The Export of Goods (Control) Order 1994

Type Statutory-Instrument
Publication 1994-04-24
State In force
Department King's Printer of Acts of Parliament
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  • (1) High-speed cinema recording cameras using any film format from 8 mm to 16 mm inclusive, in which the film is continuously advanced throughout the recording period, and that are capable of recording at framing rates exceeding 13,150 frames per second;
  • Note: This sub-head does not specify cinema recording cameras for normal civil purposes.
  • (2) Mechanical high speed cameras, in which the film does not move, capable of recording at rates exceeding 1,000,000 frames per second for the full framing height of 35 mm film, or at proportionately higher rates for lesser frame heights, or at proportionately lower rates for greater frame heights;
  • (3) Mechanical or electronic streak cameras with writing speeds exceeding 10 mm per microsecond;
  • (4) Electronic framing cameras having a speed exceeding 1,000,000 frames per second;
  • (5) Electronic cameras having:
  • (a) An electronic shutter speed (gating capability) of less than 1 microsecond per full frame; and
  • (b) A read out time allowing a framing rate of more than 125 full frames per second;
  • (b) Imaging cameras[^f00051], as follows:
  • Note: Head b. of this entry does not specify television or video cameras specially designed for television broadcasting.
  • (1) Video cameras incorporating solid state sensors, having any of the following:
  • (a) More than 4 × 10⁶ active pixels per solid state array for monochrome (black and white) cameras;
  • (b) More than 4 × 10⁶ active pixels per solid state array for colour cameras incorporating three solid state arrays; or
  • (c) More than 12 × 10⁶ active pixels for solid state array colour cameras incorporating one solid state array;
  • (2) Scanning cameras and scanning camera systems:
  • (a) Incorporating linear detector arrays with more than 8,192 elements per array; and
  • (b) Having mechanical scanning in one direction;
  • (3) Incorporating image intensifiers specified in sub-head a.2.a. of entry 6A002;
  • (4) Incorporating focal plane arrays specified in sub-head a.3. of entry 6A002.
  • Note: For cameras specially designed or modified for underwater use, see heads d. and e. of entry 8A002.
  • (6A004) Optics
  • (a) Optical mirrors (reflectors), as follows:
  • (1) Deformable mirrors with either continuous or multi-element surfaces, and specially designed components therefor, capable of dynamically repositioning portions of the surface of the mirror at rates exceeding 100 Hz;
  • (2) Lightweight monolithic mirrors with an average equivalent density of less than 30 kg/m² and a total weight exceeding 10 kg;
  • (3) Lightweight composite or foam mirror structures with an average equivalent density of less than 30 kg/m² and a total weight exceeding 2 kg;
  • (4) Beam steering mirrors more than 100 mm in diameter or length of major axis which maintain a flatness of lambda/2 or better (lambda is equal to 633 nm) with a control bandwidth exceeding 100 Hz;
  • (b) Optical components made from zinc selenide (ZnSe) or zinc sulphide (ZnS) with transmission in the wavelength range exceeding 3,000 nm but not exceeding 25,000 nm and either of the following:
  • (1) Exceeding 100 cm³ in volume; or
  • (2) Exceeding 80 mm in diameter or length of major axis and 20 mm in thickness (depth);
  • (c) Space-qualified components for optical systems, as follows:
  • (1) Lightweighted to less than 20% equivalent density compared with a solid blank of the same aperture and thickness;
  • (2) Substrates, substrates with surface coatings (single-layer or multi-layer, metallic or dielectric, conducting, semiconducting or insulating) or with protective films;
  • (3) Segments or assemblies of mirrors designed to be assembled in space into an optical system with a collecting aperture equivalent to or larger than a single optic 1 metre in diameter;
  • (4) Manufactured from composite materials having a coefficient of linear thermal expansion equal to or less than 5 × 10−6 in any coordinate direction;
  • (d) Optical filters, as follows:
  • (1) For wavelengths longer than 250 nm, comprised of multi-layer optical coatings and having either of the following:
  • (a) Bandwidths equal to or less than 1 nm Full Width Half Intensity (FWHI) and peak transmission of 90% or more; or
  • (b) Bandwidths equal to or less than 0.1 nm FWHI and peak transmission of 50% or more;
  • Note: Sub-head d.1. of this entry does not specify optical filters with fixed air gaps or Lyot-type filters.
  • (2) For wavelengths longer than 250 nm, having all of the following:
  • (a) Tunable over a spectral range of 500 nm or more;
  • (b) Instantaneous optical bandpass of 1.25 nm or less;
  • (c) Wavelength resettable within 0.1 ms to an accuracy of 1 nm or better within the tunable spectral range; and
  • (d) A single peak transmission of 91% or more;
  • (3) Optical opacity switches (filters) with a field of view of 30° or wider and a response time equal to or less than 1 ns;
  • (e) Optical control equipment, as follows:
  • (1) Specially designed to maintain the surface figure or orientation of the space-qualified components specified in sub-heads c.1. or c.3. of this entry;
  • (2) Having steering, tracking, stabilization or resonator alignment bandwidths equal to or more than 100 Hz and an accuracy of 10 microradians or less;
  • (3) Gimbals having a maximum slew exceeding 5°, a bandwidth equal to or more than 100 Hz, and either of the following:
  • (a)
1.

Exceeding 0.15 m but not exceeding 1 m in diameter or major axis length;

2.

Capable of angular accelerations exceeding 2 radians/s²; and

3.

Having angular pointing errors equal to or less than 200 microradians; or

  • (b)
1.

Exceeding 1 m in diameter or major axis length;

2.

Capable of angular accelerations exceeding 0.5 radians/²; and

3.

Having angular pointing errors equal to or less than 200 microradians;

  • (4) Specially designed to maintain the alignment of phased array or phased segment mirror systems consisting of mirrors with a segment diameter or major axis length of 1 m or more;
  • (f) Fluoride fibre cable, or optical fibres therefor, having an attenuation of less than 4 dB/km in the wavelength range exceeding 1,000 nm but not exceeding 3,000 nm.
  • (6A005) Lasers, components and optical equipment, as follows[^f00052]:
  • Notes: Pulsed lasers include those that run in a continuous wave (CW) mode with pulses superimposed. Pulse-excited lasers include those that run in a continuously excited mode with pulse excitation superimposed. The status of Raman lasers is determined by the parameters of the pumping source lasers. The pumping source lasers can be any of the lasers described below.
  • (a) Gas lasers, as follows:
  • (1) Excimer lasers having any of the following:
  • (a) An output wavelength not exceeding 150 nm and:
  • (1) An output energy exceeding 50 mJ per pulse; or
  • (2) An average or CW output power exceeding 1 W;
  • (b) An output wavelength exceeding 150 nm but not exceeding 190 nm and:
  • (1) An output energy exceeding 1.5 J per pulse; or
  • (2) An average or CW output power exceeding 120 W;
  • (c) An output wavelength exceeding 190 nm but not exceeding 360 nm and:
  • (1) An output energy exceeding 10 J per pulse; or
  • (2) An average or CW output power exceeding 500 W; or
  • (d) An output wavelength exceeding 360 nm and:
  • (1) An output energy exceeding 1.5 J per pulse; or
  • (2) An average or CW output power exceeding 30 W;
  • (2) Metal vapour lasers, as follows:
  • (a) Copper (Cu) lasers with an average or CW output power exceeding 20 W;
  • (b) Gold (Au) lasers with an average or CW output power exceeding 5 W;
  • (c) Sodium (Na) lasers with an output power exceeding 5 W;
  • (d) Barium (Ba) lasers with an average or CW output power exceeding 2 W;
  • (3) Carbon monoxide (CO) lasers having either:
  • (a) An output energy exceeding 2 J per pulse and a pulsed peak power exceeding 5 kW; or
  • (b) An average or CW output power exceeding 5 kW;
  • (4) Carbon dioxide (CO₂) lasers having any of the following:
  • (a) A CW output power exceeding 10 kW;
  • (b) A pulsed output with a pulse duration exceeding 10 microseconds and:
  • (1) An average output power exceeding 10 kW; or
  • (2) A pulsed peak power exceeding 100 kW; or
  • (c) A pulsed output with a pulse duration equal to or less than 10 microseconds and:
  • (1) A pulse energy exceeding 5 J per pulse and peak power exceeding 2.5 kW; or
  • (2) An average output power exceeding 2.5 kW;
  • (5) Chemical lasers, as follows:
  • (a) Hydrogen Fluoride (HF) lasers;
  • (b) Deuterium Fluoride (DF) lasers;
  • (c) Transfer lasers:
  • (1) Oxygen Iodine (O₂-I) lasers;
  • (2) Deuterium Fluoride-Carbon dioxide (DF-CO₂) lasers;
  • (6) Gas discharge and ion lasers, i.e., krypton ion or argon ion lasers, as follows:
  • (a) An output energy exceeding 1.5 J per pulse and a pulsed peak power exceeding 50 W; or
  • (b) An average or CW output power exceeding 50 W; or
  • (7) Other gas lasers, except nitrogen lasers, having any of the following:
  • (a) An output wavelength not exceeding 150 nm and:
  • (1) An output energy exceeding 50 mJ per pulse and a pulsed peak power exceeding 1 W; or
  • (2) An average or CW output power exceeding 1 W;
  • (b) An output wavelength exceeding 150 nm but not exceeding 800 nm and:
  • (1) An output energy exceeding 1.5 J per pulse and a pulsed peak power exceeding 30 W; or
  • (2) An average or CW output power exceeding 30 W;
  • (c) An output wavelength exceeding 800 nm but not exceeding 1,400 nm and:
  • (1) An output energy exceeding 0.25 J per pulse and a pulsed peak power exceeding 10 W; or
  • (2) An average or CW output power exceeding 10 W; or
  • (d) An output wavelength exceeding 1,400 nm and an average or CW output power exceeding 1 W;
  • (b) Semiconductor lasers, as follows:
  • Notes: Semiconductor lasers are commonly called laser diodes. The control on export of semiconductor lasers specially designed for other equipment is determined by the export control requirements applying to that other equipment.
  • (1) Individual, single-transverse mode semiconductor lasers having:
  • (a) An average output power exceeding 100 mW; or
  • (b) A wavelength exceeding 1,050 nm;
  • (2) Individual, multiple-transverse mode semiconductor lasers, or arrays of individual semiconductor lasers, having:
  • (a) An output energy exceeding 500 microjoules per pulse and a pulsed peak power exceeding 10 W;
  • (b) An average or CW output power exceeding 10 W; or
  • (c) A wavelength exceeding 1,050 nm;
  • (c) Solid state lasers, as follows:
  • (1) Tunable lasers having any of the following:
  • Note: Sub-head c.1. of this entry includes titanium-sapphire (Ti: Al²O³), thulium-YAG (Tm: YAG), thulium-YSGG (Tm: YSGG), alexandrite (Cr: BeAl²O⁴) and colour centre lasers.
  • (a) An output wavelength less than 600 nm and:
  • (1) An output energy exceeding 50 mJ per pulse and a pulsed peak power exceeding 1 W; or
  • (2) An average or CW output power exceeding 1 W;
  • (b) An output wavelength of 600 nm or more but not exceeding 1,400 nm and:
  • (1) An output energy exceeding 1 J per pulse and a pulsed peak power exceeding 20 W; or
  • (2) An average or CW output power exceeding 20 W; or
  • (c) An output wavelength exceeding 1,400 nm and:
  • (1) An output energy exceeding 50 mJ per pulse and a pulsed peak power exceeding 1 W; or
  • (2) An average or CW output power exceeding 1 W;
  • (2) Non-tunable lasers, as follows:
  • Note: Sub-head c.2. of this entry includes atomic transition solid state lasers.
  • (a) Ruby lasers having an output energy exceeding 20 J per pulse;
  • (b) Neodymium glass lasers, as follows:
  • (1) Q-switched lasers having:
  • (a) An output energy exceeding 20 J but not exceeding 50 J per pulse and an average output power exceeding 10 W; or
  • (b) An output energy exceeding 50 J per pulse;
  • (2) Non-Q-switched lasers having:
  • (a) An output energy exceeding 50 J but not exceeding 100 J per pulse and an average output power exceeding 20 W; or
  • (b) An output energy exceeding 100 J per pulse;
  • (c) Neodymium-doped (other than glass) lasers[^f00053], as follows, with an output wavelength exceeding 1,000 nm but not exceeding 1,100 nm:
  • Note: For Neodymium-doped (other than glass) lasers having an output wavelength not exceeding 1,000 nm or exceeding 1,100 nm, see sub-head c.2.d. of this entry.
  • (1) Pulse excited, mode-locked, Q-switched lasers with a pulse duration of less than 1 ns and:
  • (a) A peak power exceeding 5 GW;
  • (b) An average output power exceeding 10 W; or
  • (c) A pulsed energy exceeding 0.1 J;
  • (2) Pulse-excited, Q-switched lasers, with a pulse duration equal to or more than 1 ns, and:
  • (a) A single-transverse mode output with:
  • (1) A peak power exceeding 100 MW;
  • (2) An average output power exceeding 20 W; or
  • (3) A pulsed energy exceeding 2 J; or
  • (b) A multiple-transverse mode output with:
  • (1) A peak power exceeding 200 MW;
  • (2) An average output power exceeding 50 W; or
  • (3) A pulsed energy exceeding 2 J;
  • (3) Pulse-excited, non-Q-switched lasers, having:
  • (a) A single-transverse mode output with:
  • (1) A peak power exceeding 500 kW; or
  • (2) An average output power exceeding 150 W; or
  • (b) A multiple-transverse mode output with:
  • (1) A peak power exceeding 1 MW; or
  • (2) An average power exceeding 500 W;
  • (4) Continuously excited lasers having:
  • (a) A single-transverse mode output with:
  • (1) A peak power exceeding 500 kW; or
  • (2) An average or CW output power exceeding 150 W; or
  • (b) A multiple-transverse mode output with:
  • (1) A peak power exceeding 1 MW; or
  • (2) An average or CW output power exceeding 500 W;
  • (d) Other non-tunable lasers, having any of the following:
  • (1) A wavelength less than 150 nm and:
  • (a) An output energy exceeding 50 mJ per pulse and a pulsed peak power exceeding 1 W; or
  • (b) An average or CW output power exceeding 1 W;
  • (2) A wavelength of 150 nm or more but not exceeding 800 nm and:
  • (a) An output energy exceeding 1.5 J per pulse and a pulsed peak power exceeding 30 W; or
  • (b) An average or CW output power exceeding 30 W;
  • (3) A wavelength exceeding 800 nm but not exceeding 1,400 nm, as follows:
  • (a) Q-switched lasers with:
  • (1) An output energy exceeding 0.5 J per pulse and a pulsed peak power exceeding 50 W; or
  • (2) An average output power exceeding:
  • (a) 10 W for single-mode lasers;
  • (b) 30 W for multimode lasers;
  • (b) Non-Q-switched lasers with:
  • (1) An output energy exceeding 2 J per pulse and a pulsed peak power exceeding 50 W; or
  • (2) An average or CW output power exceeding 50 W; or
  • (4) A wavelength exceeding 1,400 nm and:
  • (a) An output energy exceeding 100 mJ per pulse and a pulsed peak power exceeding 1 W; or
  • (b) An average or CW output power exceeding 1 W;
  • (d) Dye and other liquid lasers, having any of the following:
  • (1) A wavelength less than 150 nm and:
  • (a) An output energy exceeding 50 mJ per pulse and a pulsed peak power exceeding 1 W; or
  • (b) An average or CW output power exceeding 1 W;
  • (2) A wavelength of 150 nm or more but not exceeding 800 nm and:
  • (a) An output energy exceeding 1.5 J per pulse and a pulsed peak power exceeding 20 W;
  • (b) An average or CW output power exceeding 20 W; or
  • (c) A pulsed single longitudinal mode oscillator with an average output power exceeding 1 W and a repetition rate exceeding 1 kHz if the pulse duration is less than 100 ns;
  • (3) A wavelength exceeding 800 nm but not exceeding 1,400 nm and:
  • (a) An output energy exceeding 0.5 J per pulse and a pulsed peak power exceeding 10 W; or
  • (b) An average or CW output power exceeding 10 W; or
  • (4) A wavelength exceeding 1,400 nm and:
  • (a) An output energy exceeding 100 mJ per pulse and a pulsed peak power exceeding 1 W; or
  • (b) An average or CW output power exceeding 1 W;
  • (e) Free electron lasers;
  • (f) Components, as follows:
  • (1) Mirrors cooled either by active cooling or by heat pipe cooling, 1 mm or less below the reflective surface;
  • Note: Active cooling is a cooling technique for optical components using flowing fluids within the subsurface of the optical component to remove heat from the optic.
  • (2) Optical mirrors or transmissive or partially transmissive optical or electro-optical components specially designed for use with specified lasers;
  • (g) Optical equipment[^f00054], as follows:
  • (1) Dynamic wavefront (phase) measuring equipment capable of mapping at least 50 positions on a beam wavefront with:
  • (a) Frame rates equal to or more than 100 Hz and phase discrimination of at least 5% of the beam’s wavelength; or
  • (b) Frame rates equal to or more than 1,000 Hz and phase discrimination of at least 20% of the beam’s wavelength;
  • (2) Laser diagnostic equipment capable of measuring Super-High Power Laser (SHPL) system angular beam steering errors of equal to or less than 10 microradians;
  • (3) Optical equipment, assemblies or components specially designed for a phased-array SHPL system for coherent beam combination to an accuracy of Lambda/10 at the designed wavelength, or 0.1 micrometre, whichever is the smaller;
  • (4) Projection telescopes specially designed for use with SHPL systems.
  • (6A006) Magnetometers, magnetic gradiometers, intrinsic magnetic gradiometers and compensation systems, and specially designed components therefor, as follows:
  • Note: This entry does not specify instruments specially designed for biomagnetic measurements for medical diagnostics, unless they incorporate unembedded sensors specified in head h. of this entry.
  • (a) Magnetometers using superconductive, optically pumped or nuclear precession (proton/Overhauser) technology having a noise level (sensitivity) lower (better) than 0.05 nT rms per square root Hz;
  • (b) Induction coil magnetometers having a noise level (sensitivity) lower (better) than:
  • (1) 0.05 nT rms per square root Hz at frequencies of less than 1 Hz;
  • (2) 1 × 10−3 nT rms per square root Hz at frequencies of 1 Hz or more but not exceeding 10 Hz; or
  • (3) 1 × 10−4 nT rms per square root Hz at frequencies exceeding 10 Hz;
  • (c) Fibre optic magnetometers having a noise level (sensitivity) lower (better) than 1 nT rms per square root Hz;
  • (d) Magnetic gradiometers using multiple magnetometers specified in heads a., b. or c. of this entry;
  • (e) Fibre optic intrinsic magnetic gradiometers having a magnetic gradient field noise level (sensitivity) lower (better) than 0.3 nT/m rms per square root Hz;
  • (f) Intrinsic magnetic gradiometers, using technology other than fibre-optic technology, having a magnetic gradient field noise level (sensitivity) lower (better) than 0.015 nT/m rms per square root Hz;
  • (g) Magnetic compensation systems for magnetic sensors designed for operation on mobile platforms;
  • (h) Superconductive electromagnetic sensors, containing components manufactured from superconductive materials, as follows:
  • (1) Designed for operation at temperatures below the critical temperature of at least one of their superconductive constituents (including Josephson effect devices or superconductive quantum interference devices (SQUIDS));
  • (2) Designed for sensing electromagnetic field variations at frequencies of 1 kHz or less; and
  • (3) Having any of the following characteristics:
  • (a) Incorporating thin-film SQUIDS with a minimum feature size of less than 2 micrometres and with associated input and output coupling circuits;
  • (b) Designed to operate with a magnetic field slew rate exceeding 1 × 10⁶ magnetic flux quanta per second;
  • (c) Designed to function without magnetic shielding in the earth’s ambient magnetic field; or
  • (d) Having a temperature coefficient less (smaller) than 0.1 magnetic flux quantum/K.
  • (6A007) Gravity meters (gravimeters) and gravity gradiometers, as follows[^f00055]:
  • (a) Gravity meters for ground use having a static accuracy of less (better) than 10 microgal;
  • Note: Head a. of this entry does not specify ground gravity meters of the quartz element (Worden) type.
  • (b) Gravity meters for mobile platforms for ground, marine, submersible, space or airborne use having:
  • (1) A static accuracy of less (better) than 0.7 milligal; and
  • (2) An in-service (operational) accuracy of less (better) than 0.7 milligal with a time-to-steady-state registration of less than 2 minutes under any combination of attendant corrective compensations and motional influences;
  • (c) Gravity gradiometers.
  • (6A008) Radar systems, equipment and assemblies having any of the following characteristics, and specially designed components therefor[^f00056]:
  • Note: This entry does not specify: Secondary surveillance radar (SSR); Car radar designed for collision prevention; Displays or monitors used for air traffic control (ATC) having no more than 12 resolvable elements per mm; Meteorological (weather) radar.
  • (a) Operating at frequencies from 40 GHz to 230 GHz and having an average output power exceeding 100 mW;
  • (b) Having a tunable bandwidth exceeding ± 6.25% of the centre operating frequency;
  • Note: The centre operating frequency equals one half of the sum of the highest plus the lowest specified operating frequencies.
  • (c) Capable of operating simultaneously on more than two carrier frequencies;
  • (d) Capable of operating in synthetic aperture (SAR), inverse synthetic aperture (ISAR) or sidelooking airborne (SLAR) radar mode;
  • (e) Incorporating electronically steerable phased array antennae;
  • (f) Capable of heightfinding non-cooperative targets;
  • Note: Head f. of this entry does not specify precision approach radar equipment (PAR) conforming with International Civil Aviation Organisation (ICAO) standards published by ICAO in Annex 10 of Volume 1.
  • (g) Designed specially for airborne (balloon or airframe mounted) operation and having Doppler signal processing for the detection of moving targets;
  • (h) Employing processing of radar signals using:
  • (1) Radar spread spectrum techniques; or
  • (2) Radar frequency agility techniques;
  • (i) Providing ground-based operation with a maximum instrumented range exceeding 185 km;
  • Note: Head i. of this entry does not specify; Fishing ground surveillance radar; Ground radar equipment specially designed for enroute air traffic control and software specially designed for the use thereof, provided: It has a maximum instrumented range of 500 km or less; It is configured so that radar target data can be transmitted only one way from the radar site to one or more civil ATC centres; It contains no provisions for remote control of the radar scan rate from the enroute ATC centre; and It is to be permanently installed.
  • N.B.: The use software must be limited to object code and the minimum amount of source code necessary for installation, operation or maintenance.
  • (j) Laser radar or Light Detection and Ranging (LIDAR) equipment, having either of the following:
  • (1) Space-qualified; or
  • (2) Employing coherent heterodyne or homodyne detection techniques and having an angular resolution of less (better) than 20 microradians;
  • Note: Head j. of this entry does not specify LIDAR equipment specially designed for surveying or for meteorological observation.
  • (k) Having signal processing sub-systems using pulse compression with:
  • (1) A pulse compression ratio exceeding 150; or
  • (2) A pulse width of less than 200 ns; or
  • (l) Having data processing sub-systems with:
  • (1) Automatic target tracking providing, at any antenna rotation, the predicted target position beyond the time of the next antenna beam passage;
  • Note: Sub-head l.1. of this entry does not specify conflict alert capability in ATC systems, or marine or harbour radar.
  • (2) Calculation of target velocity from primary radar having non-periodic (variable) scanning rates;
  • (3) Processing for automatic pattern recognition (feature extraction) and comparison with target characteristic data bases (waveforms or imagery) to identify or classify targets; or
  • (4) Superposition and correlation, or fusion, of target data from two or more geographically dispersed and interconnected radar sensors to enhance and discriminate targets.
  • Note: Sub-head l.4 of this entry does not specify systems, equipment and assemblies used for marine traffic control.
  • (6A102) Radiation hardened detectors, other than those specified in entry 6A002, for use in protecting against nuclear effects (e.g. electromagnetic pulse (EMP), X-rays, combined blast and thermal effects), and usable for missiles, designed or rated to withstand radiation levels which meet or exceed a total irradiation dose of 5 × 10⁵ rads (Si).
  • In this entry, “a detector” means a mechanical, electrical, optical or chemical device that automatically identifies and records, or registers a stimulus such as an environmental change in pressure or temperature, an electrical or electromagnetic signal or radiation from a radioactive material.
  • (6A107) Specially designed components for gravity meters and gravity gradiometers specified in heads b. and c. of entry 6A007.
  • (6A108) Radar systems and tracking systems, other than those specified in entry 6A008, as follows:
  • (a) Radar and laser radar systems designed or modified for use in systems specified in entries 9A004 or 9A104;
  • (b) Precision tracking systems, usable for missiles, as follows:
  • (1) Tracking systems which use a code translator in conjunction with either surface or airborne references or navigation satellite systems to provide real-time measurements of in-flight position and velocity;
  • (2) Range instrumentation radars including associated optical/infrared trackers with all of the following capabilities:
  • (a) angular resolution better than 3 milliradians (0.5 mils);
  • (b) range of 30 km or greater with a range resolution better than 10 m rms;
  • (c) velocity resolution better than 3 m/s.
  • (6A202) Photomultiplier tubes with a photocathode area of greater than 20 cm² having an anode pulse rise time of less than 1 ns.
  • (6A203) Cameras and components, other than those specified in entry 6A003, as follows:
  • (a) Mechanical rotating mirror cameras and specially designed components therefor, as follows:
  • (1) Mechanical framing cameras with recording rates greater than 225,000 frames per second;
  • (2) Streak cameras with writing speeds greater than 0.5 mm per microsecond;

Note: Components of such cameras include specially designed synchronizing electronics and specially designed rotor assemblies (consisting of turbines, mirrors and bearings).

  • (b) Electronic streak and framing cameras and tubes, as follows:
  • (1) Electronic streak cameras capable of 50 ns or less time resolution and streak tubes therefor;
  • (2) Electronic (or electronically shuttered) framing cameras capable of 50 ns or less frame exposure time;
  • (3) Framing tubes and solid-state imaging devices for use with cameras specified in sub-head b.2. of this entry, as follows:
  • (a) Proximity focused image intensifier tubes having the photocathode deposited on a transparent conductive coating to decrease photocathode sheet resistance;
  • (b) Gate silicon intensifier target (SIT) videcon tubes, where a fast system allows gating the photoelectrons from the photocathode before they impinge on the SIT plate;
  • (c) Kerr or pockel cell electro-optical shuttering; or
  • (d) Other framing tubes and solid-state imaging devices having a fast-image gating time of less than 50 ns specially designed for cameras specified in sub-head b.2. of this entry;
  • (c) Radiation-hardened TV cameras specially designed or rated as radiation hardened to withstand greater than 5 × 10⁴ grays (Si)(5 × 10⁶ rad (Si)) without operational degradation and specially designed lenses used therein.
  • (6A205) Lasers, other than those specified in entry 6A005, as follows:
  • (a) Argon ion lasers with greater than 40 W average output power operating at wavelengths between 400 nm and 515 nm;
  • (b) Tunable pulsed single-mode dye oscillators capable of an average power output of greater than 1 W, a repetition rate greater than 1 kHz, a pulse less than 100 ns, and a wavelength between 300 nm and 800 nm;
  • (c) Tunable pulsed dye laser amplifiers and oscillators, with an average power output of greater than 30W, a repetition rate greater than 1 kHz, a pulse width less than 100 ns, and a wavelength between 300 nm and 800 nm;
  • except:
  • Single mode oscillators;
  • (d) Pulsed carbon dioxide lasers with a repetition rate greater than 250 Hz, an average power output of greater than 500 W, and a pulse of less than 200 ns operating at wavelengths between 9,000 nm and 11,000 nm;
  • (e) Para-hydrogen Raman shifters designed to operate at 16 micrometres output wavelength and at a repetition rate greater than 250 Hz.
  • (6A225) Velocity interferometers for measuring velocities in excess of 1 km/s during time intervals of less than 10 microsecond (VISARs, Doppler laser interferometers (DLIs), etc.).
  • (6A226) Pressure sensors, as follows:
  • (a) Manganin gauges for pressures greater than 100 kilobars; or
  • (b) Quartz pressure transducers for pressures greater than 100 kilobars.
6B

Test, Inspection and Production Equipment

  • (6B004)
  • (a) Equipment for measuring absolute reflectance to an accuracy of ± 0.1% of the reflectance value;
  • (b) Equipment other than optical surface scattering measurement equipment, having an unobscured aperture of more than 10 cm, specially designed for the non-contact optical measurement of a non-planar optical surface figure (profile) to an accuracy of 2 nm or less (better) against the required profile.
  • Note: This entry does not specify microscopes.
  • (6B005) Specially designed or modified equipment, including tools, dies, fixtures or gauges, as follows, and other specially designed components and accessories therefor:
  • (a) For the manufacture or inspection of:
  • (1) Free electron laser magnet wigglers;
  • (2) Free electron laser photo injectors;
  • (b) For the adjustment, to required tolerances, of the longitudinal magnetic field of free electron lasers.
  • (6B007) Equipment to produce, align and calibrate land-based gravity meters with a static accuracy of better than 0.1 milligal.
  • (6B008) Pulse radar cross-section measurement systems having transmit pulse widths of 100 ns or less and specially designed components therefor.
  • (6B108) Systems specially designed for radar cross section measurement usable for missiles and their subsystems.
6C

Materials

  • (6C002) Optical Sensors:
  • (a) Elemental tellurium (Te) of purity levels equal to or more than 99.9995%;
  • (b) Single crystals of cadmium telluride (CdTe), cadmium zinc telluride (CdZnTe) or mercury cadmium telluride (HgCdTe) of any purity level, including epitaxial wafers thereof;
  • (c) Optical fibre preforms specially designed for the manufacture of high birefringence fibres specified in sub-head d.3. of entry 6A002.
  • (6C004) Optics:
  • (a) Zinc selenide (ZnSe) and zinc sulphide (ZnS) substrate blanks produced by the chemical vapour deposition process:
  • (1) Larger than 100 cm³ in volume; or
  • (2) Larger than 80 mm in diameter with a thickness equal to or more than 20 mm;
  • (b) Boules of the following electro-optic materials:
  • (1) Potassium titanyl arsenate (KTA);
  • (2) Silver gallium selenide (AgGaSe₂); or
  • (3) Thallium arsenic selenide (Tl₃AsSe₃, also known as TAS);
  • (c) Non-linear optical materials having:
  • (1) Third order susceptibility (chi 3) equal to or less than 1 W/m²; and
  • (2) A response time of less than 1 ms;
  • (d) Substrate blanks of silicon carbide or beryllium beryllium (Be/Be) deposited materials exceeding 300 mm in diameter or major axis length;
  • (e) Low optical absorption materials, as follows:
  • (1) Bulk fluoride compounds containing ingredients with a purity of 99.999% or better;
  • Note: Sub-head e.1. of this entry specifies fluorides of zirconium or aluminium and variants.
  • (2) Bulk fluoride glass made from compounds specified in sub-head e.1. of this entry;
  • (f) Glass, including fused silica, phosphate glass, fluorophosphate glass, zirconium fluoride (ZrF₄) and hafnium fluoride (HfF₄) with:
  • (1) A hydroxyl ion (OH—) concentration of less than 5 ppm;
  • (2) Integrated metallic purity levels of less than 1 ppm; and
  • (3) High homogeneity (index of refraction variance) less than 5 × 10−6;
  • (g) Synthetically produced diamond material with an absorption of less than 10−5 cm−1 for wavelengths exceeding 200 nm but not exceeding 14,000 nm;
  • (h) Optical fibre preforms made from bulk fluoride compounds containing ingredients with a purity of 99.999% or better, specially designed for the manufacture of fluoride fibres specified in head f. of entry 6A004.
  • (6C005) Synthetic crystalline laser host material in unfinished form, as follows:
  • (a) Titanium doped sapphire;
  • (b) Alexandrite.
6D

Software

  • (6D001) Software specially designed for the development or production of goods specified in entries 6A004, 6A005, 6A008 or 6B008.
  • (6D002) Software specially designed for the use of goods specified in head b. of entry 6A002, or entries 6A008 or 6B008.
  • (6D003) Other software, as follows:
  • (a)
  • (1) Software specially designed for acoustic beam forming for the real time processing of acoustic data for passive reception using towed hydrophone arrays;
  • (2) Source code for the real time processing of acoustic data for passive reception using towed hydrophone arrays;
  • (b)
  • (1) Software specially designed for magnetic compensation systems for magnetic sensors designed to operate on mobile platforms;
  • (2) Software specially designed for magnetic anomaly detection on mobile platforms;
  • (c) Software specially designed to correct motional influences of gravity meters or gravity gradiometers;
  • (d)
  • (1) Air Traffic Control software application programmes hosted on general purpose computers located at Air Traffic Control centres and capable of any of the following:
  • (a) Processing and displaying more than 150 simultaneous system tracks;
  • (b) Accepting radar target data from more than four primary radars; or
  • (c) Automatically handing over primary radar target data (if not correlated with secondary surveillance radar (SSR) data) from the host ATC centre to another ATC centre;
  • (2) Software for the design or production of radomes which:
  • (a) Are specially designed to protect the electronically steerable phased array antennae specified in head e. of entry 6A008; and
  • (b) Limit the average side-lobe level increase by less than 13 dB for frequencies equal to or higher than 2 GHz.
  • (6D102) Software specially designed for the use of goods specified in entry 6A108.
  • (6D103) Software which processes post-flight, recorded data, obtained from the systems specified in head b. of entry 6A108, enabling determination of vehicle position throughout its flight path.
6E

Technology

  • (6E001) Technology required for the development of goods specified in sub-categories 6A, 6B, 6C or 6D.
  • (6E002) Technology required for the production of goods specified in sub-categories 6A, 6B or 6C.
  • (6E003) Other technology, as follows:
  • (a)
  • (1) Optical surface coating and treatment technology required to achieve uniformity of 99.5% or better for optical coatings 500 mm or more in diameter or major axis length and with a total loss (absorption and scatter) of less than 5 × 10−3
  • (2) Optical fabrication technologies, as follows:
  • (a) For serially producing optical components at a rate exceeding 10 m² of surface area per year on any single spindle and with:
  • (1) An area exceeding 1 m²; and
  • (2) A surface figure exceeding lambda/10 rms at the designed wave-length;
  • (b) Single point diamond turning techniques producing surface finish accuracies of better than 10 nm rms on non-planar surfaces exceeding 0.5m²[^f00057];
  • (b)
  • (1) Technology for optical filters with a bandwidth equal to or less than 10 nm, a field of view (FOV) exceeding 40° and a resolution exceeding 0.75 line pairs per milliradian;
  • (2) Technology required for the development, production or use of specially designed diagnostic instruments or targets in test facilities for Super High Power Lasers (SHPL) testing or testing or evaluation of materials irradiated by SHPL beams;
  • (c) Technology required for the development or production of fluxgate magnetometers or fluxgate magnetometer systems having a noise level:
  • (1) Less than 0.05 nT rms per square root Hz at frequencies of less than 1 Hz; or
  • (2) 1 × 10−3 nT rms per square root Hz at frequencies of 1 Hz or more.
  • (6El01) Technology required for the use of goods specified in entry 6A002, heads b. and c. of entry 6A007, entries 6A008, 6A102, 6A107, 6A108, 6B108, 6D102 or 6D103.
  • Note: This entry only specifies technology for goods specified in entry 6A008 when designed for airborne applications and usable in missiles.
  • (6E201) Technology required for the use of goods specified in entry 6A003, sub-head a.1.c. of entry 6A005, sub-head a.2.a. of entry 6A005, sub-head c.1.b. of entry 6A005, sub-head c.2.c.2. of entry 6A005, sub-head c.2.d.2.b. of entry 6A005, entries 6A202, 6A203, 6A205, 6A225, or 6A226.

Category 7 — Navigation and Avionics

Equipment, Assemblies and Components

7A
  • (7A001) Accelerometers designed for use in inertial navigation or guidance systems and having any of the following characteristics, and specially designed components therefor[^f00058]:
  • (a) A bias stability of less (better) than 130 micro g with respect to a fixed calibration value over a period of one year;
  • (b) A scale factor stability of less (better) than 130 ppm with respect to a fixed calibration value over a period of one year;
  • (c) Specified to function at linear acceleration levels exceeding 100 g.
  • (7A002) Gyros having any of the following characteristics, and specially designed components therefor[^f00059]:
  • (a) A drift rate stability, when measured in a 1 g environment over a period of three months and with respect to a fixed calibration value, of:
  • (1) Less (better) than 0.1° per hour when specified to function at linear acceleration levels below 10 g; or
  • (2) Less (better) than 0.5° per hour when specified to function at linear acceleration levels from 10 g to 100 g inclusive;
  • (b) Specified to function at linear acceleration levels above 100 g.
  • (7A003) Inertial navigation systems (gimballed and strapdown) and inertial equipment for attitude, guidance or control having any of the following characteristics, and specially designed components therefor[^f00060]:
  • (a) For aircraft:
  • (1) Navigation error (free inertial) of 0.8 nautical mile per hour (50% Circular Error Probable (CEP)) or less (better) subsequent to normal alignment;
  • (2) Not certified for use on civil aircraft by civil aviation authorities; or
  • (3) Specified to function at linear acceleration levels exceeding 10 g;
  • (b) For land or spacecraft:
  • (1) Navigation error (free inertial) of 0.8 nautical mile per hour (50% CEP) or less (better) subsequent to normal alignment; or
  • (2) Specified to function at linear acceleration levels exceeding 10 g.
  • (7A004) Gyro-astro compasses, and other devices which derive position or orientation by means of automatically tracking celestial bodies or satellites, with an azimuth accuracy of equal to or less (better) than 5 seconds of arc[^f00061].
  • (7A005) Global Positioning Satellite (GPS) receiving equipment having either of the following characteristics, and specially designed components therefor[^f00062]:
  • (a) Employing encryption/decryption; or
  • (b) A null-steerable antenna.
  • (7A006) Airborne altimeters[^f00063] operating at frequencies other than 4.2 to 4.4 GHz inclusive, having either of the following characteristics[^f00064]:
  • (a) Power management; or
  • (b) Using phase shift key modulation.
  • Note: For automatic pilots for underwater vehicles, see Category 8, for radar, see Category 6.
  • (7A101) Accelerometers, other than those specified in entry 7A001, with a threshold of 0.05 g or less, or a linearity error within 0.25% of full scale output, or both, which are designed for use in inertial navigation systems or in guidance systems of all types and specially designed components therefor.
  • Note: This entry does not specify accelerometers which are specially designed and developed as Measurement While Drilling (MWD) sensors for use in downhole well service operations.
  • (7A102) All types of gyros, other than those specified in entry 7A002, usable in missiles, with a rated drift rate stability of less than 0.5° (1 sigma or rms) per hour in a 1 g environment and specially designed components therefor.
  • (7A103) Instrumentation, navigation and direction finding equipment and systems, other than those specified in entry 7A003, as follows; and specially designed components therefor:
  • (a) Inertial or other equipment using accelerometers or gyros specified in entries 7A001, 7A002, 7A101 or 7A102 and systems incorporating such equipment;
  • (b) Integrated flight instrument systems, which include gyrostabilisers or automatic pilots, designed or modified for use in systems specified in entries 9A004 or 9A104.
  • (7A104) Gyro-astro compasses and other devices, other than those specified in entry 7A004, which derive position or orientation by means of automatically tracking celestial bodies or satellites and specially designed components therefor.
  • (7A105) Global Positioning Systems (GPS) or similar satellite receivers, other than those specified in entry 7A005, capable of providing navigation information under the following operational conditions and designed or modified for use in systems specified in entry 9A004 or 9A104;
  • (a) At speeds in excess of 515 m/s; and
  • (b) At altitudes in excess of 18 km.
  • (7A106) Altimeters, other than those specified in entry 7A006, of radar or laser radar type, designed or modified for use in systems specified in entry 9A004 or 9A104.
  • (7A115) Passive sensors for determining bearing to specific electromagnetic source (direction finding equipment) or terrain characteristics, designed or modified for use in systems specified in entry 9A004 or 9A104.
  • Note: This entry includes sensors for the following equipment: Terrain contour mapping equipment; Imaging sensor equipment; Interferometer equipment.
  • (7A116) Flight Control systems, as follows; designed or modified for systems specified in entry 9A004 or 9A104:
  • (a) Hydraulic, mechanical, electro-optical, electro-mechanical or fly by wire types;
  • (b) Attitude control equipment.
  • (7A117) Guidance sets, usable in missiles, capable of achieving system accuracy of 3.33% or less of the range (e.g., a CEP of 10 km or less at a range of 300 km).
7B

Test, Inspection and Production Equipment

  • (7B001) Test, calibration or alignment equipment specially designed for equipment specified in sub-category 7A except: equipment for Maintenance Level I or Maintenance Level II.
  • Notes: Maintenance Level I The failure of an inertial navigation unit is detected on the aircraft by indications from the control and display unit (CDU) or by the status message from the corresponding sub-system. By following the manufacturer’s manual, the cause of the failure may be localised at the level of the malfunctioning line replaceable unit (LRU). The operator then removes the LRU and replaces it with a spare. Maintenance Level II The defective LRU is sent to the maintenance workshop (the manufacturer’s or that of the operator responsible for level II maintenance). At the maintenance workshop, the malfunctioning LRU is tested by various appropriate means to verify and localise the defective shop replaceable assembly (SRA) module responsible for the failure. This SRA is removed and replaced by an operative spare. The defective SRA (or possibly the complete LRU) is then shipped to the manufacturer. N.B.: Maintenance Level II does not include the removal of specified accelerometers or gyro sensors from the SRA.
  • (7B002) Equipment, as follows[^f00065], specially designed to characterize mirrors for ring laser gyros:
  • (a) Scatterometers having a measurement accuracy of 10 ppm or less (better);
  • (b) Profilometers having a measurement accuracy of 0.5 nm (5 angstrom) or less (better).
  • (7B003) Equipment specially designed for the production of equipment specified in sub-category 7A, including:
  • (a) Gyro tuning test stations;
  • (b) Gyro dynamic balance stations;
  • (c) Gyro run-in/motor test stations;
  • (d) Gyro evacuation and fill stations;
  • (e) Centrifuge Fixture for Gyro bearing;
  • (f) Accelerometer axis align stations.
  • (7B102) Reflectometers specially designed to characterise mirrors, for laser gyros, having a measurement accuracy of 50 ppm or less (better).
  • (7B103) Specially designed production facilities for equipment specified in entry 7A117.
7C

Materials

  • None
7D

Software

  • (7D001) Software specially designed or modified for the development or production of goods specified in sub-categories 7A or 7B.
  • (7D002) Source code for the use of any inertial navigation equipment or Attitude Heading Reference Systems (AHRS) (except: gimballed AHRS) including inertial equipment not specified in entries 7A003 or 7A004.
  • Note: AHRS generally differ from inertial navigation systems (INS) in that an AHRS provides attitude heading information and normally does not provide the acceleration, velocity and position information associated with an INS.
  • (7D003) Other software, as follows:
  • (a) Software specially designed or modified to improve the operational performance or reduce the navigational error of systems to the levels specified in entries 7A003 or 7A004;
  • (b) Source code for hybrid integrated systems which improves the operational performance or reduces the navigational error of systems to the level specified in entry 7A003 by continuously combining inertial data with any of the following navigation data:
  • (1) Doppler radar velocity;
  • (2) Global Positioning Satellite (GPS) references; or
  • (3) Terrain data base;
  • (c) Source code for integrated avionics or mission systems which combine sensor data and employ knowledge-based expert systems;
  • (d) Source code for the development of:
  • (1) Digital flight management systems for flight path optimization;
  • (2) Integrated propulsion and flight control systems;
  • (3) Fly-by-wire or fly-by-light control systems;
  • (4) Fault-tolerant or self-reconfiguring active flight control systems;
  • (5) Airborne automatic direction finding equipment;
  • (6) Air data systems based on surface static data;
  • (7) Raster-type head-up displays or three dimensional displays.
  • (7D101) Software specially designed for the use of goods specified in entries 7A001 to 7A006, 7A101 to 7A106, 7A115, 7B002, 7B003, 7B102 or 7B103.
  • (7D102) Integration software for the goods specified in entries 7A003 or 7A103.
  • (7D103) Software specially designed for modelling or simulation of the guidance sets specified in entry 7A117 or for their design integration with the systems specified in entries 9A004 or 9A104.
  • Note: Software specified in this entry remains controlled by this entry when combined with specially designed hardware specified in entry 4A102.
7E

Technology

  • (7E001) Technology required for the development of goods or software specified in sub-categories 7A, 7B or 7D.
  • (7E002) Technology required for the production of goods specified in sub-categories 7A or 7B.
  • (7E003) Technology required for the repair, refurbishing or overhaul of goods specified in entries 7A001 to 7A004;
  • except:

for maintenance technology directly associated with calibration, removal or replacement of damaged or unserviceable LRUs and SRAs of a civil aircraft as described in Maintenance Level I or Maintenance Level II[^f00066].

  • (7E004) Other technology, as follows:
  • (a) Technology for the development or production of:
  • (1) Airborne automatic direction finding equipment operating at frequencies exceeding 5 MHz;
  • (2) Air data systems based on surface static data only, i.e., which dispense with conventional air data probes;
  • (3) Raster-type head-up displays or three dimensional displays for aircraft;
  • (4) Inertial navigation systems or gyro-astro compasses containing accelerometers or gyros specified in entries 7A001 or 7A002;
  • (b) Development technology, as follows, for active flight control systems (including fly-by-wire or fly-by-light):
  • (1) Configuration design for interconnecting multiple microelectronic processing elements (on-board computers) to achieve real time processing for control law implementation;
  • (2) Control law compensation for sensor location or dynamic airframe loads, i.e., compensation for sensor vibration environment or for variation of sensor location from the centre of gravity;
  • (3) Electronic management of data redundancy or systems redundancy for fault detection, fault tolerance, fault isolation or reconfiguration;
  • Note: Sub-head b.3. of this entry does not specify technology for the design of physical redundancy.
  • (4) Flight controls which permit inflight reconfiguration of force and moment controls for real time autonomous air vehicle control;
  • (5) Integration of digital flight control, navigation and propulsion control data into a digital flight management system for flight path optimization;
  • except:

development technology for aircraft flight instrument systems integrated solely for VOR, DME, ILS or MLS navigation or approaches;

  • (6) Full authority digital flight control or multi sensor mission management systems incorporating knowledge-based expert systems [^f00067];
  • (c) Technology for the development of helicopter systems, as follows:
  • (1) Multi-axis fly-by-wire or fly-by-light controllers which combine the functions of at least two of the following into one controlling element:
  • (a) Collective controls;
  • (b) Cyclic controls;
  • (c) Yaw controls;
  • (2) Circulation-controlled anti-torque or circulation-controlled directional control systems;
  • (3) Rotor blades incorporating variable geometry airfoils for use in systems using individual blade control.
  • (7E101) Technology required for the use of goods specified in entries 7A001 to 7A006, 7A101 to 7A106, 7A115 to 7A117, 7B002, 7B003, 7B102, 7B103 or 7D101 to 7D103.
  • (7E102) Technology for protection of avionics and electrical subsystems against electromagnetic pulse (EMP) and electromagnetic interference (EMI) hazards, from external sources, as follows:
  • (a) Design technology for shielding systems;
  • (b) Design technology for the configuration of hardened electrical circuits and sub-systems;
  • (c) Design technology for the determination of hardening criteria for heads a. or b. of this entry.
  • (7E104) Technology for the integration of the flight control, guidance, and propulsion data into a flight management system for optimization of rocket system trajectory.

Category 8 — Marine

Equipment, Assemblies and Components

8A
  • (8A001) Submersible vehicles[^f00068] or surface vessels, as follows:
  • (a) Manned, tethered submersible vehicles designed to operate at depths exceeding 1,000 m;
  • (b) Manned, untethered submersible vehicles:
  • (1) Designed to operate autonomously and having a lifting capacity of:
  • (a) 10% or more of their weight in air; and
  • (b) 15 kN or more;
  • (2) Designed to operate at depths exceeding 1,000 m; or
  • (3)
  • (a) Designed to carry a crew of 4 or more;
  • (b) Designed to operate autonomously for 10 hours or more;
  • (c) Having a range of 25 nautical miles or more; and
  • (d) Having a length of 21 m or less;
  • (c) Unmanned, tethered submersible vehicles designed to operate at depths exceeding 1,000 m:
  • (1) Designed for self-propelled manoeuvre using propulsion motors or thrusters specified in sub-head a.2. of entry 8A002; or
  • (2) Having a fibre optic data link;
  • (d) Unmanned, untethered submersible vehicles:
  • (1) Designed for deciding a course relative to any geographical reference without real-time human assistance;
  • (2) Having an acoustic data or command link; or
  • (3) Having a fibre optic data or command link exceeding 1,000 m;
  • (e) Ocean salvage systems with a lifting capacity exceeding 5 MN for salvaging objects from depths exceeding 250 m and having either of the following:
  • (1) Dynamic positioning systems capable of position keeping within 20 m of a given point provided by the navigation system; or
  • (2) Seafloor navigation and navigation integration systems for depths exceeding 1,000 m with positioning accuracies to within 10 m of a predetermined point;
  • (f) Surface-effect vehicles (fully skirted variety) with a maximum design speed, fully loaded, exceeding 30 knots in a significant wave height of 1.25 m (Sea State 3) or more, a cushion pressure exceeding 3,830 Pa, and a light-ship-to-full-load displacement ratio of less than 0.7;
  • (g) Surface-effect vehicles (rigid sidewalls) with a maximum design speed, fully loaded, exceeding 40 knots in a significant wave height of 3.25 m (Sea State 5) or more;
  • (h) Hydrofoil vessels with active systems for automatically controlling foil systems, with a maximum design speed, fully loaded, of 40 knots or more in a significant wave height of 3.25 m (Sea State 5) or more;
  • (i) Small waterplane area vessels with:
  • (1) A full load displacement exceeding 500 tonnes with a maximum design speed, fully loaded, exceeding 35 knots in a significant wave height of 3.25 m (Sea State 5) or more; or
  • (2) A full load displacement exceeding 1,500 tonnes with a maximum design speed, fully loaded, exceeding 25 knots in a significant wave height of 4 m (Sea State 6) or more.
  • Note: A small waterplane area vessel is defined by the following formula: waterplane area at an operational design draft less than 2 × (displaced volume at the operational design draught)²/3;.
  • (8A002) Systems or equipment[^f00069], as follows:
  • Note: For underwater communications systems and underwater optical fibre cables, see Category 5 Telecommunications. Systems or equipment, specially designed or modified for submersible vehicles, designed to operate at depths exceeding 1,000 m, as follows: Pressure housings or pressure hulls with a maximum inside chamber diameter exceeding 1.5 m; Direct current propulsion motors or thrusters; Umbilical cables, and connectors therefor, using optical fibre and having synthetic strength members; Systems specially designed or modified for the automated control of the motion of equipment for submersible vehicles specified in entry 8A001 using navigation data and having closed loop servo-controls to: Enable a vehicle to move within 10 m of a predetermined point in the water column; Maintain the position of the vehicle within 10 m of a predetermined point in the water column; or Maintain the position of the vehicle within 10 m while following a cable on or under the seabed; Fibre optic hull penetrators or connectors; Underwater vision systems, as follows: Television systems (comprising camera, lights, monitoring and signal transmission equipment) having a limiting resolution when measured in air of more than 500 lines and specially designed or modified for remote operation with a submersible vehicle; or Underwater television cameras having a limiting resolution when measured in air of more than 700 lines; Note: Limiting resolution in television is a measure of horizontal resolution usually expressed in terms of the maximum number of lines per picture height discriminated on a test chart, using Institution of Electrical and Electronic Engineers (IEEE) Standard 208/1960. Systems, specially designed or modified for remote operation with an underwater vehicle, employing techniques to minimise the effects of back scatter, including range-gated illuminators or laser systems; Low light level television cameras specially designed or modified for underwater use containing: Image intensifier tubes specified in sub-head a.2.a. of entry 6A002; and More than 150,000 active pixels per solid state area array; Photographic still cameras specially designed or modified for underwater use, having a film format of 35 mm or larger, and: Annotating the film with data provided by a source external to the camera; Having autofocussing or remote focussing specially designed for underwater use; Having automatic back focal distance correction; or Having automatic compensation control specially designed to permit an underwater camera housing to be usable at depths exceeding 1,000 m; Electronic imaging systems, specially designed or modified for underwater use, capable of storing digitally more than 50 exposed images; Light systems, as follows, specially designed or modified for underwater use: Stroboscopic light systems capable of a light output energy of more than 300 J per flash; Argon arc light systems specially designed for use below 1,000 m; Robots specially designed for underwater use, controlled by using a dedicated stored programme computer: Having systems that control the robot using information from sensors which measure force or torque applied to an external object, distance to an external object, or tactile sense between the robot and an external object; or Capable of exerting a force of 250 N or more or a torque of 250 Nm or more and using titanium based alloys or fibrous or filamentary composite materials in their structural members; Remotely controlled articulated manipulators specially designed or modified for use with submersible vehicles: Having systems which control the manipulator using the information from sensors which measure the torque or force applied to an external object, or tactile sense between the manipulator and an external object; or Controlled by proportional master-slave techniques or by using a dedicated stored programme computer, and having 5 degrees of freedom of movement or more; Note: Only functions having proportional control using positional feedback or by using a dedicated stored programme computer are counted when determining the number of degrees of freedom of movement. Air independent power systems, as follows, specially designed for underwater use: Brayton, Stirling or Rankine cycle engine air independent power systems having any of the following: Chemical scrubber or absorber systems specially designed to remove carbon dioxide, carbon monoxide and particulates from recirculated engine exhaust; Systems specially designed to use a monoatomic gas; Devices or enclosures specially designed for underwater noise reduction in frequencies below 10 kHz, or special mounting devices for shock mitigation; or Systems specially designed: To pressurise the products of reaction or for fuel reformation; To store the products of the reaction; and To discharge the products of the reaction against a pressure of 100 kPa or more; Diesel cycle engine air independent systems, having all of the following: Chemical scrubber or absorber systems specially designed to remove carbon dioxide, carbon monoxide and particulates from recirculated engine exhaust; Systems specially designed to use a monoatomic gas; Devices or enclosures specially designed for underwater noise reduction in frequencies below 10 kHz or special mounting devices for shock mitigation; and Specially designed exhaust systems that do not exhaust continuously the products of combustion; Fuel cell air independent power systems with an output exceeding 2 kW having either of the following: Devices or enclosures specially designed for underwater noise reduction in frequencies below 10 kHz or special mounting devices for shock mitigation; or Systems specially designed: To pressurise the products of reaction or for fuel reformation; To store the products of the reaction; and To discharge the products of the reaction against a pressure of 100 kPa or more; Skirts, seals and fingers, as follows: Designed for cushion pressures of 3,830 Pa or more, operating in a significant wave height of 1.25 m (Sea State 3) or more and specially designed for surface effect vehicles (fully skirted variety) specified in head f. of entry 8A001; Designed for cushion pressures of 6,224 Pa or more, operating in a significant wave height of 3.25 m (Sea State 5) or more and specially designed for surface effect vehicles (rigid sidewalls) specified in head g. of entry 8A001; Lift fans rated at more than 400 kW specially designed for surface effect vehicles specified in heads f. or g. of entry 8A001; Fully submerged subcavitating or supercavitating hydrofoils specially designed for vessels specified in head h. of entry 8A001; Active systems specially designed or modified to control automatically the sea-induced motion of vehicles or vessels specified in heads f., g., h. or i. of entry 8A001; Water-screw propeller or power transmission systems, as follows, specially designed for surface effect vehicles (fully skirted or rigid sidewall variety), hydrofoils or small waterplane area vessels specified in heads f., g., h. or i. of entry 8A001: Supercavitating, super-ventilated, partially-submerged or surface piercing propellers rated at more than 7.5 MW; Contrarotating propeller systems rated at more than 15 MW; Systems employing pre-swirl or post-swirl techniques for smoothing the flow into a propeller; Light-weight, high capacity (K factor exceeding 300) reduction gearing; Power transmission shaft systems, incorporating composite material components, capable of transmitting more than 1 MW; Water-screw propeller, power generation or transmission systems for use on vessels, as follows: Controllable-pitch propellers and hub assemblies rated at more than 30 MW; Internally liquid-cooled electric propulsion engines with a power output exceeding 2.5 MW; Superconductive propulsion engines, or permanent magnet electric propulsion engines, with a power output exceeding 0.1 MW; Power transmission shaft systems, incorporating composite material components, capable of transmitting more than 2 MW; Ventilated or base-ventilated propeller systems rated at more than 2.5 MW; Noise reduction systems for use on vessels of 1,000 tonnes displacement or more, as follows: Noise reduction systems that attenuate at frequencies below 500 Hz and consist of compound acoustic mounts for the acoustic isolation of diesel engines, diesel generator sets, gas turbines, gas turbine generator sets, propulsion motors or propulsion reduction gears, specially designed for sound or vibration isolation, having an intermediate mass exceeding 30% of the equipment to be mounted; Active noise reduction or cancellation systems, or magnetic bearings, specially designed for power transmission systems, and incorporating electronic control systems capable of actively reducing equipment vibration by the generation of anti-noise or anti-vibration signals directly to the source; Pumpjet propulsion systems with a power output exceeding 2.5 MW using divergent nozzle and flow conditioning vane techniques to improve propulsive efficiency or reduce propulsion-generated underwater-radiated noise.
  • (8A990) The export of goods specified in this entry is prohibited to any destination in Iran or Iraq.
  • Vessels, other than those specified in entry 8A001, as follows: and specially designed components therefor; Vessels having special structural features for landing personnel and/or vehicles on a beach; Vessels capable of supporting helicopter operations and maintenance; Vessels capable of submerging; Vessels not elsewhere specified in this Part of this Schedule of below 100 tonnes GRT including inflatable craft in an inflated or uninflated state; except: Light vessels, fire floats and dredgers.
  • (8A991) The export of goods specified in this entry is prohibited to any destination in Libya.
  • Vessels with decks and platforms specially strengthened to receive weapons, other than those specified in entry 8A001, and specially designed components therefor.
8B

Test, Inspection and Production Equipment

  • (8B001) Water tunnels, having a background noise of less than 100 dB (reference 1 micro-pascal, 1 Hz) in the frequency range from 0 to 500 Hz, designed for measuring acoustic fields generated by a hydro-flow around propulsion system models.
8C

Materials

  • (8C001) Syntactic foam for underwater use:
  • (a) Designed for marine depths exceeding 1,000 m; and
  • (b) With a density less than 561 kg/m³.
  • Note: Syntactic foam consists of hollow spheres of plastic or glass embedded in a resin matrix.
8D

Software

  • (8D001) Software specially designed or modified for the development, production or use of goods specified in sub-categories 8A, 8B or 8C.
  • (8D002) Specific software specially designed or modified for the development, production, repair, overhaul or refurbishing (re-machining) of propellers specially designed for underwater noise reduction.
8E

Technology

  • (8E001) Technology required for the development or production of goods specified in entries 8A001 and 8A002, or sub-categories 8B or 8C.
  • (8E002) Other technology, as follows:
  • (a) Technology for the development, production, repair, overhaul or refurbishing (re-machining) of propellers specially designed for underwater noise reduction;
  • Note: For the purpose of head a. of this entry, a licence granted in relation to propellers which are specially designed for underwater noise reduction, does not authorize the export of any related repair technology.
  • (b) Technology for the overhaul or refurbishing of equipment specified in entry 8A001 or heads b., j., o. or p. of entry 8A002.
  • (8E990) The export of goods specified in this entry is prohibited to any destination in Iran or Iraq.
  • Technology required for the development, production or use of goods specified in entry 8A990.
  • (8E991) The export of goods specified in this entry is prohibited to any destination in Libya.
  • Technology required for the development, production or use of goods specified in entry 8A991.

Equipment, Assemblies and Components

9A
  • (9A001) Aero gas turbine engines incorporating any of the technologies specified in head a. of entry 9E003., as follows[^f00070]:
  • (a) Not certified for the specific civil aircraft for which they are intended;
  • (b) Not certified for civil use by the aviation authorities in a relevant country;
  • In this head, “relevant country” means an authority in Australia, Belgium, Canada, Denmark, Eire, France, Germany, Greece, Italy, Japan, Luxembourg, Netherlands, Norway, Portugal, Spain, Turkey, United Kingdom or United States of America.
  • (c) Designed to cruise at speeds exceeding Mach 1.2 for more than thirty minutes.
  • (9A002) Marine gas turbine engines with an ISO standard continuous power rating of 24,245 kW or more and a specific fuel consumption of less than 0.219 kg/kWh at any point in the power range from 35 to 100%, and specially designed assemblies and components therefor.
  • Note: Marine gas turbine engines includes those industrial, or aero-derivative, gas turbine engines adapted for marine propulsion or shipboard power generation.
  • (9A003) Specially designed assemblies and components, incorporating any of the technologies specified in head a. of entry 9E003, for the following gas turbine engine propulsion systems:
  • (a) Specified in entry 9A001; or
  • (b) Whose design or production origins are unknown to the manufacturer.
  • Note: This entry does not specify multiple domed combustors operating at average burner outlet temperatures equal to or less than 1,813 K (1,540°C).
  • (9A004) Space launch vehicles or spacecraft (not including their payloads)[^f00071].
  • (9A005) Liquid rocket propulsion systems containing any of the systems or components specified in entry 9A006[^f00072].
  • (9A006) Systems or components, as follows[^f00073], specially designed for liquid rocket propulsion systems:
  • (a) Cryogenic refrigerators, flightweight dewars, cryogenic heat pipes or cryogenic systems specially designed for use in space vehicles and capable of restricting cryogenic fluid losses to less than 30% per year;
  • (b) Cryogenic containers or closed-cycle refrigeration systems capable of providing temperatures of 100 K (-173°C) or less for aircraft capable of sustained flight at speeds exceeding Mach 3, launch vehicles or spacecraft;
  • (c) Slush hydrogen storage or transfer systems;
  • (d) High pressure (exceeding 17.5 MPa) turbo pumps, pump components or their associated gas generator or expander cycle turbine drive systems;
  • (e) High-pressure (exceeding 10.6 MPa) thrust chambers and nozzles therefor;
  • (f) Propellant storage systems using the principle of capillary containment or positive expulsion (i.e., with flexible bladders).
  • (9A007) Solid rocket propulsion systems with any of the following,[^f00074]:
  • (a)
  • (1) Total impulse capacity exceeding 1.1 MNs; or
  • (2) Specific impulse of 2.4 kNs/kg or more when the nozzle flow is expanded to ambient sea level conditions for an adjusted chamber pressure of 7 MPa;
  • (b)
  • (1) Stage mass fractions exceeding 88%; and
  • (2) Propellant solid loadings exceeding 86%;
  • (c) Any of the components specified in entry 9A008; or
  • (d) Insulation and propellant bonding systems using direct-bonded motor designs to provide a strong mechanical bond or a barrier to chemical migration between the solid propellant and case insulation material.
  • Note: For the purposes of head d. of this entry, a strong mechanical bond means bond strength equal to or more than propellant strength.
  • (9A008) Components, as follows[^f00075], specially designed for solid rocket propulsion systems:

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