Resolução da Assembleia da República n.º 3/2002 — Aprova, para ratificação, o Estatuto de Roma do Tribunal Penal Internacional, aberto à assinatura dos Estados em Roma…

Tipo Resolucao-Assembleia-Republica
Publicação 2002-01-18
Última atualização 2021-05-04
Estado Em vigor texto desatualizado
Texto Tal como publicado
Ministério Assembleia da República
Fonte DRE
artigos 258

Este é o ato tal como foi publicado. As alterações posteriores não estão incorporadas no texto: cada uma é um ato autónomo neste repositório e uma entrada no historial desta lei.

2 atos modificativos · 2021-05-04, Resolução da Assembleia da República n.º 134/2021 — Aprova, para ratificação, a alteração…

Aprova, para ratificação, o Estatuto de Roma do Tribunal Penal Internacional, aberto à assinatura dos Estados em Roma, em 17 de Julho de 1998

Histórico de alterações JSON API
b)

Shall not be subjected to any form of coercion, duress or threat, to torture or to any other form of cruel, inhuman or degrading treatment or punishment; and

c)

Shall, if questioned in a language other than a language the person fully understands and speaks, have, free of any cost, the assistance of a competent interpreter and such translations as are necessary to meet the requirements of fairness;

d)

Shall not be subjected to arbitrary arrest or detention; and shall not be deprived of his or her liberty except on such grounds and in accordance with such procedures as are established in the Statute.

2 - Where there are grounds to believe that a person has committed a crime within the jurisdiction of the Court and that person is about to be questioned either by the prosecutor, or by national authorities pursuant to a request made under part 9 of this Statute, that person shall also have the following rights of which he or she shall be informed prior to being questioned:

a)

To be informed, prior to being questioned, that there are grounds to believe that he or she has committed a crime within the jurisdiction of the Court;

b)

To remain silent, without such silence being a consideration in the determination of guilt or innocence;

c)

To have legal assistance of the person's choosing, or, if the person does not have legal assistance, to have legal assistance assigned to him or her, in any case where the interests of justice so require, and without payment by the person in any such case if the person does not have sufficient means to pay for it;

d)

To be questioned in the presence of counsel unless the person has voluntarily waived his or her right to counsel.

Article 56

Role of the Pre-Trial Chamber in relation to a unique investigative opportunity

1 - a) Where the prosecutor considers an investigation to present a unique opportunity to take testimony or a statement from a witness or to examine, collect or test evidence, which may not be available subsequently for the purposes of a trial, the prosecutor shall so inform the Pre-Trial Chamber.

b)

In that case, the Pre-Trial Chamber may, upon request of the prosecutor, take such measures as may be necessary to ensure the efficiency and integrity of the proceedings and, in particular, to protect the rights of the defence.

c)

Unless the Pre-Trial Chamber orders otherwise, the prosecutor shall provide the relevant information to the person who has been arrested or appeared in response to a summons in connection with the investigation referred to in subparagraph a), in order that he or she may be heard on the matter.

2 - The measures referred to in paragraph 1, b), may include:

a)

Making recommendations or orders regarding procedures to be followed;

b)

Directing that a record be made of the proceedings;

c)

Appointing an expert to assist;

d)

Authorizing counsel for a person who has been arrested, or appeared before the Court in response to a summons, to participate, or where there has not yet been such an arrest or appearance or counsel has not been designated, appointing another counsel to attend and represent the interests of the defence;

e)

Naming one of its members or, if necessary, another available judge of the Pre-Trial or Trial Division to observe and make recommendations or orders regarding the collection and preservation of evidence and the questioning of persons;

f)

Taking such other action as may be necessary to collect or preserve evidence.

3 - a) Where the prosecutor has not sought measures pursuant to this article but the Pre-Trial Chamber considers that such measures are required to preserve evidence that it deems would be essential for the defence at trial, it shall consult with the prosecutor as to whether there is good reason for the prosecutor's failure to request the measures. If upon consultation, the Pre-Trial Chamber concludes that the prosecutor's failure to request such measures is unjustified, the Pre-Trial Chamber may take such measures on its own initiative.

b)

A decision of the Pre-Trial Chamber to act on its own initiative under this paragraph may be appealed by the prosecutor. The appeal shall be heard on an expedited basis.

4 - The admissibility of evidence preserved or collected for trial pursuant to this article, or the record thereof, shall be governed at trial by article 69, and given such weight as determined by the Trial Chamber.

Article 57

Functions and powers of the Pre-Trial Chamber

1 - Unless otherwise provided for in this Statute, the Pre-Trial Chamber shall exercise its functions in accordance with the provisions of this article.

2 - a) Orders or rulings of the Pre-Trial Chamber issued under articles 15, 18, 19, 54, paragraph 2, 61, paragraph 7, and 72 must be concurred in by a majority of its judges.

b)

In all other cases, a single judge of the Pre-Trial Chamber may exercise the functions provided for in this Statute, unless otherwise provided for in the Rules of Procedure and Evidence or by a majority of the Pre-Trial Chamber.

3 - In addition to its other functions under this Statute, the Pre-Trial Chamber may:

a)

At the request of the prosecutor, issue such orders and warrants as may be required for the purposes of an investigation;

b)

Upon the request of a person who has been arrested or has appeared pursuant to a summons under article 58, issue such orders, including measures such as those described in article 56, or seek such cooperation pursuant to part 9 as may be necessary to assist the person in the preparation of his or her defence;

c)

Where necessary, provide for the protection and privacy of victims and witnesses, the preservation of evidence, the protection of persons who have been arrested or appeared in response to a summons, and the protection of national security information;

d)

Authorize the posecutor to take specific investigative steps within the territory of a State Party without having secured the cooperation of that State under part 9 if, whenever possible having regard to the views of the State concerned, the Pre-Trial Chamber has determined in that case that the State is clearly unable to execute a request for cooperation due to the unavailability of any authority or any component of its judicial system competent to execute the request for cooperation under part 9;

e)

Where a warrant of arrest or a summons has been issued under article 58, and having due regard to the strength of the evidence and the rights of the parties concerned, as provided for in this Statute and the rules of procedure and evidence, seek the cooperation of States pursuant to article 93, paragraph 1, j), to take protective measures for the purpose of forfeiture in particular for the ultimate benefit of victims.

Article 58

Issuance by the Pre-Trial Chamber of a warrant of arrest or a summons to appear

1 - At any time after the initiation of an investigation, the Pre-Trial Chamber shall, on the application of the prosecutor, issue a warrant of arrest of a person if, having examined the application and the evidence or other information submitted by the prosecutor, it is satisfied that:

a)

There are reasonable grounds to believe that the person has committed a crime within the jurisdiction of the Court; and

b)

The arrest of the person appears necessary:

i)

To ensure the person's appearance at trial;

ii) To ensure that the person does not obstruct or endanger the investigation or the court proceedings; or

iii) Where applicable, to prevent the person from continuing with the commission of that crime or a related crime which is within the jurisdiction of the Court and which arises out of the same circumstances.

2 - The application of the prosecutor shall contain:

a)

The name of the person and any other relevant identifying information;

b)

A specific reference to the crimes within the jurisdiction of the Court which the person is alleged to have committed;

c)

A concise statement of the facts which are alleged to constitute those crimes;

d)

A summary of the evidence and any other information which establish reasonable grounds to believe that the person committed those crimes; and

e)

The reason why the prosecutor believes that the arrest of the person is necessary.

3 - The warrant of arrest shall contain:

a)

The name of the person and any other relevant identifying information;

b)

A specific reference to the crimes within the jurisdiction of the Court for which the person's arrest is sought; and

c)

A concise statement of the facts which are alleged to constitute those crimes.

4 - The warrant of arrest shall remain in effect until otherwise ordered by the Court.

5 - On the basis of the warrant of arrest, the Court may request the provisional arrest or the arrest and surrender of the person under part 9.

6 - The prosecutor may request the Pre-Trial Chamber to amend the warrant of arrest by modifying or adding to the crimes specified therein. The Pre-Trial Chamber shall so amend the warrant if it is satisfied that there are reasonable grounds to believe that the person committed the modified or additional crimes.

7 - As an alternative to seeking a warrant of arrest, the Prosecutor may submit an application requesting that the Pre-Trial Chamber issue a summons for the person to appear. If the Pre-Trial Chamber is satisfied that there are reasonable grounds to believe that the person committed the crime alleged and that a summons is sufficient to ensure the person's appearance, it shall issue the summons, with or without conditions restricting liberty (other than detention) if provided for by national law, for the person to appear. The summons shall contain:

a)

The name of the person and any other relevant identifying information;

b)

The specified date on which the person is to appear;

c)

A specific reference to the crimes within the jurisdiction of the Court which the person is alleged to have committed; and

d)

A concise statement of the facts which are alleged to constitute the crime.

The summons shall be served on the person.

Article 59

Arrest proceedings in the custodial State

1 - A State Party which has received a request for provisional arrest or for arrest and surrender shall immediately take steps to arrest the person in question in accordance with its laws and the provisions of part 9.

2 - A person arrested shall be brought promptly before the competent judicial authority in the custodial State which shall determine, in accordance with the law of that State, that:

a)

The warrant applies to that person;

b)

The person has been arrested in accordance with the proper process; and

c)

The person's rights have been respected.

3 - The person arrested shall have the right to apply to the competent authority in the custodial State for interim release pending surrender.

4 - In reaching a decision on any such application, the competent authority in the custodial State shall consider whether, given the gravity of the alleged crimes, there are urgent and exceptional circumstances to justify interim release and whether necessary safeguards exist to ensure that the custodial State can fulfil its duty to surrender the person to the Court. It shall not be open to the competent authority of the custodial State to consider whether the warrant of arrest was properly issued in accordance with article 58, paragraph 1, a) and b).

5 - The Pre-Trial Chamber shall be notified of any request for interim release and shall make recommendations to the competent authority in the custodial State. The competent authority in the custodial State shall give full consideration to such recommendations, including any recommendations on measures to prevent the escape of the person, before rendering its decision.

6 - If the person is granted interim release, the Pre-Trial Chamber may request periodic reports on the status of the interim release.

7 - Once ordered to be surrendered by the custodial State, the person shall be delivered to the Court as soon as possible.

Article 60

Initial proceedings before the Court

1 - Upon the surrender of the person to the Court, or the person's appearance before the Court voluntarily or pursuant to a summons, the Pre-Trial Chamber shall satisfy itself that the person has been informed of the crimes which he or she is alleged to have committed, and of his or her rights under this Statute, including the right to apply for interim release pending trial.

2 - A person subject to a warrant of arrest may apply for interim release pending trial. If the Pre-Trial Chamber is satisfied that the conditions set forth in article 58, paragraph 1, are met, the person shall continue to be detained. If it is not so satisfied, the Pre-Trial Chamber shall release the person, with or without conditions.

3 - The Pre-Trial Chamber shall periodically review its ruling on the release or detention of the person, and may do so at any time on the request of the Prosecutor or the person. Upon such review, it may modify its ruling as to detention, release or conditions of release, if it is satisfied that changed circumstances so require.

4 - The Pre-Trial Chamber shall ensure that a person is not detained for an unreasonable period prior to trial due to inexcusable delay by the prosecutor. If such delay occurs, the Court shall consider releasing the person, with or without conditions.

5 - If necessary, the Pre-Trial Chamber may issue a warrant of arrest to secure the presence of a person who has been released.

Article 61

Confirmation of the charges before trial

1 - Subject to the provisions of paragraph 2, within a reasonable time after the person's surrender or voluntary appearance before the Court, the Pre-Trial Chamber shall hold a hearing to confirm the charges on which the prosecutor intends to seek trial. The hearing shall be held in the presence of the prosecutor and the person charged, as well as his or her counsel.

2 - The Pre-Trial Chamber may, upon request of the prosecutor or on its own motion, hold a hearing in the absence of the person charged to confirm the charges on which the prosecutor intends to seek trial when the person has:

a)

Waived his or her right to be present; or

b)

Fled or cannot be found and all reasonable steps have been taken to secure his or her appearance before the Court and to inform the person of the charges and that a hearing to confirm those charges will be held.

In that case, the person shall be represented by counsel where the Pre-Trial Chamber determines that it is in the interests of justice.

3 - Within a reasonable time before the hearing, the person shall:

a)

Be provided with a copy of the document containing the charges on which the prosecutor intends to bring the person to trial; and

b)

Be informed of the evidence on which the prosecutor intends to rely at the hearing.

The Pre-Trial Chamber may issue orders regarding the disclosure of information for the purposes of the hearing.

4 - Before the hearing, the prosecutor may continue the investigation and may amend or withdraw any charges. The person shall be given reasonable notice before the hearing of any amendment to or withdrawal of charges. In case of a withdrawal of charges, the prosecutor shall notify the Pre-Trial Chamber of the reasons for the withdrawal.

5 - At the hearing, the prosecutor shall support each charge with sufficient evidence to establish substantial grounds to believe that the person committed the crime charged. The prosecutor may rely on documentary or summary evidence and need not call the witnesses expected to testify at the trial.

6 - At the hearing, the person may:

a)

Object to the charges;

b)

Challenge the evidence presented by the prosecutor; and

c)

Present evidence.

7 - The Pre-Trial Chamber shall, on the basis of the hearing, determine whether there is sufficient evidence to establish substantial grounds to believe that the person committed each of the crimes charged. Based on its determination, the Pre-Trial Chamber shall:

a)

Confirm those charges in relation to which it has determined that there is sufficient evidence and commit the person to a Trial Chamber for trial on the charges as confirmed;

b)

Decline to confirm those charges in relation to which it has determined that there is insufficient evidence;

c)

Adjourn the hearing and request the Prosecutor to consider:

i)

Providing further evidence or conducting further investigation with respect to a particular charge; or

ii) Amending a charge because the evidence submitted appears to establish a different crime within the jurisdiction of the Court.

8 - Where the Pre-Trial Chamber declines to confirm a charge, the prosecutor shall not be precluded from subsequently requesting its confirmation if the request is supported by additional evidence.

9 - After the charges are confirmed and before the trial has begun, the prosecutor may, with the permission of the Pre-Trial Chamber and after notice to the accused, amend the charges. If the prosecutor seeks to add additional charges or to substitute more serious charges, a hearing under this article to confirm those charges must be held. After commencement of the trial, the prosecutor may, with the permission of the Trial Chamber, withdraw the charges.

10 - Any warrant previously issued shall cease to have effect with respect to any charges which have not been confirmed by the Pre-Trial Chamber or which have been withdrawn by the prosecutor.

11 - Once the charges have been confirmed in accordance with this article, the Presidency shall constitute a Trial Chamber which, subject to paragraph 8 and to article 64, paragraph 4, shall be responsible for the conduct of subsequent proceedings and may exercise any function of the Pre-Trial Chamber that is relevant and capable of application in those proceedings.

PART 6

The trial

Article 62

Place of trial

Unless otherwise decided, the place of the trial shall be the seat of the Court.

Article 63

Trial in the presence of the accused

1 - The accused shall be present during the trial.

2 - If the accused, being present before the Court, continues to disrupt the trial, the Trial Chamber may remove the accused and shall make provision for him or her to observe the trial and instruct counsel from outside the courtroom, through the use of communications technology, if required. Such measures shall be taken only in exceptional circumstances after other reasonable alternatives have proved inadequate, and only for such duration as is strictly required.

Article 64

Functions and powers of the Trial Chamber

1 - The functions and powers of the Trial Chamber set out in this article shall be exercised in accordance with this Statute and the Rules of Procedure and Evidence.

2 - The Trial Chamber shall ensure that a trial is fair and expeditious and is conducted with full respect for the rights of the accused and due regard for the protection of victims and witnesses.

3 - Upon assignment of a case for trial in accordance with this Statute, the Trial Chamber assigned to deal with the case shall:

a)

Confer with the Parties and adopt such procedures as are necessary to facilitate the fair and expeditious conduct of the proceedings;

b)

Determine the language or languages to be used at trial; and

c)

Subject to any other relevant provisions of this Statute, provide for disclosure of documents or information not previously disclosed, sufficiently in advance of the commencement of the trial to enable adequate preparation for trial.

4 - The Trial Chamber may, if necessary for its effective and fair functioning, refer preliminary issues to the Pre-Trial Chamber or, if necessary, to another available judge of the Pre-Trial Division.

5 - Upon notice to the Parties, the Trial Chamber may, as appropriate, direct that there be joinder or severance in respect of charges against more than one accused.

6 - In performing its functions prior to trial or during the course of a trial, the Trial Chamber may, as necessary:

a)

Exercise any functions of the Pre-Trial Chamber referred to in article 61, paragraph 11;

b)

Require the attendance and testimony of witnesses and production of documents and other evidence by obtaining, if necessary, the assistance of States as provided in this Statute;

c)

Provide for the protection of confidential information;

d)

Order the production of evidence in addition to that already collected prior to the trial or presented during the trial by the Parties;

e)

Provide for the protection of the accused, witnesses and victims; and

f)

Rule on any other relevant matters.

7 - The trial shall be held in public. The Trial Chamber may, however, determine that special circumstances require that certain proceedings be in closed session for the purposes set forth in article 68, or to protect confidential or sensitive information to be given in evidence.

8 - a) At the commencement of the trial, the Trial Chamber shall have read to the accused the charges previously confirmed by the Pre-Trial Chamber. The Trial Chamber shall satisfy itself that the accused understands the nature of the charges. It shall afford him or her the opportunity to make an admission of guilt in accordance with article 65 or to plead not guilty.

b)

At the trial, the presiding judge may give directions for the conduct of proceedings, including to ensure that they are conducted in a fair and impartial manner. Subject to any directions of the presiding judge, the parties may submit evidence in accordance with the provisions of this Statute.

9 - The Trial Chamber shall have, inter alia, the power on application of a Party or on its own motion to:

a)

Rule on the admissibility or relevance of evidence; and

b)

Take all necessary steps to maintain order in the course of a hearing.

10 - The Trial Chamber shall ensure that a complete record of the trial, which accurately reflects the proceedings, is made and that it is maintained and preserved by the registrar.

Article 65

Proceedings on an admission of guilt

1 - Where the accused makes an admission of guilt pursuant to article 64, paragraph 8, a), the Trial Chamber shall determine whether:

a)

The accused understands the nature and consequences of the admission of guilt;

b)

The admission is voluntarily made by the accused after sufficient consultation with defence counsel; and

c)

The admission of guilt is supported by the facts of the case that are contained in:

i)

The charges brought by the prosecutor and admitted by the accused;

ii) Any materials presented by the prosecutor which supplement the charges and which the accused accepts; and

iii) Any other evidence, such as the testimony of witnesses, presented by the prosecutor or the accused.

2 - Where the Trial Chamber is satisfied that the matters referred to in paragraph 1 are established, it shall consider the admission of guilt, together with any additional evidence presented, as establishing all the essential facts that are required to prove the crime to which the admission of guilt relates, and may convict the accused of that crime.

3 - Where the Trial Chamber is not satisfied that the matters referred to in paragraph 1 are established, it shall consider the admission of guilt as not having been made, in which case it shall order that the trial be continued under the ordinary trial procedures provided by this Statute and may remit the case to another Trial Chamber.

4 - Where the Trial Chamber is of the opinion that a more complete presentation of the facts of the case is required in the interests of justice, in particular the interests of the victims, the Trial Chamber may:

a)

Request the prosecutor to present additional evidence, including the testimony of witnesses; or

b)

Order that the trial be continued under the ordinary trial procedures provided by this Statute, in which case it shall consider the admission of guilt as not having been made and may remit the case to another Trial Chamber.

5 - Any discussions between the prosecutor and the defence regarding modification of the charges, the admission of guilt or the penalty to be imposed shall not be binding on the Court.

Article 66

Presumption of innocence

1 - Everyone shall be presumed innocent until proved guilty before the Court in accordance with the applicable law.

2 - The onus is on the prosecutor to prove the guilt of the accused.

3 - In order to convict the accused, the Court must be convinced of the guilt of the accused beyond reasonable doubt.

Article 67

Rights of the accused

1 - In the determination of any charge, the accused shall be entitled to a public hearing, having regard to the provisions of this Statute, to a fair hearing conducted impartially, and to the following minimum guarantees, in full equality:

a)

To be informed promptly and in detail of the nature, cause and content of the charge, in a language which the accused fully understands and speaks;

b)

To have adequate time and facilities for the preparation of the defence and to communicate freely with counsel of the accused's choosing in confidence;

c)

To be tried without undue delay;

d)

Subject to article 63, paragraph 2, to be present at the trial, to conduct the defence in person or through legal assistance of the accused's choosing, to be informed, if the accused does not have legal assistance, of this right and to have legal assistance assigned by the Court in any case where the interests of justice so require, and without payment if the accused lacks sufficient means to pay for it;

e)

To examine, or have examined, the witnesses against him or her and to obtain the attendance and examination of witnesses on his or her behalf under the same conditions as witnesses against him or her. The accused shall also be entitled to raise defences and to present other evidence admissible under this Statute;

f)

To have, free of any cost, the assistance of a competent interpreter and such translations as are necessary to meet the requirements of fairness, if any of the proceedings of or documents presented to the Court are not in a language which the accused fully understands and speaks;

g)

Not to be compelled to testify or to confess guilt and to remain silent, without such silence being a consideration in the determination of guilt or innocence;

h)

To make an unsworn oral or written statement in his or her defence; and

i)

Not to have imposed on him or her any reversal of the burden of proof or any onus of rebuttal.

2 - In addition to any other disclosure provided for in this Statute, the prosecutor shall, as soon as practicable, disclose to the defence evidence in the prosecutor's possession or control which he or she believes shows or tends to show the innocence of the accused, or to mitigate the guilt of the accused, or which may affect the credibility of prosecution evidence. In case of doubt as to the application of this paragraph, the Court shall decide.

Article 68

Protection of the victims and witnesses and their participation in the proceedings

1 - The Court shall take appropriate measures to protect the safety, physical and psychological well-being, dignity and privacy of victims and witnesses. In so doing, the Court shall have regard to all relevant factors, including age, gender as defined in article 2, paragraph 3, and health, and the nature of the crime, in particular, but not limited to, where the crime involves sexual or gender violence or violence against children. The prosecutor shall take such measures particularly during the investigation and prosecution of such crimes.

These measures shall not be prejudicial to or inconsistent with the rights of the accused and a fair and impartial trial.

2 - As an exception to the principle of public hearings provided for in article 67, the chambers of the Court may, to protect victims and witnesses or an accused, conduct any part of the proceedings in camera or allow the presentation of evidence by electronic or other special means. In particular, such measures shall be implemented in the case of a victim of sexual violence or a child who is a victim or a witness, unless otherwise ordered by the Court, having regard to all the circumstances, particularly the views of the victim or witness.

3 - Where the personal interests of the victims are affected, the Court shall permit their views and concerns to be presented and considered at stages of the proceedings determined to be appropriate by the Court and in a manner which is not prejudicial to or inconsistent with the rights of the accused and a fair and impartial trial. Such views and concerns may be presented by the legal representatives of the victims where the Court considers it appropriate, in accordance with the Rules of Procedure and Evidence.

4 - The Victims and Witnesses Unit may advise the prosecutor and the Court on appropriate protective measures, security arrangements, counselling and assistance as referred to in article 43, paragraph 6.

5 - Where the disclosure of evidence or information pursuant to this Statute may lead to the grave endangerment of the security of a witness or his or her family, the prosecutor may, for the purposes of any proceedings conducted prior to the commencement of the trial, withhold such evidence or information and instead submit a summary thereof. Such measures shall be exercised in a manner which is not prejudicial to or inconsistent with the rights of the accused and a fair and impartial trial.

6 - A State may make an application for necessary measures to be taken in respect of the protection of its servants or agents and the protection of confidential or sensitive information.

Article 69

Evidence

1 - Before testifying, each witness shall, in accordance with the Rules of Procedure and Evidence, give an undertaking as to the truthfulness of the evidence to be given by that witness.

2 - The testimony of a witness at trial' shall be given in person, except to the extent provided by the measures set forth in article 68 or in the Rules of Procedure and Evidence. The Court may also permit the giving of viva voce (oral) or recorded testimony of a witness by means of video or audio technology, as well as the introduction of documents or written transcripts, subject to this Statute and in accordance with the Rules of Procedure and Evidence. These measures shall not be prejudicial to or inconsistent with the rights of the accused.

3 - The Parties may submit evidence relevant to the case, in accordance with article 64. The Court shall have the authority to request the submission of all evidence that it considers necessary for the determination of the truth.

4 - The Court may rule on the relevance or admissibility of any evidence, taking into account, inter alia, the probative value of the evidence and any prejudice that such evidence may cause to a fair trial or to a fair evaluation of the testimony of a witness, in accordance with the Rules of Procedure and Evidence.

5 - The Court shall respect and observe privileges on confidentiality as provided for in the Rules of Procedure and Evidence.

6 - The Court shall not require proof of facts of common knowledge but may take judicial notice of them.

7 - Evidence obtained by means of a violation of this Statute or internationally recognized human rights shall not be admissible if:

a)

The violation casts substantial doubt on the reliability of the evidence; or

b)

The admission of the evidence would be antithetical to and would seriously damage the integrity of the proceedings.

8 - When deciding on the relevance or admissibility of evidence collected by a State, the Court shall not rule on the application of the State's national law.

Article 70

Offences against the administration of justice

1 - The Court shall have jurisdiction over the following offences against its administration of justice when committed intentionally:

a)

Giving false testimony when under an obligation pursuant to article 69, paragraph 1, to tell the truth;

b)

Presenting evidence that the Party knows is false or forged;

c)

Corruptly influencing a witness, obstructing or interfering with the attendance or testimony of a witness, retaliating against a witness for giving testimony or destroying, tampering with or interfering with the collection of evidence;

d)

Impeding, intimidating or corruptly influencing an official of the Court for the purpose of forcing or persuading the official not to perform, or to perform improperly, his or her duties;

e)

Retaliating against an official of the Court on account of duties performed by that or another official;

f)

Soliciting or accepting a bribe as an official of the Court in conjunction with his or her official duties.

2 - The principles and procedures governing the Court's exercise of jurisdiction over offences under this article shall be those provided for in the Rules of Procedure and Evidence. The conditions for providing international cooperation to the Court with respect to its proceedings under this article shall be governed by the domestic laws of the requested State.

3 - In the event of conviction, the Court may impose a term of imprisonment not exceeding five years, or a fine in accordance with the Rules of Procedure and Evidence, or both.

4 - a) Each State Party shall extend its criminal laws penalizing offences against the integrity of its own investigative or judicial process to offences against the administration of justice referred to in this article, committed on its territory, or by one of its nationals.

b)

Upon request by the Court, whenever it deems it proper, the State Party shall submit the case to its competent authorities for the purpose of prosecution. Those authorities shall treat such cases with diligence and devote sufficient resources to enable them to be conducted effectively.

Article 71

Sanctions for misconduct before the Court

1 - The Court may sanction persons present before it who commit misconduct, including disruption of its proceedings or deliberate refusal to comply with its directions, by administrative measures other than imprisonment, such as temporary or permanent removal from the courtroom, a fine or other similar measures provided for in the Rules of Procedure and Evidence.

2 - The procedures governing the imposition of the measures set forth in paragraph 1 shall be those provided for in the Rules of Procedure and Evidence.

Article 72

Protection of national security information

1 - This article applies in any case where the disclosure of the information or documents of a State would, in the opinion of that State, prejudice its national security interests. Such cases include those falling within the scope of article 56, paragraphs 2 and 3, article 61, paragraph 3, article 64, paragraph 3, article 67, paragraph 2, article 68, paragraph 6, article 87, paragraph 6, and article 93, as well as cases arising at any other stage of the proceedings where such disclosure may be at issue.

2 - This article shall also apply when a person who has been requested to give information or evidence has refused to do so or has referred the matter to the State on the ground that disclosure would prejudice the national security interests of a State and the State concerned confirms that it is of the opinion that disclosure would prejudice its national security interests.

3 - Nothing in this article shall prejudice the requirements of confidentiality applicable under article 54, paragraph 3, e) and f), or the application of article 73.

4 - If a State learns that information or documents of the State are being, or are likely to be, disclosed at any stage of the proceedings, and it is of the opinion that disclosure would prejudice its national security interests, that State shall have the right to intervene in order to obtain resolution of the issue in accordance with this article.

5 - If, in the opinion of a State, disclosure of information would prejudice its national security interests, all reasonable steps will be taken by the State, acting in conjunction with the prosecutor, the defence or the Pre-Trial Chamber or Trial Chamber, as the case may be, to seek to resolve the matter by cooperative means. Such steps may include:

a)

Modification or clarification of the request;

b)

A determination by the Court regarding the relevance of the information or evidence sought, or a determination as to whether the evidence, though relevant, could be or has been obtained from a source other than the requested State;

c)

Obtaining the information or evidence from a different source or in a different form; or

d)

Agreement on conditions under which the assistance could be provided including, among other things, providing summaries or redactions, limitations on disclosure, use of in camera or ex parte proceedings, or other protective measures permissible under the Statute and the Rules.

6 - Once all reasonable steps have been taken to resolve the matter through cooperative means, and if the State considers that there are no means or conditions under which the information or documents could be provided or disclosed without prejudice to its national security interests, it shall so notify the prosecutor or the Court of the specific reasons for its decision, unless a specific description of the reasons would itself necessarily result in such prejudice to the State's national security interests.

7 - Thereafter, if the Court determines that the evidence is relevant and necessary for the establishment of the guilt or innocence of the accused, the Court may undertake the following actions:

a)

Where disclosure of the information or document is sought pursuant to a request for cooperation under part 9 or the circumstances described in paragraph 2, and the State has invoked the ground for refusal referred to in article 93, paragraph 4:

i)

The Court may, before making any conclusion referred to in subparagraph 7, a), ii), request further consultations for the purpose of considering the State's representations, which may include, as appropriate, hearings in camera and ex parte;

ii) If the Court concludes that, by invoking the ground for refusal under article 93, paragraph 4, in the circumstances of the case, the requested State is not acting in accordance with its obligations under the Statute, the Court may refer the matter in accordance with article 87, paragraph 7, specifying the reasons for its conclusion; and

iii) The Court may make such inference in the trial of the accused as to the existence or non-existence of a fact, as may be appropriate in the circumstances; or

b)

In all other circumstances:

i)

Order disclosure; or

ii) To the extent it does not order disclosure, make such inference in the trial of the accused as to the existence or non-existence of a fact, as may be appropriate in the circumstances.

Article 73

Third-Party information or documents

If a State Party is requested by the Court to provide a document or information in its custody, possession or control, which was disclosed to it in confidence by a State, intergovernmental organization or international organization, it shall seek the consent of the originator to disclose that document or information. If the originator is a State Party, it shall either consent to disclosure of the information or document or undertake to resolve the issue of disclosure with the Court, subject to the provisions of article 72. If the originator is not a State Party and refuses consent to disclosure, the requested State shall inform the Court that it is unable to provide the document or information because of a pre-existing obligation of confidentiality to the originator.

Article 74

Requirements for the decision

1 - All the judges of the Trial Chamber shall be present at each stage of the trial and throughout their deliberations. The Presidency may, on a case-by-case basis, designate, as available, one or more alternate judges to be present at each stage of the trial and to replace a member of the Trial Chamber if that member is unable to continue attending.

2 - The Trial Chamber's decision shall be based on its evaluation of the evidence and the entire proceedings. The decision shall not exceed the facts and circumstances described in the charges and any amendments to the charges. The Court may base its decision only on evidence submitted and discussed before it at the trial.

3 - The judges shall attempt to achieve unanimity in their decision, failing which the decision shall be taken by a majority of the judges.

4 - The deliberations of the Trial Chamber shall remain secret.

5 - The decision shall be in writing and shall contain a full and reasoned statement of the Trial Chamber's findings on the evidence and conclusions. The Trial Chamber shall issue one decision. When there is no unanimity, the Trial Chamber's decision shall contain the views of the majority and the minority. The decision or a summary thereof shall be delivered in open court.

Article 75

Reparations to victims

1 - The Court shall establish principles relating to reparations to, or in respect of, victims, including restitution, compensation and rehabilitation. On this basis, in its decision the Court may, either upon request or on its own motion in exceptional circumstances, determine the scope and extent of any damage, loss and injury to, or in respect of, victims and will state the principles on which it is acting.

2 - The Court may make an order directly against a convicted person specifying appropriate reparations to, or in respect of, victims, including restitution, compensation and rehabilitation. Where appropriate, the Court may order that the award for reparations be made through the trust fund provided for in article 79.

3 - Before making an order under this article, the Court may invite and shall take account of representations from or on behalf of the convicted person, victims, other interested persons or interested States.

4 - In exercising its power under this article, the Court may, after a person is convicted of a crime within the jurisdiction of the Court, determine whether, in order to give effect to an order which it may make under this article, it is necessary to seek measures under article 93, paragraph 1.

5 - A State Party shall give effect to a decision under this article as if the provisions of article 109 were applicable to this article.

6 - Nothing in this article shall be interpreted as prejudicing the rights of victims under national or international law.

Article 76

Sentencing

1 - In the event of a conviction, the Trial Chamber shall consider the appropriate sentence to be imposed and shall take into account the evidence presented and submissions made during the trial that are relevant to the sentence.

2 - Except where article 65 applies and before the completion of the trial, the Trial Chamber may on its own motion and shall, at the request of the prosecutor or the accused, hold a further hearing to hear any additional evidence or submissions relevant to the sentence, in accordance with the Rules of Procedure and Evidence.

3 - Where paragraph 2 applies, any representations under article 75 shall be heard during the further hearing referred to in paragraph 2 and, if necessary, during any additional hearing.

4 - The sentence shall be pronounced in public and, wherever possible, in the presence of the accused.

PART 7

Penalties

Article 77

Applicable penalties

1 - Subject to article 110, the Court may impose one of the following penalties on a person convicted of a crime under article 5 of this Statute:

a)

Imprisonment for a specified number of years, which may not exceed a maximum of 30 years; or

b)

A term of life imprisonment when justified by the extreme gravity of the crime and the individual circumstances of the convicted person.

2 - In addition to imprisonment, the Court may order:

a)

A fine under the criteria provided for in the Rules of Procedure and Evidence;

b)

A forfeiture of proceeds, property and assets derived directly or indirectly from that crime, without prejudice to the rights of bona fide third parties.

Article 78

Determination of the sentence

1 - In determining the sentence, the Court shall, in accordance with the Rules of Procedure and Evidence, take into account such factors as the gravity of the crime and the individual circumstances of the convicted person.

2 - In imposing a sentence of imprisonment, the Court shall deduct the time, if any, previously spent in detention in accordance with an order of the Court. The Court may deduct any time otherwise spent in detention in connection with conduct underlying the crime.

3 - When a person has been convicted of more than one crime, the Court shall pronounce a sentence for each crime and a joint sentence specifying the total period of imprisonment. This period shall be no less than the highest individual sentence pronounced and shall not exceed 30 years imprisonment or a sentence of life imprisonment in conformity with article 77, paragraph 1, b).

Article 79

Trust fund

1 - A trust fund shall be established by decision of the Assembly of States Parties for the benefit of victims of crimes within the jurisdiction of the Court, and of the families of such victims.

2 - The Court may order money and other property collected through fines or forfeiture to be transferred, by order of the Court, to the trust fund.

3 - The trust fund shall be managed according to criteria to be determined by the Assembly of States Parties.

Article 80

Non-prejudice to national application of penalties and national laws

Nothing in this part of the Statute affects the application by States of penalties prescribed by their national law, nor the law of States which do not provide for penalties prescribed in this part.

PART 8

Appeal and revision

Article 81

Appeal against decision of acquittal or conviction or against sentence

1 - A decision under article 74 may be appealed in accordance with the Rules of Procedure and Evidence as follows:

a)

The prosecutor may make an appeal on any of the following grounds:

i)

Procedural error;

ii) Error of fact; or

iii) Error of law;

b)

The convicted person or the prosecutor on that person's behalf may make an appeal on any of the following grounds:

i)

Procedural error;

ii) Error of fact;

iii) Error of law; or

iv) Any other ground that affects the fairness or reliability of the proceedings or decision.

2 - a) A sentence may be appealed, in accordance with the Rules of Procedure and Evidence, by the prosecutor or the convicted person on the ground of disproportion between the crime and the sentence.

b)

If on an appeal against sentence the Court considers that there are grounds on which the conviction might be set aside, wholly or in part, it may invite the prosecutor and the convicted person to submit grounds under article 81, paragraph 1, a) or b), and may render a decision on conviction in accordance with article 83;

c)

The same procedure applies when the Court, on an appeal against conviction only, considers that there are grounds to reduce the sentence under paragraph 2, a).

3 - a) Unless the Trial Chamber orders otherwise, a convicted person shall remain in custody pending an appeal.

b)

When a convicted person's time in custody exceeds the sentence of imprisonment imposed, that person shall be released, except that if the prosecutor is also appealing, the release may be subject to the conditions under subparagraph c) below.

c)

In case of an acquittal, the accused shall be released immediately, subject to the following:

i)

Under exceptional circumstances, and having regard, inter alia, to the concrete risk of flight, the seriousness of the offence charged and the probability of success on appeal, the Trial Chamber, at the request of the prosecutor, may maintain the detention of the person pending appeal;

ii) A decision by the Trial Chamber under subparagraph c, i) may be appealed in accordance with the Rules of Procedure and Evidence.

4 - Subject to the provisions of paragraph 3, a), and b), execution of the decision or sentence shall be suspended during the period allowed for appeal and for the duration of the appeal proceedings.

Article 82

Appeal against other decisions

1 - Either Party may appeal any of the following decisions in accordance with the Rules of Procedure and Evidence:

a)

A decision with respect to jurisdiction or admissibility;

b)

A decision granting or denying release of the person being investigated or prosecuted;

c)

A decision of the Pre-Trial Chamber to act on its own initiative under article 56, paragraph 3;

d)

A decision that involves an issue that would significantly affect the fair and expeditious conduct of the proceedings or the outcome of the trial, and for which, in the opinion of the Pre-Trial or Trial Chamber, an immediate resolution by the Appeals Chamber may materially advance the proceedings.

2 - A decision of the Pre-Trial Chamber under article 57, paragraph 3, d), may be appealed against by the State concerned or by the Prosecutor, with the leave of the Pre-Trial Chamber. The appeal shall be heard on an expedited basis.

3 - An appeal shall not of itself have suspensive effect unless the Appeals Chamber so orders, upon request, in accordance with the Rules of Procedure and Evidence.

4 - A legal representative of the victims, the convicted person or a bona fide owner of property adversely affected by an order under article 73 may appeal against the order for reparations, as provided in the Rules of Procedure and Evidence.

Article 83

Proceedings on appeal

1 - For the purposes of proceedings under article 81 and this article, the Appeals Chamber shall have all the powers of the Trial Chamber.

2 - If the Appeals Chamber finds that the proceedings appealed from were unfair in a way that affected the reliability of the decision or sentence, or that the decision or sentence appealed from was materially affected by error of fact or law or procedural error, it may:

a)

Reverse or amend the decision or sentence; or

b)

Order a new trial before a different Trial Chamber.

For these purposes, the Appeals Chamber may remand a factual issue to the original Trial Chamber for it to determine the issue and to report back accordingly, or may itself call evidence to determine the issue. When the decision or sentence has been appealed only by the person convicted, or the prosecutor on that person's behalf, it cannot be amended to his or her detriment.

3 - If in an appeal against sentence the Appeals Chamber finds that the sentence is disproportionate to the crime, it may vary the sentence in accordance with part 7.

4 - The judgement of the Appeals Chamber shall be taken by a majority of the judges and shall be delivered in open court. The judgement shall state the reasons on which it is based. When there is no unanimity, the judgement of the Appeals Chamber shall contain the views of the majority and the minority, but a judge may deliver a separate or dissenting opinion on a question of law.

5 - The Appeals Chamber may deliver its judgement in the absence of the person acquitted or convicted.

Article 84

Revision of conviction or sentence

1 - The convicted person or, after death, spouses, children, parents or one person alive at the time of the accused's death who has been given express written instructions from the accused to bring such a claim, or the prosecutor on the person's behalf, may apply to the Appeals Chamber to revise the final judgement of conviction or sentence on the grounds that:

a)

New evidence has been discovered that:

i)

Was not available at the time of trial, and such unavailability was not wholly or partially attributable to the party making application; and

ii) Is sufficiently important that had it been proved at trial it would have been likely to have resulted in a different verdict;

b)

It has been newly discovered that decisive evidence, taken into account at trial and upon which the conviction depends, was false, forged or falsified;

c)

One or more of the judges who participated in conviction or confirmation of the charges has committed, in that case, an act of serious misconduct or serious breach of duty of sufficient gravity to justify the removal of that judge or those judges from office under article 46.

2 - The Appeals Chamber shall reject the application if it considers it to be unfounded. If it determines that the application is meritorious, it may, as appropriate:

a)

Reconvene the original Trial Chamber;

b)

Constitute a new Trial Chamber; or

c)

Retain jurisdiction over the matter;

with a view to, after hearing the Parties in the manner set forth in the Rules of Procedure and Evidence, arriving at a determination on whether the judgement should be revised.

Article 85

Compensation to an arrested or convicted person

1 - Anyone who has been the victim of unlawful arrest or detention shall have an enforceable right to compensation.

2 - When a person has by a final decision been convicted of a criminal offence, and when subsequently his or her conviction has been reversed on the ground that a new or newly discovered fact shows conclusively that there has been a miscarriage of justice, the person who has suffered punishment as a result of such conviction shall be compensated according to law, unless it is proved that the non-disclosure of the unknown fact in time is wholly or partly attributable to him or her.

3 - In exceptional circumstances, where the Court finds conclusive facts showing that there has been a grave and manifest miscarriage of justice, it may in its discretion award compensation, according to the criteria provided in the Rules of Procedure and Evidence, to a person who has been released from detention following a final decision of acquittal or a termination of the proceedings for that reason.

PART 9

International cooperation and judicial assistance

Article 86

General obligation to cooperate

States Parties shall, in accordance with the provisions of this Statute, cooperate fully with the Court in its investigation and prosecution of crimes within the jurisdiction of the Court.

Article 87

Requests for cooperation: general provisions

1 - a) The Court shall have the authority to make requests to States Parties for cooperation. The requests shall be transmitted through the diplomatic channel or any other appropriate channel as may be designated by each State Party upon ratification, acceptance, approval or accession.

Subsequent changes to the designation shall be made by each State Party in accordance with the Rules of Procedure and Evidence.

b)

When appropriate, without prejudice to the provisions of subparagraph a), requests may also be transmitted through the International Criminal Police Organization or any appropriate regional organization.

2 - Requests for cooperation and any documents supporting the request shall either be in or be accompanied by a translation into an official language of the requested State or in one of the working languages of the Court, in accordance with the choice made by that State upon ratification, acceptance, approval or accession.

Subsequent changes to this choice shall be made in accordance with the Rules of Procedure and Evidence.

3 - The requested State shall keep confidential a request for cooperation and any documents supporting the request, except to the extent that the disclosure is necessary for execution of the request.

4 - In relation to any request for assistance presented under part 9, the Court may take such measures, including measures related to the protection of information, as may be necessary to ensure the safety or physical or psychological well-being of any victims, potential witnesses and their families.

The Court may request that any information that is made available under part 9, shall be provided and handled in a manner that protects the safety and physical or psychological well-being of any victims, potential witnesses and their families.

5 - The Court may invite any State not party to this Statute to provide assistance under this part on the basis of an ad hoc arrangement, an agreement with such State or any other appropriate basis.

Where a State not party to this Statute, which has entered into an ad hoc arrangement or an agreement with the Court, fails to cooperate with requests pursuant to any such arrangement or agreement, the Court may so inform the Assembly of States Parties or, where the Security Council referred the matter to the Court, the Security Council.

6 - The Court may ask any intergovernmental organization to provide information or documents. The Court may also ask for other forms of cooperation and assistance which may be agreed upon with such an organization and which are in accordance with its competence or mandate.

7 - Where a State Party fails to comply with a request to cooperate by the Court contrary to the provisions of this Statute, thereby preventing the Court from exercising its functions and powers under this Statute, the Court may make a finding to that effect and refer the matter to the Assembly of States Parties or, where the Security Council referred the matter to the Court, to the Security Council.

Article 88

Availability of procedures under national law

States Parties shall ensure that there are procedures available under their national law for all of the forms of cooperation which are specified under this part.

Article 89

Surrender of persons to the Court

1 - The Court may transmit a request for the arrest and surrender of a person, together with the material supporting the request outlined in article 91, to any State on the territory of which that person may be found and shall request the cooperation of that State in the arrest and surrender of such a person. States Parties shall, in accordance with the provisions of this part and the procedure under their national law, comply with requests for arrest and surrender.

2 - Where the person sought for surrender brings a challenge before a national court on the basis of the principle of ne bis in idem as provided in article 20, the requested State shall immediately consult with the Court to determine if there has been a relevant ruling on admissibility. If the case is admissible, the requested State shall proceed with the execution of the request. If an admissibility ruling is pending, the requested State may postpone the execution of the request for surrender of the person until the Court makes a determination on admissibility.

3 - a) A State Party shall authorize, in accordance with its national procedural law, transportation through its territory of a person being surrendered to the Court by another State, except where transit through that State would impede or delay the surrender.

b)

A request by the Court for transit shall be transmitted in accordance with article 87. The request for transit shall contain:

i)

A description of the person being transported;

ii) A brief statement of the facts of the case and their legal characterization; and

iii) The warrant for arrest and surrender.

c)

A person being transported shall be detained in custody during the period of transit.

d)

No authorization is required if the person is transported by air and no landing is scheduled on the territory of the transit State.

e)

If an unscheduled landing occurs on the territory of the transit State, that State may require a request for transit from the Court as provided for in subparagraph b). The transit State shall detain the person being transported until the request for transit is received and the transit is effected; provided that detention for purposes of this subparagraph may not be extended beyond 96 hours from the unscheduled landing unless the request is received within that time.

4 - If the person sought is being proceeded against or is serving a sentence in the requested State for a crime different from that for which surrender to the Court is sought, the requested State, after making its decision to grant the request, shall consult with the Court.

Article 90

Competing requests

1 - A State Party which receives a request from the Court for the surrender of a person under article 89 shall, if it also receives a request from any other State for the extradition of the same person for the same conduct which forms the basis of the crime for which the Court seeks the person's surrender, notify the Court and the requesting State of that fact.

2 - Where the requesting State is a State Party, the requested State shall give priority to the request from the Court if:

a)

The Court has, pursuant to articles 18 and 19, made a determination that the case in respect of which surrender is sought is admissible and that determination takes into account the investigation or prosecution conducted by the requesting State in respect of its request for extradition; or

b)

The Court makes the determination described in subparagraph a) pursuant to the requested State's notification under paragraph 1.

3 - Where a determination under paragraph 2, a), has not been made, the requested State may, at its discretion, pending the determination of the Court under paragraph 2, b), proceed to deal with the request for extradition from the requesting State but shall not extradite the person until the Court has determined that the case is inadmissible. The Court's determination shall be made on an expedited basis.

4 - If the requesting State is a State not Party to this Statute the requested State, if it is not under an international obligation to extradite the person to the requesting State, shall give priority to the request for surrender from the Court, if the Court has determined that the case is admissible.

5 - Where a case under paragraph 4 has not been determined to be admissible by the Court, the requested State may, at its discretion, proceed to deal with the request for extradition from the requesting State.

6 - In cases where paragraph 4 applies except that the requested State is under an existing international obligation to extradite the person to the requesting State not Party to this Statute, the requested State shall determine whether to surrender the person to the Court or extradite the person to the requesting State. In making its decision, the requested State shall consider all the relevant factors, including but not limited to:

a)

The respective dates of the requests;

b)

The interests of the requesting State including, where relevant, whether the crime was committed in its territory and the nationality of the victims and of the person sought; and

c)

The possibility of subsequent surrender between the Court and the requesting State.

7 - Where a State Party which receives a request from the Court for the surrender of a person also receives a request from any State for the extradition of the same person for conduct other than that which constitutes the crime for which the Court seeks the person's surrender:

a)

The requested State shall, if it is not under an existing international obligation to extradite the person to the requesting State, give priority to the request from the Court;

b)

The requested State shall, if it is under an existing international obligation to extradite the person to the requesting State, determine whether to surrender the person to the Court or extradite the person to the requesting State. In making its decision, the requested State shall consider all the relevant factors, including but not limited to those set out in paragraph 6, but shall give special consideration to the relative nature and gravity of the conduct in question.

8 - Where pursuant to a notification under this article, the Court has determined a case to be inadmissible, and subsequently extradition to the requesting State is refused, the requested State shall notify the Court of this decision.

Article 91

Contents of request for arrest and surrender

1 - A request for arrest and surrender shall be made in writing. In urgent cases, a request may be made by any medium capable of delivering a written record, provided that the request shall be confirmed through the channel provided for in article 87, paragraph 1, a).

2 - In the case of a request for the arrest and surrender of a person for whom a warrant of arrest has been issued by the Pre-Trial Chamber under article 58, the request shall contain or be supported by:

a)

Information describing the person sought, sufficient to identify the person, and information as to that person's probable location;

b)

A copy of the warrant of arrest; and

c)

Such documents, statements or information as may be necessary to meet the requirements for the surrender process in the requested State, except that those requirements should not be more burdensome than those applicable to requests for extradition pursuant to treaties or arrangements between the requested State and other States and should, if possible, be less burdensome, taking into account the distinct nature of the Court.

3 - In the case of a request for the arrest and surrender of a person already convicted the request shall contain or be supported by:

a)

A copy of any warrant of arrest for that person;

b)

A copy of the judgement of conviction;

c)

Information to demonstrate that the person sought is the one referred to in the judgement of conviction; and

d)

If the person sought has been sentenced, a copy of the sentence imposed and, in the case of a sentence for imprisonment, a statement of any time already served and the time remaining to be served.

4 - Upon the request of the Court, a State Party shall consult with the Court, either generally or with respect to a specific matter, regarding any requirements under its national law that may apply under paragraph 2, c). During the consultations, the State Party shall advise the Court of the specific requirements of its national law.

Article 92

Provisional arrest

1 - In urgent cases, the Court may request the provisional arrest of the person sought, pending presentation of the request for surrender and the documents supporting the request as specified in article 91.

2 - The request for provisional arrest shall be made by any medium capable of delivering a written record and shall contain:

a)

Information describing the person sought, sufficient to identify the person, and information as to that person's probable location;

b)

A concise statement of the crimes for which the person's arrest is sought and of the facts which are alleged to constitute those crimes, including, where possible, the date and location of the crime;

c)

A statement of the existence of a warrant of arrest or a judgement of conviction against the person sought; and

d)

A statement that a request for surrender of the person sought will follow.

3 - A person who is provisionally arrested may be released from custody if the requested State has not received the request for surrender and the documents supporting the request as specified in article 91 within the time limits specified in the Rules of Procedure and Evidence. However, the person may consent to surrender before the expiration of this period if permitted by the law of the requested State. In such a case, the requested State shall proceed to surrender the person to the Court as soon as possible.

4 - The fact that the person sought has been released from custody pursuant to paragraph 3 shall not prejudice the subsequent arrest and surrender of that person if the request for surrender and the documents supporting the request are delivered at a later date.

Article 93

Other forms of cooperation

1 - States Parties shall, in accordance with the provisions of this part and under procedures of national law, comply with requests by the Court to provide the following assistance in relation to investigations or prosecutions:

a)

The identification and whereabouts of persons or the location of items;

b)

The taking of evidence, including testimony under oath, and the production of evidence, including expert opinions and reports necessary to the Court;

c)

The questioning of any person being investigated or prosecuted;

d)

The service of documents, including judicial documents;

e)

Facilitating the voluntary appearance of persons as witnesses or experts before the Court;

f)

The temporary transfer of persons as provided in paragraph 7;

g)

The examination of places or sites, including the exhumation and examination of grave sites;

h)

The execution of searches and seizures;

i)

The provision of records and documents, including official records and documents;

j)

The protection of victims and witnesses and the preservation of evidence;

k)

The identification, tracing and freezing or seizure of proceeds, property and assets and instrumentalities of crimes for the purpose of eventual forfeiture, without prejudice to the rights of bona fide third parties; and

l)

Any other type of assistance which is not prohibited by the law of the requested State, with a view to facilitating the investigation and prosecution of crimes within the jurisdiction of the Court.

2 - The Court shall have the authority to provide an assurance to a witness or an expert appearing before the Court that he or she will not be prosecuted, detained or subjected to any restriction of personal freedom by the Court in respect of any act or omission that preceded the departure of that person from the requested State.

3 - Where execution of a particular measure of assistance detailed in a request presented under paragraph 1, is prohibited in the requested State on the basis of an existing fundamental legal principle of general application, the requested State shall promptly consult with the Court to try to resolve the matter. In the consultations, consideration should be given to whether the assistance can be rendered in another manner or subject to conditions. If after consultations the matter cannot be resolved, the Court shall modify the request as necessary.

4 - In accordance with article 72, a State Party may deny a request for assistance, in whole or in part, only if the request concerns the production of any documents or disclosure of evidence which relates to its national security.

5 - Before denying a request for assistance under paragraph 1, l), the requested State shall consider whether the assistance can be provided subject to specified conditions, or whether the assistance can be provided at a later date or in an alternative manner, provided that if the Court or the prosecutor accepts the assistance subject to conditions, the Court or the prosecutor shall abide by them.

6 - If a request for assistance is denied, the requested State Party shall promptly inform the Court or the prosecutor of the reasons for such denial.

7 - a) The Court may request the temporary transfer of a person in custody for purposes of identification or for obtaining testimony or other assistance. The person may be transferred if the following conditions are fulfilled:

i)

The person freely gives his or her informed consent to the transfer; and

ii) The requested State agrees to the transfer, subject to such conditions as that State and the Court may agree.

b)

The person being transferred shall remain in custody. When the purposes of the transfer have been fulfilled, the Court shall return the person without delay to the requested State.

8 - a) The Court shall ensure the confidentiality of documents and information, except as required for the investigation and proceedings described in the request.

b)

The requested State may, when necessary, transmit documents or information to the prosecutor on a confidential basis. The prosecutor may then use them solely for the purpose of generating new evidence.

c)

The requested State may, on its own motion or at the request of the prosecutor, subsequently consent to the disclosure of such documents or information. They may then be used as evidence pursuant to the provisions of parts 5 and 6 and in accordance with the rules of procedure and evidence.

9 - a):

i)

In the event that a State Party receives competing requests, other than for surrender or extradition, from the Court and from another State pursuant to an international obligation, the State Party shall endeavour, in consultation with the Court and the other State, to meet both requests, if necessary by postponing or attaching conditions to one or the other request;

ii) Failing that, competing requests shall be resolved in accordance with the principles established in article 90.

b)

Where, however, the request from the Court concerns information, property or persons which are subject to the control of a third State or an international organization by virtue of an international agreement, the requested States shall so inform the Court and the Court shall direct its request to the third State or international organization.

10 - a) The Court may, upon request, cooperate with and provide assistance to a State Party conducting an investigation into or trial in respect of conduct which constitutes a crime within the jurisdiction of the Court or which constitutes a serious crime under the national law of the requesting State.

b):

i)

The assistance provided under subparagraph a) shall include, inter alia:

1) The transmission of statements, documents or other types of evidence obtained in the course of an investigation or a trial conducted by the Court; and

2) The questioning of any person detained by order of the Court;

ii) In the case of assistance under subparagraph b), i), 1):

1) If the documents or other types of evidence have been obtained with the assistance of a State, such transmission shall require the consent of that State;

2) If the statements, documents or other types of evidence have been provided by a witness or expert, such transmission shall be subject to the provisions of article 68.

c)

The Court may, under the conditions set out in this paragraph, grant a request for assistance under this paragraph from a State which is not a Party to the Statute.

Article 94

Postponement of execution of a request in respect of ongoing investigation or prosecution

1 - If the immediate execution of a request would interfere with an ongoing investigation or prosecution of a case different from that to which the request relates, the requested State may postpone the execution of the request for a period of time agreed upon with the Court. However, the postponement shall be no longer than is necessary to complete the relevant investigation or prosecution in the requested State. Before making a decision to postpone, the requested State should consider whether the assistance may be immediately provided subject to certain conditions.

2 - If a decision to postpone is taken pursuant to paragraph 1, the prosecutor may, however, seek measures to preserve evidence, pursuant to article 93, paragraph 1, j).

Article 95

Postponement of execution of a request in respect of an admissibility challenge

Without prejudice to article 53, paragraph 2, where there is an admissibility challenge under consideration by the Court pursuant to articles 18 or 19, the requested State may postpone the execution of a request under this part pending a determination by the Court, unless the Court has specifically ordered that the prosecutor may pursue the collection of such evidence pursuant to articles 18 or 19.

Article 96

Contents of request for other forms of assistance under article 93

1 - A request for other forms of assistance referred to in article 93 shall be made in writing. In urgent cases, a request may be made by any medium capable of delivering a written record, provided that the request shall be confirmed through the channel provided for in article 87, paragraph 1, a).

2 - The request shall, as applicable, contain or be supported by the following:

a)

A concise statement of the purpose of the request and the assistance sought, including the legal basis and the grounds for the request;

b)

As much detailed information as possible about the location or identification of any person or place that must be found or identified in order for the assistance sought to be provided;

c)

A concise statement of the essential facts underlying the request;

d)

The reasons for and details of any procedure or requirement to be followed;

e)

Such information as may be required under the law of the requested State in order to execute the request; and

f)

Any other information relevant in order for the assistance sought to be provided.

3 - Upon the request of the Court, a State Party shall consult with the Court, either generally or with respect to a specific matter, regarding any requirements under its national law that may apply under paragraph 2, e). During the consultations, the State Party shall advise the Court of the specific requirements of its national law.

4 - The provisions of this article shall, where applicable, also apply in respect of a request for assistance made to the Court.

Article 97

Consultations

Where a State Party receives a request under this part in relation to which it identifies problems which may impede or prevent the execution of the request, that State shall consult with the Court without delay in order to resolve the matter. Such problems may include, inter alia:

a)

Insufficient information to execute the request;

b)

In the case of a request for surrender, the fact that despite best efforts, the person sought cannot be located or that the investigation conducted has determined that the person in the custodial State is clearly not the person named in the warrant; or

c)

The fact that execution of the request in its current form would require the requested State to breach a pre-existing treaty obligation undertaken with respect to another State.

Article 98

A consulta deste documento não substitui a leitura do Diário da República correspondente. Não nos responsabilizamos por eventuais incorreções resultantes da transcrição do original para este formato.

Este texto é publicado ao abrigo das condições de reutilização do próprio DRE, não ao abrigo de uma licença Legalize nem de domínio público. DRE
Acesso universal e gratuito ao Diário da República, nos termos do artigo 3.º do Decreto-Lei n.º 83/2016, de 16 de dezembro, que abrange a impressão, o arquivo, a pesquisa e o livre acesso ao conteúdo dos atos publicados, em formatos eletrónicos de acesso aberto; e do regime de dados abertos da Lei n.º 68/2021, de 26 de agosto. A edição eletrónica é a que faz fé (eli:legal_value = official).