The Russia (Sanctions) (EU Exit) Regulations 2019

6A991 Marine or terrestrial acoustic equipment capable of detecting or locating underwater objects or features or positioning surface vessels or underwater vehicles; and specially designed components therefor.	6A991 Marine or terrestrial acoustic equipment capable of detecting or locating underwater objects or features or positioning surface vessels or underwater vehicles; and specially designed components therefor.	6A991 Marine or terrestrial acoustic equipment capable of detecting or locating underwater objects or features or positioning surface vessels or underwater vehicles; and specially designed components therefor.	6A991 Marine or terrestrial acoustic equipment capable of detecting or locating underwater objects or features or positioning surface vessels or underwater vehicles; and specially designed components therefor.	6A991 Marine or terrestrial acoustic equipment capable of detecting or locating underwater objects or features or positioning surface vessels or underwater vehicles; and specially designed components therefor.
6A992 Optical Sensors as follows	6A992 Optical Sensors as follows	6A992 Optical Sensors as follows	6A992 Optical Sensors as follows	6A992 Optical Sensors as follows
	a. Image intensifier tubes and specially designed components therefor, as follows:	a. Image intensifier tubes and specially designed components therefor, as follows:	a. Image intensifier tubes and specially designed components therefor, as follows:	a. Image intensifier tubes and specially designed components therefor, as follows:
		a.1. Image intensifier tubes having all the following:	a.1. Image intensifier tubes having all the following:	a.1. Image intensifier tubes having all the following:
			a.1.a. A peak response in wavelength range exceeding 400 nm, but not exceeding 1,050 nm;	a.1.a. A peak response in wavelength range exceeding 400 nm, but not exceeding 1,050 nm;
			a.1.b. A microchannel plate for electron image amplification with a hole pitch (centre‑to‑centre spacing) of less than 25 μm; and	a.1.b. A microchannel plate for electron image amplification with a hole pitch (centre‑to‑centre spacing) of less than 25 μm; and
			a.1.c. Having any of the following:	a.1.c. Having any of the following:
				a.1.c.1. An S‑20, S‑25 or multialkali photocathode; or
				a.1.c.2. A GaAs or GaInAs photocathode;
		a.2. Specially designed microchannel plates having both of the following:	a.2. Specially designed microchannel plates having both of the following:	a.2. Specially designed microchannel plates having both of the following:
			a.2.a. 15,000 or more hollow tubes per plate; and	a.2.a. 15,000 or more hollow tubes per plate; and
			a.2.b. Hole pitch (centre‑to‑centre spacing) of less than 25 μm.	a.2.b. Hole pitch (centre‑to‑centre spacing) of less than 25 μm.
	b. Direct view imaging equipment operating in the visible or infrared spectrum, incorporating image intensifier tubes having the characteristics listed in 6A992.a.1.	b. Direct view imaging equipment operating in the visible or infrared spectrum, incorporating image intensifier tubes having the characteristics listed in 6A992.a.1.	b. Direct view imaging equipment operating in the visible or infrared spectrum, incorporating image intensifier tubes having the characteristics listed in 6A992.a.1.	b. Direct view imaging equipment operating in the visible or infrared spectrum, incorporating image intensifier tubes having the characteristics listed in 6A992.a.1.
6A993 Cameras as follows:	6A993 Cameras as follows:	6A993 Cameras as follows:	6A993 Cameras as follows:	6A993 Cameras as follows:
	a. Cameras that meet the criteria of Note 3 to entry 6A003.b.4. of Annex I of the Dual-Use Regulation.	a. Cameras that meet the criteria of Note 3 to entry 6A003.b.4. of Annex I of the Dual-Use Regulation.	a. Cameras that meet the criteria of Note 3 to entry 6A003.b.4. of Annex I of the Dual-Use Regulation.	a. Cameras that meet the criteria of Note 3 to entry 6A003.b.4. of Annex I of the Dual-Use Regulation.
6A994 Optics as follows:	6A994 Optics as follows:	6A994 Optics as follows:	6A994 Optics as follows:	6A994 Optics as follows:
	a. Optical filters:	a. Optical filters:	a. Optical filters:	a. Optical filters:
		a.1. For wavelengths longer than 250 nm, comprised of multi‑layer optical coatings and having either of the following:	a.1. For wavelengths longer than 250 nm, comprised of multi‑layer optical coatings and having either of the following:	a.1. For wavelengths longer than 250 nm, comprised of multi‑layer optical coatings and having either of the following:
			a.1.a. Bandwidths equal to or less than 1 nm Full Width Half Intensity (FWHI) and peak transmission of 90% or more; or	a.1.a. Bandwidths equal to or less than 1 nm Full Width Half Intensity (FWHI) and peak transmission of 90% or more; or
			a.1.b. Bandwidths equal to or less than 0.1 nm FWHI and peak transmission of 50% or more;Note:* 6A994 does not control optical filters with fixed air gaps or Lyot‑type filters.*	a.1.b. Bandwidths equal to or less than 0.1 nm FWHI and peak transmission of 50% or more;Note:* 6A994 does not control optical filters with fixed air gaps or Lyot‑type filters.*
		a.2. For wavelengths longer than 250 nm, and having all of the following:	a.2. For wavelengths longer than 250 nm, and having all of the following:	a.2. For wavelengths longer than 250 nm, and having all of the following:
			a.2.a. Tunable over a spectral range of 500 nm or more;	a.2.a. Tunable over a spectral range of 500 nm or more;
			a.2.b. Instantaneous optical bandpass of 1.25 nm or less;	a.2.b. Instantaneous optical bandpass of 1.25 nm or less;
			a.2.c. Wavelength resettable within 0.1 ms to an accuracy of 1 nm or better within the tunable spectral range; and	a.2.c. Wavelength resettable within 0.1 ms to an accuracy of 1 nm or better within the tunable spectral range; and
			a.2.d. A single peak transmission of 91% or more;	a.2.d. A single peak transmission of 91% or more;
		a.3. Optical opacity switches (filters) with a field of view of 30 degrees or wider and a response time equal to or less than 1 ns;	a.3. Optical opacity switches (filters) with a field of view of 30 degrees or wider and a response time equal to or less than 1 ns;	a.3. Optical opacity switches (filters) with a field of view of 30 degrees or wider and a response time equal to or less than 1 ns;
	b. “Fluoride fibre” cable, or optical fibres therefor, having an attenuation of less than 4 dB/km in the wavelength range exceeding 1,000 nm but not exceeding 3,000 nm.	b. “Fluoride fibre” cable, or optical fibres therefor, having an attenuation of less than 4 dB/km in the wavelength range exceeding 1,000 nm but not exceeding 3,000 nm.	b. “Fluoride fibre” cable, or optical fibres therefor, having an attenuation of less than 4 dB/km in the wavelength range exceeding 1,000 nm but not exceeding 3,000 nm.	b. “Fluoride fibre” cable, or optical fibres therefor, having an attenuation of less than 4 dB/km in the wavelength range exceeding 1,000 nm but not exceeding 3,000 nm.
6A995 “Lasers” as follows:	6A995 “Lasers” as follows:	6A995 “Lasers” as follows:	6A995 “Lasers” as follows:	6A995 “Lasers” as follows:
	a. Carbon dioxide (CO₂) “lasers” having any of the following:	a. Carbon dioxide (CO₂) “lasers” having any of the following:	a. Carbon dioxide (CO₂) “lasers” having any of the following:	a. Carbon dioxide (CO₂) “lasers” having any of the following:
		a.1. A CW output power exceeding 10 kW;	a.1. A CW output power exceeding 10 kW;	a.1. A CW output power exceeding 10 kW;
		a.2. A pulsed output with a “pulse duration” exceeding 10 µs; and	a.2. A pulsed output with a “pulse duration” exceeding 10 µs; and	a.2. A pulsed output with a “pulse duration” exceeding 10 µs; and
			a.2.a. An average output power exceeding 10 kW; or	a.2.a. An average output power exceeding 10 kW; or
			a.2.b. A pulsed “peak power” exceeding 100 kW; or	a.2.b. A pulsed “peak power” exceeding 100 kW; or
		a.3. A pulsed output with a “pulse duration” equal to or less than 10 μs; and	a.3. A pulsed output with a “pulse duration” equal to or less than 10 μs; and	a.3. A pulsed output with a “pulse duration” equal to or less than 10 μs; and
			a.3.a. A pulse energy exceeding 5 J per pulse and “peak power” exceeding 2.5 kW; or	a.3.a. A pulse energy exceeding 5 J per pulse and “peak power” exceeding 2.5 kW; or
			a.3.b. An average output power exceeding 2.5 kW;	a.3.b. An average output power exceeding 2.5 kW;
	b. Semiconductor lasers, as follows	b. Semiconductor lasers, as follows	b. Semiconductor lasers, as follows	b. Semiconductor lasers, as follows
		b.1. Individual, single‑transverse mode semiconductor “lasers” having:	b.1. Individual, single‑transverse mode semiconductor “lasers” having:	b.1. Individual, single‑transverse mode semiconductor “lasers” having:
			b.1.a. An average output power exceeding 100 mW; or	b.1.a. An average output power exceeding 100 mW; or
			b.1.b. A wavelength exceeding 1,050 nm;	b.1.b. A wavelength exceeding 1,050 nm;
		b.2. Individual, multiple‑transverse mode semiconductor “lasers”, or arrays of individual semiconductor “lasers”, having a wavelength exceeding 1,050 nm;	b.2. Individual, multiple‑transverse mode semiconductor “lasers”, or arrays of individual semiconductor “lasers”, having a wavelength exceeding 1,050 nm;	b.2. Individual, multiple‑transverse mode semiconductor “lasers”, or arrays of individual semiconductor “lasers”, having a wavelength exceeding 1,050 nm;
	c. Ruby “lasers” having an output energy exceeding 20 J per pulse;	c. Ruby “lasers” having an output energy exceeding 20 J per pulse;	c. Ruby “lasers” having an output energy exceeding 20 J per pulse;	c. Ruby “lasers” having an output energy exceeding 20 J per pulse;
	d. Non-“tunable” “pulsed lasers” having an output wavelength exceeding 975 nm but not exceeding 1,150 nm and having any of the following:	d. Non-“tunable” “pulsed lasers” having an output wavelength exceeding 975 nm but not exceeding 1,150 nm and having any of the following:	d. Non-“tunable” “pulsed lasers” having an output wavelength exceeding 975 nm but not exceeding 1,150 nm and having any of the following:	d. Non-“tunable” “pulsed lasers” having an output wavelength exceeding 975 nm but not exceeding 1,150 nm and having any of the following:
		d.1. A “pulse duration” equal to or exceeding1 ns but not exceeding 1 μs, and having any of the following:	d.1. A “pulse duration” equal to or exceeding1 ns but not exceeding 1 μs, and having any of the following:	d.1. A “pulse duration” equal to or exceeding1 ns but not exceeding 1 μs, and having any of the following:
			d.1.a. A single transverse mode output and having any of the following:	d.1.a. A single transverse mode output and having any of the following:
				d.1.a.1. A ‘wall-plug efficiency’ exceeding 12% and an “average output power” exceeding 10 W and capable of operating at a pulse repetition frequency greater than 1kHz;or
				d.1.a.2. An “average output power” exceeding 20 W; or
			d.1.b. A multiple transverse mode output and having any of the following:	d.1.b. A multiple transverse mode output and having any of the following:
				d.1.b.1. A ‘wall-plug efficiency’ exceeding 18% and an “average output power” exceeding 30W;
				d.1.b.2. A “peak power” exceeding 200 MW; or
				d.1.b.3. An “average output power” exceeding 50 W; or
		d.2. A “pulse duration” exceeding 1 μs and having any of the following:	d.2. A “pulse duration” exceeding 1 μs and having any of the following:	d.2. A “pulse duration” exceeding 1 μs and having any of the following:
			d.2.a. A single transverse mode output and having any of the following:	d.2.a. A single transverse mode output and having any of the following:
				d.2.a.1. A ‘wall-plug efficiency’ exceeding 12% and an “average output power” exceeding 10 W and capable of operating at a pulse repetition frequency greater than 1 kHz; or
				d.2.a.2. An “average output power” exceeding 20 W; or
			d.2.b. A multiple transverse mode output and having any of the following:	d.2.b. A multiple transverse mode output and having any of the following:
				d.2.b.1. A ‘wall-plug efficiency’ exceeding 18% and an “average output power” exceeding 30 W; or
				d.2.b.2. An “average output power” exceeding 500 W;
	e. Non-“tunable” continuous wave “(CW) lasers”, having an output wavelength exceeding 975 nm but not exceeding 1,150nm and having any of the following:	e. Non-“tunable” continuous wave “(CW) lasers”, having an output wavelength exceeding 975 nm but not exceeding 1,150nm and having any of the following:	e. Non-“tunable” continuous wave “(CW) lasers”, having an output wavelength exceeding 975 nm but not exceeding 1,150nm and having any of the following:	e. Non-“tunable” continuous wave “(CW) lasers”, having an output wavelength exceeding 975 nm but not exceeding 1,150nm and having any of the following:
		e.1. A single transverse mode output and having any of the following:	e.1. A single transverse mode output and having any of the following:	e.1. A single transverse mode output and having any of the following:
			e.1.a. A ‘wall-plug efficiency’ exceeding 12% and an “average output power” exceeding 10 W and capable of operating at a pulse repetition frequency greater than 1 kHz; or	e.1.a. A ‘wall-plug efficiency’ exceeding 12% and an “average output power” exceeding 10 W and capable of operating at a pulse repetition frequency greater than 1 kHz; or
			e.1.b. An “average output power” exceeding 50 W; or	e.1.b. An “average output power” exceeding 50 W; or
		e.2. A multiple transverse mode output and having any of the following:	e.2. A multiple transverse mode output and having any of the following:	e.2. A multiple transverse mode output and having any of the following:
			e.2.a. A ‘wall-plug efficiency’ exceeding 18% and an “average output power” exceeding 30 W; or	e.2.a. A ‘wall-plug efficiency’ exceeding 18% and an “average output power” exceeding 30 W; or
			e.2.b. An “average output power” exceeding 500 W;Note: 6A995.e.2.b does not control multiple transverse mode, industrial “lasers” with output power less than or equal to 2kW with a total mass greater than 1,200kg. For the purpose of this note, total mass includes all components required to operate the “laser,” e.g., “laser,” power supply, heat exchanger, but excludes external optics for beam conditioning and/or delivery.	e.2.b. An “average output power” exceeding 500 W;Note: 6A995.e.2.b does not control multiple transverse mode, industrial “lasers” with output power less than or equal to 2kW with a total mass greater than 1,200kg. For the purpose of this note, total mass includes all components required to operate the “laser,” e.g., “laser,” power supply, heat exchanger, but excludes external optics for beam conditioning and/or delivery.
	f. Non-“tunable” “lasers”, having a wavelength exceeding 1,400 nm,but not exceeding 1555 nmand having any of the following:	f. Non-“tunable” “lasers”, having a wavelength exceeding 1,400 nm,but not exceeding 1555 nmand having any of the following:	f. Non-“tunable” “lasers”, having a wavelength exceeding 1,400 nm,but not exceeding 1555 nmand having any of the following:	f. Non-“tunable” “lasers”, having a wavelength exceeding 1,400 nm,but not exceeding 1555 nmand having any of the following:
		f.1. An output energy exceeding 100 mJ per pulse and a pulsed “peak power” exceeding 1 W; or	f.1. An output energy exceeding 100 mJ per pulse and a pulsed “peak power” exceeding 1 W; or	f.1. An output energy exceeding 100 mJ per pulse and a pulsed “peak power” exceeding 1 W; or
		f.2. An average or CW output power exceeding 1 W;	f.2. An average or CW output power exceeding 1 W;	f.2. An average or CW output power exceeding 1 W;
	g. Free electron “lasers”.	g. Free electron “lasers”.	g. Free electron “lasers”.	g. Free electron “lasers”.
6A996 “Magnetometers”, “Superconductive” electromagnetic sensors, and specially designed components therefor, as follows	6A996 “Magnetometers”, “Superconductive” electromagnetic sensors, and specially designed components therefor, as follows	6A996 “Magnetometers”, “Superconductive” electromagnetic sensors, and specially designed components therefor, as follows	6A996 “Magnetometers”, “Superconductive” electromagnetic sensors, and specially designed components therefor, as follows	6A996 “Magnetometers”, “Superconductive” electromagnetic sensors, and specially designed components therefor, as follows
	a. “Magnetometers”, having a ‘sensitivity’ lower (better) than 1.0 nT (rms) per square root Hz. Technical Note: For the purposes of 6A996, ‘sensitivity’ (noise level) is the root mean square of the device ‑limited noise floor which is the lowest signal that can be measured.	a. “Magnetometers”, having a ‘sensitivity’ lower (better) than 1.0 nT (rms) per square root Hz. Technical Note: For the purposes of 6A996, ‘sensitivity’ (noise level) is the root mean square of the device ‑limited noise floor which is the lowest signal that can be measured.	a. “Magnetometers”, having a ‘sensitivity’ lower (better) than 1.0 nT (rms) per square root Hz. Technical Note: For the purposes of 6A996, ‘sensitivity’ (noise level) is the root mean square of the device ‑limited noise floor which is the lowest signal that can be measured.	a. “Magnetometers”, having a ‘sensitivity’ lower (better) than 1.0 nT (rms) per square root Hz. Technical Note: For the purposes of 6A996, ‘sensitivity’ (noise level) is the root mean square of the device ‑limited noise floor which is the lowest signal that can be measured.
	b. “Superconductive” electromagnetic sensors and components manufactured from “superconductive” materials, having all of the following:	b. “Superconductive” electromagnetic sensors and components manufactured from “superconductive” materials, having all of the following:	b. “Superconductive” electromagnetic sensors and components manufactured from “superconductive” materials, having all of the following:	b. “Superconductive” electromagnetic sensors and components manufactured from “superconductive” materials, having all of the following:
		b.1. Designed for operation at temperatures below the “critical temperature” of at least one of their “superconductive” constituents (including Josephson effect devices or “superconductive” quantum interference devices (SQUIDS));	b.1. Designed for operation at temperatures below the “critical temperature” of at least one of their “superconductive” constituents (including Josephson effect devices or “superconductive” quantum interference devices (SQUIDS));	b.1. Designed for operation at temperatures below the “critical temperature” of at least one of their “superconductive” constituents (including Josephson effect devices or “superconductive” quantum interference devices (SQUIDS));
		b.2. Designed for sensing electromagnetic field variations at frequencies of 1 KHz or less; and	b.2. Designed for sensing electromagnetic field variations at frequencies of 1 KHz or less; and	b.2. Designed for sensing electromagnetic field variations at frequencies of 1 KHz or less; and
		b.3. Having any of the following:	b.3. Having any of the following:	b.3. Having any of the following:
			b.3.a. Incorporating thin-film SQUIDS with a minimum feature size of less than 2 μm and with associated input and output coupling circuits;	b.3.a. Incorporating thin-film SQUIDS with a minimum feature size of less than 2 μm and with associated input and output coupling circuits;
			b.3.b. Designed to operate with a magnetic field slew rate exceeding 1 x 10⁶ magnetic flux quanta per second;	b.3.b. Designed to operate with a magnetic field slew rate exceeding 1 x 10⁶ magnetic flux quanta per second;
			b.3.c. Designed to function without magnetic shielding in the earth’s ambient magnetic field; or	b.3.c. Designed to function without magnetic shielding in the earth’s ambient magnetic field; or
			b.3.d. Having a temperature coefficient less (smaller) than 0.1 magnetic flux quantum/K.	b.3.d. Having a temperature coefficient less (smaller) than 0.1 magnetic flux quantum/K.
6A997 Gravity meters (gravimeters) for ground use as follows:	6A997 Gravity meters (gravimeters) for ground use as follows:	6A997 Gravity meters (gravimeters) for ground use as follows:	6A997 Gravity meters (gravimeters) for ground use as follows:	6A997 Gravity meters (gravimeters) for ground use as follows:
	a. Having a static accuracy of less (better) than 100 microgal; or	a. Having a static accuracy of less (better) than 100 microgal; or	a. Having a static accuracy of less (better) than 100 microgal; or	a. Having a static accuracy of less (better) than 100 microgal; or
	b. Being of the quartz element (Worden) type.	b. Being of the quartz element (Worden) type.	b. Being of the quartz element (Worden) type.	b. Being of the quartz element (Worden) type.
6A998 Radar systems, equipment and specially designed components therefor, as follows:	6A998 Radar systems, equipment and specially designed components therefor, as follows:	6A998 Radar systems, equipment and specially designed components therefor, as follows:	6A998 Radar systems, equipment and specially designed components therefor, as follows:	6A998 Radar systems, equipment and specially designed components therefor, as follows:
	a. Airborne radar equipment and specially designed components therefor.	a. Airborne radar equipment and specially designed components therefor.	a. Airborne radar equipment and specially designed components therefor.	a. Airborne radar equipment and specially designed components therefor.
	b. “Space-qualified” “laser” radar or Light Detection and Ranging (LIDAR) equipment specially designed for surveying or for meteorological observation.	b. “Space-qualified” “laser” radar or Light Detection and Ranging (LIDAR) equipment specially designed for surveying or for meteorological observation.	b. “Space-qualified” “laser” radar or Light Detection and Ranging (LIDAR) equipment specially designed for surveying or for meteorological observation.	b. “Space-qualified” “laser” radar or Light Detection and Ranging (LIDAR) equipment specially designed for surveying or for meteorological observation.
	c. Millimetre wave enhanced vision radar imaging systems specially designed for rotary wing aircraft and having all of the following:	c. Millimetre wave enhanced vision radar imaging systems specially designed for rotary wing aircraft and having all of the following:	c. Millimetre wave enhanced vision radar imaging systems specially designed for rotary wing aircraft and having all of the following:	c. Millimetre wave enhanced vision radar imaging systems specially designed for rotary wing aircraft and having all of the following:
		c.1. Operates at a frequency of 94 GHz;	c.1. Operates at a frequency of 94 GHz;	c.1. Operates at a frequency of 94 GHz;
		c.2. An average output power of less than 20 mW;	c.2. An average output power of less than 20 mW;	c.2. An average output power of less than 20 mW;
		c.3. Radar beam width of 1 degree; and	c.3. Radar beam width of 1 degree; and	c.3. Radar beam width of 1 degree; and
		c.4. Operating range equal to or greater than 1500 m.	c.4. Operating range equal to or greater than 1500 m.	c.4. Operating range equal to or greater than 1500 m.
6A999 Specific processing equipment, as follows:	6A999 Specific processing equipment, as follows:	6A999 Specific processing equipment, as follows:	6A999 Specific processing equipment, as follows:	6A999 Specific processing equipment, as follows:
	a. Seismic detection equipment not controlled in paragraph c.	a. Seismic detection equipment not controlled in paragraph c.	a. Seismic detection equipment not controlled in paragraph c.	a. Seismic detection equipment not controlled in paragraph c.
	b. Radiation hardened TV cameras,	b. Radiation hardened TV cameras,	b. Radiation hardened TV cameras,	b. Radiation hardened TV cameras,
	c. Seismic intrusion detection systems that detect, classify and determine the bearing on the source of a detected signal.	c. Seismic intrusion detection systems that detect, classify and determine the bearing on the source of a detected signal.	c. Seismic intrusion detection systems that detect, classify and determine the bearing on the source of a detected signal.	c. Seismic intrusion detection systems that detect, classify and determine the bearing on the source of a detected signal.
6B995 Equipment, including tools, dies, fixtures or gauges, and other specially designed components therefor, specially designed or modified for any of the following:	6B995 Equipment, including tools, dies, fixtures or gauges, and other specially designed components therefor, specially designed or modified for any of the following:	6B995 Equipment, including tools, dies, fixtures or gauges, and other specially designed components therefor, specially designed or modified for any of the following:	6B995 Equipment, including tools, dies, fixtures or gauges, and other specially designed components therefor, specially designed or modified for any of the following:	6B995 Equipment, including tools, dies, fixtures or gauges, and other specially designed components therefor, specially designed or modified for any of the following:
	a. For the manufacture or inspection of:	a. For the manufacture or inspection of:	a. For the manufacture or inspection of:	a. For the manufacture or inspection of:
		a.1. Free electron “laser” magnet wigglers;	a.1. Free electron “laser” magnet wigglers;	a.1. Free electron “laser” magnet wigglers;
		a.2. Free electron “laser” photo injectors;	a.2. Free electron “laser” photo injectors;	a.2. Free electron “laser” photo injectors;
	b. For the adjustment, to required tolerances, of the longitudinal magnetic field of free electron “lasers”.	b. For the adjustment, to required tolerances, of the longitudinal magnetic field of free electron “lasers”.	b. For the adjustment, to required tolerances, of the longitudinal magnetic field of free electron “lasers”.	b. For the adjustment, to required tolerances, of the longitudinal magnetic field of free electron “lasers”.
6C992 Optical sensing fibres that are modified structurally to have a ‘beat length’ of less than 500 mm (high birefringence) or optical sensor materials not described in entry 6C002.b. of Annex I of the Dual-Use Regulation and having a zinc content of equal to or more than 6% by ‘mole fraction.’	6C992 Optical sensing fibres that are modified structurally to have a ‘beat length’ of less than 500 mm (high birefringence) or optical sensor materials not described in entry 6C002.b. of Annex I of the Dual-Use Regulation and having a zinc content of equal to or more than 6% by ‘mole fraction.’	6C992 Optical sensing fibres that are modified structurally to have a ‘beat length’ of less than 500 mm (high birefringence) or optical sensor materials not described in entry 6C002.b. of Annex I of the Dual-Use Regulation and having a zinc content of equal to or more than 6% by ‘mole fraction.’	6C992 Optical sensing fibres that are modified structurally to have a ‘beat length’ of less than 500 mm (high birefringence) or optical sensor materials not described in entry 6C002.b. of Annex I of the Dual-Use Regulation and having a zinc content of equal to or more than 6% by ‘mole fraction.’	6C992 Optical sensing fibres that are modified structurally to have a ‘beat length’ of less than 500 mm (high birefringence) or optical sensor materials not described in entry 6C002.b. of Annex I of the Dual-Use Regulation and having a zinc content of equal to or more than 6% by ‘mole fraction.’
Note: ‘Mole fraction’ is defined as the ratio of moles of ZnTe to the sum of the moles of CdTe and ZnTe present in the crystal. 2) ‘Beat length’ is the distance over which two orthogonally polarised signals, initially in phase, must pass in order to achieve a 2 Pi radian(s) phase difference.	Note: ‘Mole fraction’ is defined as the ratio of moles of ZnTe to the sum of the moles of CdTe and ZnTe present in the crystal. 2) ‘Beat length’ is the distance over which two orthogonally polarised signals, initially in phase, must pass in order to achieve a 2 Pi radian(s) phase difference.	Note: ‘Mole fraction’ is defined as the ratio of moles of ZnTe to the sum of the moles of CdTe and ZnTe present in the crystal. 2) ‘Beat length’ is the distance over which two orthogonally polarised signals, initially in phase, must pass in order to achieve a 2 Pi radian(s) phase difference.	Note: ‘Mole fraction’ is defined as the ratio of moles of ZnTe to the sum of the moles of CdTe and ZnTe present in the crystal. 2) ‘Beat length’ is the distance over which two orthogonally polarised signals, initially in phase, must pass in order to achieve a 2 Pi radian(s) phase difference.	Note: ‘Mole fraction’ is defined as the ratio of moles of ZnTe to the sum of the moles of CdTe and ZnTe present in the crystal. 2) ‘Beat length’ is the distance over which two orthogonally polarised signals, initially in phase, must pass in order to achieve a 2 Pi radian(s) phase difference.
6C994 Optical materials.	6C994 Optical materials.	6C994 Optical materials.	6C994 Optical materials.	6C994 Optical materials.
	a. Low optical absorption materials, as follows:	a. Low optical absorption materials, as follows:	a. Low optical absorption materials, as follows:	a. Low optical absorption materials, as follows:
		a.1. Bulk fluoride compounds containing ingredients with a purity of 99.999% or better; orNote: 6C994.a.1 controls fluorides of zirconium or aluminium and variants.	a.1. Bulk fluoride compounds containing ingredients with a purity of 99.999% or better; orNote: 6C994.a.1 controls fluorides of zirconium or aluminium and variants.	a.1. Bulk fluoride compounds containing ingredients with a purity of 99.999% or better; orNote: 6C994.a.1 controls fluorides of zirconium or aluminium and variants.
		a.2. Bulk fluoride glass made from compounds controlled by entry 6C004.e.1 of Annex I of the Dual-Use Regulation;	a.2. Bulk fluoride glass made from compounds controlled by entry 6C004.e.1 of Annex I of the Dual-Use Regulation;	a.2. Bulk fluoride glass made from compounds controlled by entry 6C004.e.1 of Annex I of the Dual-Use Regulation;
	b. ‘Optical fibre preforms’ made from bulk fluoride compounds containing ingredients with a purity of 99.999% or better, specially designed for the manufacture of “fluoride fibres” controlled by 6A994.b.	b. ‘Optical fibre preforms’ made from bulk fluoride compounds containing ingredients with a purity of 99.999% or better, specially designed for the manufacture of “fluoride fibres” controlled by 6A994.b.	b. ‘Optical fibre preforms’ made from bulk fluoride compounds containing ingredients with a purity of 99.999% or better, specially designed for the manufacture of “fluoride fibres” controlled by 6A994.b.	b. ‘Optical fibre preforms’ made from bulk fluoride compounds containing ingredients with a purity of 99.999% or better, specially designed for the manufacture of “fluoride fibres” controlled by 6A994.b.
6D991 “Software,” specially designed for the “development”, “production”, or “use” of items controlled by entries 6A002 and 6A003 of Annex I of the Dual-Use Regulation, 6A991, 6A996, 6A997, or 6A998.	6D991 “Software,” specially designed for the “development”, “production”, or “use” of items controlled by entries 6A002 and 6A003 of Annex I of the Dual-Use Regulation, 6A991, 6A996, 6A997, or 6A998.	6D991 “Software,” specially designed for the “development”, “production”, or “use” of items controlled by entries 6A002 and 6A003 of Annex I of the Dual-Use Regulation, 6A991, 6A996, 6A997, or 6A998.	6D991 “Software,” specially designed for the “development”, “production”, or “use” of items controlled by entries 6A002 and 6A003 of Annex I of the Dual-Use Regulation, 6A991, 6A996, 6A997, or 6A998.	6D991 “Software,” specially designed for the “development”, “production”, or “use” of items controlled by entries 6A002 and 6A003 of Annex I of the Dual-Use Regulation, 6A991, 6A996, 6A997, or 6A998.
6D992 “Software” specially designed for the “development” or “production” of equipment controlled by 6A992, 6A994, or 6A995.	6D992 “Software” specially designed for the “development” or “production” of equipment controlled by 6A992, 6A994, or 6A995.	6D992 “Software” specially designed for the “development” or “production” of equipment controlled by 6A992, 6A994, or 6A995.	6D992 “Software” specially designed for the “development” or “production” of equipment controlled by 6A992, 6A994, or 6A995.	6D992 “Software” specially designed for the “development” or “production” of equipment controlled by 6A992, 6A994, or 6A995.
6D993 Other “software”.	6D993 Other “software”.	6D993 Other “software”.	6D993 Other “software”.	6D993 Other “software”.
	a. Air Traffic Control (ATC) “software” application “programs” hosted on general purpose computers located at Air Traffic Control centres, and capable of automatically handing over primary radar target data (if not correlated with secondary surveillance radar (SSR) data) from the host ATC centre to another ATC centre.	a. Air Traffic Control (ATC) “software” application “programs” hosted on general purpose computers located at Air Traffic Control centres, and capable of automatically handing over primary radar target data (if not correlated with secondary surveillance radar (SSR) data) from the host ATC centre to another ATC centre.	a. Air Traffic Control (ATC) “software” application “programs” hosted on general purpose computers located at Air Traffic Control centres, and capable of automatically handing over primary radar target data (if not correlated with secondary surveillance radar (SSR) data) from the host ATC centre to another ATC centre.	a. Air Traffic Control (ATC) “software” application “programs” hosted on general purpose computers located at Air Traffic Control centres, and capable of automatically handing over primary radar target data (if not correlated with secondary surveillance radar (SSR) data) from the host ATC centre to another ATC centre.
	b. “Software” specially designed for seismic intrusion detection systems in 6A999.c.	b. “Software” specially designed for seismic intrusion detection systems in 6A999.c.	b. “Software” specially designed for seismic intrusion detection systems in 6A999.c.	b. “Software” specially designed for seismic intrusion detection systems in 6A999.c.
	c. “Source Code” specially designed for seismic intrusion detection systems in 6A999.c.	c. “Source Code” specially designed for seismic intrusion detection systems in 6A999.c.	c. “Source Code” specially designed for seismic intrusion detection systems in 6A999.c.	c. “Source Code” specially designed for seismic intrusion detection systems in 6A999.c.
6E991 “Technology” for the “development”, “production” or “use” of equipment controlled by 6A991, 6A996, 6A997, 6A998 or 6A99.c.	6E991 “Technology” for the “development”, “production” or “use” of equipment controlled by 6A991, 6A996, 6A997, 6A998 or 6A99.c.	6E991 “Technology” for the “development”, “production” or “use” of equipment controlled by 6A991, 6A996, 6A997, 6A998 or 6A99.c.	6E991 “Technology” for the “development”, “production” or “use” of equipment controlled by 6A991, 6A996, 6A997, 6A998 or 6A99.c.	6E991 “Technology” for the “development”, “production” or “use” of equipment controlled by 6A991, 6A996, 6A997, 6A998 or 6A99.c.
6E992 “Technology” for the “development” or “production” of equipment, materials or “software” controlled by 6A992, 6A994, or 6A995, 6B995, 6C992, 6C994, or 6D993.	6E992 “Technology” for the “development” or “production” of equipment, materials or “software” controlled by 6A992, 6A994, or 6A995, 6B995, 6C992, 6C994, or 6D993.	6E992 “Technology” for the “development” or “production” of equipment, materials or “software” controlled by 6A992, 6A994, or 6A995, 6B995, 6C992, 6C994, or 6D993.	6E992 “Technology” for the “development” or “production” of equipment, materials or “software” controlled by 6A992, 6A994, or 6A995, 6B995, 6C992, 6C994, or 6D993.	6E992 “Technology” for the “development” or “production” of equipment, materials or “software” controlled by 6A992, 6A994, or 6A995, 6B995, 6C992, 6C994, or 6D993.
6E993 Other “technology” as follows.	6E993 Other “technology” as follows.	6E993 Other “technology” as follows.	6E993 Other “technology” as follows.	6E993 Other “technology” as follows.
	a. Optical fabrication technologies for serially producing optical components at a rate exceeding 10 m2 of surface area per year on any single spindle and having all of the following:	a. Optical fabrication technologies for serially producing optical components at a rate exceeding 10 m2 of surface area per year on any single spindle and having all of the following:	a. Optical fabrication technologies for serially producing optical components at a rate exceeding 10 m2 of surface area per year on any single spindle and having all of the following:	a. Optical fabrication technologies for serially producing optical components at a rate exceeding 10 m2 of surface area per year on any single spindle and having all of the following:
		a.1. Area exceeding 1 m2, and	a.1. Area exceeding 1 m2, and	a.1. Area exceeding 1 m2, and
		a.2. Surface figure exceeding λ/10 (rms) at the designed wavelength;	a.2. Surface figure exceeding λ/10 (rms) at the designed wavelength;	a.2. Surface figure exceeding λ/10 (rms) at the designed wavelength;
	b. “Technology” for optical filters with a bandwidth equal to or less than 10 nm, a field of view (FOV) exceeding 40° and a resolution exceeding 0.75 line pairs per milliradian;	b. “Technology” for optical filters with a bandwidth equal to or less than 10 nm, a field of view (FOV) exceeding 40° and a resolution exceeding 0.75 line pairs per milliradian;	b. “Technology” for optical filters with a bandwidth equal to or less than 10 nm, a field of view (FOV) exceeding 40° and a resolution exceeding 0.75 line pairs per milliradian;	b. “Technology” for optical filters with a bandwidth equal to or less than 10 nm, a field of view (FOV) exceeding 40° and a resolution exceeding 0.75 line pairs per milliradian;
	c. “Technology” for the “development” or “production” of cameras controlled by 6A993;	c. “Technology” for the “development” or “production” of cameras controlled by 6A993;	c. “Technology” for the “development” or “production” of cameras controlled by 6A993;	c. “Technology” for the “development” or “production” of cameras controlled by 6A993;
	d. “Technology” “required” for the “development” or “production” of non‑triaxial fluxgate “magnetometers” or non‑triaxial fluxgate “magnetometer” systems, having any of the following:	d. “Technology” “required” for the “development” or “production” of non‑triaxial fluxgate “magnetometers” or non‑triaxial fluxgate “magnetometer” systems, having any of the following:	d. “Technology” “required” for the “development” or “production” of non‑triaxial fluxgate “magnetometers” or non‑triaxial fluxgate “magnetometer” systems, having any of the following:	d. “Technology” “required” for the “development” or “production” of non‑triaxial fluxgate “magnetometers” or non‑triaxial fluxgate “magnetometer” systems, having any of the following:
		d.1. ‘Sensitivity’ lower (better) than 0.05 nT (rms) per square root Hz at frequencies of less than 1 Hz; or	d.1. ‘Sensitivity’ lower (better) than 0.05 nT (rms) per square root Hz at frequencies of less than 1 Hz; or	d.1. ‘Sensitivity’ lower (better) than 0.05 nT (rms) per square root Hz at frequencies of less than 1 Hz; or
		d.2. ‘Sensitivity’ lower (better) than 1 x 10‑3 nT (rms) per square root Hz at frequencies of 1 Hz or more;	d.2. ‘Sensitivity’ lower (better) than 1 x 10‑3 nT (rms) per square root Hz at frequencies of 1 Hz or more;	d.2. ‘Sensitivity’ lower (better) than 1 x 10‑3 nT (rms) per square root Hz at frequencies of 1 Hz or more;
	e. “Technology” “required” for the “development” or “production” of infrared up-conversion devices having all of the following:	e. “Technology” “required” for the “development” or “production” of infrared up-conversion devices having all of the following:	e. “Technology” “required” for the “development” or “production” of infrared up-conversion devices having all of the following:	e. “Technology” “required” for the “development” or “production” of infrared up-conversion devices having all of the following:
		e.1. A response in the wavelength range exceeding 700 nm but not exceeding 1500 nm; and	e.1. A response in the wavelength range exceeding 700 nm but not exceeding 1500 nm; and	e.1. A response in the wavelength range exceeding 700 nm but not exceeding 1500 nm; and
		e.2. A combination of an infrared photodetector, light emitting diode (LED), and nanocrystal to convert infrared light into visible light.	e.2. A combination of an infrared photodetector, light emitting diode (LED), and nanocrystal to convert infrared light into visible light.	e.2. A combination of an infrared photodetector, light emitting diode (LED), and nanocrystal to convert infrared light into visible light.
Technical Note: For the purposes of entry 6E993, ‘sensitivity’ (or noise level) is the root mean square of the device-limited noise floor which is the lowest signal that can be measured.	Technical Note: For the purposes of entry 6E993, ‘sensitivity’ (or noise level) is the root mean square of the device-limited noise floor which is the lowest signal that can be measured.	Technical Note: For the purposes of entry 6E993, ‘sensitivity’ (or noise level) is the root mean square of the device-limited noise floor which is the lowest signal that can be measured.	Technical Note: For the purposes of entry 6E993, ‘sensitivity’ (or noise level) is the root mean square of the device-limited noise floor which is the lowest signal that can be measured.	Technical Note: For the purposes of entry 6E993, ‘sensitivity’ (or noise level) is the root mean square of the device-limited noise floor which is the lowest signal that can be measured.

PART 6 — Navigation and avionics

7A994 Navigation direction finding equipment, airborne communication equipment, all aircraft inertial navigation systems, and other avionic equipment, including components,
7B994 Other equipment for the test, inspection, or “production” of navigation and avionics equipment.
7D994 “Software” for the “development”, “production”, or “use” of navigation, airborne communication and other avionics.
7E994 “Technology” for the “development,” “production” or “use” of navigation, airborne communication, and other avionics equipment.

PART 7 — Marine

8A992 Vessels, marine systems or equipment, and specially designed components therefor, and marine boilers and components therefor.	8A992 Vessels, marine systems or equipment, and specially designed components therefor, and marine boilers and components therefor.	8A992 Vessels, marine systems or equipment, and specially designed components therefor, and marine boilers and components therefor.
	a. Underwater vision systems, as follows:	a. Underwater vision systems, as follows:
		a.1. Television systems (comprising camera, lights, monitoring and signal transmission equipment) having a limiting resolution when measured in air of more than 500 lines and specially designed or modified for remote operation with a submersible vehicle; or
		a.2. Underwater television cameras having a limiting resolution when measured in air of more than 700 lines;Technical Note: Limiting resolution in television is a measure of horizontal resolution usually expressed in terms of the maximum number of lines per picture height discriminated on a test chart, using IEEE Standard 208/1960 or any equivalent standard.
	b. Photographic still cameras specially designed or modified for underwater use, having a film format of 35 mm or larger, and having autofocusing or remote focusing specially designed for underwater use;	b. Photographic still cameras specially designed or modified for underwater use, having a film format of 35 mm or larger, and having autofocusing or remote focusing specially designed for underwater use;
	c. Stroboscopic light systems, specially designed or modified for underwater use, capable of a light output energy of more than 300 J per flash;	c. Stroboscopic light systems, specially designed or modified for underwater use, capable of a light output energy of more than 300 J per flash;
	d. Other underwater camera equipment;	d. Other underwater camera equipment;
	e. Other submersible systems;	e. Other submersible systems;
	f. Vessels (surface or underwater), including inflatable boats, and specially designed components therefor;	f. Vessels (surface or underwater), including inflatable boats, and specially designed components therefor;
	g. Marine engines (both inboard and outboard), and submarine engines, and specially designed components therefor;	g. Marine engines (both inboard and outboard), and submarine engines, and specially designed components therefor;
	h. Other self-contained underwater breathing apparatus (scuba gear) and related equipment, ;	h. Other self-contained underwater breathing apparatus (scuba gear) and related equipment, ;
	i. Life jackets, inflation cartridges, compasses, wetsuits, masks, fins, weight belts, and dive computers;	i. Life jackets, inflation cartridges, compasses, wetsuits, masks, fins, weight belts, and dive computers;
	j. Underwater lights and propulsion equipment;	j. Underwater lights and propulsion equipment;
	k. Air compressors and filtration systems, specially designed for filling air cylinders.	k. Air compressors and filtration systems, specially designed for filling air cylinders.
	l. Marine boilers designed to have any of the following:	l. Marine boilers designed to have any of the following:
		l.1. Heat release rate (at maximum rating) equal to or in excess of 190,000 BTU per hour per cubic foot of furnace volume; or
		l.2. Ratio of steam generated in kg per hour (at maximum rating) to the dry weight of the boiler in kg equal to or in excess of 0.83.
	m. Components for marine boilers described in 8A992.l.	m. Components for marine boilers described in 8A992.l.
8D992 “Software” specially designed or modified for the “development”, “production” or “use” of equipment controlled by 8A992.	8D992 “Software” specially designed or modified for the “development”, “production” or “use” of equipment controlled by 8A992.	8D992 “Software” specially designed or modified for the “development”, “production” or “use” of equipment controlled by 8A992.
8D999 “Software” specially designed for the operation of unmanned submersible vehicles.	8D999 “Software” specially designed for the operation of unmanned submersible vehicles.	8D999 “Software” specially designed for the operation of unmanned submersible vehicles.
8E992 “Technology” for the “development”, “production” or “use” of equipment controlled by 8A992.	8E992 “Technology” for the “development”, “production” or “use” of equipment controlled by 8A992.	8E992 “Technology” for the “development”, “production” or “use” of equipment controlled by 8A992.
maritime goods and maritime technology within the meaning in regulation 21 (interpretation of Part 5).	maritime goods and maritime technology within the meaning in regulation 21 (interpretation of Part 5).	maritime goods and maritime technology within the meaning in regulation 21 (interpretation of Part 5).

PART 8 — Aerospace and Propulsion

9A990 Diesel engines and tractor units, and specially designed components therefor.	9A990 Diesel engines and tractor units, and specially designed components therefor.
	a. Diesel engines for trucks, tractor units, and automotive applications of continuous power output of 400 BHP (298 kW) or greater (performance based on Society of Automotive Engineers J1349 standard conditions of 100 kPa and 25°C);
	b. Off-road semi-trailer wheeled tractor units of carriage capacity 9 t or more and specially designed components therefor;
	c. On-road semi-trailer tractor units, with single or tandem rear axles rated for 9 t per axel or greater and specially designed components therefor.
9A991 “Aircraft” and gas turbine engines and components	9A991 “Aircraft” and gas turbine engines and components
	a. Not used;
	b. Not used;
	c. Aero gas turbine engines and specially designed components therefor;
	d. Not used;
	e. Pressurised aircraft breathing equipment and specially designed components therefor;
	f. reciprocating or rotary internal combustion piston engines;
	g. electric engines.
...	...
9B990 Vibration test equipment and specially designed components therefor.	9B990 Vibration test equipment and specially designed components therefor.
9B991 “Equipment,” tooling or fixtures specially designed for manufacturing or measuring gas turbine blades, vanes or tip shroud castings, as follows:	9B991 “Equipment,” tooling or fixtures specially designed for manufacturing or measuring gas turbine blades, vanes or tip shroud castings, as follows:
	a. Automated equipment using non-mechanical methods for measuring aerofoil wall thickness;
	b. Tooling, fixtures or measuring equipment for the “laser”, water jet or ECM/EDM hole drilling processes controlled by entry 9E003.c of Annex I of the Dual-Use Regulation;
	c. Ceramic core leaching equipment;
	d. Ceramic core manufacturing equipment or tools;
	e. Ceramic shell wax pattern preparation equipment;
	f. Ceramic shell burn out or firing equipment.
9D990 “Software”, for the “development” or “production” of equipment controlled by 9A990 or 9B990.	9D990 “Software”, for the “development” or “production” of equipment controlled by 9A990 or 9B990.
9D991 “Software”, for the “development” or “production” of equipment controlled by 9A991 or 9B991.	9D991 “Software”, for the “development” or “production” of equipment controlled by 9A991 or 9B991.
9E990 “Technology”, for the “development” or “production” or “use” of equipment controlled by 9A990 or 9B990.	9E990 “Technology”, for the “development” or “production” or “use” of equipment controlled by 9A990 or 9B990.
9E991 “Technology”, for the “development”, “production” or “use” of equipment controlled by 9A991 or 9B991.	9E991 “Technology”, for the “development”, “production” or “use” of equipment controlled by 9A991 or 9B991.
9E993 Other “technology”, not described by entry 9E003 of Annex I of the Dual-Use Regulation, as follows:	9E993 Other “technology”, not described by entry 9E003 of Annex I of the Dual-Use Regulation, as follows:
	a. Rotor blade tip clearance control systems employing active compensating casing “technology” limited to a design and development data base;
	b. Gas bearing for turbine engine rotor assemblies.

SCHEDULE 2B — Consumer communication devices

1

In regulation 60B, “consumer communication device” means any of the following, of a type which is generally available to the public—

• (a) computers falling within entries 5A992 and 4A994.b of Schedule 2A ;

• (b) disk drives and solid-state storage equipment falling within entry 5A992 of Schedule 2A;

• (c) input/output control units (other than industrial controllers designed for chemical processing);

• (d) graphics accelerators and graphics coprocessors;

• (e) monitors falling within entry 5A992 of Schedule 2A;

• (f) printers falling within entry 5A992 of Schedule 2A;

• (g) modems falling within entries 5A991.b.2, 5A991.b.4 or 5A992 of Schedule 2A;

• (h) network access controllers and communications channel controllers falling within entry 5A991.b.4 of Schedule 2A;

• (i) keyboards, mice and similar devices specified in entry 5A992 of Schedule 2A;

• (j) mobile phones, including cellular and satellite telephones, personal digital assistants, and subscriber information module (SIM) cards and similar devices falling within entries 5A992 or 5A991 of Schedule 2A;

• (k) memory devices falling within entry 5A992 of Schedule 2A;

• (l) information security equipment, software (except encryption source code) and peripherals falling within entries 5A992 or 5D992 of Schedule 2A;

• (m) digital cameras and memory cards falling within entry 6A993 or 5A992 of Schedule 2A;

• (n) television and radio receivers falling within entry 5A992 of Schedule 2A;

• (o) recording devices falling within entry 5A992 of Schedule 2A;

• (p) batteries, chargers, carrying cases and accessories for the goods falling within paragraphs (a) to (o) above;

• (q) software (except encryption source code) falling within entries 4D994, 5D991 and 5D992 of Schedule 2A, which is for use with equipment described in paragraphs (a) to (p) above.

2

For the purposes of paragraph 1, goods and technology are generally available to the public if they are —

• (a) sold from stock at retail selling points without restriction, by means of—

• (i) over the counter transactions,

• (ii) mail order transactions,

• (iii) electronic transactions, or

• (iv) telephone order transactions, and

• (b) designed for installation by the user without further substantial support by the supplier.

PART A1 — Interpretation

Interpretation of Schedule 5

A1

In this Schedule—

• “consular post” has the same meaning as in the Vienna Convention on Consular Relations done at Vienna on 24 April 1963, and any reference to the functions of a consular post is to be read in accordance with that Convention;

• “diplomatic mission” and any reference to the functions of a diplomatic mission are to be read in accordance with the Vienna Convention on Diplomatic Relations done at Vienna on 18 April 1961;

• “frozen account” has the meaning given in regulation 58(7);

• “humanitarian assistance activity” includes the work of international and non-governmental organisations carrying out relief activities for the benefit of the civilian population of a country;

• “medical goods” includes medicines and medical devices;

• “relevant financial authority” means authorities involved in the regulation of financial services in the United Kingdom, including the Financial Conduct Authority, the Prudential Regulation Authority and the Bank of England;

• “relevant institution” has the meaning given in regulation 58(7);

• “spaceflight activity” has the meaning given in section 1(6) of the Space Industry Act 2018.

Interpretation of Part 1

Humanitarian assistance activity

9A

To enable anything to be done in connection with the performance of any humanitarian assistance activity.

Medical goods or services

9B

• (1) To enable anything to be done in connection with the provision of medical goods or services for the benefit of the civilian population of a country.

• (2) To enable the import, export or use of medical goods.

Food

9C

To enable anything to be done in connection with the production or distribution of food for the benefit of the civilian population of a country.

Diplomatic missions etc.

9D

• (1) To enable anything to be done in order that the functions of a diplomatic mission or consular post in Russia or of an international organisation enjoying immunities in accordance with international law may be carried out.

• (2) To enable anything to be done in order that the functions of a diplomatic mission or consular post of Russia in the United Kingdom may be carried out.

PART 1A — Loans and credit arrangements

Humanitarian assistance activity

9E

To enable anything to be done in connection with the performance of any humanitarian assistance activity.

Medical goods or services

9F

• (1) To enable anything to be done in connection with the provision of medical goods or services for the benefit of the civilian population of a country.

• (2) To enable the import, export or use of medical goods.

Food

9G

To enable anything to be done in connection with the production or distribution of food for the benefit of the civilian population of a country.

Diplomatic missions etc.

9H

• (1) To enable anything to be done in order that the functions of a diplomatic mission or consular post in Russia, or of an international organisation enjoying immunities in accordance with international law may be carried out.

• (2) To enable anything to be done in order that the functions of a diplomatic mission or consular post of Russia in the United Kingdom may be carried out.

Space

9I

To enable anything to be done in order for a United Kingdom person to undertake spaceflight activity.

Extraordinary situation

9J

To enable anything to be done to deal with an extraordinary situation.

PART 1B — Correspondent banking relationships and processing payments

Interpretation of Part 1B

9K

In this Part, “designated person” has the meaning given in regulation 17A.

Basic needs

9L

• (1) To enable the basic needs of a designated person, or a person owned or controlled directly or indirectly (within the meaning of regulation 7) by the designated person, to be met.

• (2) In the case of a person other than an individual, in sub-paragraph (1) “basic needs” includes needs for—

• (a) payment of insurance premiums;

• (b) payment of reasonable fees for the provision of property management services;

• (c) payment of reasonable fees for the provision of insolvency services;

• (d) payment of remuneration, allowances or pensions of employees;

• (e) payment of tax;

• (f) rent or mortgage payments;

• (g) utility payments.

Legal services

9M

To enable the payment of—

• (a) reasonable professional fees for the provision of legal services to the designated person or a person owned or controlled directly or indirectly (within the meaning of regulation 7) by the designated person, or

• (b) reasonable expenses associated with the provision of legal services to the designated person (or a person owned or controlled directly or indirectly (within the meaning of regulation 7) by the designated person.

Financial regulation

9N

• (1) To enable anything to be done by, or on behalf of, a relevant financial authority for the purposes of the functions of that authority.

• (2) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Extraordinary situation

9O

To enable anything to be done to deal with an extraordinary situation.

PART 1C — Processing payments

Humanitarian assistance activity

9P

To enable anything to be done in connection with the performance of any humanitarian assistance activity.

Medical goods or services

9Q

• (1) To enable anything to be done in connection with the provision of medical goods or services for the benefit of the civilian population of a country.

• (2) To enable the import, export or use of medical goods.

Food

9R

To enable anything to be done in connection with the production or distribution of food for the benefit of the civilian population of a country.

Diplomatic missions etc.

9S

• (1) To enable anything to be done in order that the functions of a diplomatic mission or consular post in Russia, or of an international organisation enjoying immunities in accordance with international law may be carried out.

• (2) To enable anything to be done in order that the functions of a diplomatic mission or consular post of Russia in the United Kingdom may be carried out.

Space

9T

To enable anything to be done in order for a United Kingdom person to undertake spaceflight activity.

PART 1D — Foreign exchange reserve and asset management services

Humanitarian assistance activity

9U

To enable anything to be done in connection with the performance of any humanitarian assistance activity.

Financial regulation

9V

• (1) To enable anything to be done by, or on behalf of, a relevant financial authority for the purposes of the functions of that authority.

• (2) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Financial stability

9W

To enable anything to be done by a person, following consultation by that person (or a person acting on their behalf) with the Bank of England, that is necessary or expedient in order to protect or enhance the stability of the financial system of the United Kingdom.

Safety and soundness of a firm

9X

To enable anything to be done by a person, following consultation by that person (or a person acting on their behalf) with the relevant supervising authority or authorities, that is necessary or expedient in order to promote the safety and soundness of a firm which is supervised by the Bank of England, the Prudential Regulation Authority or the Financial Conduct Authority.

Extraordinary situation

9Y

To enable anything to be done to deal with an extraordinary situation.

Insurance and reinsurance services relating to aviation and space goods and aviation and space technology

29A

• (1) A person must not directly or indirectly provide insurance or reinsurance services relating to aviation and space goods or aviation and space technology—

• (a) to a person connected with Russia, or

• (b) for use in Russia.

• (2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

• (3) A person who contravenes a prohibition in paragraph (1) commits an offence, but—

• (a) it is a defence for a person charged with an offence of contravening paragraph (1)(a) (“P”) to show that P did not know and had no reasonable cause to suspect that the person was connected with Russia;

• (b) it is a defence for a person charged with an offence of contravening paragraph (1)(b) to show that the person did not know and had no reasonable cause to suspect that the goods or technology were for use in Russia.

Enabling or facilitating military activities

PART 6A — Aircraft

Movement of aircraft

57J

• (1) A Russian aircraft must not—

• (a) overfly the United Kingdom, or

• (b) land in the United Kingdom.

• (2) Paragraph (1) is subject to Part 7 (Exceptions and licences).

• (3) Air traffic control may direct the operator or pilot in command of a Russian aircraft—

• (a) not to enter the airspace over the United Kingdom, or

• (b) to leave the airspace over the United Kingdom by a specific route.

• (4) The Secretary of State may direct air traffic control to give a direction under paragraph (3).

• (5) An airport operator may direct the operator or pilot in command of a Russian aircraft—

• (a) not to take off, or not to permit the aircraft to take off, from an airport the operator manages,

• (b) to take off, or to require the aircraft to take off, from an airport the operator manages, or

• (c) not to land, or not to permit the aircraft to land, at an airport the operator manages.

• (6) The Secretary of State may direct an airport operator to—

• (a) give a direction under paragraph (5),

• (b) secure the detention of a Russian aircraft at an airport, or

• (c) secure the movement of a Russian aircraft to an airport specified in the direction.

• (7) An airport operator giving a direction under paragraph (5)(a) must take such steps as are reasonably practicable to detain the aircraft.

• (8) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

• (9) The Secretary of State may direct the CAA to—

• (a) refuse permission under article 250 of the ANO in respect of a Russian aircraft,

• (b) refuse permission under article 252 of the ANO in respect of a Russian aircraft,

• (c) suspend or revoke any permission granted under article 250 of the ANO in respect of a Russian aircraft, or

• (d) suspend or revoke any permission granted under article 252 of the ANO in respect of a Russian aircraft.

• (10) In this regulation “Russian aircraft” means an aircraft—

• (a) owned, chartered or operated by—

• (i) a designated person, or

• (ii) a person connected with Russia, or

• (b) registered in Russia.

• (11) In paragraph (10), a “designated person” means a person who is designated under regulation 5 (power to designate persons) for the purposes of either this regulation or regulation 57M (registration of an aircraft in the United Kingdom).

Directions under regulation 57J

57K

• (1) Paragraphs (2) to (4) apply in relation to a direction given under regulation 57J (movement of aircraft).

• (2) A person to whom a direction is given has a duty to comply with it.

• (3) A direction may be of indefinite duration or a defined duration.

• (4) A person who gives a direction may vary, revoke or suspend it at any time.

• (5) A direction under regulation 57J(6) may be given to any airport operator or to airport operators generally.

• (6) Any directions made by the Secretary of State under regulation 57J may make different provision for different purposes.

• (7) Any directions in regulation 57J(3) to (9) are subject to the exceptions in regulation 61B (aircraft: exceptions from prohibitions).

Directions under regulation 57J: supplementary

57L

• (1) Where a direction is given under regulation 57J(9)(c) or (d) (movement of aircraft: direction to CAA)—

• (a) to the extent that the direction conflicts with the requirements of article 255 of the ANO (revocation etc. of permissions), those requirements are to be disregarded, and

• (b) article 255(4) of the ANO does not apply in relation to the suspension or the revocation which is the subject of the direction.

• (2) Where a direction is given under regulation 57J which conflicts with a permission under article 250 or 252 of the ANO, the permission is to be disregarded.

• (3) In so far as a direction under regulation 57J conflicts with the requirements of section 93 of the Transport Act 2000 or an order under section 94 of that Act, the direction is to be disregarded.

• (4) In so far as a direction under regulation 57J conflicts with the requirements of an enactment other than section 93 of the Transport Act 2000 or an order under section 94 of that Act, those requirements are to be disregarded.

• (5) The Secretary of State may notify a person that the existence of, or any part of the content of, a direction under regulation 57J, or anything done under the direction, is to be treated as confidential.

• (6) A person must not disclose any information if the Secretary of State notifies that person under paragraph (5) that the information is to be treated as confidential.

Registration of an aircraft in the United Kingdom

57M

• (1) The CAA must refuse to register an aircraft if, on the basis of the information given to the CAA by the applicant, the Secretary of State or a third person, the aircraft appears to be a relevant aircraft.

• (2) The Secretary of State may direct the CAA to terminate the registration of a relevant aircraft.

• (3) In so far as a direction under paragraph (2) conflicts with the provisions of Part 3 (Registration and marking) of the ANO, those provisions are to be disregarded.

• (4) For the purposes of this regulation “relevant aircraft” means—

• (a) an aircraft owned or operated by a designated person, or

• (b) an aircraft chartered by demise by a designated person.

• (5) Any reference in this regulation to registering an aircraft is a reference to registering an aircraft in the register kept by the CAA.

• (6) In paragraph (4), a “designated person” means a person who is designated under regulation 5 (power to designate persons) for the purposes of either this regulation or regulation 57J (movement of aircraft).

Offences

57N

• (1) If a prohibition in regulation 57J(1) (movement of aircraft) is contravened by the flight or landing of a Russian aircraft, the operator and pilot in command of the aircraft commit an offence.

• (2) It is an offence for an airport operator to fail, without reasonable excuse, to comply with a direction given by the Secretary of State under regulation 57J(6).

• (3) It is an offence for a person to whom a direction is given under regulation 57J(3) (direction by air traffic control to operator or pilot of Russian aircraft) to fail to comply with the direction.