Trade Union and Labour Relations (Consolidation) Act 1992

Type Public General Act
Publication 1992-07-16
Last updated 2026-04-07
State In force
Department Statute Law Database
articles Not indexed
Reform history JSON API
  • (5C) Where an enforcement order has been made, any person who is a member of the union and was a member at the time the order was made is entitled to enforce obedience to the order as if he had made an application under this section.
  • (6) In exercising his functions under this section the Certification Officer shall ensure that, so far as is reasonably practicable, an application made to him is determined within six months of being made.
  • (7) Where he requests a person to furnish information to him in connection with enquiries made by him under this section, he shall specify the date by which that information is to be furnished and shall, unless he considers that it would be inappropriate to do so, proceed with his determination ... notwithstanding that the information has not been furnished to him by the specified date.
  • (8) A declaration made by the Certification Officer under this section may be relied on as if it were a declaration made by the court.
  • (9) An enforcement order made by the Certification Officer under this section may be enforced (by the Certification Officer, the applicant or a person mentioned in subsection (5C)) in the same way as an order of the court.
  • (10) The following paragraphs have effect if a person applies under section 81 in relation to a matter—
  • (a) that person may not apply under this section in relation to that matter;
  • (b) on an application by a different person under this section in relation to that matter, the Certification Officer shall have due regard to any declaration, order, observations, or reasons made or given by the court regarding that matter and brought to the Certification Officer’s notice.

Application to court

81
  • (1) A person having a sufficient interest (see section 79(2)) who claims that a trade union—
  • (a) has held a ballot on a political resolution otherwise than in accordance with political ballot rules approved by the Certification Officer, or
  • (b) has failed in relation to a proposed ballot on a political resolution to comply with political ballot rules so approved,

may apply to the court for a declaration to that effect.

  • (2) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
  • (3) If the court makes the declaration asked for, it shall specify in the declaration the provisions with which the trade union has failed to comply.
  • (4) Where the court makes a declaration it shall also, unless it considers that to do so would be inappropriate, make an enforcement order, that is, an order imposing on the union one or more of the following requirements—
  • (a) to secure the holding of a ballot in accordance with the order;
  • (b) to take such other steps to remedy the declared failure as may be specified in the order;
  • (c) to abstain from such acts as may be so specified with a view to securing that a failure of the same or a similar kind does not occur in future.

The court shall in an order imposing any such requirement as is mentioned in paragraph (a) or (b) specify the period within which the union must comply with the requirements of the order.

  • (5) Where the court makes an order requiring the union to hold a fresh ballot, the court shall (unless it considers that it would be inappropriate to do so in the particular circumstances of the case) require the ballot to be conducted in accordance with the union’s political ballot rules and such other provisions as may be made by the order.
  • (6) Where an enforcement order has been made, any person who is a member of the union and was a member at the time the order was made is entitled to enforce obedience to the order as if he had made the application on which the order was made.
  • (7) Without prejudice to any other power of the court, the court may on an application under this section grant such interlocutory relief (in Scotland, such interim order) as it considers appropriate.
  • (8) The following paragraphs have effect if a person applies under section 80 in relation to a matter—
  • (a) that person may not apply under this section in relation to that matter;
  • (b) on an application by a different person under this section in relation to that matter, the court shall have due regard to any declaration, order, observations or reasons made or given by the Certification Officer regarding that matter and brought to the court’s notice.

The political fund

Rules as to political fund

82
  • (1) The trade union’s rules must provide—
  • (a) that payments in the furtherance of the political objects to which this Chapter applies shall be made out of a separate fund (the “political fund” of the union);
  • (b) that a member of the union who is not a contributor (see section 84) shall not be under any obligation to contribute to the political fund;
  • (c) that a member shall not by reason of not being a contributor —
  • (i) be excluded from any benefits of the union, or
  • (ii) be placed in any respect either directly or indirectly under a disability or at a disadvantage as compared with other members of the union (except in relation to the control or management of the political fund);
  • (ca) that, if the union has a political fund, any form (including an electronic form) that a person has to complete in order to become a member of the union shall include—
  • (i) a statement to the effect that the person may opt out of being a contributor to the fund, and
  • (ii) a statement setting out the effect of paragraph (c); and
  • (d) that contribution to the political fund shall not be made a condition for admission to the union.
  • (2) A member of a trade union who claims that he is aggrieved by a breach of any rule made in pursuance of this section may complain to the Certification Officer ....
  • (2A) Where the Certification Officer is satisfied that a breach has been committed, the Officer may make such order for remedying the breach as he thinks just under the circumstances.
  • (3) Before deciding the matter the Certification Officer—
  • (a) may make such enquiries as the Officer thinks fit,
  • (b) must give a representative of the union and the complainant ... an opportunity to make written representations, and
  • (c) may give a representative of the union and the complainant ... an opportunity to make oral representations.
  • (3A) Where the Certification Officer requests a person to furnish information to him in connection with enquiries made by him under this section, he shall specify the date by which that information is to be furnished and, unless he considers that it would be inappropriate to do so, shall proceed with his determination ... notwithstanding that the information has not been furnished to him by the specified date.
  • (4A) Where an order has been made under this section, any person who is a member of the union and was a member at the time it was made is entitled to enforce obedience to the order as if he had made a complaint under this section.
  • (4B) An order made by the Certification Officer under this section may be enforced (by the Certification Officer, the complainant or a person mentioned in subsection (4A)) —
  • (a) in England and Wales, in the same way as an order of the county court;
  • (b) in Scotland, in the same way as an order of the sheriff.

Assets and liabilities of political fund

83
  • (1) There may be added to a union’s political fund only—
  • (a) sums representing contributions made to the fund by members of the union or by any person other than the union itself, and
  • (b) property which accrues to the fund in the course of administering the assets of the fund.
  • (2) The rules of the union shall not be taken to require any member to contribute to the political fund at a time when there is no political resolution in force in relation to the union.
  • (3) No liability of a union’s political fund shall be discharged out of any other fund of the union.

This subsection applies notwithstanding any term or condition on which the liability was incurred or that an asset of the other fund has been charged in connection with the liability.

Notice of objection to contributing to political fund

84
  • (1) For the purposes of this Act, a member of a trade union is a “contributor” to the political fund of the union unless an opt-out notice given by the member to the union has effect (see subsection (3)).
  • (2) An “opt-out notice” is a notice that the member opts out of being a contributor.
  • (3) An opt-out notice has effect on and after the relevant day unless the member withdraws the notice.
  • (4) In subsection (3), “the relevant day” means—
  • (a) in a case where—
  • (i) a political resolution is passed on a ballot held at a time when no such resolution is in force, and
  • (ii) the opt-out notice is given before the end of the period of four weeks beginning with the day on which an opt-out information notice is given to the member under section 84A,

the day on which the opt-out notice is given;

  • (b) in any other case, the earlier of—
  • (i) a day specified in, or determined in accordance with, the rules of the union, and
  • (ii) 1 January in the year following the year in which the opt-out notice is given.
  • (5) A member of a trade union withdraws an opt-out notice by giving the union notice of the withdrawal (a “withdrawal notice”).
  • (6) A member of a trade union may give an opt-out notice or a withdrawal notice—
  • (a) by delivering it (either personally or by an authorised agent or by post) at the head office or a branch office of the union;
  • (b) by sending it by email to an address that the union has told its members can be used for sending such notices;
  • (c) by completing an electronic form provided by the union which sets out the notice, and sending it to the union by electronic means in accordance with instructions given by the union;
  • (d) by such other electronic means as may be prescribed.
  • (7) The Secretary of State must, before the end of the period of three months beginning with the day on which this section comes into force, publish guidance about the kind of provision which the Secretary of State considers it is appropriate for the rules of a trade union to make for the purposes of subsection (4)(b)(i).
  • (8) The Secretary of State—
  • (a) may from time to time revise guidance published under subsection (7);
  • (b) must publish any revisions of that guidance.

Manner of giving effect to exemptions

85
  • (1) A union that has a political fund must either—
  • (a) make a separate levy of contributions to that fund from the members who are contributors, or
  • (b) relieve members who are not contributors from the payment of the appropriate portion of any periodical contribution required from members towards the expenses of the union.
  • (2) In the latter case, the rules shall provide—
  • (a) that relief shall be given as far as possible to all members who are not contributors on the occasion of the same periodical payment, and
  • (b) for enabling each member of the union to know what portion (if any) of any periodical contribution payable by the member is a contribution to the political fund.

Duties of employer who deducts union contributions

Certificate of exemption or objection to contributing to political fund

86
  • (1) If a member of a trade union which has a political fund certifies in writing to his employer that, or to the effect that —
  • (a) the member is not a contributor to the fund, or
  • (b) the member has given the union an opt-out notice but it does not yet have effect,

the employer shall ensure that no amount representing a contribution to the political fund is deducted by him from emoluments payable to the member.

  • (2) The employer’s duty under subsection (1) applies from the first day, following the giving of the certificate, on which it is reasonably practicable for him to comply with that subsection, until the certificate is withdrawn.
  • (3) An employer may not refuse to deduct any union dues from emoluments payable to a person who has given a certificate under this section if he continues to deduct union dues from emoluments payable to other members of the union, unless his refusal is not attributable to the giving of the certificate or otherwise connected with the duty imposed by subsection (1).

Application to court in respect of employer’s failure

87
  • (1) A person who claims his employer has failed to comply with section 86 in deducting or refusing to deduct any amount from emoluments payable to him may present a complaint to an employment tribunal.
  • (2) A tribunal shall not consider a complaint under subsection (1) unless it is presented—
  • (a) within the period of three months beginning with the date of the payment of the emoluments or (if the complaint relates to more than one payment) the last of the payments, or
  • (b) where the tribunal is satisfied that it was not reasonably practicable for the complaint to be presented within that period, within such further period as the tribunal considers reasonable.
  • (2A) Section 292A (extension of time limits to facilitate conciliation before institution of proceedings) applies for the purposes of subsection (2)(a).
  • (3) Where on a complaint under subsection (1) arising out of subsection (3) (refusal to deduct union dues) of section 86 the question arises whether the employer’s refusal to deduct an amount was attributable to the giving of the certificate or was otherwise connected with the duty imposed by subsection (1) of that section, it is for the employer to satisfy the tribunal that it was not.
  • (4) Where a tribunal finds that a complaint under subsection (1) is well-founded—
  • (a) it shall make a declaration to that effect and, where the complaint arises out of subsection (1) of section 86, order the employer to pay to the complainant the amount deducted in contravention of that subsection less any part of that amount already paid to him by the employer, and
  • (b) it may, if it considers it appropriate to do so in order to prevent a repetition of the failure, make an order requiring the employer to take, within a specified time, the steps specified in the order in relation to emoluments payable by him to the complainant.
  • (5) A person who claims his employer has failed to comply with an order made under subsection (4)(b) on a complaint presented by him may present a further complaint to an employment tribunal; but only one complaint may be presented under this subsection in relation to any order.
  • (6) A tribunal shall not consider a complaint under subsection (5) unless it is presented—
  • (a) after the end of the period of four weeks beginning with the date of the order, but
  • (b) before the end of the period of six months beginning with that date.
  • (7) Where on a complaint under subsection (5) a tribunal finds that an employer has, without reasonable excuse, failed to comply with an order made under subsection (4)(b), it shall order the employer to pay to the complainant an amount equal to two weeks’ pay.
  • (8) Chapter II of Part XIV of the Employment Rights Act 1996 (calculation of a week’s pay) applies for the purposes of subsection (7) with the substitution for section 225 of the following—

For the purposes of this Chapter in its application to subsection (7) of section 87 of the Trade Union and Labour Relations (Consolidation) Act 1992, the calculation date is the date of the payment, or (if more than one) the last of the payments, to which the complaint related.

Application of provisions of Wages Act 1986

88

Position where political resolution ceases to have effect

Administration of political fund where no resolution in force

89
  • (1) The following provisions have effect with respect to the political fund of a trade union where there ceases to be any political resolution in force in relation to the union.
  • (2) If the resolution ceases to have effect by reason of a ballot being held on which a new political resolution is not passed, the union may continue to make payments out of the fund as if the resolution had continued in force for six months beginning with the date of the ballot.

But no payment shall be made which causes the fund to be in deficit or increases a deficit in it.

  • (3) There may be added to the fund only—
  • (a) contributions to the fund paid to the union (or to a person on its behalf) before the resolution ceased to have effect, and
  • (b) property which accrues to the fund in the course of administering the assets of the fund.
  • (4) The union may, notwithstanding any of its rules or any trusts on which the fund is held, transfer the whole or part of the fund to such other fund of the union as it thinks fit.
  • (5) If a new political resolution is subsequently passed, no property held immediately before the date of the ballot by or on behalf of the union otherwise than in its political fund, and no sums representing such property, may be added to the fund.

Discontinuance of contributions to political fund

90
  • (1) Where there ceases to be any political resolution in force in relation to a trade union, the union shall take such steps as are necessary to ensure that the collection of contributions to its political fund is discontinued as soon as is reasonably practicable.
  • (2) The union may, notwithstanding any of its rules, pay into any of its other funds any such contribution which is received by it after the resolution ceases to have effect.
  • (3) If the union continues to collect contributions, it shall refund to a member who applies for a refund the contributions made by him collected after the resolution ceased to have effect.
  • (4) A member of a trade union who claims that the union has failed to comply with subsection (1) may apply to the court for a declaration to that effect.
  • (5) Where the court is satisfied that the complaint is well-founded, it may, if it considers it appropriate to do so in order to secure that the collection of contributions to the political fund is discontinued, make an order requiring the union to take, within such time as may be specified in the order, such steps as may be so specified.

Such an order may be enforced by a person who is a member of the union and was a member at the time the order was made as if he had made the application.

  • (6) The remedy for failure to comply with subsection (1) is in accordance with subsections (4) and (5), and not otherwise; but this does not affect any right to recover sums payable to a person under subsection (3).

Rules to cease to have effect

91
  • (1) If there ceases to be any political resolution in force in relation to a trade union, the rules of the union made for the purpose of complying with this Chapter also cease to have effect, except so far as they are required to enable the political fund to be administered at a time when there is no such resolution in force.
  • (2) If the resolution ceases to have effect by reason of a ballot being held on which a new political resolution is not passed, the rules cease to have effect at the end of the period of six months beginning with the date of the ballot.

In any other case the rules cease to have effect when the resolution ceases to have effect.

  • (3) Nothing in this section affects the operation of section 82(2) (complaint to Certification Officer in respect of breach of rules) in relation to a breach of a rule occurring before the rule in question ceased to have effect.
  • (4) A member of a trade union who has at any time not been a contributor to its political fund shall not for that reason—
  • (a) be excluded from any benefits of the union, or
  • (b) be placed in any respect either directly or indirectly under a disability or at a disadvantage as compared with other members (except in relation to the control or management of the political fund).

Supplementary

Manner of making union rules

92

If the Certification Officer is satisfied, and certifies, that rules of a trade union made for any of the purposes of this Chapter and requiring approval by him have been approved—

  • (a) by a majority of the members of the union voting for the purpose, or
  • (b) by a majority of delegates of the union at a meeting called for the purpose,

the rules shall have effect as rules of the union notwithstanding that the rules of the union as to the alteration of rules or the making of new rules have not been complied with.

Effect of amalgamation

93
  • (1) Where on an amalgamation of two or more trade unions—
  • (a) there is in force in relation to each of the amalgamating unions a political resolution and such rules as are required by this Chapter, and
  • (b) the rules of the amalgamated union in force immediately after the amalgamation include such rules as are required by this Chapter,

the amalgamated union shall be treated for the purposes of this Chapter as having passed a political resolution.

  • (2) That resolution shall be treated as having been passed on the date of the earliest of the ballots on which the resolutions in force immediately before the amalgamation with respect to the amalgamating unions were passed.
  • (3) Where one of the amalgamating unions is a Northern Ireland union, the references above to the requirements of this Chapter shall be construed as references to the requirements of the corresponding provisions of the law of Northern Ireland.

Overseas members of trade union

94
  • (1) Where a political resolution is in force in relation to the union—
  • (a) rules made by the union for the purpose of complying with section 74 (political ballot rules) in relation to a proposed ballot may provide for overseas members of the union not to be accorded entitlement to vote in the ballot , and
  • (b) rules made by the union for the purpose of complying with section 84A (opt-out information notices) may provide for opt-out information notices not to be given by the union to its overseas members.
  • (2) Accordingly, where provision is made in accordance with subsection (1)(a), the Certification Officer shall not on that ground withhold his approval of the rules ; and where provision is made in accordance with subsection (1)(b), section 84A(1) is not to be taken to require opt-out information notices to be given to overseas members ...
  • (3) An “overseas member” means a member of the trade union (other than a merchant seaman or offshore worker) who is outside Great Britain throughout the period during which votes may be cast.

For this purpose—

  • “merchant seaman” means a person whose employment, or the greater part of it, is carried out on board sea-going ships; and
  • “offshore worker” means a person in offshore employment, other than one who is in such employment in an area where the law of Northern Ireland applies.

Appeals from Certification Officer

95

An appeal lies to the Employment Appeal Tribunal on any question of law arising in proceedings before or arising from any decision of the Certification Officer under this Chapter.

Meaning of “date of the ballot”

96

In this Chapter the “date of the ballot” means, in the case of a ballot in which votes may be cast on more than one day, the last of those days.

Chapter VII — Amalgamations and similar matters

Amalgamation or transfer of engagements

Amalgamation or transfer of engagements

97
  • (1) Two or more trade unions may amalgamate and become one trade union, with or without a division or dissolution of the funds of any one or more of the amalgamating unions, but shall not do so unless—
  • (a) the instrument of amalgamation is approved in accordance with section 98, and
  • (b) the requirements of section 99 (notice to members) and section 100 (resolution to be passed by required majority on ballot held in accordance with sections 100A to 100E) are complied with in respect of each of the amalgamating unions.
  • (2) A trade union may transfer its engagements to another trade union which undertakes to fulfil those engagements, but shall not do so unless—
  • (a) the instrument of transfer is approved in accordance with section 98, and
  • (b) the requirements of section 99 (notice to members) and section 100 (resolution to be passed by required majority on ballot held in accordance with sections 100A to 100E) are complied with in respect of the transferor union.
  • (3) An amalgamation or transfer of engagements does not prejudice any right of any creditor of any trade union party to the amalgamation or transfer.
  • (4) The above provisions apply to every amalgamation or transfer of engagements notwithstanding anything in the rules of any of the trade unions concerned.

Approval of instrument of amalgamation or transfer

98
  • (1) The instrument of amalgamation or transfer must be approved by the Certification Officer and shall be submitted to him for approval before a ballot of the members of any amalgamating union, or (as the case may be) of the transferor union, is held on the resolution to approve the instrument.
  • (2) If the Certification Officer is satisfied—
  • (a) that an instrument of amalgamation complies with the requirements of any regulations in force under this Chapter, and
  • (b) that he is not prevented from approving the instrument of amalgamation by subsection (3),

he shall approve the instrument.

  • (3) The Certification Officer shall not approve an instrument of amalgamation if it appears to him that the proposed name of the amalgamated union is the same as the name under which another organisation—
  • (a) was on 30th September 1971 registered as a trade union under the Trade Union Acts 1871 to 1964,
  • (b) was at any time registered as a trade union or employers' association under the Industrial Relations Act 1971, or
  • (c) is for the time being entered in the list of trade unions or in the list of employers' associations,

or if the proposed name is one so nearly resembling any such name as to be likely to deceive the public.

  • (4) Subsection (3) does not apply if the proposed name is the name of one of the amalgamating unions.
  • (5) If the Certification Officer is satisfied that an instrument of transfer complies with the requirements of any regulations in force under this Chapter, he shall approve the instrument.

Notice to be given to members

99
  • (1) The trade union shall take all reasonable steps to secure that every voting paper which is supplied for voting in the ballot on the resolution to approve the instrument of amalgamation or transfer is accompanied by a notice in writing approved for the purpose by the Certification Officer.
  • (2) The notice shall be in writing and shall either—
  • (a) set out in full the instrument of amalgamation or transfer to which the resolution relates, or
  • (b) give an account of it sufficient to enable those receiving the notice to form a reasonable judgment of the main effects of the proposed amalgamation or transfer.
  • (3) If the notice does not set out the instrument in full it shall state where copies of the instrument may be inspected by those receiving the notice.
  • (3A) The notice shall not contain any statement making a recommendation or expressing an opinion about the proposed amalgamation or transfer.
  • (4) The notice shall also comply with the requirements of any regulations in force under this Chapter.
  • (5) The notice proposed to be supplied to members of the union under this section shall be submitted to the Certification Officer for approval; and he shall approve it if he is satisfied that it meets the requirements of this section.

Resolution approving instrument of amalgamation or transfer

100
  • (1) A resolution approving the instrument of amalgamation or transfer must be passed on a ballot of the members of the trade union held in accordance with sections 100A to 100E.
  • (2) A simple majority of those voting is sufficient to pass such a resolution unless the rules of the trade union expressly require it to be approved by a greater majority or by a specified proportion of the members of the union.

Registration of instrument of amalgamation or transfer

101
  • (1) An instrument of amalgamation or transfer shall not take effect before it has been registered by the Certification Officer under this Chapter.
  • (2) It shall not be so registered before the end of the period of six weeks beginning with the date on which an application for its registration is sent to the Certification Officer.
  • (3) An application for registration of an instrument of amalgamation or transfer shall not be sent to the Certification Officer until section 100E(6) has been complied with in relation to the scrutineer’s report on the ballot held on the resolution to approve the instrument.

Power to alter rules of transferee union for purposes of transfer

102
  • (1) Where a trade union proposes to transfer its engagements to another trade union and an alteration of the rules of the transferee union is necessary to give effect to provisions in the instrument of transfer, the committee of management or other governing body of that union may by memorandum in writing alter the rules of that union so far as is necessary to give effect to those provisions.

This subsection does not apply if the rules of the trade union expressly provide that this section is not to apply to that union.

  • (2) An alteration of the rules of a trade union under subsection (1) shall not take effect unless or until the instrument of transfer takes effect.
  • (3) The provisions of subsection (1) have effect, where they apply, notwithstanding anything in the rules of the union.

Complaints as regards passing of resolution

103
  • (1) A member of a trade union who claims that the union—
  • (a) has failed to comply with any of the requirements of sections 99 to 100E, or
  • (b) has, in connection with a resolution approving an instrument of amalgamation or transfer, failed to comply with any rule of the union relating to the passing of the resolution,

may complain to the Certification Officer ....

  • (2) Any complaint must be made before the end of the period of six weeks beginning with the date on which an application for registration of the instrument of amalgamation or transfer is sent to the Certification Officer.

Where a complaint is made, the Certification Officer shall not register the instrument before the complaint is finally determined or is withdrawn.

  • (2A) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
  • (3) Where the Certification Officer is satisfied that there has been a failure such as is mentioned in paragraph (a) or (b) of subsection (1)—
  • (a) he shall make a declaration to that effect, and
  • (b) he may make an order specifying the steps which must be taken before he will entertain any application to register the instrument of amalgamation or transfer;

and where he makes such an order, he shall not entertain any application to register the instrument unless he is satisfied that the steps specified in the order have been taken.

An order under this subsection may be varied by the Certification Officer by a further order.

  • (3A) Before deciding the matter the Certification Officer—
  • (a) may make such enquiries as the Officer thinks fit,
  • (b) must give the union and the complainant ... an opportunity to make written representations, and
  • (c) may give the union and the complainant ... an opportunity to make oral representations.
  • (4) The Certification Officer shall furnish a statement, orally or in writing, of the reasons for his decision ... under this section.
  • (5) The validity of a resolution approving an instrument of amalgamation or transfer shall not be questioned in any legal proceedings whatsoever (except proceedings before the Certification Officer under this section or proceedings arising out of such proceedings) on any ground on which a complaint could be, or could have been, made to the Certification Officer under this section.
  • (6) Where the Certification Officer requests a person to furnish information to him in connection with enquiries made by him under this section, he shall specify the date by which that information is to be furnished and, unless he considers that it would be inappropriate to do so, shall proceed with his determination ... notwithstanding that the information has not been furnished to him by the specified date.
  • (7) A declaration made by the Certification Officer under this section may be relied on as if it were a declaration made by the court.
  • (8) Where an order has been made under this section, any person who is a member of the union and was a member at the time it was made is entitled to enforce obedience to the order as if he had made a complaint under this section.
  • (9) An order made by the Certification Officer under this section may be enforced in the same way as an order of the court.

Appeal from decision of Certification Officer

104

An appeal lies to the Employment Appeal Tribunal, at the instance of the complainant or the trade union, on any question of law arising in any proceedings before, or arising from any decision of, the Certification Officer under section 103.

Transfer of property on amalgamation or transfer

105
  • (1) Where an instrument of amalgamation or transfer takes effect, the property held—
  • (a) for the benefit of any of the amalgamating unions, or for the benefit of a branch of any of those unions, by the trustees of the union or branch, or
  • (b) for the benefit of the transferor trade union, or for the benefit of a branch of the transferor trade union, by the trustees of the union or branch,

shall without any conveyance, assignment or assignation vest, on the instrument taking effect, or on the appointment of the appropriate trustees, whichever is the later, in the appropriate trustees.

  • (2) In the case of property to be held for the benefit of a branch of the amalgamated union, or of the transferee union, “the appropriate trustees” means the trustees of that branch, unless the rules of the amalgamated or transferee union provide that the property to be so held is to be held by the trustees of the union.
  • (3) In any other case “the appropriate trustees” means the trustees of the amalgamated or transferee union.
  • (4) This section does not apply—
  • (a) to property excepted from the operation of this section by the instrument of amalgamation or transfer, or
  • (b) to stocks and securities in the public funds of the United Kingdom or Northern Ireland.

Amalgamation or transfer involving Northern Ireland union

106
  • (1) This Chapter has effect subject to the following modifications in the case of an amalgamation or transfer of engagements to which a trade union and a Northern Ireland union are party.
  • (2) The requirements of sections 98 to 100E and 101(3) (approval of instrument, notice to members and ballot on resolution) do not apply in relation to the Northern Ireland union; but the Certification Officer shall not register the instrument under section 101 unless he is satisfied that it will be effective under the law of Northern Ireland.
  • (3) The instrument of amalgamation or transfer submitted to the Certification Officer for his approval under section 98 shall state which of the bodies concerned is a Northern Ireland union and, in the case of an amalgamation, whether the amalgamated body is to be a Northern Ireland union; and the Certification Officer shall withhold his approval if the instrument does not contain that information.
  • (4) Nothing in section 102 (alteration of rules) or sections 103 and 104 (complaint as to passing of resolution) applies in relation to the Northern Ireland union.
  • (5) Subject to the exceptions specified above, the provisions of this Chapter as to amalgamations or transfers of engagements apply in relation to the Northern Ireland union.

Change of name

Change of name of trade union

107
  • (1) A trade union may change its name by any method expressly provided for by its rules or, if its rules do not expressly provide for a method of doing so, by adopting in accordance with its rules an alteration of the provision in them which gives the union its name.
  • (2) If the name of the trade union is entered in the list of trade unions a change of name shall not take effect until approved by the Certification Officer.
  • (3) The Certification Officer shall not approve a change of name if it appears to him that the proposed new name—
  • (a) is the same as one entered in the list as the name of another trade union, or
  • (b) is the same as one entered in the list of employers’ associations kept under Part II of this Act,

or is a name so nearly resembling such a name as to be likely to deceive the public.

  • (4) A change of name by a trade union does not affect any right or obligation of the union or any of its members; and any pending legal proceedings may be continued by or against the union, the trustees of the union or any other officer of the union who can sue or be sued on its behalf notwithstanding its change of name.

Supplementary

General power to make regulations

108
  • (1) The Secretary of State may make regulations as respects—
  • (a) applications to the Certification Officer under this Chapter,
  • (b) the registration under this Chapter of any document or matter,
  • (c) the inspection of documents kept by the Certification Officer under this Chapter,
  • (d) the charging of fees in respect of such matters, and of such amounts, as may with the approval of the Treasury be prescribed by the regulations,

and generally for carrying this Chapter into effect.

  • (2) Provision may in particular be made—
  • (a) requiring an application for the registration of an instrument of amalgamation or transfer, or of a change of name, to be accompanied by such statutory declarations or other documents as may be specified in the regulations;
  • (b) as to the form or content of any document required by this Chapter, or by the regulations, to be sent or submitted to the Certification Officer and as to the manner in which any such document is to be signed or authenticated;
  • (c) authorising the Certification Officer to require notice to be given or published in such manner as he may direct of the fact that an application for registration of an instrument of amalgamation or transfer has been or is to be made to him.
  • (3) Regulations under this section may make different provision for different circumstances.
  • (4) Regulations under this section shall be made by statutory instrument which shall be subject to annulment in pursuance of a resolution of either House of Parliament.

Chapter VIII — . . .

Proceedings in relation to which assistance may be provided

109
  • (1) This Chapter applies to proceedings or prospective proceedings to the extent that they consist in, or arise out of—
  • (a) an application to the court under section 15(3) (application for order authorising member to take or continue proceedings on behalf of trade union) or any other proceedings brought by virtue of that section;
  • (b) an application to the court under section 16 (remedy against trustees for unlawful use of trade union property);
  • (c) an application to the court under section 26 (remedy for failure to maintain register of members or secure confidentiality);
  • (d) an application to the court under section 31 (remedy for failure to comply with request for access to trade union’s accounting records);
  • (da) an application to the court under section 45C (remedy for failure to comply with duty to secure positions not held by certain offenders);
  • (e) an application to the court under section 56 (remedy for failure to comply with requirements as to election for office);
  • (f) an application to the court under section 62 (application for order where industrial action does not have support of ballot);
  • (g) proceedings brought by virtue of section 71 (restriction on use of funds for political objects) with respect to the unlawful application of the funds of a trade union;
  • (h) an application to the court under section 81 (remedy for failure to comply with requirements as to political ballot).
  • (2) This Chapter applies to proceedings or prospective proceedings to the extent that they consist in, or arise out of, proceedings in the High Court or the Court of Session with respect to an alleged breach or threatened breach of the rules of a trade union relating to any of the following matters—
  • (a) the appointment or election of a person to, or the removal of a person from, any office;
  • (b) disciplinary proceedings by the union (including expulsion);
  • (c) the authorising or endorsing of industrial action;
  • (d) the balloting of members;
  • (e) the application of the union’s funds or property;
  • (f) the imposition, collection or distribution of any levy for the purposes of industrial action;
  • (g) the constitution or proceedings of any committee, conference or other body.

The reference above to the rules of a trade union includes the rules of any branch or section of the trade union; and in paragraph (a) “office” includes any position by virtue of which a person is an official in relation to the trade union or is entitled to attend as a representative any meeting concerned with union business.

  • (3) This Chapter also applies to proceedings or prospective proceedings to the extent that they consist in, or arise out of such other proceedings against a trade union, an official of a trade union or the trustees of the property of a trade union as may be specified in an order made by the Secretary of State.

Any order shall be made by statutory instrument; and no such order shall be made unless a draft of it has been laid before and approved by resolution of each House of Parliament.

Application for assistance: its consideration

110
  • (1) An individual who is an actual or prospective party to proceedings to which this Chapter applies may apply to the Commissioner for the Rights of Trade Union Members (in this Chapter referred to as “the Commissioner”) for assistance in relation to the proceedings, and the Commissioner shall, as soon as reasonably practicable after receiving the application, consider it and decide whether and to what extent to grant it.
  • (2) The matters to which the Commissioner may have regard in determining whether, and to what extent, to grant an application include—
  • (a) whether the case raises a question of principle,
  • (b) whether it is unreasonable, having regard to the complexity of the case, to expect the applicant to deal with it unaided, and
  • (c) whether, in the Commissioner’s opinion, the case involves a matter of substantial public interest.
  • (3) In the case of an application made by virtue of section 109(1)(c), (e) or (h) (failure to maintain register of members or to comply with requirements as to election or political ballot), if—
  • (a) the Certification Officer has already made a declaration with respect to the subject-matter of the proceedings or prospective proceedings, and
  • (b) it appears to the Commissioner that the applicant would (if assisted) have a reasonable prospect of securing the making of an enforcement order in the proceedings,

the Commissioner shall grant the application to the extent he considers necessary for securing that, so far as reasonably practicable, all the steps he considers appropriate (including, where appropriate, the holding of another ballot or election) are taken by the trade union for the purpose of remedying the declared failure and of ensuring that a failure of the same or a similar kind does not occur in future.

  • (4) The Commissioner shall not grant an application made by virtue of section 109(2) (proceedings arising out of breach of rules) unless it appears to him—
  • (a) that the breach of rules in question affects, or may affect, members of the union other than the applicant, or
  • (b) that similar breaches of the rules have been or may be committed in relation to other members of the union.
  • (5) If the Commissioner decides not to provide assistance, he shall, as soon as reasonably practicable after making the decision, notify the applicant of his decision and, if he thinks fit, of the reasons for it.

Provision of assistance

111
  • (1) If the Commissioner decides to provide assistance, he shall, as soon as reasonably practicable after making the decision—
  • (a) notify the applicant, stating the extent of the assistance to be provided, and
  • (b) give him a choice, subject to any restrictions specified in the notification, as to the financial arrangements to be made in connection with the provision of the assistance.
  • (2) The assistance provided may include the making of arrangements for, or for the Commissioner to bear the costs of—
  • (a) the giving of advice or assistance by a solicitor or counsel, and
  • (b) the representation of the applicant, or the provision to him of such assistance as is usually given by a solicitor or counsel—
  • (i) in steps preliminary or incidental to the proceedings, or
  • (ii) in arriving at or giving effect to a compromise to avoid or bring an end to the proceedings.
  • (3) Where assistance is provided with respect to the conduct of proceedings—
  • (a) it shall include an agreement by the Commissioner to indemnify the applicant (subject only to any exceptions specified in the notification) in respect of any liability to pay costs or expenses arising by virtue of any judgment or order of the court in the proceedings,
  • (b) it may include an agreement by the Commissioner to indemnify the applicant in respect of any liability to pay costs or expenses arising by virtue of any compromise or settlement arrived at in order to avoid the proceedings or bring the proceedings to an end, and
  • (c) it may include an agreement by the Commissioner to indemnify the applicant in respect of any liability to pay damages pursuant to an undertaking given on the grant of interlocutory relief (in Scotland, an interim order) to the applicant.
  • (4) Where the Commissioner provides assistance in relation to any proceedings, he shall do so on such terms, or make such other arrangements, as will secure that a person against whom the proceedings have been or are commenced is informed that assistance has been or is being provided by the Commissioner in relation to them.
  • (5) In England and Wales, the recovery of expenses incurred by the Commissioner in providing an applicant with assistance (as taxed or assessed in such manner as may be prescribed by rules of court) shall constitute a first charge for the benefit of the Commissioner—
  • (a) on any costs which, by virtue of any judgment or order of the court, are payable to the applicant by any other person in respect of the matter in connection with which the assistance is provided, and
  • (b) on any sum payable to the applicant under a compromise or settlement arrived at in connection with that matter to avoid or bring proceedings to an end.
  • (6) In Scotland, the recovery of such expenses (as taxed or assessed in such manner as may be prescribed by rules of court) shall be paid to the Commissioner, in priority to other debts—
  • (a) out of any expenses which, by virtue of any judgment or order of the court, are payable to the applicant by any other person in respect of the matter in connection with which the assistance is provided, and
  • (b) out of any sum payable to the applicant under a compromise or settlement arrived at in connection with that matter to avoid or bring proceedings to an end.

Title of proceedings where assistance provided

112
  • (1) Where a person is receiving assistance in relation to proceedings, there shall, if he so wishes, be added after his name in the title of the proceedings the words “(assisted by the Commissioner for the Rights of Trade Union Members)".
  • (2) The addition of those words shall not be construed as making the Commissioner a party to the proceedings or as liable to be treated as a party for any purpose; and the omission of those words shall be treated as an irregularity only and shall not nullify the proceedings, any step taken in the proceedings or any document, judgment or order therein.

Recovery of sums paid in case of fraud

113
  • (1) Where the Commissioner grants an application to a person who for the purposes of the application—
  • (a) has made a statement which he knew to be false in a material particular, or
  • (b) has recklessly made a statement which was false in a material particular,

he is entitled to recover from that person any sums paid by him to that person, or to any other person, by way of assistance.

  • (2) This does not affect the power of the Commissioner to enter into any agreement he thinks fit as to the terms on which assistance is provided.

Supplementary provisions

114
  • (1) Nothing in this Chapter affects the law and practice regulating the descriptions of persons who may appear in, conduct, defend and address the court in any proceedings.
  • (2) The power of the Commissioner to provide assistance to a prospective applicant to the court under section 26, 56 or 81 (under which applications may be made either to the court or to the Certification Officer, and in certain cases to both) does not entitle the Commissioner to provide assistance with the making of an application to the Certification Officer.
  • (3) In this Chapter “applicant”, in relation to assistance under this Chapter, means the individual on whose application the assistance is provided.

Chapter IX — Miscellaneous and general provisions

Further provisions with respect to ballots

Payments towards expenditure in connection with secret ballots

115

Use of employer’s premises for secret ballot

116

Exceptions and adaptations for certain bodies

Special register bodies

117
  • (1) In this section a “special register body” means an organisation whose name appeared in the special register maintained under section 84 of the Industrial Relations Act 1971 immediately before 16 September 1974, and which is a company registered under the Companies Act 2006 or is incorporated by charter or letters patent.
  • (2) The provisions of this Part apply to special register bodies as to other trade unions, subject to the following exceptions and adaptations.
  • (3) In Chapter II (status and property of trade unions)—
  • (a) in section 10 (quasi-corporate status of trade unions)—
  • (i) subsections (1) and (2) (prohibition on trade union being incorporated) do not apply, and
  • (ii) subsection (3) (prohibition on registration under certain Acts) does not apply so far as it relates to registration as a company under the Companies Act 2006;
  • (b) section 11 (exclusion of common law rules as to restraint of trade) applies to the purposes or rules of a special register body only so far as they relate to the regulation of relations between employers or employers’ associations and workers;
  • (c) sections 12 to 14 (vesting of property in trustees; transfer of securities) do not apply; and
  • (d) in section 20 (liability of trade union in certain proceedings in tort) in subsection (7) the reference to the contract between a member and the other members shall be construed as a reference to the contract between a member and the body.
  • (4) Sections 33 to 35 (appointment and removal of auditors) do not apply to a special register body which is registered as a company under the Companies Act 2006; and sections 36 and 37 (rights and duties of auditors) apply to the auditors appointed by such a body under Chapter 2 of Part 16 of that Act.
  • (5) Sections 45B and 45C (disqualification) and Chapter IV (elections) apply only to—
  • (a) the position of voting member of the executive, and
  • (b) any position by virtue of which a person is a voting member of the executive.

In this subsection “voting member of the executive” has the meaning given by section 46(5).

Federated trade unions

118
  • (1) In this section a “federated trade union” means a trade union which consists wholly or mainly of constituent or affiliated organisations, or representatives or such organisations, as described in paragraph (b) of the definition of “trade union” in section 1.
  • (2) The provisions of this Part apply to federated trade unions subject to the following exceptions and adaptations.
  • (3) For the purposes of section 22 (limit on amount of damages) as it applies to a federated trade union, the members of such of its constituent or affiliated organisations as have their head or main office in Great Britain shall be treated as members of the union.
  • (4) The following provisions of Chapter III (trade union administration) do not apply to a federated trade union which consists wholly or mainly of representatives of constituent or affiliated organisations—
  • (a) section 27 (duty to supply copy of rules),
  • (b) section 28 (duty to keep accounting records),
  • (c) sections 32 to 37 (annual return, statement for members, accounts and audit), . . .
  • (ca) sections 37A to 37E (investigation of financial affairs), and
  • (d) sections 38 to 42 (members’ superannuation schemes).
  • (4A) In the case of a federated trade union which, by virtue of subsection (4), is not required to send an annual return to the Certification Officer under section 32, section 24ZA (duty to provide membership audit certificate) applies as if section 32 does apply to the union.
  • (5) Sections 29 to 31 (right of member to access to accounting records) do not apply to a federated trade union which has no members other than constituent or affiliated organisations or representatives of such organisations.
  • (6) Sections 24 to 26 (register of members’ names and addresses) and Chapter IV (elections for certain trade union positions) do not apply to a federated trade union—
  • (a) if it has no individual members other than representatives of constituent or affiliated organisations, or
  • (b) if its individual members (other than such representatives) are all merchant seamen and a majority of them are ordinarily resident outside the United Kingdom.

For this purpose “merchant seaman” means a person whose employment, or the greater part of it, is carried out on board sea-going ships.

  • (7) The provisions of Chapter VI (application of funds for political objects) apply to a trade union which is in whole or part an association or combination of other unions as if the individual members of the component unions were members of that union and not of the component unions.

But nothing in that Chapter prevents a component union from collecting contributions on behalf of the association or combination from such of its members as are contributors to the political fund of the association or combination.

  • (8) In the application of section 116A to a federated trade union, subsection (2) of that section shall be omitted.

Interpretation

Expressions relating to trade unions

119

In this Act, in relation to a trade union—

  • “agent” means a banker or solicitor of, or any person employed as an auditor by, the union or any branch or section of the union;
  • “branch or section”, except where the context otherwise requires, includes a branch or section which is itself a trade union;
  • “executive” means the principal committee of the union exercising executive functions, by whatever name it is called;
  • “financial affairs” means affairs of the union relating to any fund which is applicable for the purposes of the union (including any fund of a branch or section of the union which is so applicable);
  • “general secretary” means the official of the union who holds the office of general secretary or, where there is no such office, holds an office which is equivalent, or (except in section 14(4)) the nearest equivalent, to that of general secretary;
  • “officer” includes—any member of the governing body of the union, andany trustee of any fund applicable for the purposes of the union;
  • “official” means—an officer of the union or of a branch or section of the union, ora person elected or appointed in accordance with the rules of the union to be a representative of its members or of some of them,and includes a person so elected or appointed who is an employee of the same employer as the members or one or more of the members whom he is to represent;
  • “president” means the official of the union who holds the office of president or, where there is no such office, who holds an office which is equivalent, or (except in section 14(4) or Chapter IV) the nearest equivalent, to that of president; and
  • “rules”, except where the context otherwise requires, includes the rules of any branch or section of the union.

Northern Ireland unions

120

In this Part a “Northern Ireland union” means a trade union whose principal office is situated in Northern Ireland.

Meaning of “the court”

121

In this Part “the court” (except where the reference is expressed to be to the county court or sheriff court) means the High Court or the Court of Session.

Part II — Employers’ Associations

Introductory

Meaning of “employers' association”

122
  • (1) In this Act an “employers’ association” means an organisation (whether temporary or permanent)—
  • (a) which consists wholly or mainly of employers or individual owners of undertakings of one or more descriptions and whose principal purposes include the regulation of relations between employers of that description or those descriptions and workers or trade unions; or
  • (b) which consists wholly or mainly of—
  • (i) constituent or affiliated organisations which fulfil the conditions in paragraph (a) (or themselves consist wholly or mainly of constituent or affiliated organisations which fulfil those conditions), or
  • (ii) representatives of such constituent or affiliated organisations,

and whose principal purposes include the regulation of relations between employers and workers or between employers and trade unions, or the regulation of relations between its constituent or affiliated organisations.

  • (2) References in this Act to employers’ associations include combinations of employers and employers’ associations.

The list of employers’ associations

The list of employers' associations

123
  • (1) The Certification Officer shall keep a list of employers’ associations containing the names of—
  • (a) the organisations whose names were, immediately before the commencement of this Act, duly entered in the list of employers’ associations kept by him under section 8 of the Trade Union and Labour Relations Act 1974, and
  • (b) the names of the organisations entitled to have their names entered in the list in accordance with this Part.
  • (2) The Certification Officer shall keep copies of the list of employers’ associations, as for the time being in force, available for public inspection at all reasonable hours free of charge.
  • (3) A copy of the list shall be included in his annual report.
  • (4) The fact that the name of an organisation is included in the list of employers’ associations is evidence (in Scotland, sufficient evidence) that the organisation is an employers’ association.
  • (5) On the application of an organisation whose name is included in the list, the Certification Officer shall issue it with a certificate to that effect.
  • (6) A document purporting to be such a certificate is evidence (in Scotland, sufficient evidence) that the name of the organisation is entered in the list.

Application to have name entered in the list

124
  • (1) An organisation of employers, whenever formed, whose name is not entered in the list of employers’ associations may apply to the Certification Officer to have its name entered in the list.
  • (2) The application shall be made in such form and manner as the Certification Officer may require and shall be accompanied by—
  • (a) a copy of the rules of the organisation,
  • (b) a list of its officers,
  • (c) the address of its head or main office, and
  • (d) the name under which it is or is to be known,

and by the prescribed fee.

  • (3) If the Certification Officer is satisfied—
  • (a) that the organisation is an employers’ association,
  • (b) that subsection (2) has been complied with, and
  • (c) that entry of the name in the list is not prohibited by subsection (4),

he shall enter the name of the organisation in the list of employers’ associations.

  • (4) The Certification Officer shall not enter the name of an organisation in the list of employers’ associations if the name is the same as that under which another organisation—
  • (a) was on 30th September 1971 registered as a trade union under the Trade Union Acts 1871 to 1964,
  • (b) was at any time registered as an employers’ association or trade union under the Industrial Relations Act 1971, or
  • (c) is for the time being entered in the list of employers’ associations or in the list of trade unions kept under Chapter I of Part I of this Act,

or if the name is one so nearly resembling any such name as to be likely to deceive the public.

Removal of name from the list

125
  • (1) If it appears to the Certification Officer, on application made to him or otherwise, that an organisation whose name is entered in the list of employers’ associations is not an employers’ association, he may remove its name from the list.
  • (2) He shall not do so without giving the organisation notice of his intention and considering any representations made to him by the organisation within such period (of not less than 28 days beginning with the date of the notice) as may be specified in the notice.
  • (3) The Certification Officer shall remove the name of an organisation from the list of employers’ associations if—
  • (a) he is requested by the organisation to do so, or
  • (b) he is satisfied that the organisation has ceased to exist.

Appeal against decision of Certification Officer

126
  • (1) An organisation aggrieved by the refusal of the Certification Officer to enter its name in the list of employers’ associations, or by a decision of his to remove its name from the list, may appeal to the Employment Appeal Tribunal on any appealable question.
  • (2) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
  • (3) For the purposes of this section, an appealable question is any question of law arising in the proceedings before, or arising from the decision of, the Certification Officer.

Status and property of employers’ associations

Corporate or quasi-corporate status of employers' associations

127
  • (1) An employers’ association may be either a body corporate or an unincorporated association.
  • (2) Where an employers’ association is unincorporated—
  • (a) it is capable of making contracts;
  • (b) it is capable of suing and being sued in its own name, whether in proceedings relating to property or founded on contract or tort or any other cause of action; and
  • (c) proceedings for an offence alleged to have been committed by it or on its behalf may be brought against it in its own name.
  • (3) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Exclusion of common law rules as to restraint of trade

128
  • (1) The purposes of an unincorporated employers’ association and, so far as they relate to the regulation of relations between employers and workers or trade unions, the purposes of an employers’ association which is a body corporate are not, by reason only that they are in restraint of trade, unlawful so as—
  • (a) to make any member of the association liable to criminal proceedings for conspiracy or otherwise, or
  • (b) to make any agreement or trust void or voidable.
  • (2) No rule of an unincorporated employers’ association or, so far as it relates to the regulation of relations between employers and workers or trade unions, of an employers’ association which is a body corporate, is unlawful or unenforceable by reason only that it is in restraint of trade.

Property of unincorporated employers' associations, &c

129
  • (1) The following provisions of Chapter II of Part I of this Act apply to an unincorporated employers’ association as in relation to a trade union—
  • (a) section 12(1) and (2) (property to be vested in trustees),
  • (b) section 13 (vesting of property in new trustees), and
  • (c) section 14 (transfer of securities held in trust for trade union).
  • (2) In sections 13 and 14 as they apply by virtue of subsection (1) the reference to entry in the list of trade unions shall be construed as a reference to entry in the list of employers’ associations.
  • (3) Section 19 (application of certain provisions relating to . . . friendly societies) applies to any employers’ association as in relation to a trade union.

Restriction on enforcement of awards against certain property

130
  • (1) Where in any proceedings an amount is awarded by way of damages, costs or expenses—
  • (a) against an employers’ association,
  • (b) against trustees in whom property is vested in trust for an employers’ association, in their capacity as such (and otherwise than in respect of a breach of trust on their part), or
  • (c) against members or officials of an employers’ association on behalf of themselves and all of the members of the association,

no part of that amount is recoverable by enforcement against any protected property.

  • (2) The following is protected property—
  • (a) property belonging to the trustees otherwise than in their capacity as such;
  • (b) property belonging to any member of the association otherwise than jointly or in common with the other members;
  • (c) property belonging to an official of the association who is neither a member nor a trustee.

Administration of employers’ associations

Administrative provisions applying to employers' associations

131
  • (1) The following provisions of Chapter III of Part I of this Act apply to an employers’ association as in relation to a trade union—
  • section 27 (duty to supply copy of rules),section 28 (duty to keep accounting records),section 32(1), (2), (3)(a), (b) and (c) and (4) to (6) ... and sections 33 to 37 (annual return, accounts and audit),
  • sections 37A to 37E (investigation of financial affairs),
  • sections 38 to 42 (members’ superannuation schemes),section 43(1) (exemption for newly-formed organisations),section 44(1),(2) and (4) (discharge of duties in case of organisation having branches or sections), andsections 45 and 45A (offences).
  • (2) Sections 33 to 35 (appointment and removal of auditors) do not apply to an employers’ association which is registered as a company under the Companies Act 2006; and sections 36 and 37 (rights and duties of auditors) apply to the auditors appointed by such an association under . . . Chapter 2 of Part 16 of that Act.

Application of funds for political objects

Application of funds for political objects

132

(1) Subject to subsections (2) to (5), theprovisions of Chapter VI of Part I of this Act (application of funds for political objects) apply to an unincorporated employers’ association as in relation to a trade union.

  • (2) Subsection (1) does not apply to these provisions—
  • (a) section 72A;
  • (b) in section 80, subsections (5A) to (5C) and (8) to (10);
  • (c) in section 81, subsection (8).
  • (3) In its application to an unincorporated employers’ association, section 79 shall have effect as if at the end of subsection (1) there were inserted—

The making of an application to the Certification Officer does not prevent the applicant, or any other person, from making an application to the court in respect of the same matter.

  • (4) In its application to an unincorporated employers’ association, section 80(2)(b) shall have effect as if the words “where he considers it appropriate," were inserted at the beginning.
  • (5) In its application to an unincorporated employers’ association, section 81 shall have effect as if after subsection (1) there were inserted—

(2) If an application in respect of the same matter has been made to the Certification Officer, the court shall have due regard to any declaration, reasons or observations of his which are brought to its notice.

Amalgamations and similar matters

Amalgamations and transfers of engagements

133
  • (1) Subject to subsection (2), the provisions of Chapter VII of Part I of this Act (amalgamations and similar matters) apply to unincorporated employers’ associations as in relation to trade unions.
  • (2) In its application to such associations that Chapter shall have effect—
  • (a) as if in section 99(1) for the words from “that every" to “accompanied by" there were substituted the words “that, not less than seven days before the ballot on the resolution to approve the instrument of amalgamation or transfer is held, every member is supplied with",
  • (b) as if the requirements imposed by sections 100A to 100E consisted only of those specified in sections 100B and 100C(1) and (3)(a) together with the requirement that every member must, so far as is reasonably possible, be given a fair opportunity of voting, . . .
  • (ba) as if the references in sections 101A and 101B to the list of trade unions were to the list of employers' associations, and
  • (c) with the omission of sections 101(3) , 101A(3) and (4), 103(2A) and (6) to (9) and 107.

Change of name of employers' association

134
  • (1) An unincorporated employers’ association may change its name by any method expressly provided for by its rules or, if its rules do not expressly provide for a method of doing so, by adopting in accordance with its rules an alteration of the provision in them which gives the association its name.
  • (2) If the name of an employers’ association, whether incorporated or unincorporated, is entered in the list of employers’ associations a change of name shall not take effect until approved by the Certification Officer.
  • (3) The Certification Officer shall not approve a change of name if it appears to him that the proposed new name—
  • (a) is the same as one entered in the list as the name of another employers’ association, or
  • (b) is the same as one entered in the list of trade unions kept under Part I of this Act,

or is a name so nearly resembling such a name as to be likely to deceive the public.

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