LegalizeResolução da Assembleia da República n.º 35/2001 — Aprova, para ratificação, o Protocolo que Consolida a Convenção Internacional de Cooperação para a Segurança da…
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Aprova, para ratificação, o Protocolo que Consolida a Convenção Internacional de Cooperação para a Segurança da Navegação Aérea «EUROCONTROL», de 13 de Dezembro de 1960, na sequência de diversas modificações introduzidas, e adoptado em Conferência Diplomática reunida em Bruxelas, em 27 de Junho de 1997, e respectivo Protocolo Adicional, referente à substituição do Acordo Multilateral Relativo a Taxas de Rota, de 12 de Fevereiro de 1981, ratificado em Portugal, em 2 de Maio de 1983
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Royaume de Belgique.
Ministère des Affaires étrangères, du Commerce extérieur et de la Coopération au Développement.
Service des Traités
Nº du Traité 4323.
Protocole coordonnant la Convention internationale de coopération pour la sécurité de la navigation aérienne «EUROCONTROL» du 13 décembre 1960 suite aux différentes modifications intervenues, fait à Bruxelles le 27 juin 1997, dont le Governement belge est dépositaire.
Liste des États signataires:
1 - Allemagne.
2 - Autriche.
3 - Belgique.
4 - Bulgarie.
5 - Chypre.
6 - Croatie.
7 - Danemark.
8 - Espagne.
9 - France.
10 - Grande-Bretagne.
11 - Grèce.
12 - Hongrie.
13 - Irlande.
14 - Italie.
15 - Luxembourg.
16 - Malte.
17 - Monaco.
18 - Norvège.
19 - Pays-Bas.
20 - Portugal.
21 - Roumanie.
22 - Slovaquie.
23 - Slovénie.
24 - Suède.
25 - Tchéquie.
26 - Turquie.
Le tableau des Etats liés par les Protocoles se présente comme suit:
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1 - Protocol consolidating the EUROCONTROL International Convention relating to Co-operation for the Safety of Air Navigation of 13 December 1960, as variously amended, done in Brussels on 27 June 1997.
2 - Additional Protocol concerning the replacement of the Multilateral Agreement relating to Route Charges of 12 February 1981 by the relevant provisions of the consolidated text of the EUROCONTROL International Convention relating to Co-operation for the Safety of Air Navigation of 13 December 1960, as amended at Brussels in 1991, including its annex II, done in Brussels on 27 June 1997.
Ratification by Romania
On 17 July 1999 the Belgian Ministry of Foreign Affairs, External Trade and Development Co-operation received the instrument of ratification of Romania relating to the above-mentioned international instruments, of which the Belgian Government is the depositary.
The deposit of the instrument of ratification was made in accordance with the provisions of article II of the above-mentioned Protocol (sub 1) consolidating the EUROCONTROL Convention.
Brussels, 12 July 1999.
Final Act of the Diplomatic Conference on the Protocol Consolidating the EUROCONTROL International Convention relating to Co-operation for the Safety of Air Navigation of 13 December 1960, as variously amended (Brussels, 27 June 1987).
The Plenipotentiaries of:
The Federal Republic of Germany;
The Republic of Austria;
The Kingdom of Belgium;
The Republic of Bulgaria;
The Republic of Cyprus;
The Republic of Croatia;
The Kingdom of Denmark;
The Kingdom of Spain;
The French Republic;
The United Kingdom of Great Britain and Northern Ireland;
The Hellenic Republic;
The Republic of Hungary;
Ireland;
The Italian Republic;
The Grand Duchy of Luxembourg;
The Republic of Malta;
The Principality of Monaco;
The Kingdom of Norway;
The Kingdom of The Netherlands;
The Portuguese Republic;
Romania;
The Slovak Republic;
The Republic of Slovenia;
The Kingdom of Sweden;
The Swiss Confederation;
The Czech Republic;
The Republic of Turkey;
assembled at Brussels on 27 June 1997:
Have decided to incorporate in the EUROCONTROL International Convention relating to Co-operation for the Safety of Air Navigation, as amended at Brussels in 1981, the amendments which are set out in annex 1 to the present Final Act;
Have adopted the Protocol consolidating the EUROCONTROL International Convention relating to Co-operation for the Safety of Air Navigation, which was opened for signature on 27 June 1997, and which is set out in annex 2 to the present Final Act;
Have noted the following statement by the Kingdom of the Netherlands, on behalf of the European Community Member States, Members of EUROCONTROL:
«The European Community Member States, Members of EUROCONTROL, declare that their signature of the Protocol consolidating the EUROCONTROL International Convention relating to Co-operation for the Safety of Air Navigation, which was opened for signature on 27 June 1997, and which is set out in annex 2 to the present Final Act, is without prejudice to the Community's exclusive competence in certain areas covered by that Convention and to the Community's membership of EUROCONTROL for the purpose of exercising such exclusive competence.»;
Have noted the following statement by the Kingdom of Belgium:
«While signing this text without entering any formal reservation, the Kingdom of Belgium hereby declares that it attaches particular importance both to airspace being organised in such a way as to guarantee that there will be no discrimination in the accessibility of its airports, and to the promotion of dialogue between the social partners.»;
Have noted the following statement by the Hellenic Republic:
«The Hellenic Republic signs the Final Act of the Diplomatic Conference on the Protocol consolidating the EUROCONTROL International Convention relating to Co-operation for the Safety of Air Navigation of 13 December 1960, on the understanding that the implementation and application of the provisions of the aforesaid Protocol must be in conformity with the ICAO legal framework and procedures.»;
Have noted the following statement by the Federal Republic of Germany:
«The Federal Republic of Germany considers it essential that EUROCONTROL's future Regulation on data protection meet at least the standard of the European Community Directive on data protection.
There must be a guarantee that personal data transmitted by the Organisation to a Contracting Party should be afforded by the said Contracting Party the same protection as that provided for by the above-mentioned Regulation.»;
Have adopted the following resolutions:
I - Resolution urging Member States to ratify the Protocol at their earliest convenience
The Conference:
Assembled at Brussels on 27 June 1997 for the purpose of adopting the Protocol consolidating the EUROCONTROL International Convention relating to Co-operation for the Safety of Air Navigation;
Having unanimously adopted the aforesaid Protocol;
Considering that it is highly desirable that the aforesaid Protocol should come into force as soon as possible:
Urges all Contracting Parties to ratify, accept or approve the Protocol consolidating the EUROCONTROL International Convention relating to Co-operation for the Safety of Air Navigation as soon as possible;
Requests the Director General of EUROCONTROL to take all practical measures, in co-operation with Contracting Parties, to provide assistance, if requested, in the process of ratification, acceptance or approval of the aforesaid Protocol.
II - Resolution on early implementation of the Protocol
The Conference:
Assembled at Brussels on 27 June 1997 for the purpose of adopting the Protocol consolidating the EUROCONTROL International Convention relating to Co-operation for the Safety of Air Navigation;
Having unanimously adopted the aforesaid Protocol;
Having noted the decisions taken by the Ministers of Transport of the member States of the European Civil Aviation Conference (ECAC) meeting in Copenhagen on 14 February 1997 regarding the ECAC Strategy;
Having noted the invitation by the ECAC Ministers of Transport to the EUROCONTROL Permanent Commission to consider arrangements for the implementation in advance of the revised EUROCONTROL Convention as proposed in the ECAC Strategy;
Recognising the need for an early implementation, where appropriate, of certain provisions in the revised Convention in order to entrust the EUROCONTROL Organisation and in particular its Agency with the roles and duties as reflected in the ECAC Institutional Strategy;
Reconfirming their commitment to attain, through the provisions of the revised Convention and in close co-operation with all parties concerned, a safe and efficient european air traffic management system as well as an efficient common route charges system;
Urges all Contracting Parties to participate, to the fullest extent possible, in the realisation of the early implementation of certain provisions in the revised Convention.
Have adopted the following joint declarations:
I - Joint Declaration on the draft EUROCONTROL Regulation on Data Protection
The Conference:
Assembled at Brussels on 27 June 1997 for the purpose of adopting the Protocol consolidating the EUROCONTROL International Convention relating to Co-operation for the Safety of Air Navigation;
Having unanimously adopted the aforesaid Protocol;
Having noted the draft EUROCONTROL Regulation on Data Protection:
Makes the following joint declaration:
The signatory States undertake to ensure that an internal data protection regulation of the EUROCONTROL Organisation will be approved by the Council at the earliest possible opportunity.
II - Joint Declaration on the necessary steps to establish a transparency function for the Council Audit Board and to ensure its introduction in the context of early implementation of the Protocol.
The Conference:
Assembled at Brussels on 27 June 1997 for the purpose of adopting the Protocol consolidating the EUROCONTROL International Convention relating to Co-operation for the Safety of Air Navigation;
Having unanimously adopted the aforesaid Protocol;
Having noted the provisions in the aforesaid Protocol with regard to the creation of an efficient and autonomous management structure for the EUROCONTROL Agency that will assist in ensuring an efficient, streamlined and transparent decision making mechanism for ATM in Europe in accordance with the ECAC institutional Strategy for ATM in Europe;
Having noted that the EUROCONTROL Agency is the organ responsible for achieving the objectives and performing the tasks laid down in the Convention or by the governing bodies of EUROCONTROL;
Recognising the desirability of enabling the EUROCONTROL Agency to ascertain an adequate level of transparency in the management structure through a Board with the appropriate terms of reference:
Makes the following joint declaration:
The signatory States undertake to take the necessary steps to establish a transparency function for the Council Audit Board as referred to in article 7.5 of the Convention and to further ensure its introduction in the context of the early implementation of certain provisions of the consolidating Protocol.
In witness whereof, the Plenipotentiaries have signed the present Final Act.
Done at Brussels, this 27th day of June 1997, in a single original, which shall remain deposited in the archives of the Government of the Kingdom of Belgium, which shall transmit certified copies to the Governments of the other signatory States.
For the Federal Republic of Germany:
For the Republic of Austria:
For the Kingdom of Belgium:
For the Republic of Bulgaria:
For the Republic of Cyprus:
For the Republic of Croatia:
For the Kingdom of Denmark:
For the Kingdom of Spain:
For the French Republic:
For the United Kingdom of Great Britain and Northern Ireland:
For the Hellenic Republic:
For the Republic of Hungary:
For Ireland:
For the Italian Republic:
For the Grand Duchy of Luxembourg:
For the Republic of Malta:
For the Principality of Monaco:
For the Kingdom of Norway:
For the Kingdom of the Netherlands:
For the Portuguese Republic:
For Romania:
For the Slovak Republic:
For the Republic of Slovenia:
For the Kingdom of Sweden:
For the Swiss Confederation:
For the Czech Republic:
For the Republic of Turkey:
ANNEX 1 TO THE FINAL ACT
Amendments made by the Diplomatic Conference of 27 June 1997
Article I
The EUROCONTROL International Convention relating to Co-operation for the Safety of Air Navigation of 13 December 1960, as amended by the Additional Protocol of 6 July 1970, in turn amended by the Protocol of 21 November 1978, all amended by the Protocol of 12 February 1981, hereinafter called «the Convention» is amended as provided in the following articles.
Article II
Paragraphs 1 and 2 of article 1 of the Convention shall be replaced by the following:
«Article 1
1 - In order to achieve harmonisation and integration with the aim of establishing a uniform European air traffic management system, the Contracting Parties agree to strengthen their co-operation and to develop their joint activities in the field of air navigation, making due allowance for defence needs and providing maximum freedom for all airspace users consistent with the required level of safety in the provision of cost-effective air traffic services, and taking into account the need to minimise, where this is feasible, inter alia, in operational, technical and economic terms, any adverse environmental impact.
The pursuit of these objectives shall not prejudice the principle that every State has complete and exclusive sovereignty over the airspace above its territory nor the capacity of every State to exercise its prerogatives with regard to security and defence in its national airspace.
To this end, they agree:
To determine a European policy in the air traffic management field, involving the definition of strategies and programmes whose objective is to develop the capacity needed to meet the requirements of all civil and military users in a cost-effective manner while maintaining the required level of safety;
To commit themselves to the establishment of specific targets regarding the efficiency and effectiveness of air traffic management operations in the Flight Information Regions listed in annex II to this Convention in which States, pursuant to the relevant provisions of the Convention on International Civil Aviation, have agreed to provide air traffic services without prejudice to the principles of free movement in airspace not subject to the sovereignty of the States which result from conventions, international agreements, and the rules or principles of customary public international law;
To introduce an air traffic management performance review and target setting system;
To implement a common convergence and implementation plan for air navigation services and facilities in Europe;
To adopt and apply common standards and specifications;
To harmonise air traffic services regulations;
To develop the available capacity to meet the air traffic demand and to ensure its most effective utilisation through the joint establishment, operation and development of a common European air traffic flow management system, in the framework of the introduction of a uniform European air traffic management system;
To encourage common procurement of air traffic systems and facilities;
To implement a common policy for the establishment and calculation of charges levied on users of en route air navigation facilities and services, hereinafter called 'route charges';
To implement a mechanism, separate from service provision, for the multilateral development and harmonisation of a safety regulatory regime in the field of air traffic management within a total aviation safety system approach;
To participate in the design, the implementation and the monitoring of a global navigation satellite system;
To identify new possibilities for common actions in the field of design, implementation, monitoring or operation of systems and services in air navigation;
In the context of a 'gate-to-gate' concept, to develop an overall policy and an appropriate, efficient and effective process for the strategic design and planning of routes and airspace.
2 - For this purpose they hereby establish a 'European Organisation for the Safety of Air Navigation (EUROCONTROL)', hereinafter called 'the Organisation', which shall act in co-operation with the national civil and military authorities and the user organisations. The Organisation shall comprise three organs:
A General Assembly, which shall constitute the organ responsible for the formulation and approval of the Organisation's general policy, including:
The common policy for route charges and the Organisation's other charges activities;
ii) The performance review and assessment functions of the Organisation;
iii) The setting of objectives for the Organisation, including those of standardisation, planning, performance and safety regulation;
iv) The technical and financial selection of major framework programmes for co-operation;
External relations with States and organisations and applications for accession to this Convention;
A Council, which shall constitute the organ tasked with implementing the General Assembly's decisions and, subject to the powers conferred upon the latter, ruling on all measures which are addressed to and binding on the Contracting Parties, and supervising the Agency's work;
An Agency, whose Statute is contained in annex I to this Convention, which shall be the organ entrusted to undertake the Organisation's tasks, in accordance with the provisions of the following articles of this Convention and the tasks assigned to it by the General Assembly or the Council, to initiate relevant proposals and to deploy the technical, financial and staff resources to achieve the objectives laid down.»
Article III
Article 2 of the Convention shall be replaced by the following:
«Article 2
1 - The Organisation shall undertake the following tasks:
To develop and endorse detailed plans for the harmonisation and integration of the air traffic services and systems of the Contracting Parties, in particular the ground and airborne air navigation systems, with a view to the establishment of a uniform European air traffic management system;
To coordinate the implementation plans of the Contracting Parties so as to secure convergence towards a uniform European air traffic management system;
To examine and co-ordinate on behalf of the Contracting Parties matters in the field of air navigation studied by the International Civil Aviation Organization (ICAO) and other international organisations concerned with civil aviation and to co-ordinate and submit amendments or proposals to these bodies;
To define, design, develop, validate and organise the implementation of a uniform European air traffic management system;
To develop and operate a common European air traffic flow management system at a common international centre in the framework of d) above;
To develop, adopt and keep under review common standards, specifications and practices for air traffic management systems and services;
To develop and endorse procedures towards a strategy for the common procurement of air traffic systems and facilities;
To co-ordinate the Contracting Parties' research and development programmes relating to new techniques in the field of air navigation, to collect and distribute their results and to promote and conduct common studies, tests and applied research as well as technical developments in this field;
To establish an independent performance review system that will address all aspects of air traffic management, including policy and planning, safety management at and around airports and in the airspace, as well as financial and economic aspects of services rendered, and set targets that will address all these aspects;
To study and promote measures for improving cost-effectiveness and efficiency in the field of air navigation;
To develop and endorse common criteria, procedures and methods to ensure the highest efficiency and quality of air traffic management systems and air traffic services;
To develop proposals for the harmonisation of European air traffic services regulations;
To support the improvement of efficiency and flexibility in the use of airspace between civil and military users;
To develop and endorse co-ordinated or common policies to improve air traffic management at and around airports;
To develop and endorse common criteria for the selection, and common policies for the training, licensing, and proficiency checking of air traffic services staff;
To develop, establish and operate the future common European system elements entrusted to it by the Contracting Parties;
To establish, bill and collect the route charges on behalf of the Contracting Parties participating in the common route charges system as provided for in annex IV;
To establish and implement a mechanism for the multilateral development and harmonisation of safety regulation in the air traffic management field;
To perform any other task relating to the principles and objectives of this Convention.
2 - At the request of one or more Contracting Parties and on the basis of a special agreement or agreements between the Organisation and the Contracting Parties concerned, the Organisation may:
Assist such Contracting Parties in the planning, specification and setting up of air traffic systems and services;
Provide and operate, wholly or in part, air traffic facilities and services on behalf of such Contracting Parties;
Assist such Contracting Parties in the establishment, billing and collection of charges which are levied by them on users of air navigation services and which are not covered by annex IV to this Convention.
3 - The Organisation may:
Conclude special agreements with non-Contracting Parties interested in participating in the performance of the tasks provided for in article 2.1;
At the request of non-Contracting Parties or other international organisations, perform on their behalf any other tasks pursuant to this article, on the basis of special agreements between the Organisation and the Parties concerned.
4 - The Organisation shall, as far as is practicable, ensure that its service provision functions, in particular those provided for in articles 2.1, e), 2.1, g), 2.1, p), 2.1, q), 2.2 and 2.3, b), are exercised independently of its regulatory functions.
5 - In order to facilitate the execution of its tasks, the Organisation may, by decision of the General Assembly, create undertakings governed by specific articles of association governed either by public international law or by the national law of a Contracting Party, or acquire majority shareholdings in such undertakings.»
Article IV
Article 3 of the Convention shall be replaced by the following:
«Article 3
1 - This Convention shall apply to en route air navigation services and related approach and aerodrome services for air traffic in the Flight Information Regions listed in annex II.
2 - a) Any amendment which a Contracting Party wishes to make to the list of its Flight Information Regions in annex II shall be decided upon by the General Assembly by unanimity of the votes cast if it would result in a change in the overall limits of the airspace covered by this Convention.
Any amendment which does not result in such a change shall nevertheless be notified to the Organisation by the Contracting Party concerned.
3 - For the purposes of this Convention the expression 'air traffic' shall comprise civil aircraft and those military, customs and police aircraft which conform to the procedures of the International Civil Aviation Organisation.
On the basis of a special agreement, as provided for in article 2.2, b), a Contracting Party may request that the expression 'air traffic' shall apply to other air traffic operating within its territory.»
Article V
The reference to the Statute annexed thereto in article 4 of the Convention shall be replaced by a reference to the Statute at annex I and in the English text of the said article 4, the words «in the present Convention» shall be replaced by «in this Convention».
Article VI
Article 5 of the Convention shall be replaced by the following:
«Article 5
1 - The General Assembly shall be composed of representatives of the Contracting Parties at Ministerial level. Each Contracting Party may appoint several delegates in order, in particular, to allow the interests of both civil aviation and national defence to be represented, but shall have only a single voting right.
2 - The Council shall be composed of representatives of the Contracting Parties at the level of the Directors General for Civil Aviation. Each Contracting Party may appoint several delegates in order, in particular, to allow the interests of both civil aviation and national defence to be represented, but shall have only a single voting right.
3 - On matters relating to the common route charges system, the General Assembly and the Council shall be made up of representatives of the Contracting Parties participating in the common route charges system under the conditions stipulated in annex IV.
4 - The representatives of international organisations which can contribute to the work of the Organisation shall, where appropriate, be invited by the General Assembly, or the Council, to participate as observers in bodies of the Organisation.»
Article VII
Article 6 of the Convention shall be replaced by the following:
«Article 6
1 - The General Assembly shall take decisions with regard to the Contracting Parties, the Council and the Agency, in particular in the cases referred to in article 1.2, a).
In addition, the General Assembly shall:
Appoint the Director General of the Agency, on the Council's recommendation;
Authorise recourse on behalf of the Organisation to the Permanent Court of Arbitration of The Hague in the cases referred to in article 34;
Establish the principles applied for the operation of the common European air traffic flow management system provided for in article 2.1, e);
Approve amendments to annex I in conformity with the voting conditions provided for in article 8.1;
Approve amendments to annexes II and IV in conformity with the voting conditions provided for in article 8.3;
Periodically review the tasks of the Organisation.
2 - To formulate the common policy for route charges, the General Assembly shall, inter alia:
Establish the principles governing the assessment of the costs chargeable by the Contracting Parties and the Organisation to the users in respect of the en route air navigation facilities and services provided to them;
Determine the formula to be applied in calculating route charges;
Determine the principles governing exemption from the route charges and may further decide that for certain categories of flights thus exempted from the payment of route charges governed by annex IV, the costs incurred in respect of en route air navigation facilities and services may be recovered directly by the Contracting Parties;
Approve reports by the Council relating to route charges.
3 - The General Assembly may:
Refer to the Council for examination any matter falling within its competence;
Delegate to the Council, where necessary, the power to take decisions in the matters falling within its general competence, referred to in article 1.2, a);
Establish other subsidiary bodies as it may consider to be necessary.»
Article VIII
Article 7 of the Convention shall become article 8 and shall read as follows:
«Article 8
1 - Decisions taken with regard to the Contracting Parties by the General Assembly, in particular on the basis of article 1.2, a), and the first subparagraph of article 6.1, or by the Council, in particular on the basis of article 1.2, b), and article 7.1, shall be taken by a majority of the votes cast, on condition that the said majority represents at least three-quarters of the weighted votes cast, according to the weighting provided for in article 11, and at least three-quarters of the Contracting Parties casting a vote.
This rule shall also apply to decisions taken in the cases referred to in articles 2.1, i), p), r) and s), 2.5, 6.1, a), c) and d), 6.2, 6.3, b), 7.2, d), j) and k), 7.3, 7.6 and 7.7, 12, 13.2 and 13.3.
This rule shall also apply to decisions taken in pursuance of article 3 of annex IV. These decisions, when they refer to the unit rates, tariffs and conditions of application of the Route Charges System referred to in article 3, c), of annex IV, shall not apply in regard to a Contracting Party if that Contracting Party has voted against and so decides. In this case, this Contracting Party shall submit an explanatory statement of its reasons and cannot put in question the common policy as defined in article 6.2.
2 - Decisions taken with regard to the Agency by the General Assembly, in particular on the basis of article 1.2, a) and c), and the first subparagraph of article 6.1, or by the Council, in particular on the basis of article 1.2, b) and c), shall be taken by a majority of the votes cast, on condition that the majority represents more than half the weighted votes cast, according to the weighting provided for in article 11, and more than half the Contracting Parties casting a vote. In matters of particular importance, and where at least one-third of the Contracting Parties entitled to vote so request, the majority must represent at least three-quarters of the weighted votes cast instead of more than half.
This rule shall also apply to decisions taken in the cases referred to in articles 6.1, b), 6.3, a), 7.2, a) to c), e) to i), l) and m), 9.2 and 10.2.
3 - However, decisions shall be taken by unanimity of the votes cast with regard to applications to accede to the Organisation as referred to in article 39, any amendments made to annex II, except in the case referred to in article 3.2, b), and to annex IV, and the conditions governing withdrawal or accession referred to in articles 36.4, 36.5, 38.3 and 38.4.
4 - Decisions taken by the General Assembly and the Council shall be binding on the Contracting Parties and the Agency, subject to the provisions of article 9.»
Article IX
A new article 7 shall be inserted in the Convention and shall read as follow:
«Article 7
1 - The Council, pursuant to the powers conferred on it by this Convention, may take decisions with regard to the Contracting Parties, in the tasks referred to in article 2.1.
2 - The Council, pursuant to its supervisory powers as conferred on it in regard to the Agency by this Convention:
Shall approve, after having consulted representative organisations of airspace users recognised by the Council, the Agency's five-year and annual work programmes submitted to it by the Agency for the accomplishment of the tasks referred to in article 2, together with the five-year financial plan and the budget, including the financial obligations, the Agency's activity report and the reports submitted pursuant to articles 2.2, c), 10.3 and 11.1 of the Statute of the Agency;
Shall approve the principles governing the general structure of the Agency;
Shall supervise the activities of the Agency in the field of air navigation charges;
Shall determine, after having consulted the representative organisations of airspace users and airports recognised by the Council, the general conditions for the operation of the common European air traffic flow management system provided for in article 2.1, e), taking due account of the prerogatives exercised by the States in regard to management of their airspace. These general conditions shall specify, inter alia, the rules applicable as well as the procedures for recording non-compliance with these rules;
Shall issue directives to the Agency on the basis of regular reports from the latter or whenever it deems it to be necessary for the accomplishment of the tasks assigned to the Agency, and shall approve arrangements for co-operation between the Agency and national organisations concerned to enable the Agency to initiate the appropriate proposals;
Shall appoint, on a proposal by the Director General, the firm of consultant auditors to assist the Audit Board in the examination of the accounts of all receipts and expenditure;
May require that the Agencys services be the subject of administrative and technical inspections;
Shall give the Director General discharge in respect of his/her administration of the budget;
Shall approve the appointment by the Director General of the Directors of the Agency;
Shall approve the Statute of the Director General, the Staff Regulations, the Financial Regulations and the Contract Regulations;
May authorise the opening by the Agency of negotiations related to the special agreements referred to in article 2, adopt the agreements negotiated before submitting them for approval by the General Assembly or conclude such agreements where the Council has been delegated powers pursuant to the provisions of article 13.3;
Shall approve a Regulation on data protection;
In the performance of the tasks provided for in article 2.1, f), shall determine the rules and procedures applicable to standards, specifications and practices for air traffic management systems and services.
3 - The Council shall establish a Performance Review Commission and a Safety Regulation Commission. These Commissions will initiate relevant proposals to the Council and receive administrative support and assistance from the Agency services which have the necessary degree of independence to exercise their functions.
4 - The Council shall establish a Civil/Military Interface Standing Committee.
5 - The Council shall establish an Audit Board to which it may delegate duties and, under specific terms of reference, delegate powers.
6 - The Council may be assisted by other committees in other fields of activity of the Organisation.
7 - The Council may delegate duties, and, under specific terms of reference, delegate powers to the Civil Military Interface Standing Committee and any Committee created after the entry into force of this Convention. Such delegations of duties or powers shall not prevent the Council from being able to raise matters at any time as part of its task of general supervision.»
Article X
Article 8 of the Convention shall become article 11 and shall read as follows:
«Article 11
1 - The weighting referred to in article 8 shall be determined according to the following table:
Annual Contribution of a Contracting Party as a percentage of the total annual contributions of all the Contracting Parties
... Number of votes
Less than 1% ... 1
From 1 to less than 2% ... 2
From 2 to less than 3% ... 3
From 3 to less than 4 1/2% ... 4
From 4 1/2 to less than 6% ... 5
From 6 to less than 7 1/2% ... 6
From 7 1/2 to less than 9% ... 7
From 9 to less than 11% ... 8
From 11 to less than 13% ... 9
From 13 to less than 15% ... 10
From 15 to less than 18% ... 11
From 18 to less than 21% ... 12
From 21 to less than 24% ... 13
From 24 to less than 27% ... 14
From 27 to less than 30% ... 15
30% ... 16
2 - The number of votes shall be initially established with effect from the date of entry into force of the Protocol opened for signature at Brussels in 1997 by reference to the above table and in accordance with the rule in article 10 above for determining the annual contributions of the Contracting Parties to the Organisation's budget.
3 - In the event of the accession of a State, the numbers of votes of the Contracting Parties shall be re-established in accordance with the same procedure.
4 - The numbers of votes shall be re-established each year in accordance with the foregoing provisions.»
Article XI
Article 9 of the Convention shall become article 12 and shall read as follows:
«Article 12
The General Assembly and the Council shall establish their rules of procedure, including rules governing the election of a President and Vice-President, and the rules of application of the voting procedures and the quorum.»
Article XII
A new article 9 shall be inserted in the Convention and shall read as follows:
«Article 9
1 - Where a Contracting Party notifies the General Assembly or the Council that overriding national considerations pertaining to national defence and security interests prevent it from acting on a decision adopted by a majority of the votes cast as provided for in article 8.1 above, it may derogate from that decision subject to communication to the General Assembly or the Council of an explanation of the reasons and a statement as to whether:
The derogation refers to a matter on which there is no objection to the decision taking effect for the other Contracting Parties, it being understood that the Contracting Party concerned shall not apply the decision or shall apply it only in part;
The derogation refers to a question of such importance to national defence and security interests that the decision must not be implemented at all until a second decision has been taken pursuant to the arrangements described in subparagraph 2, b), below.
2 - a) In the event of the application of the circumstances of subparagraph 1, a), above, the Director General shall provide the General Assembly or the Council with reports at least annually to show progress being made towards a situation in which no Contracting Party derogates.
In the event of the application of subparagraph 1, b), above, implementation of the decision shall be suspended and, within a period to be determined, be submitted to the General Assembly for a second decision, even if the first was a Council decision. If, as a result of this re-examination, the second decision confirms the first, a Contracting Party may derogate therefrom under the conditions laid down in subparagraph 1, a), above. The General Assembly will review the first decision within a period not exceeding one year.
3 - In the event of a state of war or conflict, the provisions of this Convention shall not affect the freedom of action of any of the Contracting Parties affected. The same principle shall apply in the event of a state of crisis or national emergency. In particular, each Contracting Party may temporarily resume responsibility for all or part of the air traffic services in the airspace under its control on the grounds of overriding national considerations, especially in the area of defence. The European air traffic management system architecture should allow the effective resumption of such services in accordance with the Contracting Parties' requirements.»
Article XIII
Article 10 of the Convention shall be revoked. A new article 10 shall be inserted in the Convention and shall read as follows:
«Article 10
1 - The annual contribution of each Contracting Party to the budget shall be determined, for each financial year, in accordance with the following formula:
An initial 30% of the contribution shall be calculated in proportion to the value of the Gross National Product of the Contracting Party, as defined in paragraph 2 below;
A further 70% of the contribution shall be calculated in proportion to the value of the route facility cost base of the Contracting Party, as defined in paragraph 3 below.
2 - The Gross National Product to be used for the calculations shall be obtained from the statistics compiled by the Organisation for Economic Co-operation and Development - or failing that by any other body affording equivalent guarantees and designated under a decision of the Council - by calculating the arithmetical mean for the last three years for which those statistics are available. The value of the Gross National Product shall be that which is calculated on the basis of factor cost and current prices expressed in the appropriate European Unit of Account.
3 - The route facility cost base to be used for the calculations shall be the cost base established in respect of the last year but one preceding the financial year concerned.»
Article XIV
Article 11 of the Convention shall become article 13 and shall read as follows:
«Article 13
1 - The Organisation shall maintain with the appropriate States and other international organisations the necessary relations for the realisation of its aims.
2 - The General Assembly shall, without prejudice to the provisions of article 7.2, k), of paragraph 3 of this article and of article 15, be alone empowered to conclude on behalf of the Organisation the special agreements which are necessary for the performance of the tasks provided for in article 2.
3 - The General Assembly may, on a proposal from the Council, delegate to the latter the decision to conclude the special agreements which are necessary for the performance of the tasks provided for in article 2.»
Article XV
Article 12 of the Convention shall become article 14 and shall read as follows:
«Article 14
The special agreements referred to in article 2 shall stipulate the respective tasks, rights and obligations of the Parties to the agreements, together with the financial arrangements, and shall establish the measures to be taken. Such agreements may be negotiated by the Agency in accordance with the provisions of article 7.2, k).»
Article XVI
Article 13 of the Convention shall become article 15 and shall read as follows:
«Article 15
Within the scope of the directives given by the Council, those relations which are essential for the co-ordination of air traffic and for the operation of the services of the Agency may be established by the Agency with the appropriate technical services, public or private, of the Contracting Parties, of non-Contracting Parties or of international organisations. For that purpose, contracts of a purely administrative, technical or commercial nature, in so far as they are required for the operation of the Agency, may be entered into by the Agency, in the name of the Organisation, on condition that the Agency so informs the Council.»
Article XVII
Article 14 of the Convention shall become article 16.
In the Dutch text of paragraph 1 of article 14 of the Convention, which becomes paragraph 1 of article 16, the words «de onroerende goederen» shall be replaced by «die onroerende goederen» and in paragraph 2 of the said article, the word «verreberichtgeving» shall be replaced by «telecommunicatie».
Article XVIII
Article 15 of the Convention shall become article 17 and shall read as follows:
«Article 17
In the performance of the tasks provided for in article 2.2, b), the Agency shall apply the regulations in force in the territories of the Contracting Parties and in the airspace in respect of which the provision of air traffic services is entrusted to them under international agreements to which they are Parties.»
Article XIX
Article 16 of the Convention shall become article 18 and shall read as follows:
«Article 18
In the performance of the tasks provided for in article 2.2, b), the Agency shall, within the limits of the powers conferred on the air traffic services, give all the necessary instructions to aircraft commanders. The aircraft commanders shall be bound to comply with those instructions, except in the cases of force majeure provided for in the regulations referred to in the preceding article.»
Article XX
Article 17 of the Convention shall become article 20 and shall read as follows:
«Article 20
In the performance of the tasks provided for in article 2.1, e), and, where appropriate, article 2.2, b), infringements of the air navigation regulations committed in the airspace in which the Agency performs these tasks shall be recorded in reports by officers specifically authorised by the Agency for that purpose, without prejudice to the right under national law of officers of the Contracting Parties to report infringements of the same nature. The reports referred to above shall have the same effect in national courts as those drawn up by national officers qualified to report infringements of the same nature.»
Article XXI
Articles 18 and 19 of the Convention shall become articles 21 and 22.
In the English text of paragraph 2 of article 18 of the Convention, which becomes paragraph 2 of article 21, the words «not less» shall be replaced by «no less».
In paragraph 1 of article 19 of the Convention, which becomes paragraph 1 of article 22, the words «The Organisation shall be exonerated, in the State in which its seat is located, and in the territories of the Contracting Parties» shall be replaced by «The Organisation shall be exonerated in the territories of the Contracting Parties».
In paragraph 3 of article 19 of the Convention, which becomes paragraph 3 of article 22, the words «its property, assets and income» shall be replaced by «as well as its property, assets and income».
In the English text of paragraphs 2, 3 and 4 of article 19 of the Convention, which become paragraphs 2, 3 and 4 of article 22, the words «The Organisation shall be» shall be replaced by «It shall be».
In the German text of paragraph 6 of article 19 of the Convention, which becomes paragraph 6 of article 22, the words «offentlicher Versorgungsbetriebe» shall be replaced by «der öffentlichen Versorgung» and in the English text of the said paragraph 6, the words «for public utility services» shall be replaced by «for general utilities».
Article XXII
A new article 19 shall be inserted in the Convention and shall read as follows:
«Article 19
1 - In the performance of the tasks provided for in article 2.1, e), the Organisation shall determine, in accordance with the general conditions provided for in article 7.2, d), the necessary regulatory measures, and shall communicate them to aircraft operators and to the appropriate air traffic services. The Contracting Parties shall ensure that aircraft operators, aircraft commanders and the appropriate air traffic services comply therewith, unless prevented by compelling reasons of safety.
2 - Compliance by a Contracting Party's air traffic services with the general conditions and the regulatory measures referred to in paragraph 1 above shall be the sole responsibility of the said Contracting Party.
3 - In the event of non-compliance by an aircraft operator or an aircraft commander with the general conditions or the regulatory measures referred to in paragraph 1 above, proceedings may be instituted against the offender at the Organisation's request:
By the Contracting Party where non-compliance was recorded, in its own territory;
By the Organisation, in accordance with the grounds of jurisdiction set out in article 35, if the Contracting Party, where the proceedings are to be instituted, agrees.
4 - The Contracting Parties shall incorporate into their national legislation provisions which ensure the observance of the general conditions provided for in article 7.2, d).»
Article XXIII
Articles 20, 21, 22 and 23 of the Convention shall become articles 23, 24, 25 and 26.
In the French text of paragraph 1 of article 20 of the Convention, which becomes paragraph 1 of article 23, the words «tous droits de douane et taxes d'effet équivalent, autres que des redevances ou impositions représentatives de services rendus» shall be replaced by «tous droits de douane et taxes ou redevances d'effet équivalent, autres que des redevances représentatives de services rendus».
In paragraph 2 of article 20 of the Convention, which becomes paragraph 2 of article 23, the words «in the territory of the Party into which» shall be replaced by «in the territory of the Contracting Party into which» and in the French text of the said paragraph 2, the words «à moins que ce ne soit, dans des conditions» shall be replaced by «sauf dans les conditions».
In the German text of paragraph 3 of article 20 of the Convention, which becomes paragraph 3 of article 23, the words «wurden, an diese ausgeliefert und für ihre Liegenschaften, ihre dienstlichen Anlagen» shall be replaced by «wurden, tatsächlich an diese ausgeliefert und für ihre dienstlichen Liegenschaften oder Anlagen».
In paragraph 4 of article 20 of the Convention, which becomes paragraph 4 of article 23, the words «Furthermore, the» shall be replaced by «The» and the reference to article 25 of the Statute shall be replaced by a reference to article 13 of the Statute; in the Dutch text of the said paragraph 4, the word «publikaties» shall be replaced by «publicaties».
In the German text of paragraph 2 of article 22 of the Convention, which becomes paragraph 2 of article 25, the words «die in den Haushalten des Personals lebenden» shall be replaced by «die mit dem Personal im gemeinsamen Haushalt lebenden».
In the German text of subparagraph 3, a), of article 22 of the Convention, which becomes subparagraph 3, a), of article 25, the words «in seten Haushalinen lebenden» shall be replaced by «mit ihm im gemeinsamen Haushalt lebenden».
In the German text of subparagraph 5, b), of article 22 of the Convention, which becomes subparagraph 5, b), of article 25, the words «seine Kraftfahrzeuge» shall be replaced by «sein privates Kraftfahrzeug».
In the French text of paragraph 7 of article 22, which becomes paragraph 7 of article 25, the words «Directeur Général» shall be replaced by «Directeur général»; in the English text of the said paragraph 7 the words «done by him in the exercise of his functions» and «driven by him» shall be replaced by «done by him/her in the exercise of his/her functions» and «driven by him/her» and in the German text of the said paragraph 7, the words «Vorrechten, Erleichterungen und Befreiungen» shall be replaced by «Vorrechten, Befreiungen und Erleichterungen».
In the German text of article 23 of the Convention, which becomes article 26, the word «Tagungsorf» shall be replaced by «Sitzungsort».
Article XXIV
Article 24 of the Convention shall become article 27 and shall read as follows:
«Article 27
By reason of its own social security scheme, the Organisation, the Director General and personnel of the Organisation shall be exempt from all compulsory contributions to national social security bodies, without prejudice to arrangements between the Organisation and Contracting Parties existing at the entry into force of the Protocol opened for signature at Brussels in 1997.»
Article XXV
Article 25 of the Convention shall become article 28.
Article XXVI
Article 26 of the Convention shall become article 29, paragraph 2 thereof shall be replaced by the following:
«2 - The property and assets of the Organisation may not be seized, nor may execution be levied upon them, except by a judicial decision. Such judicial decision shall not be made unless the Organisation has been given reasonable notice of the proceedings in question and has had an adequate opportunity to oppose the making of the decision. The installations of the Organisation shall not, however, be seized nor shall execution be levied upon them.»
In the French text of paragraph 3 of article 26 of the Convention, which becomes paragraph 3 of article 29, the words «dans leur territoire respectif» shall be replaced by «sur leur territoire respectif» and the words «Directeur Général» by «Directeur général».
Article XXVII
Article 27 of the Convention shall become article 30.
In the German text of paragraph 1 of article 27 of the Convention, which becomes paragraph 1 of article 30, the words «um die reibungslose Ausübung der Gerichtsbarkeit» shall be replaced by ([ver documento original](https://files.diariodarepublica.pt/1s/2001/05/103a00/24742567.pdf)) and the words «Vorrechte, Befreiungen, Ausnahmen oder Erleichterungen» by «Vorrechte, Immunitäten, Befreiungen oder Erleichterungen» and in the English text of the said paragraph 1, the words «in the present Convention» shall be replaced by «in this Convention».
Article XXVIII
Article 28 of the Convention shall become article 31 and shall read as follows:
«Article 31
In the performance of the tasks provided for in article 2.1, e), and, where appropriate, article 2.2, b), international agreements and national regulations relating to the admission to flight over and security of the territory of the Contracting Parties concerned shall be binding on the Agency, which shall take all necessary measures to ensure the application of such agreements and regulations.»
Article XXIX
Article 29 of the Convention shall become article 32 and shall read as follows:
«Article 32
In the performance of the tasks provided for in article 2.1, e), and, where appropriate, article 2.2, b), the Agency shall give to those Contracting Parties which so request all necessary information relating to the aircraft of which it has cognisance in the exercise of its functions related to the airspace of the Contracting Party concerned, in order that the Contracting Parties concerned may be able to verify that international agreements and national regulations are being applied.»
Article XXX
Article 30 of the Convention shall become article 33 and shall read as follows:
«Article 33
The Contracting Parties recognise that it is necessary for the Agency to achieve financial equilibrium and undertake to make available to it the appropriate financial resources, within the limits and conditions defined in the present Convention and the Statute of the Agency at annex I.»
Article XXXI
Article 31 of the Convention shall become article 34 and shall read as follows:
«Article 34
1 - Any dispute arising between two or more Contracting Parties or between one or more Contracting Parties and the Organisation relating to the interpretation, application or performance of this Convention, including its existence, validity or termination, which cannot be settled within a period of six months by direct negotiation or by any other means, shall be referred to arbitration of the Permanent Court of Arbitration in The Hague in accordance with the Optional Rules for Arbitration of the said Court.
2 - The number of arbitrators shall be three.
3 - The place of arbitration shall be The Hague. The International Bureau of the Permanent Court of Arbitration shall serve as Registrar and shall provide such administrative services as the Permanent Court of Arbitration shall direct.
4 - The decisions of the Permanent Court of Arbitration shall be binding on the Parties to the dispute.»
Article XXXII
Articles 32 and 33 of the Convention shall be revoked.
Article XXXIII
Article 34 of the Convention shall become article 37 and shall read as follows:
«Article 37
The Contracting Parties undertake to ensure to the Agency the application of current statutory provisions designed to safeguard the continuity of those general utilities required for the proper running of operational services.»
Article XXXIV
Article 35 of the Convention shall become article 38 and shall read as follows:
«Article 38
1 - The Convention, as amended by the Protocol of 12 February 1981 and subsequently by the Protocol opened for signature at Brussels in 1997, shall be extended for an indefinite period.
2 - Once the Convention as thus extended has been in force for twenty years, any Contracting Party may terminate application, as far as it is concerned, of the Convention by giving written notification to the Government of the Kingdom of Belgium, which shall inform the Governments of the other Contracting States of such notification.
The decision to withdraw shall take effect at the end of the year following the year in which notification of withdrawal is given, provided that the special agreement provided for in paragraph 3 below has been concluded by that date. Failing this, the decision to withdraw shall take effect on the date laid down in the said special agreement.
3 - The rights and obligations, in particular of a financial nature, of the withdrawing Contracting Party shall be determined in a special agreement concluded between it and the Organisation.
This agreement shall require to be approved by unanimity of the votes cast by the General Assembly with the withdrawing Contracting Party taking no part in the vote.
4 - The Organisation may be dissolved if the number of Contracting Parties is reduced to less than 50% of the Parties signatories to the aforesaid 1997 Protocol, subject to a decision of the General Assembly carried by unanimity of the votes cast.
5 - If, in application of the above, the Organisation is dissolved, its legal personality and capacity, within the meaning of article 4, shall continue to exist for the purposes of winding up the Organisation.»
Article XXXV
A new article 35 shall be inserted in the Convention and shall read as follows:
«Article 35
1 - Without prejudice to the application of the provisions of annex IV for the enforced recovery of route charges, the courts of the Contracting Parties shall have sole jurisdiction to hear disputes arising between the Organisation, represented by the Director General, and any natural person or corporate body, in connection with the application of acts of the Organisation.
2 - Without prejudice to the application of the provisions of annex IV for the enforced recovery of route charges, proceedings shall be instituted in the Contracting Party:
Where the defendant has his/her residence or registered office;
Where the defendant has a place of business, if neither his/her residence nor his/her registered office is situated in the territory of a Contracting Party;
In the absence of the grounds of jurisdiction set out in subparagraphs a) and b) above, where the defendant has assets;
In the absence of the grounds of jurisdiction set out in subparagraphs a) to c) above, where EUROCONTROL has its headquarters.»
Article XXXVI
Article 36 of the Convention shall become article 39 and shall read as follows:
«Article 39
1 - The accession to the Convention, as amended by the Protocol of 12 February 1981 and by the Protocol opened for signature at Brussels in 1997, of any State not signatory to the latter Protocol shall be subject to the agreement of the General Assembly expressed by unanimity of the votes cast.
2 - The President of the General Assembly shall notify the non-signatory State of the decision to accept the accession.
3 - The instrument of accession shall be deposited with the Government of the Kingdom of Belgium which shall notify the Governments of the other signatory and acceding States.
4 - Accession shall take effect from the first day of the second month following the deposit of the instrument of accession.»
Article XXXVII
A new article 36 shall be inserted in the Convention and shall read as follows:
«Article 36
1 - The amendments made in conformity with the conditions prescribed in this Convention, to the Statute of the Agency set out in annex I, and to articles 16 et seq. of the provisions relating to the common route charges system set out in annex IV shall be valid and have effect in the territory of the Contracting Parties.
2 - The tax provisions set out in annex III and articles 1 to 15 of the provisions relating to the common route changes system set out in annex IV shall not be subject to amendment by the General Assembly.
3 - Each Contracting Party shall be bound by annex IV for a period of five years from the date on which this Convention enters into force. The five-year period shall be extended automatically for further five-year periods. A Contracting Party which has notified the General Assembly in writing, not less than two years before the expiry of the five-year period, that it does not consent to the extension of the period, shall cease to be bound by annex IV at the expiry of this five-year period.
4 - The rights and obligations of the withdrawing Contracting Party may be determined if necessary in a special agreement concluded between it and the Organisation.
This agreement will require to be approved by unanimity of the votes cast by the General Assembly, with the withdrawing Contracting Party taking no part in the vote.
5 - The Contracting Party which is no longer bound by annex IV may at any time request the General Assembly in writing to be bound once more by annex IV. The Contracting Party in question shall again be bound by annex IV six months after the day on which the General Assembly accepts the said request by unanimity of the votes cast by the Contracting Parties participating in the common system. The Contracting Party concerned shall be bound by annex IV for a period of five years from the day on which it became bound. This period shall be extended automatically subject to the same conditions as those set out in paragraph 3 above.»
Article XXXVIII
A new article 40 shall be inserted in the Convention and shall read as follows:
«Article 40
1 - The accession to the Convention, as amended by the Protocol of 12 February 1981 and by the Protocol opened for signature at Brussels in 1997, shall be open to regional economic integration organisations on terms and conditions to be agreed between the Contracting Parties and those organisations, of which one or more signatory States are members, these terms and conditions to be contained in an additional Protocol to the Convention.
2 - The instrument of accession shall be deposited with the Government of the Kingdom of Belgium which shall notify the other Parties.
3 - Accession of a regional economic integration organisation shall take effect from the first day of the second month following the deposit of the instrument of accession, provided that the additional Protocol referred to in paragraph 1 above has entered into force.»
Article XXXIX
Annex I to the Convention, relating to the Statute of the Agency, shall be replaced by annex I to the consolidated version of the text of the Convention set out at annex to the Protocol opened for signature at Brussels in 1997.
Article XL
Annex II to the Convention, relating to the Flight Information Regions (article 3 of the Convention), shall be replaced by annex II to the consolidated version of the text of the Convention set out at annex to the Protocol opened for signature at Brussels in 1997.
Article XLI
Annex III (Tax Provisions) to the consolidated version of the text of the Convention set out at annex to the Protocol opened for signature at Brussels in 1997 shall be annex III to the Convention.
Article XLII
Annex IV (Provisions relating to the Common Route Charges System) to the consolidated version of the text of the Convention set out at annex to the Protocol opened for signature at Brussels in 1997 shall be annex IV to the Convention.
ANNEX 2 TO THE FINAL ACT
Protocol Consolidating the EUROCONTROL International Convention relating to Co-operation for the Safety of Air Navigation of 13 December 1960, as variously amended.
The Federal Republic of Germany, the Republic of Austria, the Kingdom of Belgium, the Republic of Bulgaria, the Republic of Cyprus, the Republic of Croatia, the Kingdom of Denmark, the Kingdom of Spain, the French Republic, the United Kingdom of Great Britain and Northern Ireland, the Hellenic Republic, the Republic of Hungary, Ireland, the Italian Republic, the Grand Duchy of Luxembourg, the Republic of Malta, the Principality of Monaco, the Kingdom of Norway, the Kingdom of the Netherlands, the Portuguese Republic, Romania, the Slovak Republic, the Republic of Slovenia, the Kingdom of Sweden, the Swiss Confederation, the Czech Republic, the Republic of Turkey:
Considering that the growth in air traffic, the need to centralise the national policy measures of each European State at European level and technological developments in air traffic require a revision of the EUROCONTROL International Convention relating to Co-operation for the Safety of Air Navigation of 13 December 1960, as amended by the amending Protocol of 12 February 1981, in order to provide for the establishment of a uniform European air traffic management system for the control of general air traffic in European airspace and at and around airports;
Considering that it is desirable to strengthen the co-operation between the States within the framework of EUROCONTROL with the aim of efficiently organising and safely managing the airspace for both civil and military users, based upon the fundamental principle that the airspace should, from the perspective of the airspace users, be considered as a seamless system, in particular through the establishment of common policies, objectives, plans, standards and specifications, including a common policy in respect of route charges, in close consultation with users of air traffic services and taking due account of defence interests;
Considering the need to ensure that all airspace users may enjoy maximum efficiency at the minimum cost consistent with the required level of safety and the need to minimise the adverse environmental impact by means of harmonisation and integration of the services responsible for air traffic management in Europe;
Considering that the Contracting Parties acknowledge the need to harmonise and integrate their air traffic management systems in order to create a uniform European air traffic management system;
Considering the importance of local air traffic management initiatives, particularly at airport level;
Considering that the operation of a common route charges system, with due regard to the guidelines recommended by the International Civil Aviation Organization, in particular concerning equity and transparency, supports the financial bases of the uniform European air traffic management system and facilitates consultation with users;
Considering that EUROCONTROL constitutes for the Contracting Parties the body for co-operation in the field of air traffic management;
Desiring to extend and to strengthen co-operation with the European or international institutions which have an interest in the execution of the tasks entrusted to EUROCONTROL in order to increase its efficiency;
Considering therefore that it is expedient to create a European air traffic management system operating beyond the territorial limits of the individual Contracting Parties throughout the airspace covered by the Convention;
Considering that it is important for the Contracting Parties to provide the Organisation with the legal means necessary to fulfil its tasks, mainly in the area of route charge recovery and air traffic flow management;
Recognising that the safe and efficient realisation of the Organisation's tasks will benefit from the separation where practicable of its regulatory and service provision functions;
Desiring to encourage other European States to become members of this international organisation:
Have agreed as follows:
Article I
The EUROCONTROL International Convention relating to Co-operation for the Safety of Air Navigation of 13 December 1960, as amended by the Protocol of 6 July 1970, in turn amended by the Protocol of 21 November 1978, all amended by the Protocol of 12 February 1981, hereinafter called «the Convention», is hereby replaced by the consolidated version of the Convention annexed hereto, which incorporates the text of the Convention remaining in force together with the amendments made by the Diplomatic Conference held on 27 June 1997.
Article II
1 - This Protocol shall be opened for signature by all States Parties to the Convention on 27 June 1997.
It shall also be open, prior to the date of its entry into force, for signature by any other State invited to the Diplomatic Conference at which it was adopted and any other State authorised to sign it by unanimous vote of the Permanent Commission.
2 - This Protocol shall be subject to ratification, acceptance or approval. The instruments of ratification, acceptance or approval shall be deposited with the Government of the Kingdom of Belgium.
3 - This Protocol shall enter into force on 1 January 2000 provided all the States Parties to the Convention have ratified, accepted or approved it by that date. Where this condition is not met, it shall enter into force either on 1 July or 1 January following the date of deposit of the last instrument of ratification, acceptance or approval, according to whether the said deposit is effected in the first or the second half of the year.
4 - In the case of any State signatory to this Protocol which is not a Party to the Convention and whose instrument of ratification, acceptance or approval is deposited after the date of this Protocol's entry into force, the latter shall enter into force in respect of that State on the first day of the second month following the deposit of the relevant instrument of ratification, acceptance or approval.
5 - Any State signatory to this Protocol which is not a Party to the Convention shall become a Party to the Convention by virtue of ratification, acceptance or approval of this Protocol.
6 - The Government of the Kingdom of Belgium shall notify the Governments of the other States Parties to the Convention and any other States signatories to this Protocol of each signature, each deposit of an instrument of ratification, acceptance or approval and each date of entry into force of this Protocol pursuant to paragraphs 3 and 4 above.
Article III
With effect from the entry into force of this Protocol, the Protocol of 6 July 1970, as amended by the Protocol of 21 November 1978, and by article XXXVIII of the Protocol of 12 February 1981, shall be replaced by annex III (entitled «Tax Provisions») to the consolidated version of the text of the Convention annexed hereto.
Article IV
With effect from the entry into force of this Protocol, the Multilateral Agreement relating to Route Charges of 12 February 1981 shall be terminated and replaced by the relevant provisions of the consolidated text of the Convention annexed hereto, including its annex IV (entitled «Provisions relating to the common route charges system»).
Article V
The Government of the Kingdom of Belgium shall have this Protocol registered with the Secretary-General of the United Nations pursuant to article 102 of the Charter of the United Nations and with the Council of the International Civil Aviation Organisation pursuant to article 83 of the Convention on International Civil Aviation signed in Chicago on 7 December 1944.
In witness whereof the undersigned Plenipotentiaries, having presented their Full Powers, found to be in good and due form, have signed this Protocol.
Done at Brussels, this 27th day of June 1997, in the German, English, Bulgarian, Croatian, Danish, Spanish, French, Greek, Hungarian, Italian, Dutch, Norwegian, Portuguese, Romanian, Slovak, Slovenian, Swedish, Czech and Turkish languages, in a single original, which shall remain deposited in the archives of the Government of the Kingdom of Belgium which shall transmit certified copies to the Governments of the other signatory States. In the case of any inconsistency, the text in the French language shall prevail.
For the Federal Republic of Germany:
For the Republic of Austria:
For the Kingdom of Belgium:
For the Republic of Bulgaria:
For the Republic of Cyprus:
For the Republic of Croatia:
For the Kingdom of Denmark:
For the Kingdom of Spain:
For the French Republic:
For the United Kingdom of Great Britain and Northern Ireland:
For the Hellenic Republic:
For the Republic of Hungary:
For Ireland:
For the Italian Republic:
For the Grand Duchy of Luxembourg:
For the Republic of Malta:
For the Principality of Monaco:
For the Kingdom of Norway:
For the Kingdom of the Netherlands:
For the Portuguese Republic:
For Romania:
For the Slovak Republic:
For the Republic of Slovenia:
For the Kingdom of Sweden:
For the Swiss Confederation:
For the Czech Republic:
For the Republic of Turkey:
Consolidated version which incorporates the texts remaining in force of the existing Convention and the Amendments made by the Diplomatic Conference of 27 June 1997.
Consolidated text of the enacting terms of the Convention
Article 1
1 - In order to achieve harmonisation and integration with the aim of establishing a uniform European air traffic management system, the Contracting Parties agree to strengthen their co-operation and to develop their joint activities in the field of air navigation, making due allowance for defence needs and providing maximum freedom for all airspace users consistent with the required level of safety in the provision of cost-effective air traffic services, and taking into account the need to minimise, where this is feasible, inter alia, in operational, technical and economic terms, any adverse environmental impact.
The pursuit of these objectives shall not prejudice the principle that every State has complete and exclusive sovereignty over the airspace above its territory nor the capacity of every State to exercise its prerogatives with regard to security and defence in its national airspace.
To this end, they agree:
To determine a European policy in the air traffic management field, involving the definition of strategies and programmes whose objective is to develop the capacity needed to meet the requirements of all civil and military users in a cost-effective manner while maintaining the required level of safety;
To commit themselves to the establishment of specific targets regarding the efficiency and effectiveness of air traffic management operations in the Flight Information Regions listed in annex II to this Convention in which States, pursuant to the relevant provisions of the Convention on International Civil Aviation, have agreed to provide air traffic services without prejudice to the principles of free movement in airspace not subject to the sovereignty of the States which result from conventions, international agreements, and the rules or principles of customary public international law;
To introduce an air traffic management performance review and target setting system;
To implement a common convergence and implementation plan for air navigation services and facilities in Europe;
To adopt and apply common standards and specifications;
To harmonise air traffic services regulations;
To develop the available capacity to meet the air traffic demand and to ensure its most effective utilisation through the joint establishment, operation and development of a common European air traffic flow management system, in the framework of the introduction of a uniform European air traffic management system;
To encourage common procurement of air traffic systems and facilities;
To implement a common policy for the establishment and calculation of charges levied on users of en route air navigation facilities and services, hereinafter called «route charges»;
To implement a mechanism, separate from service provision, for the multilateral development and harmonisation of a safety regulatory regime in the field of air traffic management within a total aviation safety system approach;
To participate in the design, the implementation and the monitoring of a global navigation satellite system;
To identify new possibilities for common actions in the field of design, implementation, monitoring or operation of systems and services in air navigation;
In the context of a «gate-to-gate» concept, to develop an overall policy and an appropriate, efficient and effective process for the strategic design and planning of routes and airspace.
2 - For this purpose they hereby establish a «European Organisation for the Safety of Air Navigation (EUROCONTROL)», hereinafter called «the Organisation», which shall act in co-operation with the national civil and military authorities and the user organisations. The Organisation shall comprise three organs:
A General Assembly, which shall constitute the organ responsible for the formulation and approval of the Organisation's general policy, including:
The common policy for route charges and the Organisation's other charges activities;
ii) The performance review and assessment functions of the Organisation;
iii) The setting of objectives for the Organisation, including those of standardisation, planning, performance and safety regulation;
iv) The technical and financial selection of major framework programmes for cooperation;
External relations with States and organisations and applications for accession to this Convention;
A Council, which shall constitute the organ tasked with implementing the General Assembly's decisions and, subject to the powers conferred upon the latter, ruling on all measures which are addressed to and binding on the Contracting Parties, and supervising the Agency's work;
An Agency, whose Statute is contained in annex I to this Convention, which shall be the organ entrusted to undertake the Organisation's tasks, in accordance with the provisions of the following articles of this Convention and the tasks assigned to it by the General Assembly or the Council, to initiate relevant proposals and to deploy the technical, financial and staff resources to achieve the objectives laid down.
3 - The headquarters of the Organisation shall be in Brussels.
Article 2
1 - The Organisation shall undertake the following tasks:
To develop and endorse detailed plans for the harmonisation and integration of the air traffic services and systems of the Contracting Parties, in particular the ground and airborne air navigation systems, with a view to the establishment of a uniform European air traffic management system;
To co-ordinate the implementation plans of the Contracting Parties so as to secure convergence towards a uniform European air traffic management system;
To examine and co-ordinate on behalf of the Contracting Parties matters in the field of air navigation studied by the International Civil Aviation Organization (ICAO) and other international organisations concerned with civil aviation and to co-ordinate and submit amendments or proposals to these bodies;
To define, design, develop, validate and organise the implementation of a uniform European air traffic management system;
To develop and operate a common European air traffic flow management system at a common international centre in the framework of d) above;
To develop, adopt and keep under review common standards, specifications and practices for air traffic management systems and services;
To develop and endorse procedures towards a strategy for the common procurement of air traffic systems and facilities;
To co-ordinate the Contracting Parties research and development programmes relating to new techniques in the field of air navigation, to collect and distribute their results and to promote and conduct common studies, tests and applied research as well as technical developments in this field;
Establish an independent performance review system that will address all aspects of air traffic management, including policy and planning, safety management at and around airports and in the airspace, as well as financial and economic aspects of services rendered, and set targets that will address all these aspects;
To study and promote measures for improving cost-effectiveness and efficiency in the field of air navigation;
To develop and endorse common criteria, procedures and methods to ensure the highest efficiency and quality of air traffic management systems and air traffic services;
To develop proposals for the harmonisation of European air traffic services regulations;
To support the improvement of efficiency and flexibility in the use of airspace between civil and military users;
To develop and endorse co-ordinated or common policies to improve air traffic management at and around airports;
To develop and endorse common criteria for the selection, and common policies for the training, licensing, and proficiency checking of air traffic services staff;
To develop, establish and operate the future common European system elements entrusted to it by the Contracting Parties;
To establish, bill and collect the route charges on behalf of the Contracting Parties participating in the common route charges system as provided for in annex IV;
To establish and implement a mechanism for the multilateral development and harmonisation of safety regulation in the air traffic management field;
To perform any other task relating to the principles and objectives of this Convention.
2 - At the request of one or more Contracting Parties and on the basis of a special agreement or agreements between the Organisation and the Contracting Parties concerned, the Organisation may:
Assist such Contracting Parties in the planning, specification and setting up of air traffic systems and services;
Provide and operate, wholly or in part, air traffic facilities and services on behalf of such Contracting Parties;
Assist such Contracting Parties in the establishment, billing and collection of charges which are levied by them on users of air navigation services and which are not covered by annex IV to this Convention.
3 - The Organisation may:
Conclude special agreements with non-Contracting Parties interested in participating in the performance of the tasks provided for in article 2.1;
At the request of non-Contracting Parties or other international organisations, perform on their behalf any other tasks pursuant to this article, on the basis of special agreements between the Organisation and the Parties concerned.
4 - The Organisation shall, as far as is practicable, ensure that its service provision functions, in particular those provided for in articles 2.1, e), 2.1, g), 2.1, p), 2.1, q), 2.2 and 2.3, b), are exercised independently of its regulatory functions.
5 - In order to facilitate the execution of its tasks, the Organisation may, by decision of the General Assembly, create undertakings governed by specific articles of association governed either by public international law or by the national law of a Contracting Party, or acquire majority shareholdings in such undertakings.
Article 3
1 - This Convention shall apply to en route air navigation services and related approach and aerodrome services for air traffic in the Flight Information Regions listed in annex II.
2 - a) Any amendment which a Contracting Party wishes to make to the list of its Flight Information Regions in annex II shall be decided upon by the General Assembly by unanimity of the votes cast if it would result in a change in the overall limits of the airspace covered by this Convention.
Any amendment which does not result in such a change shall nevertheless be notified to the Organisation by the Contracting Party concerned.
3 - For the purposes of this Convention the expression «air traffic» shall comprise civil aircraft and those military, customs and police aircraft which conform to the procedures of the International Civil Aviation Organisation.
On the basis of a special agreement, as provided for in article 2.2, b), a Contracting Party may request that the expression «air traffic» shall apply to other air traffic operating within its territory.
Article 4
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