The Russia (Sanctions) (EU Exit) Regulations 2019

Item	Regulation 53A applies?
1B999 Specific processing equipment as follows:
a. Electrolytic cells for fluorine “production”;
b. Particle accelerators;
c. Industrial process control hardware/systems designed for power industries;
d. Freon and chilled water-cooling systems capable of continuous cooling duties of 100,000 BTU/hr (29.3 kW) or greater;
e. Equipment for the “production” of structural composites, fibres, prepregs and preforms.
1C990 Fibrous and filamentary materials for “use” in “composite” structures and with a specific modulus of 3.18 x 10⁶ m or greater and a specific tensile strength of 7.62 x 10⁴ m or greater.	Yes
1C992 Commercial charges and devices containing energetic materials, and nitrogen trifluoride in a gaseous state.	Yes
Note: For the purposes of this entry the mass of the non-controlled substance in any ‘mixture’ is omitted when determining the total mass of the controlled material.
These items are as follows:a. Shaped charges specially designed for oil well operations, utilising one charge functioning along a single axis, that upon detonation produce a hole, anda.1. Contain any formulation of controlled materials;a.2. Have only a uniform shaped conical liner with an included angle of 90 degrees or less;a.3. Contain more than 0.010 kg but less than or equal to 0.090 kg of “controlled materials”; anda.4. Have a diameter not exceeding 11.43 cm/ 4.5 inches;	Yes
b. Shaped charges specially designed for oil well operations containing less than or equal to 0.010 kg of controlled materials;	Yes
c. Detonation cord or shock tubes containing less than or equal to 0.064 kg per meter (300 grains per foot) of controlled materials;	Yes
d. Cartridge power devices, that contain less than or equal to 0.70 kg of controlled materials in the deflagration material;	Yes
e. Oil well cartridges, that contain less than or equal to 0.015 kg of “controlled materials”;	Yes
f. Commercial prefabricated slurries and emulsions containing less than or equal to 10.0 kg and less than or equal to thirty-five percent by weight of materials controlled by ML8 in Schedule 2 of the Export Control Order 2008;	Yes
g. Cutters and severing tools containing less than or equal to 3.5 kg of controlled materials;	Yes
h. Pyrotechnic devices when designed exclusively for commercial purposes (e.g., theatrical stages, motion picture special effects, and fireworks displays) and containing less than or equal to 3.0 kg of controlled materials;	Yes
i. Other commercial explosive devices and charges not controlled by 1C992.a to.h. containing less than or equal to 1.0 kg of controlled materials.Note: 1C992.i includes automotive safety devices; extinguishing systems; cartridges for riveting guns; explosive charges for agricultural, oil and gas operations, sporting goods, commercial mining, or public works purposes; and delay tubes used in the assembly of commercial explosive devices.	Yes
j. Nitrogen trifluoride (NF₃) in a gaseous state - Nitrogen trifluoride (CAS RN 7783-54-2)
1C996 Hydraulic fluids containing synthetic hydrocarbon oils, having all the following characteristics:	Yes
a. A flash point exceeding 477 K (204 degrees C);b. A pour point at 239 K ( -34 degrees C) or less;c. A viscosity index of 75 or more; andd. A thermal stability at 616 K (343 degrees C).
1C997 Ammonium nitrate, including fertilisers and fertiliser blends containing more than 15% by weight ammonium nitrate, except liquid fertilisers (containing any amount of ammonium nitrate) or dry fertilisers containing less than 15% by weight ammonium nitrate
1C998 Non fluorinated polymeric substances as follows:a. Polyarylene ether ketones, as follows:a.1 Polyether ether ketone (PEEK);a.2. Polyether ketone ketone (PEKK);a.3. Polyether ketone (PEK);a.4. Polyether ketone ether ketone ketone (PEKEKK);	Yes
1C999 Specific materials, as follows:
a. Hardened steel and tungsten carbide precision ball bearings (3mm or greater diameter);	Yes
b. 304 and 316 stainless steel plate;
c. Monel plate;
d. Tributyl phosphate;
e. Nitric acid in concentrations of 20 weight percent or greater;
f. Fluorine;
g. Alpha emitting radionuclides,
Aromatic polyamides (aramids) not controlled by 1C010, 1C210 or 1C990, presented in any of the following forms—
(a) primary forms;
(b) filament yarn or monofilaments;
(c) filament tows;
(d) rovings;
(e) staple or chopped fibres;
(f) fabrics;
(g) pulp or flocks.
Nanomaterials as follows—
(a) semiconductor nanomaterials;
(b) composite-based nanomaterials;
(c) any of the following carbon-based nanomaterials—
(i) carbon nanotubes;
(ii) carbon nanofibres;
(iii) fullerenes;
(iv) graphenes;
(v) carbon onions.
Notes: For the purpose of the entry above, “nanomaterial” means a material that meets at least one of the following criteria—
(a) it consists of particles, with one or more external dimensions in the size range 1 - 100 nm for more than 1 % of their number size distribution,
(b) it has internal or surface structures in one or more dimensions in the size range 1 - 100 nm, or
(c) it has a specific surface area by volume greater than 60 m²/cm³, excluding materials consisting of particles with a size lower than 1 nm.
1D999 Specific software as follows:
a. “Software” specially designed for industrial process control hardware/systems controlled by 1B999;b. “Software” specially designed for equipment for the “production” of structural composites, fibres, prepregs and preforms controlled by 1B999.
1E994 “Technology” for the “development”, “production”, or “use” of fibrous and filamentary materials controlled by 1C990.	Yes
“Technology” “required” for the “development”, “production” or “use” of the systems, equipment, components and software specified in the entries above relating to aromatic polyamides and nanomaterials.
Rare-earth metals and compounds, either in organic or inorganic form, including mixtures whether or not intermixed or interalloyed.Note 1: Rare-earth metals and compounds include Scandium, Yttrium, Lanthanum, Cerium, Praseodymium, Neodymium, Promethium, Samarium, Europium, Gadolinium, Terbium, Dysprosium, Holmium, Erbium, Thulium, Ytterbium and Lutetium;Note 2: For the purposes of the prohibition, minerals containing rare-earth metals are excluded;Note 3: the prohibition does not prohibit mixtures in which no individual metal or compound specified in this entry constitutes more than 5% by the weight of the mixture.
Tungsten, tungsten carbide and alloys, not controlled by 1C117 or 1C226 of Annex 1 of the Dual-Use Regulation, containing more than 90 % tungsten by weight.Note 1: For the purpose of this control, wire is excluded.Note 2: For the purpose of this control, surgical or medical instruments are excluded.

PART 1B — MATERIALS PROCESSING

Item	Regulation 53A applies?
2A983 Explosives or detonator detection equipment, both bulk and trace based, consisting of an automated device, or combination of devices for automated decision making to detect the presence of different types of explosives, explosive residue, or detonators as follows and specifically designed components thereof:Note: For the purpose of this entry, automated decision making is the ability of the equipment to detect explosives or detonators at the design or operator-selected level of sensitivity and provide an automated alarm when explosives or detonators at or above the sensitivity level are detected. This entry does not control equipment that depends on operator interpretation of indicators such as inorganic/organic colour mapping of the items(s) being scanned.Note: Explosives or detonation detection equipment in 2A983 includes equipment for screening people, documents, baggage, other personal effects, cargo and/or mail.
a. Explosives detection equipment for automated decision making to detect and identify bulk explosives utilising, but not limited to, x-ray (e.g., computed tomography, dual energy, or coherent scattering), nuclear (e.g. thermal neutron analysis, pulse fast neutron analysis, pulse fast neutron transmission spectroscopy, and gamma resonance absorption), or electromagnetic techniques (e.g. quadropole resonance and dielectrometry).	Yes
b. Detonator detection equipment for automated decision making to detect and identify initiation devices (e.g. detonators, blasting caps) utilising, but not limited to, x-ray (e.g. dual energy or computed tomography) or electromagnetic techniques.	Yes
2A984 Concealed object detection equipment operating in the frequency range from 30 GHz to 3000 GHz and having a spatial resolution of 0.1 milliradian up to and including 1 milliradian at a standoff distance of 100 metres; and specially designed components thereof.Note: Concealed object detection equipment includes but is not limited to equipment for screening people, documents, baggage, other personal effects, cargo and mail.Technical Note: The range of frequencies span what is generally considered as the millimetre-wave, submillimetre-wave and terahertz frequency regions.	Yes
2A991 Bearings and bearing systems as follows:
This entry does not control balls with tolerance specified by the manufacturer in accordance with ISO 3290 as grade 5 or worse.Note (1) (a) DN is the product of the bearing bore diameter in mm and the bearing rotational velocity in rpm.(b) Operating temperatures include those temperatures obtained when a gas turbine engine has stopped after operation.(2) Annular Bearing Engineers Committee (ABEC); American National Standards Institute (ANSI); Anti-Friction Bearing Manufacturers Association (AFBMA).
a. Ball bearings or solid ball bearings, having tolerances specified by the manufacturer in accordance with ABEC 7, ABEC 7P, or ABEC 7T or ISO Standard Class 4 or better (or equivalents) and having any of the following characteristics.	Yes
a.1. Manufactured for “use” at operating temperatures above 573 K (300 degrees C) either by using special materials or by special heat treatment; or
a.2. With lubricating elements or component modifications that, according to the manufacturer’s specifications, are specially designed to enable the bearings to operate at speeds exceeding 2.3 million DN.
b. Solid tapered roller bearings, having tolerances specified by the manufacturer in accordance with ANSI/AFBMA Class 00 (inch) or Class A (metric) or better (or equivalents) and having any of the following characteristics.
b.1. With lubricating elements or component modifications that, according to the manufacturer’s specifications, are specially designed to enable the bearings to operate at speeds exceeding 2.3 million DN; orb.2. Manufactured for “use” at operating temperatures below 219 K (54 degrees C) or above 423 K (150 degrees C).
c. Gas-lubricated foil bearing manufactured for “use” at operating temperatures of 561 K (288 °C) or higher and a unit load capacity exceeding 1 MPa.
d. Active magnetic bearing systems.	Yes
e. Fabric-lined self-aligning or fabric-lined journal sliding bearings manufactured for “use” at operating temperatures below 219 K(-54 degrees C) or above 423 K (150 degrees C).
2A992 Piping, fittings and valves made of, or lined with stainless, copper-nickel alloy or other alloy steel containing 10% or more nickel and/or chromium as follows:
a. Pressure tube, pipe, and fittings of 200 mm (8 in.) or more inside diameter, and suitable for operation at pressures of 3.4 MPa (500 psi) or greater;
b. Pipe valves having all of the following characteristics that are not controlled by 2B350.g of Annex I of the Dual-Use Regulation;b.1. A pipe size connection of 200 mm (8 in.) or more inside diameter; andb.2. Rated at 10.3 MPa (1,500 psi) or more.
2A993 Pumps designed to move molten metals by electromagnetic forces.
2A994 Portable electric generators, weighing 2300 kg or less on wheels or transportable in a 2½ ton truck without a special set up requirement and specially designed components thereof.
2A999 Specific processing equipment as follows:
a. Bellows sealed valves;
TECHNICAL NOTES FOR 2B991 TO 2B999:
1. Secondary parallel contouring axes, (e.g., the w-axis on horizontal boring mills or a secondary rotary axis the centre line of which is parallel to the primary rotary axis) are not counted in the total number of contouring axes. Rotary axes need not rotate over 360°. A rotary axis can be driven by a linear device (e.g., a screw or a rack-and-pinion).
2. The number of axes which can be coordinated simultaneously for “contouring control” is the number of axes along or around which, during processing of the workpiece, simultaneous and interrelated motions are performed between the workpiece and a tool. This does not include any additional axes along or around which other relative motions within the machine are performed, such as:
2.a. Wheel-dressing systems in grinding machines;	Yes
2.b. Parallel rotary axes designed for mounting of separate workpieces;
2.c. Co-linear rotary axes designed for manipulating the same workpiece by holding it in a chuck from different ends.
3. Axis nomenclature shall be in accordance with International Standard ISO841:2001, Industrial automation systems and integration - Numerical control of machines - Coordinate system and motion nomenclature.	Yes
4. A “tilting spindle” is counted as a rotary axis.	Yes
5. ‘Stated “unidirectional positioning repeatability”’ may be used for each specific machine model as an alternative to individual machine tests, and is determined as follows:	Yes
5.a. Select five machines of a model to be evaluated;	Yes
5.b. Measure the linear axis repeatability (R↑,R↓) according to ISO 230-2:2014 and evaluate “unidirectional positioning repeatability” for each axis of each of the five machines;	Yes
5.c. Determine the arithmetic mean value of the “unidirectional positioning repeatability”-values for each axis of all five machines together. These arithmetic mean values “unidirectional positioning repeatability” ( ) become the stated value of each axis for the model...)( x, y, …);	Yes
5.d. Since the Category 2 list refers to each linear axis there will be as many ‘stated “unidirectional positioning repeatability”’ values as there are linear axes;	Yes
5.e. If any axis of a machine model not controlled by 2B001.a. to 2B001.c. has a ‘stated “unidirectional positioning repeatability”’ equal to or less than the specified “unidirectional positioning repeatability” of each machine tool model plus 0.7 µm, the builder should be required to reaffirm the accuracy level once every eighteen months.	Yes
6. For the purpose of 2B, measurement uncertainty for the “unidirectional positioning repeatability” of machine tools, as defined in the International Standard ISO 230-2:2014, shall not be considered.	Yes
7. For the purpose of 2B, the measurement of axes shall be made according to test procedures in 5.3.2. of ISO 230-2:2014. Tests for axes longer than 2 meters shall be made over 2 m segments. Axes longer than 4 m require multiple tests (e.g., two tests for axes longer than 4 m and up to 8 m, three tests for axes longer than 8 m and up to 12 m), each over 2 m segments and distributed in equal intervals over the axis length. Test segments are equally spaced along the full axis length, with any excess length equally divided at the beginning, in between, and at the end of the test segments. The smallest “unidirectional positioning repeatability”-value of all test segments is to be reported.	Yes
2B991 Numerical control units for machine tools and “numerically controlled” machine tools as follows:
a. Numerical control units for machine tools:
a.1. Having four interpolating axes that can be coordinated simultaneously for “contouring control”; or
a.2. Having two or more axes that can be coordinated simultaneously for contouring control and a minimum programmable increment better (less) than 0.001 mm;
a.3. “Numerical control” units for machine tools having two, three or four interpolating axes that can be coordinated simultaneously for contouring control and capable of receiving directly (online) and processing computer aided design (CAD) data for internal preparation of machine instructions; or
b. Motion control boards specially designed for machine tools and having any of the following characteristics:
b.1. Interpolation in more than four axes;
b.2. Capable of “real-time processing” of data to modify tool path, feed rate and spindle data, during the machining operation, by any of the following:
b.2.a. Automatic calculation and modification of part programme data for machining in two or more axes by means of measuring cycles and access to source data; or
b.2.b. “Adaptive control” with more than one physical variable measured and processed by means of a computing model (strategy) to change one or more machining instructions to optimise the process.
b.3. Capable of receiving and processing CAD data for internal preparation of machine instructions; or
c. “Numerically controlled” machine tools that, according to the manufacturer’s technical specifications, can be equipped with electronic devices for simultaneous “contouring control” in two or more axes and that have both of the following characteristics:
c.1. Two or more axes that can be coordinated simultaneously for contouring control; and
c.2. Positioning accuracies according to ISO 230/2 (2006), with all compensations available:
c.2.a. Better than 15µm along any linear axis (overall positioning) for grinding machines;
c.2.b. Better than 15µm along any linear axis (overall positioning) for milling machines; or
c.2.c. Better than 15µm along any linear axis (overall positioning) for turning machines; or
d. Machine tools, as follows, for removing or cutting metals, ceramics or composites, that, according to the manufacturer’s technical specifications, can be equipped with electronic devices for simultaneous “contouring control” in two or more axes:
d.1. Machine tools for turning, grinding, milling or any combination thereof, having two or more axes that can be coordinated simultaneously for “contouring control” and having any of the following characteristics:
d.1.a. One or more contouring tilting spindles;Note: 2B991.d.1.a. applies to machine tools for grinding or milling only.
d.1.b. Camming (axial displacement) in one revolution of the spindle less (better) than 0.0006 mm total indicator reading (TIR);Note: 2B991.d.1.b. applies to machine tools for turning only.
d.1.c. Run out (out of true running) in one revolution of the spindle less (better) than 0.0006 mm total indicator reading (TIR);
d.1.d. The positioning accuracies with all compensations available, are less (better) than: 0.001° on any rotary axis;
d.2. Electrical discharge machines (EDM) of the wire feed type that have five or more axes that can be coordinated simultaneously for “contouring control”.	Yes
2B992 Non “numerically controlled” machine tools for generating optical quality surfaces as follows and specially designed components therefor.
a. Turning machines using a single point cutting tool and having all of the following characteristics:
a.1. Slide positioning accuracy less (better) than 0.0005 mm per 300 mm of travel;
a.2. Bidirectional slide positioning repeatability less (better) than 0.00025 mm per 300 mm of travel;
a.3. Spindle “run out” and “camming” less (better) than 0.0004 mm total indicator reading (TIR);
a.4. Angular deviation of the slide movement (yaw, pitch and roll) less (better) than 2 seconds of arc, TIR, over full travel; and
a.5. Slide perpendicularity less (better) than 0.001 mm per 300 mm of travel;Technical Note: The bidirectional slide positioning repeatability (R) of an axis is the maximum value of the repeatability of positioning at any position along or around the axis determined using the procedure and under the conditions specified in Part 2.11 of ISO 230/2: 1988.
b. Fly cutting machines having all of the following characteristics:
b.1. Spindle “run out” and “camming” less (better) than 0.0004 mm TIR; and
b.2. Angular deviation of slide movement (yaw, pitch and roll) less (better) than 2 seconds of arc, TIR, over full travel.
2B993 Gearmaking and/or finishing machinery capable of producing gears to a quality level of better than AGMA 11.	Yes
2B996 Dimensional inspection or measuring systems or equipment as follows.a. Manual dimensional inspection machines, having both of the following characteristics:a.1. Two or more axes; anda.2. A measurement uncertainty equal to or less (better) than (3 + L/300) micrometre in any axes (L measured length in mm).
2B997 “Robots” that are capable of employing feedback information in real-time processing from one or more sensors to generate or modify “programs” or to generate or modify numerical program data.
2B998 Assemblies, circuit boards or inserts as follows specially designed for machine tools controlled by 2B991, or for equipment controlled by 2B993, 2B996 or 2B997.	Yes
a. Spindle assemblies, consisting of spindles and bearings as a minimal assembly, with radial (“run out”) or axial (“camming”) axis motion in one revolution of the spindle less (better) than 0.0006 mm total indicator reading (TIR);
b. Single point diamond cutting tool inserts, having all of the following characteristics:b.1. Flawless and chip free cutting edge when magnified 400 times in any direction;b.2. Cutting radius from 0.1 to 5 mm inclusive; andb.3. Cutting radius out of roundness less (better) than 0.002 mm TIR.
c. Specially designed printed circuit boards with mounted parts or components capable of upgrading, according to the manufacturer’s specifications, “numerical control” units, machine tools or feed-back devices to or above the levels specified in 2B991, 2B993, 2B996, 2B997, or 2B998.	Yes
2B999 Specific processing equipment, as follows:
a. Isostatic presses;
b. Bellows manufacturing equipment, including hydraulic forming equipment and bellows forming dies;
c. Laser welding machines;
d. MIG welders;
e. E-beam welders;
f. Monel equipment, including valves, piping, tanks and vessels;
g. 304 and 316 stainless steel valves, piping, tanks and vessels;Note: Fittings are considered part of “piping” for purposes of 2B999.g.
h. Mining and drilling equipment, as follows:
h.1. Large boring equipment capable of drilling holes greater than 61cm/two feet in diameter;
h.2. Large earth-moving equipment used in the mining industry;
i. Electroplating equipment designed for coating parts with nickel or aluminium;
j. Pumps designed for industrial service and for “use” with an electrical motor of 5 HP or greater;
k. Vacuum valves, piping, flanges, gaskets and related equipment specially designed for use in high-vacuum service;
l. Spin forming and flow forming machines;
m. Centrifugal multiplane balancing machines;
n. Austenitic stainless-steel plate, valves, piping, tanks and vessels.
2D983 “Software” specially designed or modified for the “development”, “production” or “use” of equipment controlled by 2A983.
2D984 “Software” required for the “development”, “production” or “use” of concealed object detection equipment controlled by 2A984.	Yes
2D991 “Software” specially designed for the “development”, “production” or “use” of equipment controlled by 2B991, 2B993, or 2B996, 2B997, and 2B998.	Yes
2D992 Specific “software”, as follows (see List of Items Controlled).
a.1. For flexible manufacturing units (FMUs) which consist at least of
(1) A machine tool described in 2B001.c. of Annex I of the Dual-Use Regulation; and
(2) A dimensional inspection machine described in Category 2 of Annex I of the Dual-Use Regulation, or another digitally controlled measuring machine controlled by an entry in Category 2 of Annex I of the Dual-Use Regulation; and	Yes
a.2. Capable of generating or modifying, in “real-time processing”, programs or data by using the signals obtained simultaneously by means of at least two detection techniques, such as:	Yes
a.2.a. Machine vision (optical ranging);	Yes
a.2.b. Infrared imaging;	Yes
a.2.c. Acoustical imaging (acoustical ranging);	Yes
a.2.d. Tactile measurement;	Yes
a.2.e. Inertial positioning;	Yes
a.2.f. Force measurement; and	Yes
a.2.g. Torque measurement.	Yes
Note: 2D992.a. does not control “software” which only provides rescheduling of functionally identical equipment within “flexible manufacturing units” using prestored part programs and a prestored strategy for the distribution of the part programs.
2D993 “Software” specially designed or modified for the “development”, “production” or “use” of items controlled by 2A992 or 2A993.
2D994 “Software” specially designed for the “development” or “production” of portable electric generators controlled by 2A994.
2E984 “Technology” required for the “development”, “production” or “use” of equipment controlled by 2A984 or required for the “development” of “software” controlled by 2D984.	Yes
2E991 “Technology” for the use of equipment controlled by 2B991, 2B993, 2B996, or 2B997.
2E993 “Technology” according to the General Technology Note of Annex I of the Dual-Use Regulation for the “use” of equipment controlled by 2A992 or 2A993.
2E994 “Technology” for the “use” of portable electric generators controlled by 2A994.
Continuous flow reactors and their modular components.
Technical note: Continuous flow reactors consist in plug and play systems where reactants are continuously fed into the reactor and the resultant product is collected at the outlet.Modular components are fluidic modules, liquid pumps, valves, packed-bed modules, mixer modules, pressure gauges, liquid-liquid separators, etc.
Nucleic acid assemblers and synthesizers not controlled by 2B352.i, which are partly or entirely automated, and designed to generate nucleic acids greater than 50 bases.
Automated peptide synthesizers capable to work under controlled atmosphere conditions.

Jet fuel and fuel additives

Jet fuel and fuel additives

Any thing falling within a commodity code mentioned in column 1 of the following table.

3A

Any thing falling within the first column of the following table.

Item	Regulation 53A applies?
a. Oil and gas exploration equipment ....
b. Hydraulic fracturing items, as follows:
. . .
b.2. Hydraulic fracturing proppant, fracking fluid, and chemical additives therefor.	Yes
b.3. High pressure pumps.	Yes

SCHEDULE 3C — Defence and Security Goods and Defence and Security Technology

PART 1 — PRELIMINARY

Application to non-government controlled Ukrainian territory

1

Regulation 53A applies, subject to paragraph 2, in relation to all the goods and technology specified in Parts 2, 3 and 4.

CAS numbers

2

• (1) For the purposes of this Schedule “CAS Number” when followed by a numerical sequence is a reference to the CAS Registry Numbers assigned to chemicals by the Chemical Abstracts Service.

• (2) But regulation 53A applies to chemicals of the same structural formula (including hydrates) regardless of name or CAS Number.

PART 2 — Interception and monitoring goods and interception and monitoring technology

Interception and monitoring equipment

1

This Part applies to any goods which can perform any of the following functions (whether individually or as part of a system)—

• (a) deep packet inspection;

• (b) network interception, including associated systems management and data retention functions;

• (c) radio frequency monitoring, including associated processing or examination;

• (d) network and satellite jamming;

• (e) remote infection;

• (f) speaker recognition, including associated processing functions;

• (g) IMSI, MSISDN, IMEI and TMSI interception and monitoring;

• (h) tactical SMS, GSM, GPS, GPRS, UMTS, CDMA, and PSTN interception and monitoring;

• (i) DHCP, SMTP and GTP information interception and monitoring;

• (j) pattern recognition and pattern profiling;

• (k) remote forensics;

• (l) semantic processing;

• (m) WEP and WPA code breaking;

• (n) interception of VoIP (including proprietary and standard protocols).

2

Any software which can perform any of the functions described in paragraph 1(a) to (n) (whether individually or as part of a system).

Other software and other technology

3

Any software or other technology which is specially designed for the development, production or use of any goods or software described in paragraph 1 or 2.

Interpretation

4

For the purposes of this Part, the following terms have the meaning given to them in the Dual-Use Regulation—

• “development”;

• “production”;

• “software”;

• “technology”;

• “use”.

PART 3 — Internal repression goods and internal repression technology

Firearms and related goods

1

Firearms, ammunition and related accessories, as follows—

• (a) firearms;

• (b) ammunition specially designed for firearms;

• (c) weapon-sights.

2

Simulators for training persons to use firearms.

3

Bombs and grenades.

Vehicles

4

• (1) Subject to sub-paragraph (3), the following types of vehicles—

• (a) vehicles equipped with a water cannon, specially designed or modified for the purpose of riot control;

• (b) vehicles specially designed or modified to be electrified to repel boarders;

• (c) vehicles specially designed or modified to remove barricades, including construction equipment with ballistic protection;

• (d) vehicles specially designed for the transport or transfer of prisoners or detainees;

• (e) vehicles specially designed to deploy mobile barriers.

• (2) Components for the vehicles specified in sub-paragraphs (1)(a) to (e) that have been designed for the purposes of riot control.

• (3) Vehicles that might otherwise fall within sub-paragraph (1)(a) to (e) are not internal repression goods if they are specially designed for the purposes of fire-fighting.

• (4) For the purposes of this paragraph, “vehicle” includes a trailer.

Explosive substances and related goods

5

• (1) Equipment and devices specially designed to initiate explosions by electrical or non-electrical means, including—

• (a) firing sets;

• (b) detonators; (codes for electric detonators and detonating caps);

• (c) igniters;

• (d) boosters;

• (e) detonating cord.

• (2) Components that have been specially designed for any thing mentioned in sub-paragraph (1).

• (3) Sub-paragraphs (1) and (2) do not apply to any thing that has been specially designed for a specific commercial use.

• (4) For the purpose of sub-paragraph (3), a “specific commercial use” means the actuation or operation by explosive means of other equipment or devices the function of which is not the creation of explosions, including—

• (a) car air-bag inflaters;

• (b) electric-surge arresters;

• (c) fire sprinkler actuators.

• (5) Linear cutting explosive charges.

• (6) The following explosives and related substances—

• (a) amatol;

• (b) nitrocellulose (containing more than 12.5 % nitrogen);

• (c) nitroglycol;

• (d) pentaerythritol tetranitrate (PETN);

• (e) picryl chloride;

• (f) 2,4,6-trinitrotoluene (TNT).

Other goods

6

• (1) Subject to sub-paragraph (2), the following equipment designed for the protection of a person—

• (a) body armour providing ballistic or stabbing protection or both;

• (b) helmets providing ballistic or fragmentation protection, or both, including anti-riot helmets;

• (c) anti-riot shields and ballistic shields.

• (2) Sub-paragraph (1) does not apply to—

• (a) any thing specially designed to protect persons for the following purposes—

• (i) participation in competitive sport;

• (ii) ensuring safety at work;

• (b) any thing mentioned in sub-paragraph (1)(a) or (b) when accompanying a person for that person’s own protection.

7

Night vision equipment.

8

Thermal imaging equipment.

9

Image intensifier tubes.

10

Razor barbed wire.

11

The following types of knives—

• (a) knives that are designed for use by military personnel (military knives);

• (b) knives that are designed for use as a weapon for inflicting injury (combat knives);

• (c) bayonets with blade lengths in excess of 10 cm.

12

Law enforcement striking weapons, including saps, police batons, side handle batons, tonfas, sjamboks, and whips.

13

• (1) Handcuffs, straitjackets and specially designed components and accessories.

• (2) Sub-paragraph (1) does not apply to—

• (a) medical devices that are equipped to restrain patient movement during medical procedures;

• (b) devices which confine memory impaired patients to appropriate medical facilities.

14

Technology exclusively for the development or production of equipment controlled by paragraph 15.

15

• (1) Chemical agents, including tear gas formulation containing 1 per cent. or less of orthochlorobenzalmalononitrile (CS), or 1 per cent. or less of chloroacetophenone (CN), except in individual containers with a net weight of 20 grams or less; liquid pepper except when packaged in individual containers with a net weight of 3 ounces (85.05 grams) or less; smoke bombs; non-irritant smoke flares, canisters, grenades and charges; and other pyrotechnic articles having dual military and commercial use, and specially designed components thereof.

• (2) Other irritating chemical substances, and mixtures thereof containing at least 0.3 % by weight of the active substance, as follows, except where the material is incorporated in a medical product—

Commodity Code	Description
2934 9990	Dibenzo[b,f][1,4]oxazepine (CR) (CAS 257-07-8)
2939 7990	8-Methyl-N-vanillyl-trans-6-nonenamide (capsaicin) (CAS 404-86-4)
2939 7990	8-Methyl-N-vanillylnonamide (dihydrocapsaicin) (CAS 19408-84-5)
2939 7990	N-Vanillyl-9-methyldec-7-(E)-enamide (homocapsaicin) (CAS 58493-48-4)
2939 7990	N-Vanillyl-9-methyldecanamide (homodihydrocapsaicin) (CAS 20279-06-5)
2939 7990	N-Vanillyl-7-methyloctanamide (nordihydrocapsaicin) (CAS 28789-35-7)
2934 9990	4-Nonanolylmorpholine (MPA) (CAS 5299-64-9)
2924 2970	Cis-4-acetylaminodicyclohexylmethane (CAS 37794-87-9)
2921 2900	N,N’-Bis(isopropyl)ethylenediimine
2921 2900	N,N’-Bis(tert-butyl)ethylenediimine
2926 9070	Malononitrile (CAS 109-77-3)
2922 29	o-Aminophenol (CAS 95-55-6)
2921 49	2-Chlorobenzylamine (CAS 89-97-4)
2915 9070	Chloroacetyl Chloride (CAS 79-04-9)
2914 39	Acetophenone (CAS 98-86-2)
2913	2-Chlorobenzaldehyde (CAS 89-98-5)
2906 29	2-Chlorobenzyl Alcohol (CAS 17849-38-6)
2903 9980	Benzene, 1-chloro-2-(dimethoxymethyl) (CAS 70380-66-4)
2903 13	Chloroform (CAS 67-66-3)
Note: For the purposes of paragraph (2) which precedes this table, “medical product” means—(1) a pharmaceutical formulation designed for human administration in the treatment of medical conditions, and(2) prepackaged for distribution as a clinical or medical product.	Note: For the purposes of paragraph (2) which precedes this table, “medical product” means—(1) a pharmaceutical formulation designed for human administration in the treatment of medical conditions, and(2) prepackaged for distribution as a clinical or medical product.

16

Fingerprinting powders, dyes, and inks.

Production equipment

17

Any equipment which is specially designed or modified for the development or for one or more of the production phases of any item mentioned in paragraphs 1 to 13 of this Part.

Software and technology

18

Any software which is specially designed for the simulators mentioned in paragraph 2.

19

Any technology which is specially designed for the development, production or use of any item mentioned in paragraphs 1 to 11.

Interpretation

20

• (1) In this Part, “firearm” means any portable barrelled weapon that expels, is designed to expel or may be converted to expel, a shot, bullet or projectile by the action of a combustible propellant.

• (2) For the purposes of this Schedule, the following terms have the meaning given to them in Annex I of the Dual-Use Regulation—

• “development”;

• “production”;

• “software”;

• “technology”;

• “use”.

PART 4 — Chemicals and equipment

Chemical Name	CAS Number	Regulation 53A applies?
Aluminium chloride	(7446-70-0)
Ammonia	(7664-41-7)
Dichloromethane	(75-09-2)
N,N-Dimethylaniline	(121-69-7)
Isopropyl bromide	(75-26-3)
Isopropyl ether	(108-20-3)
Monoisopropylamine	(75-31-0)
Potassium Bromide	(7758-02-3)
Pyridine	(110-86-1)
Sodium bromide	(7647-15-6)
Sodium metal	(7440-23-5)
Tributylamine	(102-82-9)
Triethylamine	(121-44-8)
Trimethylamine	(75-50-3)
Diethylenetriamine	(111-40-0)
Butyrylcholinesterase (BCHE)	Not Applicable	Yes
Pyridostigmine bromide	(101-26-8)
Obidoxime chloride	(114-90-9)
Acetylene	(CAS 74-86-2)
Acetone	(CAS 67-64-1)
Antimony	(CAS 7440-36-0)
Arsenic	(CAS 7440-38-2)
Arsenic trioxide	(CAS 1327-53-3)
Bis(2-chloroethyl)ethylamine hydrochloride	(CAS 3590-07-6)
Bis(2-chloroethyl)methylamine hydrochloride	(CAS 55-86-7)
Benzil	(CAS 134-81-6)
Benzaldehyde	(CAS 100-52-7)
Benzoin	(CAS 119-53-9)
2-bromochloroethane	(CAS 107-04-0)
Chlorine	(CAS 7782-50-5)
Diethyl ether	(CAS 60-29-7)
Dimethyl ether	(CAS 115-10-6)
Dimethylaminoethanol	(CAS 108-01-0)
Dicyclohexylamine (DCA)	(CAS 101-83-7)
Ethylene	(CAS 74-85-1)
Ethylene dichloride	(CAS 107-06-2)
2-methoxyethanol	(CAS 109-86-4)
Ethyl bromide	(CAS 74-96-4)
Ethyl chloride	(CAS 75-00-3)
Ethylamine	(CAS 75-04-7)
Ethylene oxide	(CAS 75-21-8)
Fluorapatite	(CAS 1306-05-4)
Hexamine	(CAS 100-97-0)	Yes
Hydrogen sulfide	(CAS 7783-06-4)
Isocyanatomethane	(CAS 624-83-9)
Isopropanol, 95% concentration or greater	(CAS 67-63-0)
Mandelic acid	(CAS 90-64-2)
Methylamine	(CAS 74-89-5)
Methyl bromide	(CAS 74-83-9)
Methyl chloride	(CAS 74-87-3)
Methyl iodide	(CAS 74-88-4)
Methylmercaptan	(CAS 74-93-1)
Monoethylene Glycol (MEG)	(CAS 107-21-1)
Nitromethane	(CAS 75-52-5)
Oxalyl chloride	(CAS 79-37-8)
Picric acid	(CAS 88-89-1)
Potassium sulfide	(CAS 1312-73-8)
Potassium thiocyanate	(CAS 333-20-0)
Quinaldine	(CAS 91-63-4)
Thiophosphoryl chloride	(CAS 3982-91-0)
Tributylphosphite	(CAS 102-85-2)
Triisobutylphosphite	(CAS 1606-96-8)
Tris(2-chloroethyl)amine hydrochloride	(CAS 817-09-4)
Sodium hypochlorite	(CAS 7681-52-9)
Sulfur trioxide	(CAS 7446-11-9)
White/yellow phosphorus	(CAS 12185-10-3, 7723-14-0)
Mercury	(7439‐97‐6)
Barium chloride	(10361‐37‐2)
Sulphuric acid, with a concentration by weight of 90% or greater	(7664‐93‐9)
3,3‐dimethyl‐1‐butene	(558‐37‐2)
2,2‐dimethylpropanal	(630‐19‐3)
2,2‐dimethylpropylchloride	(753‐89‐9)
2‐methylbutene	(26760‐64‐5)
2‐chloro‐3‐methylbutane	(631‐65‐2)
2,3‐dimethyl‐2,3‐butanediol	(76‐09‐5)
2‐methyl‐2‐butene	(513‐35‐9)
Butyl lithium	(109‐72‐8)
Bromo(methyl)magnesium	(75‐16‐1)
Formaldehyde	(50‐00‐0)
Diethanolamine	(111‐42‐2)
Dimethylcarbonate	(616‐38‐6)
Methyldiethanolamine hydrochloride	(54060‐15‐0)
Methanol	(67‐56‐1)
Ethanol	(64‐17‐5)	Yes
1‐butanol	(71‐36‐3)
2‐butanol	(78‐92‐2)
Iso‐butanol	(78‐83‐1)
Tert‐butanol	(75‐65‐0)
Cyclohexanol	(108‐93‐0)
Diethylamine hydrochloride	(660‐68‐4)
Diisopropylamine hydrochloride	(819‐79‐4)
3‐Quinuclidinone hydrochloride	(1193‐65‐3)
3‐Quinuclidinol hydrochloride	(6238‐13‐7)
(R)‐3‐ Quinuclidinol hydrochloride	(42437‐96‐7)
N,N‐Diethylaminoethanol hydrochloride	(14426‐20‐1)
Acetyl-alpha-methylfentanyl	101860-00-8
Alfentanil	71195-58-9
Alpha-methylfentanyl	79704-88-4
Alpha-methylthiofentanyl	103963-66-2
Beta-hydroxyfentanyl	78995-10-5
Beta-hydroxy-3-methylfentanyl	78995-14-9
Fentanyl	437-38-7
3-methylfentanyl	42045-86-3
3-methylthiofentanyl	86052-04-2
Para-fluorofentanyl	90736-23-5
Remifentanil	132875-61-7
Sufentanil	56030-54-7
Thiofentanyl	60771-38-2
Acryloylfentanyl (Acrylfentanyl)	82003-75-6
Carfentanil	59708-52-0
4-Fluoroisobutyrfentanyl (4-FIBF, pFIBF)	244195-32-2
Furanyl fentanyl	101345-66-8
Ocfentanil	101343-69-5
Tetrahydrofuranyl fentanyl (THF-F)	2142571-01-3
Cyclopropylfentanyl	1169-68-2
Methoxyacetylfentanyl	101345-67-9
Orthofluorofentanyl	910616-29-4
Parafluorobutyrylfentanyl	244195-31-1
Crotonylfentanyl	760930-59-4
Valerylfentanyl	122882-90-0
4-Anilino-N-phenethylpiperidine (ANPP)	21409-26-7
N-Phenethyl-4-piperidone (NPP)	39742-60-4
Dialkyl(≤C10) chlorophosphates	N/A
Dialkyl(≤C10) fluorophosphates	N/A
N,N-Methylisopropylacetamidine	1339185-57-7
N,N-Methylethylacetamidine	1339632-40-4
N,N-Ethylisopropylacetamidine	1339156-10-3
N,N-Methylpropylacetamidine	1344238-28-3
N,N-Ethylpropylacetamidine	1339737-43-7
N,N-Isopropylpropylacetamidine	1341389-98-7
N,N-Methylethylpropanamidine	1339424-26-8
N,N-Ethylisopropylpropanamidine	1344354-09-1
N,N-Methylpropylpropanamidine	1340216-25-2
N,N-Ethylpropylpropanamidine	1341493-60-4
N,N-Isopropylpropylpropanamidine	1343225-93-3
N,N-Methylisopropylpropanamidine	1339042-55-5
N,N-Methylethylbutanamidine	1341049-51-1
N,N-Methylpropylbutanamidine	1343721-02-7
N,N-Ethylpropylbutanamidine	1343806-12-1
N,N-Isopropylpropylbutanamidine	1343316-02-8
N,N-Methylisopropylbutanamidine	1340219-94-4
N,N-Ethylisopropylbutanamidine	1342204-10-7
N,N-Methylethylisobutanamidine	1342365-47-2
N,N-Ethylpropylisobutanamidine	1342566-58-8
N,N-Methylpropylisobutanamidine	1342270-21-6
N,N-Isopropylpropylisobutanamidine	1342156-11-9
N,N-Methylisopropylisobutanamidine	1341992-96-8
N,N-Ethylisopropylisobutanamidine	1339048-76-8
N,N-Dimethylacetamidine hydrobromide	1801188-12-4
N,N-Dimethylacetamidine hydrochloride	2909-15-1
N,N-Diethylacetamidine hydrochloride	91400-32-7
N,N-Diethylacetamidine hydrobromide	78053-54-0
N,N-Dimethylpropanamidine dihydrochloride	79972-73-9
N,N-Dimethylpropanamidine hydrochloride	56776-15-9
Calcium carbide	75-20-7
Carbon monoxide	630-08-0
Monoethyleneglycol	107-21-1
Sulphur	7704-34-9
Sulphur dioxide	7446-09-5
Item	Regulation 53A applies?
---	---
Floor-mounted fume hoods (walk-in style) with a minimum nominal width of 2.5 metres.
Full face-mask air-purifying and air-supplying respirators.	Yes
Class II biosafety cabinets and glove boxes.
Batch centrifuges with a rotor capacity of 4 L or greater, usable with biological materials.
Fermenters with an internal volume of 10 L – 20 L, usable with biological materials.	Yes
Reaction vessels, reactors, agitators, heat exchangers, condensers, pumps (including single seal pumps), valves, storage tanks, containers, receivers, and distillation or absorption columns that meet AG performance parameters, regardless of their materials of construction.	Yes
Conventional or turbulent air-flow clean-air rooms and self-contained fan-HEPA filter units that may be used for P3 or P4 (BSL 3, BSL 4, L3, L4) containment facilities.
Vacuum pumps with a manufacturer’s specified maximum flow-rate greater than 1 m³/h (under standard temperature and pressure conditions), casings (pump bodies), preformed casing-liners, impellers, rotors, and jet pump nozzles designed for such pumps, in which all surfaces that come into direct contact with the chemicals being processed are made from controlled materials.
Laboratory equipment, including parts and accessories for such equipment, for the analysis or detection, destructive or non-destructive, of chemical substances.
Whole chlor-alkali electrolysis cells – mercury, diaphragm, and membrane.
Titanium electrodes (including those with coatings produced from other metal oxides), specially designed for use in chlor-alkali cells.
Nickel electrodes (including those with coatings produced from other metal oxides), specially designed for use in chlor-alkali cells.
Bipolar titanium nickel electrodes (including those with coatings produced from other metal oxides), specially designed for use in chlor-alkali cells.
Asbestos diaphragms specially designed for use in chlor-alkali cells.
Fluoropolymer based diaphragms specially designed for use in chlor-alkali cells.
Fluoropolymer based ion exchange membranes specially designed for use in chlor-alkali cells.
Compressors specially designed to compress wet or dry chlorine, regardless of material of construction.
Microwave reactors—Machinery, plant or laboratory equipment, whether or not electrically heated, for the treatment of materials by a process involving a change of temperature such as heating 84 19 89 98 00.	Yes
Microreactors—Instruments and apparatus for physical or chemical analysis: 90 27 89 90 00 BE (classified similar item to 90 27 80 17 90, now invalid due to code changes), for similar microreactors.
Solid & Liquid Aerosol generating equipment—Mechanical appliances (whether or not hand-operated), for projecting, dispersing or spraying liquids or powders: 84 24 89 70 00.
Item	Regulation 53A applies?
---	---
Next-generation (second generation) and third generation DNA and RNA sequencers
PCR Machines and qPCR (real-time) PCR machines	Yes
Solid phase DNA and RNA synthesisers
Peptide synthesizers
Automated nucleic acid extraction systems
Ultracentrifuges
Probe sonicators
Fast protein liquid chromatography (FPLC) systems (medium pressure chromatography systems)
Cell disruptors and tissue homogenisers, with a volume of 1 L or greater
Item		Regulation 53A applies?
---	---	---
Next generation (second generation) and third generation DNA and RNA sequencers	DNA and RNA sequencing reagent kits	Yes
	Library and template preparation kits
	Cluster generation kits	Yes
	Flow cells	Yes
PCR Machines and qPCR (real-time) PCR machines		Yes
Solid phase DNA and RNA synthesisers	Nucleoside phosphoramidites
	Columns
	Solid support resin	Yes
	Reagent kits	Yes
	Synthesis reagents	Yes
Peptide synthesizers	Fmoc and T-Boc protected amino acids
	Resins	Yes
	Synthesis reagents	Yes
Automated nucleic acid extraction systems	Reagents	Yes
	Rotor adapters
Ultracentrifuges	Ultracentrifuge rotors with total capacity 1 L or greater
Probe sonicators	Sonicator probes over 25mm diameter
	High volume (1 L or greater) sonicator continuous flow cell
Fast protein liquid chromatography (FPLC) systems (medium pressure chromatography systems)	FPLC columns
	Reagents	Yes
Cell disruptors and tissue homogenisers
Item	Regulation 53A applies?
---	---
0B999 Specific processing equipment as follows:
a. Ring magnets.	Yes
b. Hot cells.
c. Glove boxes suitable for use with radioactive materials.
0D999 Specific software, as follows:
a. Software for neutronic calculations/modelling;
b. Software for radiation transport calculations/modelling;
c. Software for hydrodynamic calculations/modelling.	Yes
1A995 Protective and detection equipment as follows and specially designed components therefor.
a. Personal radiation monitoring dosimeters;
b. Equipment limited by design or function to protect against hazards specific to civil industries, such as mining, quarrying, agriculture, pharmaceuticals, medical, veterinary, environmental, waste management, or to the food industry.Note: This entry does not control items for protection against chemical or biological agents that are consumer goods, packaged for retail sale or personal use, or medical products, such as latex exam gloves, latex surgical gloves, liquid disinfectant soap, disposable surgical drapes, surgical gowns, surgical foot covers, and surgical masks.
1A999 Specific processing equipment as follows:
Radiation detection, monitoring and measurement equipment
Radiographic detection equipment such as x-ray converters, and storage phosphor image plates.	Yes
1C991 Vaccines, immunotoxins, medical products, diagnostic and food testing kits, as follows.
Technical note:- For the purpose of this entry, ‘immunotoxins’ are monoclonal antibodies linked to a toxin with the intention of destroying a specific target cell while leaving adjacent cells intact. For the purpose of this entry, “medical products” are: (1) pharmaceutical formulations designed for testing and human (or veterinary) administration in the treatment of medical conditions, (2) prepackaged for distribution as clinical or medical products. For the purpose of this entry, “diagnostic and food testing kits” are specifically developed, packaged and marketed for diagnostic or public health purposes. For the purpose of this entry, “vaccine” is defined as a medicinal (or veterinary) product in a pharmaceutical formulation that is intended to stimulate a protective immunological response in humans or animals in order to prevent disease in those to whom or to which it is administered.
Technical Note: For purposes of the controls described in this entry ‘toxins’ refers to those toxins, or their subunits, controlled under 1C351.d of Annex I of the Dual-Use Regulation
a. Vaccines containing, or designed for use against, items controlled by 1C351, 1C353 or 1C354 of Annex I of the Dual-Use Regulation;	Yes
b. Immunotoxins containing items controlled by 1C351.d of Annex I of the Dual-Use Regulation;	Yes
c. Medical products that contain any of the following:	Yes
c.1. Toxins controlled by 1C351.d of Annex I of the Dual-Use Regulation (except for botulinum toxins controlled by 1C351.d.1 of Annex I of the Dual-Use Regulation, conotoxins controlled by 1C351.d.3, of Annex I of the Dual-Use Regulation or items controlled for CW reasons under 1C351.d.11 or .d.12 of Annex I of the Dual-Use Regulation); or	Yes
c.2. Genetically modified organisms or genetic elements controlled by 1C353.a.3 of Annex I of the Dual-Use Regulation (except for those that contain, or code for, botulinum toxins controlled by 1C351.d.1 of Annex I of the Dual-Use Regulation or conotoxins controlled by 1C351.d.3 of Annex I of the Dual-Use Regulation);	Yes
d. Medical products not controlled by 1C991.c that contain any of the following:	Yes
d.1. Botulinum toxins controlled by 1C351.d.1 of Annex I of the Dual-Use Regulation;	Yes
d.2. Conotoxins controlled by 1C351.d.3 of Annex I of the Dual-Use Regulation; or	Yes
d.3. Genetically modified organisms or genetic elements controlled by 1C353.a.3 of Annex I of the Dual-Use Regulation that contain, or code for, botulinum toxins controlled by 1C351.d.1 of Annex I of the Dual-Use Regulation or conotoxins controlled by 1C351.d.3 of Annex I of the Dual-Use Regulation;	Yes
e. Diagnostic and food testing kits containing items controlled by 1C351.d of Annex I of the Dual-Use Regulation.	Yes

1C995 Mixtures that contain chemicals controlled by 1C350 or 1C450 of Annex 1 of the Dual-Use Regulation and medical, analytical, diagnostic, and food testing kits that contain chemicals controlled by 1C350, as follows:

For the purpose of this entry, “medical, analytical, diagnostic, and food testing kits” are pre-packaged materials of defined composition that are specifically developed, packaged and marketed for medical, analytical, diagnostic, or public health purposes.

a. Mixtures containing the following concentrations of precursor chemicals controlled by 1C350 of Annex I of the Dual-Use Regulation:

a.1. Mixtures containing 30 per cent. or less, by weight, of any of the following—

Chemical Name	CAS Number	Regulation 53A applies?
Arsenic trichloride;	7784-34-1
Benzilic acid;	76-93-7
Diethyl ethylphosphonate;	78-38-6
Diethyl methylphosphonate;	683-08-9
Diethyl methylphosphonite	15715-41-0
Diethyl-N,N-dimethylphosphoroamidate;	2404-03-7
N,N-Diisopropylaminoethanethiol hydrochloride;	41480-75-5
N,N-Diisopropyl-beta-aminoethane thiol;	5842-07-9
N,N-Diisopropyl-beta-aminoethanol;	96-80-0
N,N-Diisopropyl-beta-aminoethyl chloride;	96-79-7
N,N-Diisopropyl-beta-aminoethyl chloride hydrochloride;	4261-68-1
Dimethyl ethylphosphonate;	6163-75-3
Dimethyl methylphosphonate;	756-79-6
N,N-dimethylamino-phosphoryl dichloride;	677-43-0
Ethyl phosphonous dichloride [Ethyl phosphinyl dichloride];	1498-40-4
Ethyl phosphonus difluoride [Ethyl phosphinyl difluoride];	430-78-4
Ethyl phosphonyl dichloride;	1066-50-8
Methylphosphonic acid;	993-13-5
Methylphosphonothioic dichloride.	676-98-2
Pinacolyl alcohol;	464-07-3
3-Quinuclidinol;	1619-34-7
Thiodiglycol.	111-48-8

a.2. Mixtures containing 30 per cent. or less, by weight, of:

a.2.a. Any of the following—

Chemical Name	CAS Number	Regulation 53A applies?
Diethyl phosphite;	762-04-9
Dimethyl phosphite (dimethyl hydrogen phosphite);	868-85-9
Ethyldiethanolamine;	139-87-7
Phosphorus oxychloride;	10025-87-3
Phosphorus pentachloride;	10026-13-8
Phosphorus trichloride;	7719-12-2
Sulfur dichloride;	10545-99-0
Sulfur monochloride;	10025-67-9
Thionyl chloride;	7719-09-7
Triethanolamine;	102-71-6
Triethyl phosphite;	122-52-1
Trimethyl phosphite.	121-45-9

or

a.2.b. Any of the following single precursor chemicals—

Chemical Name	CAS Number	Regulation 53A applies?
Ammonium hydrogen fluoride or ammonium bifluoride;	1341-49-7
2-Chloroethanol;	107-07-3
Diethylamine;	109-89-7
N,N-Diethylaminoethanol;	100-37-8
Diethyl chlorophosphite;	589-57-1
O,O-Diethyl phosphorodithioate;	298-06-6
O,O-Diethyl phosphorothioate;	2465-65-8
Di-isopropylamine;	108-18-9
Dimethylamine;	124-40-3
Dimethylamine hydrochloride;	506-59-2
Ethyl chlorofluorophosphate;	762-77-6
Ethyl dichlorophosphate;	1498-51-7
Ethyl difluorophosphate;	460-52-6
Hydrogen fluoride;	7664-39-3
3-Hydroxyl-1-methylpiperidine;	3554-74-3
Methyl benzilate;	76-89-1
Methyl chlorofluorophosphate;	754-01-8
Methyl dichlorophosphate;	677-24-7
Methyl difluorophosphate;	22382-13-4
N,N Diethylacetamidine;	14277-06-6
N,N-Diethylbutanamidine;	53510-30-8
N,N-Diethylformamidine;	90324-67-7
N,N Diethylisobutanamidine;	1342789-47-2
N,N-Diethylpropanamidine;	84764-73-8
N,N-Diisopropylbutanamidine;	1315467-17-4
N,N-Diisopropylformamidine;	857522-08-8
N,N-Dimethylacetamidine;	2909-14-0
N,N-Dimethylbutanamidine;	1340437-35-5
N,N-Dimethylformamidine;	44205-42-7
N,N-Dimethylisobutanamidine;	321881-25-8
N,N-Dimethylpropanamidine;	56776-14-8
N,N-Dipropylacetamidine;	1339586-99-0
N,N-Dipropylbutanamidine;	1342422-35-8
N,N-Dipropylformamidine;	48044-20-8
N,N-Dipropylisobutanamidine;	1342700-45-1
N,N-Dipropylpropanamidine;	1341496-89-6
Phosphorus pentasulfide;	1314-80-3
Pinacolone;	75-97-8
Potassium bifluoride;	7789-29-9
Potassium cyanide;	151-50-8
Potassium fluoride;	7789-23-3
3-Quinuclidone;	3731-38-2
Sodium bifluoride;	1333-83-1
Sodium cyanide;	143-33-9
Sodium fluoride;	7681-49-4
Sodium hexafluorosilicate;	16893-85-9
Sodium sulfide;	1313-82-2
Triethanolamine hydrochloride;	637-39-8
Tri-isopropyl phosphite.	116-17-6

b. Mixtures containing the following concentrations of toxic or precursor chemicals controlled by 1C450 of Annex I of the Dual-Use Regulation—

b.1. Mixtures containing 30 per cent. or less, by weight, of any single CWC Schedule 2 chemicals controlled by 1C450.a.2, 1C450.b1, 1C450.b2, 1C450.b.3, 1C450.b.4, 1C450.b.5 or 1C450.b.6 of Annex I of the Dual-Use Regulation;

b.1.a. ...

b.1.b. ...

b.2. Mixtures containing 30 per cent. or less, by weight, of any single CWC Schedule 3 chemical controlled by 1C450.a.4, 1C450.a.5, 1C450.a.6, 1C450.a.7, 1C450.b.8, of Annex I of the Dual-Use Regulation.

c. “Medical, analytical, diagnostic, and food testing kits” that contain the following precursor chemicals in an amount not exceeding 300 grams per chemical.

Chemical Name	CAS Number	Regulation 53A applies?
Ammonium hydrogen fluoride or ammonium bifluoride;	1341-49-7	Yes to all items in column 1 of this table
Arsenic trichloride	7784-34-1
Benzilic Acid	76-93-7
2-Chloroethanol;	107-07-3
Diethylamine;	109-89-7
N,N-Diethylaminoethanol;	100-37-8
Diethyl chlorophosphite;	589-57-1
Diethyl ethylphosphonate;	78-38-6
Diethyl methylphosphonate;	683-08-9
Diethyl methylphosphonite;	15715-41-0
Diethyl-N,N-dimethylphosphoroamidate;	2404-03-7
Diethyl phosphite;	762-04-9
O,O-Diethyl phosphorodithioate;	298-06-6
O,O-Diethyl phosphorothioate;	2465-65-8
Di-isopropylamine;	108-18-9
Dimethyl ethylphosphonate;	6163-75-3
Dimethyl methylphosphonate;	756-79-6
Dimethyl phosphite (dimethyl hydrogen phosphite);	868-85-9
Dimethylamine;	124-40-3
Dimethylamine hydrochloride;	506-59-2
Ethyl chlorofluorophosphate;	762-77-6
Ethyl dichlorophosphate;	1498-51-7
Ethyl difluorophosphate;	460-52-6
Ethyl phosphonous dichloride [Ethyl phosphinyl dichloride];	1498-40-4
Ethyl phosphonus difluoride [Ethyl phosphinyl difluoride];	430-78-4
Ethyl phosphonyl dichloride;	1066-50-8
Ethyldiethanolamine;	139-87-7
Hydrogen fluoride;	7664-39-3
3-Hydroxyl-1-methylpiperidine;	3554-74-3
Methyl benzilate;	76-89-1
Methyl chlorofluorophosphate;	754-01-8
Methyl dichlorophosphate;	677-24-7
Methyl difluorophosphate;	22382-13-4
Methylphosphonic acid;	993-13-5
Methylphosphonothioic dichloride;	676-98-2
N,N Diethylacetamidine;	14277-06-6
N,N-Diethylbutanamidine;	53510-30-8
N,N-Diethylformamidine;	90324-67-7
N,N Diethylisobutanamidine;	1342789-47-2
N,N-Diethylpropanamidine;	84764-73-8
N,N-Diisopropylaminoethanethiol hydrochloride;	41480-75-5
N,N-Diisopropyl-beta-aminoethane thiol;	5842-07-9
N,N-Diisopropyl-beta-aminoethanol;	96-80-0
N,N-Diisopropyl-beta-aminoethyl chloride;	96-79-7
N,N-Diisopropyl-beta-aminoethyl chloride hydrochloride;	4261-68-1
N,N-Diisopropylbutanamidine;	1315467-17-4
N,N-Diisopropylformamidine;	857522-08-8
N,N-Dimethylacetamidine;	2909-14-0
N,N-dimethylamino-phosphoryl dichloride;	677-43-0
N,N-Dimethylbutanamidine;	1340437-35-5
N,N-Dimethylformamidine;	44205-42-7
N,N-Dimethylisobutanamidine;	321881-25-8
N,N-Dimethylpropanamidine;	56776-14-8
N,N-Dipropylacetamidine;	1339586-99-0
N,N-Dipropylbutanamidine;	1342422-35-8
N,N-Dipropylformamidine;	48044-20-8
N,N-Dipropylisobutanamidine;	1342700-45-1
N,N-Dipropylpropanamidine;	1341496-89-6
Phosphorus oxychloride;	10025-87-3
Phosphorus pentachloride;	10026-13-8
Phosphorus pentasulfide;	1314-80-3
Phosphorus trichloride;	7719-12-2
Pinacolone;	75-97-8
Pinacolyl alcohol;	464-07-3
Potassium bifluoride;	7789-29-9
Potassium cyanide;	151-50-8
Potassium fluoride;	7789-23-3
3-Quinuclidinol;	1619-34-7
3-Quinuclidone;	3731-38-2
Sodium bifluoride;	1333-83-1
Sodium cyanide;	143-33-9
Sodium fluoride;	7681-49-4
Sodium hexafluorosilicate;	16893-85-9
Sodium sulfide;	1313-82-2
Sulfur dichloride;	10545-99-0
Sulfur monochloride;	10025-67-9
Thiodiglycol;	111-48-8
Thionyl chloride;	7719-09-7
Triethanolamine;	102-71-6
Triethanolamine hydrochloride;	637-39-8
Triethyl phosphite;	122-52-1
Trimethyl phosphite;	121-45-9
Tri-isopropyl phosphite.	116-17-6

SCHEDULE 3D — Schedule 3D Revenue generating goods

1

Paragraph 1 of Schedule 3 applies for the purpose of interpreting this Schedule.

2

A Schedule 3D revenue generating good is any thing falling within a commodity code mentioned in column 1 of the table in Part 2 or column 1 of the table in Part 3.

...
. . .	. . .

Export of relevant restricted goods

Commodity code (1)	Item (2)
	Jet fuel (other than kerosene):
27101270	—spirit type jet fuel (light oils)
27101929	—other than kerosene (medium oils)
27101921	—kerosene type jet fuel (medium oils)
27102090	—kerosene type jet fuel blended with biodiesel
	Oxidation inhibitorsOxidation inhibitors used in additives for lubricating oils:
38112100	— oxidation inhibitors containing petroleum oils
38112900	— other oxidation inhibitors
38119000	Oxidation inhibitors used for other liquids used for the same purpose as mineral oils
	Static dissipater additivesStatic dissipater additives for lubricating oils:
38112100	— containing petroleum oils
38112900	— other
38119000	Static dissipater additives for other liquids used for the same purpose as mineral oils
	Corrosion inhibitorsCorrosion inhibitors for lubricating oils:
38112100	— containing petroleum oils
38112900	— other
38119000	Corrosion inhibitors for other liquids used for the same purpose as mineral oils
	Fuel system icing inhibitors (anti-icing additives)Fuel system icing inhibitors for lubricating oils:
38112100	— containing petroleum oils
38112900	— other
38119000	Fuel system icing inhibitors for other liquids used for the same purpose as mineral oils
	Metal de-activatorsMetal de-activators for lubricating oils:
38112100	—containing petroleum oils
38112900	— other
38119000	Metal de-activator for other liquids used for the same purpose as mineral oils
	Biocide additivesBiocide additives for lubricating oils:
38112100	— containing petroleum oils
38112900	— other
38119000	Biocide additives for other liquids used for the same purpose as mineral oils
	Thermal stability improver additivesThermal stability improver for lubricating oils:
38112100	— containing petroleum oils
38112900	— other
3811 90 00	Thermal stability improver for other liquids used for the same purposes as mineral oils

Trade: exception for humanitarian assistance activity in non-government controlled areas of the Donetsk and Luhansk oblasts

61ZA

• (1) A relevant prohibition is not contravened by a person (“P”) carrying out a relevant activity which is necessary to ensure the timely delivery of humanitarian assistance activity in non-government controlled areas of the Donetsk, Kherson, Luhansk and Zaporizhzhia oblasts provided that P believes that carrying out the relevant activity is so necessary and there is no reasonable cause for P to suspect otherwise.

• (2) For the purposes of this regulation—

• “humanitarian assistance activity” includes the work of international and non-governmental organisations carrying out relief activities for the benefit of the civilian population of the non-government controlled areas of the Donetsk, Kherson, Luhansk and Zaporizhzhia oblasts;

• “relevant activity” means any activity which would, in the absence of this regulation, contravene a relevant prohibition;

• “relevant prohibition” means—any prohibition in regulations 48 to 51, 52(1), (2) or (3)(b) to (e) (trade in relation to non-government controlled Ukrainian territory), or 54(1)(a) (prohibition on infrastructure-related services relating to non-government controlled Ukrainian territory), orany prohibition in regulation 53(1)(b) to (g) (brokering services: non-UK activity relating to infrastructure-related goods and goods from non-government controlled Ukrainian territory), except for any such prohibition which relates to an arrangement whose object or effect is the import of goods which originate in non-government controlled Ukrainian territory.

Ships: exceptions from prohibition on port entry

Aircraft: exceptions from prohibitions

Exception relating to trade restrictions in relation to non-government controlled Ukrainian territory

Exception for authorised conduct in a relevant country

Exception for acts done for purposes of national security or prevention of serious crime

Treasury licences

Trade licences

Aircraft licences

Licences: general provisions

Finance: licensing offences

Trade: licensing offences

Aircraft: licensing offences

Section 8B(1) to (3) of Immigration Act 1971: directions

Interpretation of Part 10

Investments in relation to Russia

18B

• (1) A person (“P”) must not carry on an activity mentioned in paragraph (2) if P knows, or has reasonable cause to suspect, that P is carrying on such an activity.

• (2) The activities in this paragraph are—

• (a) directly acquiring any ownership interest in land located in Russia;

• (b) indirectly acquiring any ownership interest in land located in Russia for the purpose mentioned in paragraph (3);

• (c) directly acquiring any ownership interest in or control over a person, other than an individual, connected with Russia;

• (d) indirectly acquiring any ownership interest in or control over a person, other than an individual, connected with Russia for the purpose mentioned in paragraph (3);

• (e) directly or indirectly acquiring any ownership interest in or control over a relevant entity for the purpose mentioned in paragraph (3);

• (f) directly or indirectly establishing any joint venture with a person connected with Russia;

• (g) opening a representative office or establishing a branch or subsidiary located in Russia; or

• (h) providing investment services directly related to an activity referred to in sub-paragraphs (a) to (g).

• (3) The purpose mentioned in paragraph 2(b), (d) and (e) above is making funds or economic resources available—

• (a) directly or indirectly to a person connected with Russia; or

• (b) for the benefit of a person connected with Russia.

• (4) For the purposes of paragraph (3)—

• (a) economic resources are made available to a person connected with Russia only if that person would be likely to exchange the economic resources for, or use them in exchange for, funds, goods or services;

• (b) making funds or economic resources indirectly available to a person connected with Russia includes, in particular, a reference to making them available to a person who is owned or controlled directly or indirectly (within the meaning of regulation 7) by a person connected with Russia; and

• (c) funds or economic resources are made available for the benefit of a person connected with Russia only if that person thereby obtains, or is able to obtain, a significant financial benefit, and “financial benefit” includes the discharge (or partial discharge) of a financial obligation for which the person connected with Russia is wholly or partly responsible.

• (5) Paragraph (1) is subject to Part 7 (Exceptions and licences).

• (6) A person who contravenes a prohibition in paragraph (1) commits an offence.

• (7) In this regulation, the reference to a person (“P”) directly or indirectly acquiring any ownership interest in or control over a person or entity means—

• (a) P directly or indirectly acquiring any share in the person or entity;

• (b) P directly or indirectly acquiring any voting rights in the person or entity;

• (c) P directly or indirectly acquiring any right to appoint or remove a majority of the board of directors of the person or entity; or

• (d) P directly or indirectly acquiring any means of ensuring that the affairs of the person or entity are conducted in accordance with the wishes of P where it is reasonable, having regard to all of the circumstances, to expect that P would (if P chose to) in most cases or significant respects, by whatever means, be able to do so.

• (8) In this regulation—

• “branch” means, in relation to a person other than an individual, a place of business which forms a legally dependent part of that person and which carries out all or some of the transactions inherent in the business of that person;

• “investment services” has the same meaning as it has in regulation 16 (dealing with transferable securities or money-market instruments);

• “relevant entity” means a person, other than an individual, which ... is not a person connected with Russia.

Exceptions relating to investments in relation to non-government controlled Ukrainian territory

60ZZA

• (1) The prohibitions in regulation 18B (investments in relation to Russia) are not contravened by any act done by a person (“P”) in satisfaction of an obligation of P arising under a contract—

• (a) concluded before 16th December 2022, in the case of a relevant activity, or

• (b) concluded before 19th July 2022, in any other case,

or an ancillary contract necessary for the satisfaction of such a contract, provided that P has notified the Treasury no later than the day five working days before the day on which the act is carried out.

• (2) The prohibitions in regulation 18B are not contravened by a person dealing, directly or indirectly, with—

• (a) a transferable security where such dealing is prohibited by regulation 16;

• (b) a relevant security issued by a person connected with Russia; or

• (c) a relevant security issued by a relevant entity.

• (3) In this regulation—

• “dealing with” a relevant security issued by a person connected with Russia or by a relevant entity includes a reference to purchasing or selling the security, providing investment services relating to the security or assisting in the issuance of the security;

• “person connected with Russia” is to be construed in accordance with regulation 19A(2);

• “relevant activity” means directly or indirectly acquiring any ownership interest in or control over a person, other than an individual, which is not a person connected with Russia, for the purpose of making funds or economic resources available—directly or indirectly to a person connected with Russia, orfor the benefit of a person connected with Russia;

• “relevant entity” shall have the same meaning as it has in regulation 18B (investments in relation to Russia);

• “relevant security issued by a person connected with Russia” means a security issued by—a person connected with Russia;a person, other than an individual, which is owned by a person falling within sub-paragraph (a); ora person, other than an individual, acting on behalf or at the direction of a person within sub-paragraph (a) or sub-paragraph (b);which—is negotiable on the capital market;is of any of the following kinds, but excluding instruments of payment—shares in companies and other securities equivalent to shares in companies, partnerships or other entities, and depositary receipts in respect of shares;bonds or other forms of securitised debt, including depositary receipts in respect of such securities;any other securities giving the right to purchase or sell any security of a kind mentioned in paragraph (i) or (ii); andwas admitted to trading on a regulated market or multilateral trading facility prior to 19th July 2022;

• “relevant security issued by a relevant entity” means a security issued by a relevant entity for the purpose of an activity not prohibited by regulation 18B which—is negotiable on the capital market, andis of any of the following kinds but excluding instruments of payment—shares in companies and other securities equivalent to shares in companies, partnerships or other entities, and depositary receipts in respect of shares;bonds or other forms of securitised debt, including depositary receipts in respect of such securities;any other securities giving the right to purchase or sell any security of a kind mentioned in sub-paragraph (i) or (ii);

• ...

• “transferable security” has the same meaning as it has in regulation 16 (dealing with transferable securities or money-market instruments).

Trade: exceptions relating to non-government controlled areas of the Donetsk and Luhansk oblasts

Trade: exceptions in relation to personal effects etc.

Trade: exceptions in relation to consumer communication devices and software updates