4) Before making any such regulations, the Secretary of State shall consult such persons as appear to him to be representative of—
  • (a) persons carrying out mining operations;
  • (b) owners of interests in land containing minerals;
  • (c) planning authorities.

Determination of claims

2

The references in section 86 to questions of disputed compensation under Part IV include references to questions of disputed compensation under sections 76, 83, 87, 232 and 233 as modified by regulations under paragraph 1.

SCHEDULE 14

Land allocated for public authority functions in development plans etc.

1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

2
  • (1) This paragraph applies to land which—
  • (a) is allocated for the purposes of any such functions as are mentioned in sub-paragraph (1A) by a local development plan in force, or
  • (b) is land defined in such a plan as the site of proposed development for the purposes of any such functions.
  • (1A) The functions are—
  • (a) the functions of a government department, local authority or statutory undertaker,
  • (b) the provision by an electronic communications operator of an electronic communications code network, or
  • (c) the provision by a former PTO of a public electronic communications network or a public electronic communications service.
  • (2) In sub-paragraph (1), the reference to a local development plan in force includes a reference to a proposed local development plan which has been submitted to the Scottish Ministers under section 18(3)(b) or 19A(5)(b)(ii).
  • (3) Sub-paragraph (2) ceases to apply—
  • (a) when the proposed local development plan (whether or not modified) is constituted under section 20(1) as the local development plan, or
  • (b) when as regards the proposed local development plan the planning authority arrive at the consideration mentioned in section 19A(6).
  • (4) In sub-paragraph (2) references to anything done under any provision include references to anything done under that provision as it applies by virtue of section 23B.
3

This paragraph applies to land indicated in a plan (other than a development plan) approved by a resolution passed by a planning authority for the purpose of the exercise of their powers under Part III as land which may be required for the purposes of any functions of a government department, local authority or statutory undertakers.

4

This paragraph applies to land in respect of which a planning authority—

  • (a) have resolved to take action to safeguard it for development for the purposes of any such functions as are mentioned in paragraph 3, or
  • (b) have been directed by the Secretary of State to restrict the grant of planning permission in order to safeguard it for such development.

New towns and urban development areas

5
  • (1) This paragraph applies to land within an area described as the site of a proposed new town in the draft of an order in respect of which a notice has been published under paragraph 2 of Schedule 1 to the New Towns (Scotland) Act 1968.
  • (2) Land shall cease to be within this paragraph when—
  • (a) the order comes into force (whether in the form of the draft or with modifications), or
  • (b) the Secretary of State decides not to make the order.
6

This paragraph applies to land within an area designated as the site of a proposed new town by an order which has come into operation under section 1 of the New Towns (Scotland) Act 1968.

7
  • (1) This paragraph applies to land which is—
  • (a) within an area intended to be designated as an urban development area by an order which has been made under section 134 of the Local Government, Planning and Land Act 1980 but has not come into effect, or
  • (b) within an area which has been so designated by an order under that section which has come into effect.
  • (2) Land shall cease to be within this paragraph when the order comes into force.

Housing action areas

8

This paragraph applies to land within an area declared to be a housing action area by a resolution under section 89, 90 or 91 of the Housing (Scotland) Act 1987 in relation to houses or parts of buildings which have been identified in accordance with section 92(4)(c) of that Act.

9

This paragraph applies to land which is surrounded by or adjoining an area declared to be a housing action area by a resolution under section 89, 90 or 91 of the Housing (Scotland) Act 1987 whether or not the resolution identifies any of the buildings in accordance with section 92(4)(a) of that Act.

Roads

10

This paragraph applies to land indicated in a development plan (otherwise than by being dealt with in a manner mentioned in paragraphs 1, 2, 3 and 4) as—

  • (a) land on which a road is proposed to be constructed, or
  • (b) land to be included in a road as proposed to be improved or altered.
11
  • (1) This paragraph applies to land on or adjacent to the line of a road proposed to be constructed, improved or altered, as indicated in an order or scheme—
  • (a) which has come into operation under, or
  • (b) which is proposed to be made or conferred under, and in respect of which a notice has been published under Schedule 1 to,

the Roads (Scotland) Act 1984, being land in relation to which a power of compulsory acquisition conferred by that Act may become exercisable, as being land required for purposes of construction, improvement or alteration as indicated in the order or scheme.

  • (2) Land shall cease to be within sub-paragraph (1)(b) when—
  • (a) the relevant order or scheme comes into operation (whether in its original form or with modifications), or
  • (b) the Secretary of State decides not to confirm or make the order or scheme.
12

This paragraph applies to land shown on plans approved by a resolution of a roads authority as land comprised in the site of a road as proposed to be constructed, improved or altered by that authority.

13

This paragraph applies to land comprised in the site of a road as proposed to be constructed, improved or altered by the Secretary of State if the Secretary of State has given written notice of the proposal, together with maps or plans sufficient to identify the land in question, to the planning authority.

Compulsory purchase

14

This paragraph applies to land authorised by a special enactment to be compulsorily acquired, or land falling within the limits of deviation within which powers of compulsory acquisition conferred by a special enactment are exercisable.

15
  • (1) This paragraph applies to land in respect of which—
  • (a) a compulsory purchase order is in force, or
  • (b) there is in force a compulsory purchase order providing for the acquisition of a right in or over that land,

and the appropriate authority have power to serve, but have not served, notice to treat in respect of the land or, as the case may be, the right or rights.

  • (2) This paragraph applies also to land in respect of which—
  • (a) a compulsory purchase order has been submitted for confirmation to, or been prepared in draft by, a Minister, and
  • (b) a notice has been published under paragraph 3(1)(a) of Schedule 1 to the Acquisition of Land (Authorisation Procedure) (Scotland) Act 1947 or under any corresponding enactment applicable to it.
  • (3) Sub-paragraph (2) shall cease to apply when—

Reading this document does not replace reading the official text published on legislation.gov.uk. Contains public sector information licensed under the Open Government Licence v3.0. We assume no responsibility for any inaccuracies arising from the conversion of the original CLML XML to this format.

This text is published under legislation.gov.uk's own terms of reuse, not a Legalize or public-domain licence. legislation.gov.uk
Open Government Licence v3.0 (attribution required)
© Crown and database right. Derived from content available under the Open Government Licence v3.0 from legislation.gov.uk.